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                    <text>The construction of a simple sand dumping barge
to aid reburial of a shipwreck site

Jon Carpenter
Western Australian Museum
Department of Materials Conservation,
Shipwreck Galleries, 45-47 Cliff St,
Fremantle, WA, 6160,
Australia
E-mail: jon.carpenter@museum.wa.gov.au
Jim Grehan and Jan Dols
Marine Engineer volunteers
c/o Department of Materials Conservation
Shipwreck Galleries, 45-47 Cliff St
Fremantle, WA, 6160,
Australia
Abstract
A gradual and unremitting decrease in the level of the sand forming the seabed in
which the wreck of the James Matthews (1841) lies buried (located in Cockburn
Sound, Western Australia) became a cause for concern as progressive
deterioration of the structures on the site was taking place. The situation led to the
innovative use of linked medium density polyethylene Traffic Management
Delineator barriers (Omni OB1800) to create a walled enclosure around the site
into which sand could be reintroduced to bury exposed structures and prevent its
subsequent dispersal, as would be the case if it were simply dumped over the
wreck. The shallow, 2.5m depth of water over the wreck site restricted the
possibility of delivering a substantial quantity of sand via a large vessel or barge.
Commercial dredging and pumping of sand was also considered but financial
constraints ultimately ruled out any of these options. The volume of sand required
to fill the enclosed area was calculated to be 165 cubic metres. To improve the rate
at which a reasonable amount of sand could be added to the enclosure a small
budget ($2000 AUD) was provided by the Australian Historic Shipwreck Protection
Project (AHSPP) for the Western Australian Museum’s team of retired, volunteer
Marine Engineers to design and construct a 3m x 4m sand dumping barge. Costs
incurred were mainly for the steel framework and floor components of the barge as
they required materials of specific dimensions. A small boat winch and pulley were
also specific purchases. Floatation was provided by fourteen steel drums (each
200 litre capacity), which were obtained gratis. Note no labour costs were incurred
to construct the barge.

1

�Key words: barge, sand dumping, steel, construct, drums, reburial.

Introduction
The wreck of the James Matthews (1841) is located in shallow water close to
Woodman Point in Cockburn Sound and not far from the Port of Fremantle in
Western Australia (Henderson, 2009). At the time of discovery, in the early 1970’s,
thesite was completely buried in sand except for one or two small concretions
noticeable in the seagrass and a few pieces of scattered roofing slate that proved
to be a part of the vessel’s cargo. Excavation of the wreck site, not long after it was
found, was extensive and reburial with the dredged overburden undertaken but the
level of sand coverage was not completely satisfactory. The loss of extensive
areas of seagrass over the years, that in part, afforded some stability to the sands
that buried the James Matthews, have prevented the natural build-up of sediment
at the site. Over the last few years it has become apparent that structures on the
wreck site are deteriorating as they have become progressively more exposed.
The nearby activities (approximately 300 m away) of a dredging arm operating off
the end of a reclaimer jetty, used to recover shell dredged further out to sea that is
regularly dumped by barges, has created an extensive depression (12 m deep) in
the seabed. This ‘hole’ and the associated barge channel leading to it have
possibly contributed to a general decrease in the level of the nearby seabed, with
its consequent impact on the wreck site, as sand in the vicinity gravitates towards
these depressions.
To rebury most of the exposed structure at the James Matthews site it was
determined that a depth of at least 0.8 metres of sand was necessary. Sandtrapping mesh covers have been previously trialled with success on parts of the
site but an assessment of the overall area to be covered and the elevation of the
structures within it implied that mesh alone was unlikely to be appropriate for total

2

�reburial. The situation led to the innovative use of 36 linked Traffic Management
Delineator barriers (Omni OB1800), made of medium density polyethylene, to
create a walled enclosure around the site into which sand could be reintroduced to
bury exposed structures and prevent its subsequent dispersal, as would be the
case if it were simply dumped over the wreck. For more information about the
James Matthews and the Australian Historic Shipwreck Protection Project readers
are referred to the papers in these conference proceedings by Richards et al.
(2014) and Shefi et al. (2014)
Methodology
The shallow 2.5 metre depth of water over the James Matthews wreck site
restricted the possibility of delivering a substantial quantity of sand via a large
vessel or barge. Commercial dredging and pumping of sand was also considered
but financial constraints ultimately ruled out any of these options. The volume of
sand required to fill the enclosed area to the recommended height of 0.8m was
calculated to be 165 cubic metres. To improve the rate at which a reasonable
amount of sand could be added to the enclosure a small budget ($2000 AUD) was
provided
Historic

by

the

Australian

Shipwreck

Protection

Project (AHSPP) for the Western
Australian Museum’s team of
retired,
Engineers

volunteer
to

Marine

design

and

construct a 3 x 4 metre sand
dumping

barge

(overall

dimensions actually 3050mm x
3900mm). Costs incurred were
mainly for the steel framework Fig. 1: The completed sand barge when first launched. (J.
and floor components of the Carpenter).
barge as they required materials of specific dimensions. A small boat winch and

