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                    <text>Protection of Catalina Wreck Site in Biak Water and
Rehabilitation of the Surrounding Marine Environment
Zainab Tahir

Abstract
Over more than a decade ago a United States of America’s (USA) Air Force aircraft was found
underwater off the coast of Biak in West Papua. The aircraft is believed to be Pby Catalina, a
WWII amphibious bomber aircraft.
When the Papua Ministry of Marine Affairs and Fisheries operated regular monitoring for
marine ecosystems in Biak waters the team recorded severe problems with marine life directly
associated to the waters surrounding the Catalina Wreck Site. National and Local government
have been working together since 2010 to manage the underwater heritage and the marine
environment in an integrated way. It is aimed that integrated management of the site will preserve
the historical value of the WWII remains and rehabilitate the surrounding marine environment.
Rehabilitation involves the establishment of coral gardens surrounding the wreckage of the
aircraft.
My intention in this paper is to present the plans of the Ministry of Marine Affairs and
Fisheries to recover the coral reef to a healthy condition, to protect the underwater cultural
heritage (UCH) and to manage the area for reasonable use.

Introduction
Nowadays, the site popularly known as Catalina Wreck Site (CWS) has become
one of the biggest attractions to tourists in the West Papua area. It was probably
shot down by the Japanese during WWII when the islands of Biak were used as
a base by both the USA and Japanese forces. The USA Air Force was based on
Owi Island which is less than 10 nautical miles from the Island of Biak where the
Japanese were stationed. The sunken aircraft is located between these two
islands and is still intact because it is lying in relatively calm water which is only
less than 30 meters deep.
In addition to the presence of the WWII remains, Biak waters have a
variety of marine biodiversity. However, when the team from the Ministry of
Marine Affairs and Fisheries conducted regular monitoring of the marine
ecosystem they found severe problems with the underwater life and especially
surrounding the CWS. It was assumed this was cased by destructive fishing
activities including the use of dynamite. These activities have caused severe
damage to the coral reefs, this has left only a remaining 20% healthy coral
surrounding the entire Biak Island (Research Center for Maritime Territory and
Non Living Resources 2006).

�Figure 1. Catalina from the top part (left). General Condition of Coral Reefs Along
the Site (right) (photographs taken by Cipto A.Gunawan, 2009)
Since 2010 the National and Local Government have attempted to
manage the underwater resources in an integrated way. One long-term goal of
the management is to set up the area as a Maritime Conservation Area within
which the WWII remains and coral reefs would be managed and protected for
reasonable use. The practical idea to remedy this particular marine ecosystem is
to establish coral gardens. Other advantages of creating these artificial reefs are
increasing local economic growth through creating a tourist attraction and raising
the awareness of local people and to engender respect for their heritage as well
as the marine environment.
On the other hand, based on regulations, extending some features
surrounding cultural sites means changing the original landscape and this is
prohibited. The Governmental Decree No.10/1993 chapter 29 on the Explanation
of Law No.5/1992 of Cultural Protection Objects declared that the activities
classified as damaging actions are reducing, extending, changing, moving and
polluting a protected heritage, however, this policy is not set in stone, the other
chapters (chapter 22 and 23) point out that in order to protect and maintain the
cultural heritage, development is allowed with certain restrictions, taking
consideration of the site and environmental boundaries. Moreover, this is
reinforced by the new Law No.11/2010 on Cultural Protection, stating that in
order to preserve its sustainability as well as to benefit the community; the
development of cultural sites is permitted with strict terms and conditions.
Establishing a set of plans is a significant step in order to bridge the
regulations, the protection of the CWS and the rehabilitation of the coral reefs.
One of the plans is a zoning system. This is a spatial planning approach which
divides areas into different zones based on their characteristics and functions.
Jon Day (2002:141) pointed out that, “managing marine areas refers to the
concept of ‘zoning’ to separate conflicting uses or to keep sensitive, ecologically
valuable or recovering areas free from use”.
Examples of how to protect a cultural site can be found in the
management of terrestrial heritage sites in Indonesia. For example, the
Borobudur temple uses zoning plans and other policies on access to better
control the impacts of humans or the environment on the site. This World
Heritage Listed site is divided into the following five zones: Zone 1 is a strict
protection zone at a radius of approximately 200m from the temple; Zone 2 is the

�buffer zone established 500m from the core zone and open for visitors, facilities
and the office; the other three zones, which are at a variety of radial, contain
some protected cultural sites (Baiquni 2009).
In Indonesia zoning plans are popularly implemented for terrestrial
archaeological sites, land and marine national parks, urban planning and other
industries (such as mining). Implementation of this style of management to
underwater cultural sites is indeed a new task to all parties, including the
government. This country has a huge number of historical submerged sites which
are supposed to be protected with the intention for long-lasting future existence
and to be managed for its benefit to local communities. Therefore, establishing
the plans for the site management is crucial to bring into an action. In this case
the Catalina Wreck Site would be a pilot project.
“Zoning” is a popular term used for spatial planning. Act No.27/2007 on
Management of Coastal Zone and Small Islands defined it as “a spatial
engineering technique in dividing zones based on its resources and its “carrying
capacity””, and zoning plan is a set of plans ruled whether the activities are
allowed or not in the determined zones. Generally, it is divided into three areas:
first, the core zone; and second, the protected area, aimed to preserve important
objects or ecosystem; third, is a buffer or supporting zone. An example for Zone
2 is David.H. Williamson’s (2004) Marine Park “no take” zone, it is a location
allocated only for the preservation of marine biodiversity. In Borobudur Zoning
Plans, this zone is multi-functional with particular restrictions located a half
kilometer from the temple. It is almost the same as what Day (2002) pointed out
about the buffer zone of the Great Barrier Reefs, in that it allows for commercial
and recreational activities but restricts shipping, trawling, oil drilling and mining.
The third zone is rehabilitation or development; according to the Ministerial
Decree of Ministry of Forestry No.P.56/Menhut-II/2006, all rehabilitation activities
such as recovering the devastated ecosystems are suggested for inclusion in this
zone. Considering these regulations in managing the CWS and rehabilitating the
marine ecosystem the following zoning model and coral reef recovering method
is presented.

Zoning Plans
Zoning is a cornerstone of area management. The Great Barrier Reef is a
remarkable example for its zoning plans. They are aimed to conserve, to regulate
the use of the Marine Park while “allowing reasonable use, to regulate the
activities that exploit the resources as well as to minimize the effect of those
activities, to reserve the areas for public appreciation and enjoyment, and finally
to preserve the resources in its pristine undisturbed condition except for the
purposes of scientific research” (Kenchington 1990 in Day 2002). Zoning is also
implemented to minimize conflict of use.

�Figure 2. The sceme of coral garden (Designed by I Ketut Sudiarta)
There are three main objectives in the creation of zones in the CWS.
Firstly, protect the underwater cultural heritage. Secondly, conserve the marine
ecosystem. Thirdly, manage the reasonable use by visitors and local community.
Table 1 (below) illustrates the zoning plans of CWS, divided into four major
categories:

Activities
Coral
Transplantation
Diving
Coral Adopt
Memorial Stone

Table 1. Zoning Matrix of the CWS
Protection Buffer Rehabilitation Utilization
Zone
Zone
Zone
Zone
No
No
Yes
Yes
Yes
No
No

Yes
No
No

Yes
No
Yes

Yes
Yes
No

Notes:
•

•
•

•

Protection Zone is the zone where the UCH “Catalina Wreck Site” is spotted. Strict
entry for tourism is allowed in this area, however, fishing and all extensions such as
establishing a coral garden are prohibited to a certain width. Strict entry means it is a
“look but don’t touch” zone, in which all forms of extraction (including fishing) are
prohibited.
Buffer Zone, in this area all activities are prohibited in the protection Zone. It provides
support to the protection zone.
Rehabilitation Zone is part of the area where the marine ecosystems are severely
damaged and need to be recovered if it is to continue existence. In this area
establishment of coral garden is part of the long-term plan.
Utilization Zone. As it seen from the scheme above, this zone is divided into two
parts, first is creative zone aimed at encouraging local communities to recruit and
grow coral as an coral ornament for aquarium; the second is Catalina Reef Aware
concerned in the persuation and introduction to tourists in the adoption of coral reefs.

�Rehabilitation
William Precht (1998) mentioned two options of recovering coral reefs: first is
rehabilitation, “enhancing natural recovery through substrate stabilization”, and
the second is restoration, which means, “reestablishing the structural, biological
and aesthetical aspect of the reefs”. Helen E. Fox, et.al (2005) suggested that
rehabilitation is more practical and costs less than the restoration option.
Rehabilitation of the marine ecosystem is a recovery process of the
damaged environment to revive its existence. However, restoring damaged coral
reefs are complicated. Sometimes specific corals are unsuccessfully transplanted
(Clark and Edwards 1995; Harriot and Fisk 1995; Edward and Clark 1998 in Fox,
et al. 2005). There are some methods that have been implemented such as
cultivation of coral gardens through transplantation (Harriot and Fisk 1995;
Rinkevich 2000 in Fox, et al. 2005) and another different technique that
accelerates the growth of recruited coral (Hilbertz 1992; Van Treeck and
Schuhmacher 1997; Van Treeck and Schuhmacher 1999 in Fox, et al. 2005).
According to Mark Baine (2001) “rehabilitation” means creation of artificial
coral reefs, protection of coastal areas, conservation of the sea life and providing
new tourist attractions (which can generate market impacts to gain local
economic growth). National Oceanic Atmospheric Administration (NOAA) (2007)
guide states that,
properly constructed, and strategically sited artificial reefs can enhance fish
habitats, provide more access to quality fishing grounds, benefit fishermen and the
economies of shore communities, increase total fish biomass within a given area,
and provide managers with another option for the conservation and management
of fishery resources.

The term rehabilitation can also be used in the sense to mitigate the loss of the
habitats. James Spurgeon and Ulf Lindahl (2000) pointed out that “manipulation”
of the coral habitat is a popular experimental option to manage and conserve
coral reefs. Relocating and fixing it to the particular substrate is one of the
methods to recover this habitat. However, policy of restoring or rehabilitating
coral reefs should be standardized by the government. An example of which is
what Ministry of Environment in Japan has done by arranging manual for
restoration and remediation of coral reefs done by Japan Government (Ministry
of Environment, 2004). In the USA, the government has developed an approach
that considers biological and economic information to assess the significance of
ecosystem restoration, known as Habitat Equivalency Analysis (HEA) (Unsworth
and Bishop 1994; Milon and Dodge in press; Spurgeon and Lindahl 2000:132).
NOAA’s (2007) guideline established important aspects to consider in the
success of artificial reefs “manipulation habitats” such as sitting, material and
design, regulatory requirement, construction, management and liability.
In the CWS transplantation plans are based on the considerations of the
ecosystem recovery, the opportunity to gain local economic growth and raising
awareness of the local community, as well as protection of the UCH. The
methods which are planned are divided into two major parts. Firstly, the
Rehabilitation Base, which is located approximately at 15 to 20 meters depth.

�This area has provided for a coral garden. The design is about block writing
“CATALINA BIAK”. This consists of two different parts and different material block and writing. The block is formed by a hard structure, while the writing is
from specific pipes (Term of Reference of Directorate of Coastal and Ocean
Affairs 2010).

Figure 3. Models of the artificial reefs structure’s block
(designed by Dondy Arafat).
The transplant corals, which placed on the block, are taken from rare deep
coral species that grow in Biak waters. The types of the species (sp) (hard coral,
soft coral dan googonian) are lobophytum strictum, Blastomussa sp, Caulastrea
sp, Nepthea sp (Research Center for Maritime Territory and Non Living
Resources 2006). Secondly is the involvement of the community base which
provides location of creative zone and adopt coral or Catalina Reef Aware to
encourage people participating in planting corals. For example, in a creative area
located in 3 – 5 m depth the local community is persuaded to grow various types
of coral ornaments, which can be managed as an alternative livelihood. It also
can generate an embryo or source of the next coral transplantation. However, in
the Catalina Reef Aware Zone, located in 5 – 10 m, tourists are offered to buy
recruited coral and tag their name in each as personal memories. This method
was successfully implemented in Sanur – Bali (I Ketut Sudiarta, 2009).
Additionally, as a tourist attraction, coral transplantation also reduces the
strength of the coastal current in this area. It must be stated that remarkable
achievement of coral rehabilitation could not be generalized due to the different
conditions of each environment.
The coral reefs recovery program and the protection of the CWS have
long-term targets to achieve. All above-mentioned plans are starting points in the
recognition of the area as a Maritime Conservation Area.

Maritime Conservation Area
“Maritime Conservation Area” (MCA), is a title found in Ministerial Decree of
Ministry of Marine Affairs and Fisheries No. 17/2008 concerning Conservation of
Coastal Zone and Small Islands. It is defined as “certain area which legally stated
to protect the existing traditional maritime custom and maritime archaeological

�site which is closely related to the conservation of coastal and small islands”.
Basically, the concept is a similar to the Marine Protected Area (MPA) as a
conservation tool in locations to limit public access in order to improve its
sustainability. However, MPAs are mostly used to determine locations where
fishing activities are socially and economically important (Sutton and Tobin
2004), while MCAs rely on the presence of the maritime heritage whether its
tangible, such as coastal and underwater cultural sites, or intangible, for instance
its traditional or local wisdom related to maritime aspects. According to the
Ministerial Decree (2008), Maritime Conservation Area is classified into two
categories; first is protected area of intangible maritime heritage, and the second
is protected area of tangible maritime heritage. The CWS and the surrounding
area’s long term goals fall within the second category.
Establishing the MCA requires the following systematic stages (Figure 4):
• collection of data related to the biophysics of the area and the
ecosystems, social economic and culture of the local community,
local policies in order to support conservation program; collecting
general data such as history, position and boundary of the site,
providing thematic and bathymetric map of the site and the related
area.
• survey and significant assessment aims to verify and collect
data from the field, such as climate, coastal and oceanography,
social economic of the community, infrastructures, cultural sites and
urban development planning. Based on survey results and the
available data, significance of the marine ecosystems, social
economic and cultural aspects are assessed to measure the
feasibility of the establishment of the MCA, as well as, the extent of
coverage for the protected area;
• public consultation to obtain input from the local community, as
well as to educate people about policy of the protection of the
marine environment and UCH;
• recommendation to the authority whether to endorse or not.
All stages above are suggested be done or facilitated by local government who
proposes the establishment of the maritime conservation area.
In the case of the long term five year program of the CSW, some stages
such as collecting data were done in 2010 and the public consultation is planned
in this year. However, the involvement of local community still needs to be
refined.
Maritime Conservation
Area

Collecting Data

Survey and Significant
Assessment

Public Consultation

Recommendation

Figure 4. Diagram of the MCA systematic stages (Ministrial Decree 2008).

�Conclusion
The purpose of the management of the CWS and its surrounding marine
environment are to conserve its present state and to preserve its sustainability for
future generations. Furthermore, the CWS is part of several significant sites in
Biak Island related to the WWII. In consideration of the evidence provided in this
paper one could conclude that regional protection is required in this area.
However, the plan of this small project is expected more systematic than its
current plan to provide an advanced management plan before establishing it as a
MCA. Introducing the program to the local community and ensuring their
involvement from the beginning should be integrated into part of the plans.
Another concern is the arrangement of related guidelines such as artificial reef
guidelines and diving in/on the UCH.
By managing WWII remains in Indonesia the country’s officials can
provide an opportunity for future WWII sites to establish mutual heritage center
for WWII remains and conduct a heritage trail join-program between Asia Pacific
countries to introduce the existences of the heritage, widely.