3

�pulley were also specific purchases. Fourteen steel drums (each 200 litre capacity)
were used in the construction, all of which were obtained gratis. Four drums were
positioned vertically essentially halving the depth to which they would submerge
and therefore halving their effective floatation capacity resulting in an overall
buoyancy equivalent to twelve drums. Note no labour costs were incurred in the
construction of the barge (Fig. 1).
Construction and Operation.
The sand barge proposal for the James Matthews reburial project started out with a
basic sketch comprising a series of 200 litre drums, arranged in a rectangular
formation, including a floor that incorporated two doors, a locking mechanism and a
raised-frame structure from which to operate a pulley system for closing the doors
after sand was discharged. It was initially envisaged that the ends of the drums
would be simply welded together, as a cost saving measure, although this didn’t
immediately address the issue of joining the drums at the barge corners.
The museum’s team of volunteer Marine Engineers had the necessary skills and
tools to construct the barge and would provide a free design process and labour.
Construction was to be carried out using welded and bolted mild steel. Due to time
constraints during its manufacture the non-galvanized metal parts of the barge
were only painted with a corrosion inhibiting zinc undercoat. The engineers advised
against direct end to end welding of the drums in favour of constructing a
framework into which individual drums could be placed and replaced if no longer
airtight. The dual doors were omitted in favour of a single central door. This was
done to simplify its construction and operation but importantly to avoid the
possibility of one door not operating in unison with the other and potentially
resulting in the barge tipping over from the weight of the sand remaining on one
side.

4

�The project began with the
welded

assembly

of

four

individual outer frames made
from

angle

iron

(100mmx

100mm) designed to hold two
horizontal drums on each of the
fore and aft frames(1940 mm x
540 mm) and three horizontal
drums and later two vertical
drums on each side frame (3850 Fig. 2: The four outer frames with strapped drums installed. (J.
mm x 540 mm). Flat steel Carpenter).
retaining straps (50mmx3mm) were rolled to conform to the curvature of the drums
and welded in place to fit across each frame. A detachable set of the curved
straps, each with a screw threaded rod welded on the ends, were made to mate
with corresponding holes to bolt the drums to the frame (Fig. 2).
As the horizontal drums at the
corners of the barge could not be
joined easily it was decided to
mount an extra drum vertically at
each corner. This also presented
a curved surface and therefore
cleaner ‘entry’ to the sea when
the barge would be under tow
and added the equivalent of an
extra two drums to the overall
buoyancy.

The

vertical

drums Fig. 3: The main frames and door in position in preparation to

were mounted on extensions to

install the floor sections either side (assembly is inverted). (J.
Carpenter).

the side frames, the base of the
drum resting on a flat bar welded to form a triangle at each of the four corners.

5

�Each corner drum was secured by threaded rods (15mm diameter) bolted through
the extended frame and through a steel cross-strap positioned on top of each
drum. All other nuts/bolts used to assemble the barge were 10mm in diameter.
At this stage the four main drum frames (sides and ends, with drums temporarily
removed) were bolted to a welded rectangular-shaped central frame (1800mm x
2750mm), made from angle-iron(100mmx 100mm)that was to become the
framework for the barge floor incorporating the door. The floor/door frame and
frame of the actual door (800mm x 2750mm) were made from welded square
section steel tube (75mm x 75mm). The open ends of the tube were fitted with
cover plates and welded to be air-tight. To provide a strong floor and improve
overall rigidity of the construction, steel ‘C’ section purlins (galvanized) were used
(200mm x 75mm x 2mm). The purlins were cut into short lengths and the ends
welded to each side of the frames and to each other. This further improved floor
strength and the overall rigidity of the barge (Fig. 3).
To prevent sand dropping through any small gaps between various spot welded
areas of the floor and door they were filled with silicon gap filler. The larger gap in
the floor along the hinged side of the door was covered with a strip of sheet rubber
adhered with contact cement onto the fixed portion of the floor frame. The hinge for
the door was made from a single length of steel rod (20mm diameter)mounted
through drilled steel brackets welded alternately to the floor and door frames. This
hinged shaft was prevented from sliding out of the brackets by securing it with
locking pins incorporating washers to minimise rubbing and wear.
The catches holding the door in the closed position operate by rotation of a second
full length steel rod, mounted in similar drilled brackets, possessing three welded
lugs that come to bear and hold against a flat overlapping steel lip welded along
the closing side of the door. This lip laps over the adjacent floor frame and
prevents the door from being raised above its fully-closed position. The lip also
helps to prevent sand loaded into the barge from dropping through the clearance
gap for the door. The door locking shaft is prevented from slipping out of its
6