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Diversity in approaches to maritime archaeology, underwater cultural heritage and related areas</text>
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                <text>Over more than a decade ago a United States of Americaâ€™s (USA) Air Force aircraft was found underwater off the coast of Biak in West Papua. The aircraft is believed to be a PBY Catalina, a WWII amphibious bomber aircraft. &#13;
&#13;
When the Papua Ministry of Marine Affairs and Fisheries operated regular monitoring for marine ecosystems in Biak waters the team recorded severe problems with marine life directly associated to the waters surrounding the Catalina Wreck Site. National and Local government have been working together since 2010 to manage the underwater heritage and the marine environment in an integrated way. It is aimed that integrated management of the site will preserve the historical value of the WWII remains and rehabilitate the surrounding marine environment. Rehabilitation involves the establishment of coral gardens surrounding the wreckage of the aircraft.&#13;
&#13;
My intention in this paper is to present the plans of the Ministry of Marine Affairs and Fisheries to recover the coral reef to a healthy condition, to protect the underwater cultural heritage (UCH) and to manage the area for reasonable use.&#13;
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                    <text>Cultural attitude and values towards
underwater cultural heritage and its influences on the management actions in
Indonesia
Zainab Tahir
Directorate of Coast and Marine Affairs, Jakarta, Indonesia 10110
zen02zen@yahoo.com
Abstract
Understanding attitudes and values towards underwater cultural heritage (UCH) is
critical element in determining appropriate approaches to a wide variety of planning and
management actions. Management actions such as gaining support to protecting
historic shipwreck and its associated relics, designing and implementing new
management methods depend on an understanding of cultural norms and values of
their success.
In Indonesia, historic shipwrecks and its associated relics are managed through two
different policies. Cultural protection Act 11/2010 mandates protection on cultural
heritage including underwater remains, and Presidential Decree 19/2009, regulated
commercial management processes, incorporating UCH as marine resources with
potential economic value, which might contribute to community welfare. These two
paradoxical procedures have raised long debate between stakeholders, including
government agencies.
Using individual interview, this paper attempts to understand cultural attitudes and
values towards shipwreck and its relics in related government agencies in Indonesia, in
which resulting the two deferent management approaches. Furthermore, this writing
also examines the possible influences of these policies on the current management of
UCH in this country.
Key words: historic shipwrecks and its cargoes, intrinsic value, commercial interest,
private company
Introduction
Substantial amount of underwater cultural heritage in the form of historic shipwrecks
and its cargoes are predicted lying off Indonesian Water. This form has lost mainly due
to natural or accidental causes. Currently, there are twenty underwater sites
documented, spreading from South China Sea to Java Sea.The character of the wrecks
varies from one another. For example, the Cirebon wreck, found in Java Sea, is a 10 th
century wooden shipwreck containing large amount of artifacts from Five Dynasty
Chinese ceramics to glass bottle from Iran, enriched history of an ancient trade in

�maritime silk road, while in Tulamben, Bali lies beneath the water a World War II
transport ship the USAT Liberty. Each wreck has its story, comprising valuable
knowledge, technology and culture from specific periods and place, assigning it not only
exceptional and irreplaceable (Smith &amp; Couper, 2003) but also finite.
Therefore, some experts assert that historic shipwrecks are human legacy and it
deserves protection and management, ensuring these heritage is interpreted and
shared with the wide public and preserved for the benefit of present and future
generations (Jameson and Scott-Ireton 2007; Spirek and Scott-Ireton 2003 see in
(Leshikar-Denton, 2010). However, beside the concern of safeguarding the UCH, there
is a distinct-profit interest towards historic shipwrecks. It is likely related to a different
value assigned to the objects by different parties. Delgado (1988) examines the
monetary benefit provided by historic shipwrecks, in particular its cargoes, besides
cultural, historical, archaeological, aesthetic and recreational (Delgado, 1988). Public
has witnessed how the Geldermalsen and Vung Tau were priced $16 million and $7,2
million respectively in the auction house. Some people have seen this commercial
interestas threat against preservation and protection of the heritage. Kaoru and
Hoagland (1994) supported that those values can overlap considerably causing conflict
among parties over appropriate use of historic shipwrecks (Kaoru &amp; Hoagland, 1994).
Overlapping interest towards historic shipwreck and its cargoes become an interesting
issue on managing underwater cultural heritage in Indonesia. Legally, there are two
distinct policies imposed in regard to managing underwater artifacts. First is a policy
places this heritage as significant cultural, archaeological and historical remains
required preservation and protection, while the other policy has governed the objects as
marine resources with physical value, allowing consumptive use of the heritage

�i

. Hypothetically, this paradoxical management type is influenced by knowledge,

perception and attitude of people in a policy making level. Some studies have shown
that people’s perceptions and attitudes towards particular objects or management
issues are shaped by their knowledge, educational background, socio economic factors
or management intervention (Allendorf et al. 2006; Shrestha and Alavalapati 2006; Xu
et al. 2006; Alkan et al., 2009; Shibia 2010 see in (Htun, Mizoue, &amp; Yoshida, 2012).This
paper is about to portray and compare perceptions and attitudes of decision making
level officers from two institutions in Indonesia, Ministry of Marine Affairs and Fisheries
(MMAF), and Ministry of Education and Culture (MEC), towards an underwater cultural
heritage and its current management. Both institutions plays significant role in managing
UCH in the form of historic shipwrecks and its cargoes in this country. The result of the
study might provide preliminary insight and support in developing appropriate
management strategies towards historic shipwrecks and its cargoes in Indonesia
Methods
Policies towards historic shipwrecks and its cargoes in Indonesia
Shipwrecks exploration in Indonesian water has a long history, started from the
exploitation of the Geldermalsen in 1986. Before this period, there was no specific
national mandatory on managing historic shipwrecks and its cargoes (Tanudirjo, 2008)).
Discovery of the Geldermalsen and the fantastic value of its cargoes became an eyeopening reality to the government in regard to the significance of historic shipwrecks,
particularly its cargoes (Tanudirjo, 2008). In 1989, the Presidential Decree concerning
Valuable Objects from the Sunken Ship commanded the government to form a special
committee, which has responsibility to manage the cargoes discovered from shipwrecks,
included permitting its exploration and exploitation (Decree No. 49, 1989) ii. Since then,
the monetary interest of underwater cargoes has become a concern inmanagingthe
UCH in Indonesia.Three years later, in 1992, Act concerning Protection of Cultural
heritage had been released under Ministry of Education and Culture, and it mandated a
protection of cultural resources in land and underwater (Act 5, 1992)iii. The Act was
revised in 2010 through Act 10/2010 and this new is clearly prohibited transferring
cultural objects to other countries for any purposes but education and research.

815

�However, another new act concerning Coastal Management (Act 27, 2007), released
under Ministry of Marine Affairs and Fisheries, classifies historic shipwreck and its
cargoes as marine resources, in which the protection and economic concerns can be
mutually managed.
Sample and Data Collection
Perception and attitudes of the government officers from the two ministries regarding
underwater cultural heritage were measured by a personal interview, using
questionnaire. The questionnaires consisted of three sections, first is started questions
to identify general knowledge about the valuable cargoes from shipwrecks, answered in
Yes, No and Not Sure; the section 2 is 15 major statements covered in 3 parts, part 1 is
meant to gauge perceptions on the state of the significance of an underwater heritage,
part 2 scales the attitudes towards the current management of historic shipwrecks and
its cargoes, and the last part is to identify responses on the management implication;
then the section 3 is personal information. Perceptions and attitudes were measured by
asking respondents to rate statements using Likert-type scale from 1 (Strongly
disagree), 2 (disagree), 3 (not sure), 4 (agree) and 5 (strongly agree), few statements
used strongly unacceptable to strongly acceptable form. The questionnaires were
closed type, however few parts of the section 2, the respondents were given space to
provide comments.
The respondents were gathered using non-probability method, with purposive sampling
technique (Kumar, 2013). This paper only examined perception and attitudes of the
decision making level officers (i.e. Head of Unit, Deputy Director and Director) from
Ministry of Marine Affairs and Fisheries (MMAF) and Ministry of Education and Culture
(MEC), focusing to the unit or directorate that has closely responsible in managing
underwater cultural heritage. From MMAF, 9 high official members of Directorate of
Coastal and Marine Affairs were chosen, while in the MEC, the target respondents were
Deputy Directors of Directorate of Culture and Head of the Preservation and Protection
of Cultural Resources Office. The total respondents from the two institutions were 18
people.
Result
The first section, the respondents were asked four general questions with a Yes, No or
816

�Not sure answer to assess their understanding of the status of historic shipwrecks and
its cargoes in Indonesia. Respondents who answered “yes” were preceded to the
section 2 enquiring their perceptions and attitudes towards management of historic
shipwrecks and its cargoes and the implication. In general, as it is written in table 1, all
respondents from both institutions distinguished that historic shipwrecks and its cargoes
are not only important but also protected. They also have knowledge, that these historic
objects are opened for commercial purposes.
Table 1. General understanding on the status of Historic Shipwrecks and its cargoes
Questions on survey instrument

Percentage
Yes

Do you know about the valuable objects from the sunken ship or
commonly known as BMKT?

100

Do you think historic shipwrecks and its cargoes are important?

100

Do you know historic shipwrecks and its cargoes are protected?

100

Do you know some of the cargoes, discovered from historic
shipwrecks could be sent off to auction?

94,4

Perceptions of the officers on the significant values of an underwater cultural
heritage
Concerning the significant value of an UCH in the form of historic shipwrecks and its
cargoes, the respondents were asked to scale 4 statements. These statements are
narrowed to portray perceptions of the officers towards the consumptive use and the
non-use value of historic shipwrecks and its cargoes (See (Kaoru &amp; Hoagland, 1994).
The results as indicated in table 2 show the officers from both institutions have strong
agreement on valuing historic shipwrecks and its cargoes. Both of them are aware that
there are several different values attached to these entities. Shipwrecks and its cargoes
are historically and culturally significant, framing intrinsic quality of maritime past, as
many experts support that historic shipwrecks are a closed context reflecting the society
of the time; it has the potential to provide information about the people on board, ship
construction, navigation technology, and the goods it was transporting; however, beside
those essential value, it also have short term economic opportunities gained from this

817

�historic object (See (Delgado, 1988; Huang, 2013; Hutchinson, 1996; Kaoru &amp; Hoagland,
1994).
Table 2. Perceptions of the officers on the significant values of the UCH

Statement
On survey instrument
Protecting underwater cultural
heritage is important (i.e. historic
shipwrecks and its cargoes)
because it has historical value
By managing historic shipwrecks
and its cargoes provide
livelihood and other economic
opportunities.
The government should protect
historic shipwreck and its
cargoes in order to preserve
national and cultural identity.
Artifacts from historic shipwreck,
such as ceramics and jewellery,
are highly valuable in the
antique market.

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

0

0

0

0

0

0

22.2

0.0

77.8

100

0.958

0

0

0

0

0

0

66.7

6.0

33.3

33.3

0.853

0

0

0

0

0

0

55.6

33.3

44.4

66.7

1

0

0

0

0

0

0

22.2

88.9

77.8

11.1

0.160

n1 = 9 (respondent from MMAF), n2 = 9 (respondent from MEC); 1 - 5 = likert scale, 1 = strongly disagree, 2 =
disagree, 3 = not sure, 4 = agree, 5 = strongly agree; Correl. = Correlation

Perceptions of the officers on the current management of Historic Shipwrecks
and its cargoes
Currently, private company funds exploration of shipwrecks in Indonesian water.
Consequently, they have rights to own 50% of the cargoes or 50% generated from the
selling artifacts. The five statements in the questionnaire tried to explore how decisions
making level officers perceive the involvement of the third party in exploring historic
shipwrecks and its cargoes, auctioning the artifacts, and an appropriate funding source.
In response to the statements, as it is shown in the table 3, the respondents from both
institutions scaled strongly agree to agree that the government has responsibility to
provide funding support to exploring and managing the historic shipwrecks and its
cargoes. However, interestingly, when they were giving an option whether the fund for
exploration should be provided by the government or private, the responses were varied,
33,3% officers from MMAF agreed the exploration should be funded by the government,
33% of it opposed the idea and 22,2% was not sure. 55,6% from MEC preferred the
private as fund source, instead of the government, yet 22% strongly agreed if the fund
818

�support is from the state, while 11% was not sure. Even though, more than half of
MEC’s respondent agreed the private providing fund for exploration, there were 33,3%
of them refused the involvement of the third party would assist to manage and preserve
historic shipwrecks and its cargoes.
Table 3. General Knowledge on the Status of Historic Shipwrecks and its cargoes
Statement
On survey instrument
Exploration of shipwrecks and its
cargoes should be conducted and
funded by government not by
private company.
National policy allows private
company to perform recovery
excavation of historic shipwrecks
and auction its cargoes off; then
the selling income will be shared
between government and private
company.
We can auction off artefacts
discovered from one shipwreck as
long as the national museum has
pick the Significant
Representative Collection.
The government has responsibility
to provide funding support to
explore and manage historic
shipwreck and its cargoes
To help managing and preserving
historic shipwreck and its cargoes
in Indonesian water is by involving
third party or private company to
explore it

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

11.
1

0.0

33.3

55.6

22.2

11.1

33.3

11.1

0

22.2

0

22.2

11.1

56.7

0

0

55.6

22.2

33.3

0

-0.067

0

0

0

77.8

0

0

44.4

11.1

55.6

11.1

-0.24

0

0

11.1

0.0

0

0

44.4

55.6

44.4

44.4

0.970

0

0

0

33.3

22.2

11.1

66.7

44.4

11.1

11.1

0.659

0.476

Furthermore, the biggest difference between the officers from the two institutions is
when they were asked their perception on getting the artifacts off to auction. Even
though, the unique and rare pieces must be list as state property and prohibit for sale,
still 77,8% respondents from the MEC against the idea of selling the underwater
artifacts, and only 11% respectively scaled strongly agree and agree to this idea. While,
55,6% and 33,3% of the MMAFs’ officers settled with the notion of commercial interest.
They commented, that principally they agree to bring the mass product artifacts off to
auction but the rare one must belong to the country.Subsequently, strong negative
correlation (See(Rumsey, 2003) between officers existed, when they were asking their
819