�mounting brackets by the door locking lugs as each of the three lugs is rotated
between two brackets welded to the floor frame. One end of the locking shaft has a
right-angle lever welded to it that almost horizontally aligns with a welded ‘U’shaped bracket when the door is in the closed position. The ‘U’ bracket retains a
steel ring of sufficient internal diameter for it to slide along the bracket and
simultaneously over the door locking lever. This is achieved by applying downward
hand-pressure on the lever to bring it into a parallel position with the bracket. Once
released the lever locks the ring in place as it attempts to spring back to its former
position. To open the door the ring is struck with a long-handled hammer until it
drops off the lever (and is retained by the bracket) and the weight of sand on the
barge floor forces the door to open. As the door drops down the actuating lever
rapidly goes up in the opposite direction (Note this is a safety concern and the
person releasing the lever must keep well clear of the lever and descending door).
To raise the door and temporarily hold it closed, a small ratchet type boat winch
with a stainless steel cable, attached by a shackle to the door, is mounted on a
bracket attached to a tripod frame with a pulley wheel fitted to its apex. The ratchet
system allows the winch to hold the door in the closed position in order for the lever
locking ring to be re-engaged. The winch was inexpensive and its pulling capacity
(500 kg) and gear ratio (3:1) more than sufficient to raise the door but it was not
intended that it be used to hold the weight of a load of sand. Before the door is
opened with a load of sand the winch ratchet must be disengaged to allow the
winch to free-wheel and the cable to run out (Note this was a safety concern as the
winch handle could not be detached and its rapid rotation seen as a potential risk
to the operator who must keep well clear until the door is released and it has to be
raised again).

7

�During the construction process the sheer
weight of the main components of the sand
barge (~700kg), particularly the central frame
with its floor and door, presented handling
issues both during its manufacture and its
physical loading and unloading from the truck
at the deployment area. Although it is
possible to lift and carry parts of the barge
separately albeit with 8 to 10personnel and
then assemble it on-site, it is recommended
that a truck with a HIAB crane be hired to
load the barge in one piece onto the truck
and then unload the barge directly into the
water. This method of deployment was used
when the sand barge was reassembled a
second time to dump the remaining sand
after the main fieldwork phase had concluded.
Field Operation

Fig. 4: Manoeuvring the loaded sand barge into
position. (J. Carpenter).

Initially, during the main fieldwork phase, the sand barge was physically handled as
separate components as it was too wide to fit on the tray of the museum’s truck
when fully assembled. The components were very heavy and required 8-10
personnel to manually lift and manoeuvre. The disassembled sand barge was
delivered to a boat ramp where the barge was unloaded, the floor section placed
on a four wheeled support frame, the remaining components bolted to it, the drums
installed and the barge launched down the ramp restrained by a rope. The fourteen
drums provided adequate buoyancy despite some initial concern that the weight of
the overall framework and particularly the floor with its door was excessive. To
minimise the possibility for metal fatigue and/or loosening of the retaining bolts,
caused by any rocking motion of the corner drums when the barge was underway,

8

�a rope was secured around the
drums

to

minimise

any

unwanted movement. A tow
rope

was

attached

to

two

shackles fixed near the corners
of the bow and the barge towed
to the sand loading area.
Initially

clean,

washed

proprietary sand was physically
loaded into the barge via sand
bags (maximum weight 20 kg) Fig. 5: The door opening to release a load of sand onto the
directly from a nearby beach and James Matthews site inside the wall of barriers. (J. Carpenter).
then subsequently from a larger boat moored
adjacent to the wreck site. The loaded barge
was not difficult to manoeuvre over the wreck
site using a combination of small boats and
ropes then, aided by snorkelers, it was easily
moved into its final position for discharging the
load of sand (1.0 - 1.5 ton) (Fig. 4). The
hammering of the ring to release the door and
its re-locking was performed by a snorkeler
using

the

procedure

described

in

the

Construction and Operation section of this
paper (Fig. 5). A second snorkeler disengaged
the ratchet on the winch before the door was
released and re-engaged the ratchet to close
the door after all the sand was removed from
the barge. As the single door is centrally Fig. 6: Snorkelers removing sand not directly
released when
Carpenter).