�opinion on the current National Policy in which allows private company to salvage and
auction the underwater artifacts. There was strongly disagreement towards the policy
(56,7% and 22,2%), even though 22,2% of MECs’ officers marked agrees towards it.
While 55,6 and 33,3% officers from MMAF were consistently support this involvement.
Attitudes of the officers towards the management implication
Integrating commercial values of historic shipwrecks and its cargoes into the policy have
evolved public perceptions towards the objects. Since 1989, number of private
companies permitted to explore shipwrecks in Indonesian water has increased and
hundred thousands of artifacts discovered along the shipwrecks (PANNAS, 2012).
However, despite the fact that this practice attracts investment to the country, some
people criticized the exploration and salvage activities in Indonesia are far concern to
the money-making and tend to disregard the intrinsic value of the objects (Tanudirjo,
2008). The International Congress of Maritime Museums mentioned the exploration of
the Geldermalsen as an example how commercial salvor destroy the historical value of
the cargoes (See in (Hallwood &amp; Miceli, 2005).
Six statements in the table 4 examine attitudes and perceptions of decision making
officers from two main institutions, that closely responsible for managing underwater
heritage, towards the management implication of the current policy. There are some
significant differences between the MMAF and MEC regarding the statement that
income generated from investment on shipwrecks and its cargoes benefits the country.
66,6% MECs’ respondents resisted that business on shipwrecks is not profitable to the
state, contrasting 66,7% of the respondents from MMAF. The correlation between the
high official respondents is negative. Similarly, most of the MECs’ do not accept to gain
revenue by selling artifacts, while more than half respondents from MMAF (66,7%)
consider this policy as an agreeable. Interestingly, when the MECs’ officers were asked
about banning the auction, the proportion of MECs’ (44,4%) who agreed and disagreed
is similar.
Furthermore, a significantly higher percentage of the MECs’ (88,9%) believed the
exploration of shipwrecks destroys the context of maritime history, while 56,7% from
MMAF disagreed with the statement and one third of them have no knowledge
820

�regarding the issue. From one perspective, it might understandable if the proportion of
“not sure” answers were little high considering respondents from MMAF generally come
from different study background such as environment and economic. Yet, one MMAF’s
respondent stated exploration might destroy the context of history if there is no strong
regulation existed. Despite strong agreement from MECs’ about destruction of historical
context, there are slightly high proportion of its respondents (44,4%) accepted the
exploration done by the private has contributed to the preservation and protection of the
historic shipwrecks and its cargoes, even though 33,3% of them disagree with this.
Some people believe that exploration and recovery of historic shipwrecks and its
cargoes might be considered as one way to safeguard the objects from being illegally
salvaged and also providing further opportunity of the wide public to access the objects.
Table 4. Attitudes and perceptions of the officers towards the management implication
Statement
On survey instrument
Income from business on
underwaterartifacts benefits the
country.
National policy should ban selling
the cargoes discovered from
shipwreck
Exploration of historic shipwrecks
and its cargoes, done by private,
has contributed to the
preservation and protection of
underwater cultural heritage.
Exploration of historic shipwrecks
and its cargoes, done by private
company, has destroyed the
context of maritime history
Business on shipwrecks and its
cargoes attract more investment
to Indonesia
Government auctions off artefacts
discovered from shipwrecks to
gain country’s economic income.

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

0

22.2

11.1

66.7

11.1

0.0

66.7

11.1

11.1

0

-0.17

11.
1

0.0

11.1

44.4

44.4

11.1

33.3

44.4

0

0

0

0

0

0

33.3

44.4

11.1

55.6

44.4

0

11.1

0.476

0

0

55.6

0

33.3

0

11.1

88.9

0

11.1

-0.27

0

1

11.1

55.6

22.2

0.0

55.6

22.2

0

11.1

0.036

0

44.4

11.1

33.3

11.1

11.1

66.7

11.1

11.1

0

-0.39

Discussion and Conclusion
This survey was conducted to accomplish the main task of determining the perceptions
and attitudes of the decision making level officers from different institutions towards
historic shipwrecks and its cargoes. As it is predicted, the two institutions showed
821

�negative correlation for particular commercial interest issue. The policy on sending
artifacts off into auction becomes sensitive among respondents from the MEC. Kaoru
and Hoagland (1994) noticed that some individuals might find commercial attachment to
the historical objects is offensive. To inform, all of the interviewees come from similar
background, archaeologists and historians. Their knowledge on the historic objects
might associate with their perception and attitude. In parallel with some studies resulted
that greater in knowledge are associated with greater influence of attitudes on behavior
(See (Fabrigar, Smith, Petty, &amp; Crites Jr., 2006). On the other hand, high officers from
the MMAF tend to consider the consumptive use over the non-use value of the historic
shipwrecks and its cargoes (See Kaoru and Hoagland, 1994). They argue that historic
shipwrecks and its cargoes along with other natural ecosystems are part of marine
resources, which can be used and managed for the sake of the community wellbeing.
Accordingly, the long term development goal of the MMAF are maximizing the use of
the resources to achieve prosperity while keeping sustainability towards environment,
social, culture, and economic as a based of actions (MMAF, 2007). Therefore, it is not
surprising when the officers from this ministry have supported the inclusion of
commercial value of historic shipwrecks and its cargoes into their policy. Assumption on
the physical benefit of historic shipwrecks, particularly its cargoes is tempted, even
though further research is required to justify how much direct and indirect benefit
generated from this business until now.
In relation to the involvement of private company in funding and exploring historic
shipwrecks and its cargoes, apparently, there is ambivalent on the respondents from the
MEC. It is realized that, exploring shipwrecks and its cargoes is an expensive project.
The government has a limitation to fund the exploration of historic shipwrecks due to the
country’s economic development priorityiv; this constraint encourages institution to seek
for alternative funding source in order to study and explore more the maritime past. At
the same time the private company offers an opportunity to access the historical time
capsule on the deep ocean, with mutual benefit sharing mechanism. It often places the
government in dilemmatic positions; partnership with the private company or salvors
means allowing them to take away their shares, half of the historic cargoes, separating
the artifacts as whole context, however, without fund support, the access to explore, to
822

�study and to research are also limited. While, looting and illegal salvage continually
threatens the objects.
In fact, both respondents are aware of the intrinsic cultural and historical value of the
entities, however, they value the objects differently, in which resulting different
management. At the end, managing historic shipwrecks and its cargoes requires
political willingness. The national government, include both institutions need a
comprehensive action to unravel dispute and settle down national strategy on managing
the underwater cultural heritage in the form of historic shipwrecks and its cargoes.

Bibliography
Delgado, J. P. 1988. The value of shipwrecks. In J. W. Murphy (Ed.), Historic
shipwrecks: Issues in management (pp. 1 - 10). Washington, DC: Partners for Livable
Places.
Fabrigar, L. R., Smith, S. M., Petty, R. E., &amp; Crites Jr., S. L. 2006. Understanding
Knowledge Effects on Attitude–Behavior Consistency: The Role of Relevance,
Complexity, and Amount of Knowledge. Journal of Personality and Social Psychology,
90(4), 556 - 577.
Hallwood, P., &amp; Miceli, T. J. 2005. Economic Analysis of the Legal Regimes Governing
Salvage of Historic Shipwrecks. Ocean Development &amp; International Law, 36(4), 323 337.
Htun, N. Z., Mizoue, N., &amp; Yoshida, S. 2012) Determinants of Local People's
Perceptions and Attitudes Toward a Protected Area and Its Management: A Case Study
From Popa Mountain Park, Central Myanmar. Society &amp; Natural Resources: An
International Journal, 25(8), 743-758.
Huang, J. 2013. Odyssey's Treasure Ship: Salvor, Owner, or Sovereign Immunity.
Ocean Development &amp; International Law, 44(2), 170 - 184.
Hutchinson, G. 1996. Threats to underwater cultural heritage: The problems of
unprotected archaeological and historic sites, wrecks and objects found at sea. Marine
Policy, 4, 287 - 290.
Kaoru, Y., &amp; Hoagland, P. 1994. The value of historic shipwrecks: Conflicts and
management. Coastal Management, 22(2), 195 - 213.
Kumar, P. S. 2013. Sampling Design Research Methodology: A Guide for Researchers
in Agricultural Science, Social Science and Other Related Fields (pp. 427). India:
Springer.
Leshikar-Denton, M. E. 2010. Cooperation is the key: We Can Protect the Underwater
Cultural Heritage. Maritime Archaeology, 5, 85-95.
Management of Coastal Zone and Small Islands, 27 C.F.R. (2007).
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�Ministerial Decree. Standard Operation Procedures on Survey and Salvage of the
Valuable Objects from the Sunken Ship, 39 2000.
PANNAS, B. 2012. Laporan Perkembangan Pengelolaan BMKT. Annual Report.
PANNAS BMKT.
Presidential Decree. National Committee of Salvage of the Valuable Objects from the
Sunken Ship, 19 2009.
Protection of Cultural Heritage, 10/2010.
Rumsey, D. J. 2003. Statistics for Dummies. Hoboken: NJ. Wiley.
Smith, H. D., &amp; Couper, A. D. 2003. The Management of the Underwater Cultural
Heritage. Journal of Cultural Heritage, 4, 25-33.
Tanudirjo, A. D. 2008. Pendahuluan: Awal Jaringan Pelayaran dan Perdagangan. In B.
B. Utomo (Ed.), Kapal Karam Abad ke 10 di Laut Jawa Utara Cirebon (Vol. 1, pp. 1 25). Jakarta: PANNAS BMKT.

Biography
Zainab is an Underwater Archaeologist working for Ministry of Marine
Affairs and Fisheries. Zainab received her Bachelor in Archaeology at
Hasanuddin University and a Master Degree in Environmental
Science, specializing in Protected Area Management at James Cook
University, Australia.

i

Sources are Act 11/2010 concerning Protection of Cultural Objects and Act 27/2007 concerning Coastal Area Management and
Small Islands.
ii
This presidential Decree was revised in 2000, 2007 and 2009 due to the changes of responsible institution, however the substantial
content has not been altered. Since 2000, Ministry of Marine Affairs and Fisheries is the mandated institution to lead the committee.
iii

In order to harmonize the two legislations, the special committee has imposed a decree ordering the exploration and recovery of
historic shipwrecks and its cargoes should be documented and recorded by the contractor. In addition, the unique and rare cargoes
must be returned to the state (Ministerial Decree 39, 2000).
iv

Based on the Indonesia Strategic Framework for Development 2012 – 2016, there are five focus area, renewable energy, disaster
risk management, agriculture, human resource development and eastern Indonesia

824

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                  <text>The richness of underwater cultural heritage (UCH) in the Southeast Asian region has been very well known throughout the world. Various shipping activities, trade, warfare, piracy occur in Southeast Asian waters since prehistoric times to the present, causing many archaeological relics in the bottom of the sea in that region, such as shipwrecks which are a traditional ships owned by countries in Southeast Asia and also foreign ships from various countries in the world which sank due to various causes in Southeast Asian Waters. UCH in Southeast Asia has become a very important resource for science, history and even for economic interests relating to the welfare of the local communities which in some areas, UCH shipwreck sites serve as diving attractions.&#13;
UCH in Southeast Asia have also attracted treasure hunters both the international big companies and national companies in Southeast Asian countries. In many areas, in particularly in small islands and coastal areas with low level economic life, the locals often plunder the UCH sites, raise up the cargoes, and also take the ship parts mainly made of metal materials to be sold for sustaining their lives. Treasure hunt problem; looting by local people; the lack of human resources, facilities, and funds for research, monitoring, and conservation; as well as the lack of understanding and awareness of the central government, local government, civil society, and local communities make the problems associated UCH in Southeast Asia being very complex.&#13;
The UCH richness and the complexity of the problems associated with it in Southeast Asia make this being one of critical theme to be highlighted in this conference. There is a need to share a current information betweeen the countries to strengthen the bond and to foster the regional and international cooperation.&#13;
This session will discuss:&#13;
&#13;
â€¢ Current issues, problems, and challenges faced by Southeast Asian countries in efforts to study, to protect, and to preserve the UCH.&#13;
â€¢ The threats faced by UCH i.e. the human factors, climate change, and changes in the physical environment in the waters of Southeast Asian countries.&#13;
â€¢ The results of resent research conducted in the field of UCH in Southeast Asian countries.&#13;
â€¢ Protection and conservation measures in accordance with the UNESCO Convention 2001 which can be applied in Southeast Asian countries. </text>
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                <text>Cultural attitude and values towards  underwater cultural heritage and its influences on the management actions in Indonesia</text>
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                <text>Understanding attitudes and values towards underwater cultural heritage (UCH) is critical element in determining appropriate approaches to a wide variety of planning and management actions. Management actions such as gaining support to protecting historic shipwreck and its associated relics, designing and implementing new management methods depend on an understanding of cultural norms and values of their success.&#13;
&#13;
 In Indonesia, historic shipwrecks and its associated relics are managed through two different policies. Cultural protection Act 11/2010 mandates protection on cultural heritage including underwater remains, and Presidential Decree 19/2009, regulated commercial management processes, incorporating UCH as marine resources with potential economic value, which might contribute to community welfare. These two paradoxical procedures have raised long debate between stakeholders, including government agencies.  &#13;
&#13;
Using individual interview, this paper attempts to understand cultural attitudes and values towards shipwreck and its relics in related government agencies in Indonesia, in which resulting the two deferent management approaches. Furthermore, this writing also examines the possible influences of these policies on the current management of UCH in this country.</text>
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                    <text>Anthropogenic Submersion of Terrestrial Cultural Heritage sites leads to their
Permanent Destruction and Demise
Ms. Zhang Yue (Masters’ Student, Beijing Language and Culture University, Faculty of
Foreign Studies)
ABSTRACT
As human societies continue to expand economically and socially in a divergent manner, the destruction of
cultural heritage sites becomes almost inevitable. Since modern times in China, the construction of dams and
reservoirs has led to the submersion of numerous valuable cultural relics and ancient sites, which has completely
changed their living environment and caused irreversible damage. For example, the construction of the Three
Gorges Dam resulted in the permanent submersion of the Fuling White Crane Ridge beneath the reservoir. Such
cases are not unique to China but can be found throughout the Asia-Pacific region and even globally, as
developing countries inevitably face the dilemma of prioritizing development or cultural heritage protection. If
left unchecked, more terrestrial cultural heritage sites will be submerged underwater. This paper will utilize
academic resources to focus on theoretical discussions, summarizing cases of anthropogenic submersion of
cultural heritage sites and corresponding countermeasures and protective measures. It will further consider what
types of human activities are permissible and which are ethically unacceptable when faced with both economic
development and cultural heritage protection. The paper argues that when the urgency of economic development
is questioned, we should prioritize the protection of cultural heritage and resist the practice of submerging
cultural heritage sites underwater, which leads to their permanent destruction. Furthermore, the Convention on
the Protection of Underwater Cultural Heritage sets a time limit for the definition of UCH—at least 100
years—raising questions about the scientific basis for this limit. This paper contends that the assessment of UCH
should not be limited to this 100-year timeframe but should involve multi-angle, interdisciplinary evaluations
based on the scientific, artistic, and cultural value of the heritage. Otherwise, heritage sites like the White Crane
Ridge, which have immense value, may not receive adequate protection if they are not promptly designated as
UCH after being submerged due to reservoir construction. Therefore, this paper will delve into the ethical issues
mentioned above and attempt to offer suggestions for the sustainable development of UCH in the Asia-Pacific
region.
Keywords: Underwater Cultural Heritage; Hydraulic Engineering; Convention on the Protection of Underwater
Cultural Heritage; Sustainable Development