9

the

door

opened.

(J.

�located and it does not cover the entire floor a ledge of fixed floor (480 mm wide)
on either side retained sand that snorkelers easily removed by hand (Fig. 6).
At the end of the day the barge was left moored over the James Matthews site,,
two solar cell charged lamps were attached as riding lights to warn fishers in small
boats should they be travelling in the vicinity of the wreck at night.
Conclusion
In operation the sand barge performed very well. In the restrictive circumstances of
budget constraints and the shallow water situation of the James Matthews wreck
site the barge provided a means of delivering a reasonable quantity of sand with
each load (1.0-1.5 ton). The overall amount of sand delivered to the site at this
stage of the project is 20 m3 or 30 ton, which is the equivalent of about 5-10cm of
sand coverage over the entire site. Obviously significantly more sand is required,
however due to the sand barge’s robust construction an idea that was perhaps,
initially, conceived as a basic and relatively cheap construction, to be used only
once and then disposed of, is currently held in storage for future use.
Acknowledgements
The Marine Engineers team comprises of eight retired marine engineers and their
manager, Richard Garcia. The two persons, Jim Grehan and Jan Doles, engaged
full-time in the barge manufacture, are listed as main contributors to this paper.
The additional contribution of the other team members, however small, is still
considered significant and is hereby gratefully acknowledged.
References
Henderson, G., 2009. Redemption of a Slave Ship. The James Matthews. Western
Australian Museum, Perth.
Richards, V., MacLeod, I. and Veth, P., 2014. The Australian Historic Shipwreck
Preservation Project – In-situ preservation and long-term monitoring of the
Clarence (1850) and James Matthews (1841) shipwreck sites. In S. Tripati and V.

10

�Walker (Eds.), Proceedings of the 2nd Asia-Pacific Regional Conference on
Underwater Cultural Heritage, 12-16 May 2014, Honolulu, Hawaii, Hawaii.
Shefi, D., Veth, P., Philippou, C., Rodrigues, J., Richards, V. and Harvey, P.,
2014.The Australian Historic Shipwreck Preservation Project – interim progress
report. In S. Tripati and V. Walker (Eds.), Proceedings of the 2nd Asia-Pacific
Regional Conference on Underwater Cultural Heritage, 12-16 May 2014, Honolulu,
Hawaii, Hawaii.
Biography
Jon Carpenter is a conservator with 40 years of experience working principally
with maritime archaeological materials at the Department of Materials
Conservation, Western Australian Museum. The work performed is mainly with iron
objects recovered from marine sites and he has conserved cannon from the
earliest known shipwreck in Australia, the Trial (1622) and from HMS Sirius(1790),
the Principle Escort of the First Fleet transporting colonists to Australia in 1788. As
a diver and conservator operating in the field he conducts pre-disturbance
assessments of shipwreck sites, including digital photography/video and on-site
conservation of recovered artefact material.

11

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                  <text>This session will focus on in-situ preservation and conservation management issues, conservation analyses and treatments, and applied conservation research of archaeological materials from freshwater, marine and wet terrestrial sites. The main purposes of this session are to encourage the exchange of ideas and practices as well as the development of conservation networks throughout the region. Presentations, posters and workshops are invited that address any of the following areas:&#13;
â€¢ In situ preservation of marine archaeological materials, including reburial practices&#13;
â€¢ Conservation management of shipwreck sites, including on-site monitoring&#13;
â€¢ Conservation treatment case studies&#13;
â€¢ Research into the analysis and treatment of wet archaeological materials&#13;
â€¢ Review of the status of wet archaeological conservation programs in the Asia Pacific region&#13;
â€¢ Development of collaborative conservation research and treatment programs Suggestions for additional topics are welcomed by the session organizers. </text>
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                <text>A gradual and unremitting decrease in the level of the sand forming the seabed in which the wreck of the James Matthews (1841) lies buried (located in Cockburn Sound, Western Australia) became a cause for concern as progressive deterioration of the structures on the site was taking place. The situation led to the innovative use of linked medium density polyethylene Traffic Management Delineator barriers (Omni OB1800) to create a walled enclosure around the site into which sand could be reintroduced to bury exposed structures and prevent its subsequent dispersal, as would be the case if it were simply dumped over the wreck. The shallow, 2.5m depth of water over the wreck site restricted the possibility of delivering a substantial quantity of sand via a large vessel or barge. Commercial dredging and pumping of sand was also considered but financial constraints ultimately ruled out any of these options. The volume of sand required to fill the enclosed area was calculated to be 165 cubic metres. To improve the rate at which a reasonable amount of sand could be added to the enclosure a small budget ($2000 AUD) was provided by the Australian Historic Shipwreck Protection Project (AHSPP) for the Western Australian Museumâ€™s team of retired, volunteer Marine Engineers to design and construct a 3m x 4m sand dumping barge. Costs incurred were mainly for the steel framework and floor components of the barge as they required materials of specific dimensions. A small boat winch and pulley were also specific purchases. Floatation was provided by fourteen steel drums (each 200 litre capacity), which were obtained gratis. Note no labour costs were incurred to construct the barge. </text>
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                    <text>The continuation of traditional boatbuilding in Cam Pha, Sam Son and Cua Lo,
Vietnam
Ken Preston
Independent Researcher
Seattle, US
Email: kenpreston46@gmail.com