INTRODUCTION
Cultural heritage protection faces significant challenges during the process of economic and social
development, especially in developing countries where irreversible damage often occurs in the pursuit
of economic growth. This paper discusses the permanent destruction and demise caused by the
anthropogenic submersion of heritage sites during the construction of dams and reservoirs and raises
questions about the Convention on the Protection of Underwater Cultural Heritage in the hopes of
offering suggestions for the sustainable development of UCH in the Asia-Pacific region.
CASE STUDIES OF HERITAGE SUBMERSION AND ITS IMPACTS
During the 1950s and 1960s, China engaged in hydraulic engineering projects, resulting in the
submersion of a large number of terrestrial cultural heritage sites underwater. The sudden submersion
of these heritage sites due to human activities drastically changed their living environment, causing
irreversible damage to the relics and ancient sites.
The three gorges dam and white crane ridge
The White Crane Ridge inscriptions are the largest and most extensive hydrological inscriptions in
existence, known as the "world's hydrological data treasury." They record local low water levels of the
Yangtze River from 764 CE to 1909 CE, as well as historical, literary, artistic, and folklore information
1

�during this period. The inscriptions serve as an essential source for the study of the hydrological
history of the upper reaches of the Yangtze River.
The White Crane Ridge inscriptions use a unique method of recording water levels based on Chinese
cultural traditions, with the stone fish as the reference point and inscriptions indicating the distance
from the reference point. The creators of this unique method transformed dry numerical records into
artistic creations rich in cultural and artistic connotations, and combined them with local folk activities
like watching the stone fish emerge from the water and predicting harvests. This not only imbues these
records with historical value but also turns recording water levels into a conscious action of local
people, giving it a lasting vitality.
Today, when discussing the White Crane Ridge, one cannot ignore the closely related human
activity—the construction of the Three Gorges Dam project. This is one of the largest power stations
in China and the world, mainly serving water resource utilization, flood control, and power generation.
After the Three Gorges Dam raised the water level to 175 meters, the water level along the Yangtze
River significantly increased, submerging the White Crane Ridge inscriptions nearly 40 meters
underwater, along with over 300 above-ground ancient sites and 400 underground ancient sites,
totaling approximately 800 sites (Huang Wei 2011).
Reservoir construction and submersion of ancient villages
Technological advancements in the 20th century promoted industrialization, providing continuous
vitality for infrastructure construction. Hydraulic engineering projects not only helped solve energy
shortages but also served multiple functions such as flood control, irrigation, navigation, and
employment, effectively addressing the slow economic and social development faced by developing
countries in the Asia-Pacific region. Thus, countries in the region began to engage in hydraulic
engineering projects to create economic value.
Vietnam began constructing the Hoa Binh Dam in 1979, which was completed and put into operation
in 1994 as the largest hydropower station in Vietnam and one of the largest reservoirs in Southeast
Asia. The Sesan River Reservoir project in Cambodia, located on one of the two main tributaries of the
Mekong River, started in 2012 and began operating in 2017. The Laos government, in cooperation
with Thailand and China, began constructing the Pak Beng hydropower station in 2017, which remains
under construction.
However, while hydraulic engineering projects bring economic benefits, they also cause irreversible
damage to the surrounding ecological environment and cultural heritage. Material cultural heritage,
such as ancient villages, temples, ancestral halls, and other relics related to local ethnic cultures, are
completely submerged with the reservoir's water storage, facing unprecedented challenges in their
living environment. Underwater, cultural relics may be affected by water flow erosion, biological
corrosion, and chemical reactions, further increasing the difficulty of protecting cultural heritage.
From the perspective of intangible cultural heritage, the construction of hydraulic facilities forces
some indigenous people to relocate. Over time, the traditional culture, lifestyle, and social structure
formed by the indigenous people based on their living environment also change with the alteration of
their living environment. This results in a significant loss of intangible cultural heritage passed down
from generation to generation, such as social practices, conceptual expressions, and knowledge and
skills. Consequently, we lose the opportunity to understand and inherit these unique cultures forever.
In addition, reservoir construction disrupts river ecosystems, and water level fluctuations cause erosive
geological changes. Water storage in reservoirs leads to sediment accumulation, downstream drought,
and worsening saltwater intrusion, all of which negatively impact biodiversity and ecological balance
and indirectly affect the preservation of local cultural heritage.

2

�BALANCING HYDROPOWER DEVELOPMENT AND UCH PROTECTION
From the aforementioned cases, it is evident that developing countries in Asia have continued to
construct hydropower projects in the past fifty years, with some completed and in operation, while
others still under construction. In the process of economic development, developing countries
inevitably face the dilemma of prioritizing development or cultural heritage protection. If left
unaddressed, more terrestrial cultural heritage sites may be submerged during hydropower
construction and left without adequate protection. Thus, this article will focus on theoretical
perspectives to explore how to balance social development and cultural heritage protection, as well as
how to make decisions when their interests conflict, in order to achieve sustainable development for
both.
Conflict between hydropower development and cultural heritage protection
Firstly, hydropower development, such as dams and reservoirs, often requires construction in rivers,
lakes, and other water bodies. These areas may contain sites and ancient structures of significant
historical and cultural value. During hydropower construction, these cultural heritage sites may be
submerged, preventing their values from being passed down. Moreover, hydropower development can
alter the environment, such as water flow and levels, leading to site erosion, sediment changes, and
subsequent effects on site integrity and preservation. Underwater archaeology is inherently more
challenging than terrestrial archaeology, and hydropower projects further increase the difficulty and
complexity of underwater archaeology conditions (Gribble 2013). The extent and completeness of
underwater archaeological work directly influence the protection of UCH. In developing countries,
limited economic development results in weak awareness of UCH protection among governments and
the public, leading to insufficient investigation, planning, and assessment of potentially affected
cultural heritage sites during the early stages of hydropower development. Additionally, limited
resource allocation contributes to the challenge of initiating UCH protection efforts.
Ethical considerations and UCH protection
The conflicts mentioned above force us to confront a series of serious questions. How should we
weigh the importance of hydropower development and cultural heritage protection when they conflict,
and can their conflicts be reconciled? Through case analysis, we find that most developing countries
prioritize hydropower development and seldom develop comprehensive protection plans for related
cultural heritage at the early stages of construction. This is closely related to national economic
strength and social context at the time. Following World War II, the acceleration of late modernity and
globalization processes intensified people's linear experience of the past, resulting in increased
vulnerability and uncertainty when facing crises and risks. Heritage and the past became topics of
widespread public interest and concern. The heritage explosion around the 1970s further highlighted
people's attention to heritage and its cultural core (Harrison 2013). However, this shift occurred during
the deindustrialization period, and many already constructed industrial facilities, such as the
hydropower projects mentioned in this article, had caused irreversible damage to cultural heritage.
While the damage is done and cannot be reversed, it is still essential to deeply explore and analyze the
ethical issues underlying this damage to provide theoretical insights for future cultural heritage
protection and sustainable development.
Developing countries' series of hydropower projects were initially aimed at economic growth and
development. While such infrastructure has indeed had positive impacts on societal and national
development, it is crucial to consider how to properly preserve and accommodate cultural heritage and
historical information during the construction of these projects. Otherwise, the loss of cultural heritage
and traditional customs due to human intervention is a cost that neither we nor future generations can
bear.

3

�Achieving balance between economic development and cultural heritage protection
Ethical considerations concerning the submersion of terrestrial cultural heritage by human intervention
can be summarized into two main questions: first, is the damage caused by artificially altering the
environment of cultural heritage sites justifiable? Second, has the consent of the public who value the
cultural heritage been obtained before submerging terrestrial heritage sites? When conflicts arise
between economic development and cultural heritage protection, the optimal solution should involve
achieving a balance between the two through sustainable means. The construction of the Three Gorges
Dam led to the submersion of Baiheliang, but with the growing emphasis on the cultural industry,
relevant departments have made great efforts to protect this precious cultural heritage. The underwater
protection project of Baiheliang inscriptions at their original site is the most challenging,
technologically advanced, and heavily invested cultural heritage protection project within the globally
watched Three Gorges cultural relics protection. Adopting the "pressureless container" principle and
constructing an underwater museum for in-situ protection has become the world's first successful
example of protecting similar cultural heritage, with UNESCO praising it as the world's first
underwater site museum accessible without diving (Jiang Rui 2020). In addition, the site has carried
out cultural dissemination and educational work to raise public awareness and protection
consciousness for Baiheliang inscriptions.
The successful protection of Baiheliang inscriptions demonstrates that although the construction of the
Three Gorges Dam inevitably caused damage to cultural heritage, it is an indispensable part of national
economic development. Without an economic foundation, how can cultural heritage be protected?
Therefore, this article argues that when economic development becomes an obstacle to human survival
and social progress, appropriate changes can be made to cultural heritage. At the same time, people
should always remember the contributions of cultural heritage to human progress and provide better
protection when they have the capacity. However, if the urgency of economic development is
questioned, actions that submerge terrestrial cultural heritage in water against ethical principles should
be firmly prevented. Furthermore, since heritage began involving the public domain (Lowenthal
1996), public participation has become an essential part of heritage protection and utilization.
Decisions on whether to submerge terrestrial cultural heritage in water should not rely solely on
official authorities; relevant heritage organizations should conduct thorough public surveys and listen
to the opinions of the public.
QUESTIONING AND REFLECTION ON THE 100-YEAR TIME LIMIT OF THE UCH
PROTECTION CONVENTION
This article focuses on a series of ethical issues brought about by human activities such as the
construction of water conservancy projects, which cause terrestrial cultural heritage to be submerged
underwater. In attempting to seek better protection for such damaged cultural heritage, legal and
institutional obstacles have been encountered. The "Underwater Cultural Heritage Protection
Convention" passed by UNESCO in 2001 is the first international convention on the protection of
UCH worldwide (Dromgoole 2013). The convention stipulates that UCH refers to all human remnants
with cultural, historical, or archaeological value, such as sites, buildings, artifacts, human remains,
ships, and aircraft, as well as their archaeologically valuable environments and natural environments,
which have been partially or entirely underwater for at least 100 years, periodically or continuously.
According to this provision, cultural heritage with significant historical, scientific, and artistic value,
such as Baiheliang inscriptions, is not considered UCH under the convention's definition when
submerged underwater due to human activities. Many scholars have questioned the 100-year time
limit, arguing that this rigid standard lacks scientific basis and is purely for management purposes to
exclude items of more recent origin. However, many countries' cultural heritage laws use this time
limit (Ma Mingfei 2018). To more comprehensively and objectively assess the value of UCH, it is
necessary to adopt multiple indicators rather than simply relying on the 100-year time limit. This
assessment process may involve interdisciplinary collaboration, including experts in fields such as
history, archaeology, art history, and environmental science (Forrest 2014). In fact, in some cases,
4

�more recent heritage may have more urgent protection needs, such as the risk of natural disasters or
human destruction. Otherwise, a large number of heritage sites will be excluded and not receive
effective protection.
SUGGESTIONS AND CONCLUSIONS
This article uses academic resources to focus on theoretical discussions, summarizing cases of
human-caused submersion of cultural heritage underwater and corresponding countermeasures and
protection measures, and further considering what human activities are permissible and which ones are
unethical when facing both economic development and cultural relic protection. The paper argues that
when the economic foundation threatens human survival and social development, appropriate changes
can be made to cultural heritage by fully listening to public opinion and promoting public
participation, and better protection can be provided for damaged heritage when the capacity is
available. However, when the urgency of economic development is questioned, we should prioritize
the protection of cultural heritage and resist actions that deliberately submerge cultural heritage
underwater, causing permanent damage. Furthermore, this article questions the scientific and accurate
nature of the 100-year time limit for the definition of UCH in the "Underwater Cultural Heritage
Protection Convention," as this time limit determines the future protection of UCH.
The protection of UCH faces many challenges, and seeking a balance between economic development
and cultural heritage protection is a complex and important task. We need to make efforts in various
aspects, such as improving policies and regulations, supporting scientific and technological research,
international cooperation and exchanges, and public participation and education, to better protect and
inherit these precious cultural heritages and contribute to the sustainable development of UCH in the
Asia-Pacific region and the world.

BIBLIOGRAPHY
1. Dromgoole, S. The Protection of the Underwater Cultural Heritage: National Perspectives in Light of the
UNESCO Convention 2001, 2nd ed. Leiden: Martinus Nijhoff, 2006.
2.

Forrest, C. International Law and the Protection of Cultural Heritage. London; New York: Routledge, 2014.

3.

Gribble, J. “The UNESCO Convention on the Protection of the Underwater Cultural Heritage 2001: An Impact
Review for the United Kingdom: Project Design.” Journal of maritime archaeology 6, no.1 (2011): 77-86.

4.

Harrison, R. Heritage: Critical Approaches. London; New York: Routledge, 2013.

5.

Lowenthal, D. Possessed by the Past: The Heritage Crusade and the Spoils of History. New York: The Free Press,
1996.

6.

O'Keefe, P. J. Shipwrecked Heritage: a Commentary on the UNESCO Convention on Underwater Cultural
Heritage, 2nd ed. Leicester. UK: Institute of Art and Law, 2014.

7.

蒋锐. “浅析水下文化遗产保护管理措施及成效——以白鹤梁题刻为例.”自然与文化遗产研究 5, no.1(2020):
114-119.

8.

马明飞. “《保护水下文化遗产公约》在我国研究的回顾与展望.” 水下考古, (2018): 256-265.

9.

黄伟. 三峡大坝建设对奉节旅游影响研究. 重庆师范大学, 2011.

5

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                <text>As human societies continue to expand economically and socially in a divergent manner, the destruction of&#13;
cultural heritage sites becomes almost inevitable. Since modern times in China, the construction of dams and&#13;
reservoirs has led to the submersion of numerous valuable cultural relics and ancient sites, which has completely&#13;
changed their living environment and caused irreversible damage. For example, the construction of the Three&#13;
Gorges Dam resulted in the permanent submersion of the Fuling White Crane Ridge beneath the reservoir. Such&#13;
cases are not unique to China but can be found throughout the Asia-Pacific region and even globally, as&#13;
developing countries inevitably face the dilemma of prioritizing development or cultural heritage protection. If&#13;
left unchecked, more terrestrial cultural heritage sites will be submerged underwater. This paper will utilize&#13;
academic resources to focus on theoretical discussions, summarizing cases of anthropogenic submersion of&#13;
cultural heritage sites and corresponding countermeasures and protective measures. It will further consider what&#13;
types of human activities are permissible and which are ethically unacceptable when faced with both economic&#13;
development and cultural heritage protection. The paper argues that when the urgency of economic development&#13;
is questioned, we should prioritize the protection of cultural heritage and resist the practice of submerging&#13;
cultural heritage sites underwater, which leads to their permanent destruction. Furthermore, the Convention on&#13;
the Protection of Underwater Cultural Heritage sets a time limit for the definition of UCH—at least 100&#13;
years—raising questions about the scientific basis for this limit. This paper contends that the assessment of UCH&#13;
should not be limited to this 100-year timeframe but should involve multi-angle, interdisciplinary evaluations&#13;
based on the scientific, artistic, and cultural value of the heritage. Otherwise, heritage sites like the White Crane&#13;
Ridge, which have immense value, may not receive adequate protection if they are not promptly designated as&#13;
UCH after being submerged due to reservoir construction. Therefore, this paper will delve into the ethical issues&#13;
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