Abstract
This paper will describe recent and current construction activity on three separate
building sites, one each in Cam Pha (near Halong City), Sam Son (near Thanh Hoa),
and Cua Lo (near Vinh). The three sites produce boats generally in the Northern
Vietnamese/Chinese tradition, but with significant differences in both design and
construction details and techniques. The designs that will be discussed are all traditional
style motor vessels, that is, vessels whose design and style were developed prior to the
availability of powerful diesel engines but are now motorized. They include:
 The Halong Bay “Square Head” boat, a mid-sized utility and fishing vessel that is
the dominant wooden boat in Halong Bay in the size range from 18' to about 35'.
 The Sam Son large traditional fishing vessel, A 60' class seagoing shallow draft
vessel derived directly from a 3-masted lug rigged sailing vessel with a long
history in the Northern Coastal waters.
 The Cua Lo mid-sized utility fishing boat (works in a number of fisheries), which
is the only significant design in use from the small fishing port on the south bank
of the river at Cua Lo.
Key words: Traditional Boatbuilding Techniques, Cam Pha, Sam Son, Cua Lo,
Northern Vietnam

Background
Between 2005 and 2013, I have made a total of 8 trips to Vietnam, totaling about one
year accumulated time in country, or in nearby Laos and Cambodia. My purpose has
been to document the continued building and use of wooden fishing and freight vessels
along the coast and up the Mekong. I have made repeated visits to certain specific boat
building sites and boatyards. Among these are three in particular in northern Vietnam.
Many of their techniques are very similar and the boats they build have much in
common. The three sites, Cam Pha (23 km north of Halong City), Sam Son (near Thanh
Hoa) and Cua Lo (near Vinh), are all within a distance of 300 km along the northern
coast. Though they have other commercial interests, all three are vigorous fishing towns.
1

�Although epochal changes in technology can lead to radical changes in boat building
and design (availability of steel saws leading to readily available planking for example,
or the introduction of inexpensive diesel engines leading to broad transom sterns) my
expectation is that a thorough knowledge of the surviving traditional construction
techniques and vessel designs will provide significant insight into the origin and perhaps
age of shipwrecks and on-shore remnants of older vessels.

The common boat building techniques and the similarities of design characteristics of
the boats built in the three towns described can be summarized as follows:


The planking is edge nailed from plank to plank



The primary fastenings are black iron, hand forged square spikes and
commercial bolts and nuts.



The boats are built right way up on a single central plank, with one or both ends
bent up to serve as stem and stern post.



If a separate stem timber is used, it is bolted directly to the central bottom plank,
effectively replacing the bent up bottom plank's function.



The wood is bent when necessary by heating it over a slow fire and bending the
plank with weights or levers or both.



Although all three boat designs are more or less descended from sailing
ancestors, they are all pure motor boats today.



They are usually built to ground readily, with hoisting rudders and flat (but
rockered) bottoms that keep their props mostly off the bottom.



The boats have long overhanging bows, and their lines are long and easy, with
very few sharp bends in the planking.



Two of the three are, in effect “5-plank” boats with two chines each side. That is,
they have the flat bottom “plank”, sloping bilge “planks” and near vertical side
“planks”, though each “plank” will be made of a number of individual pieces.

Cam Pha
When I first became aware of the building site on the derelict beach below the town of
Cam Pha in 2005, one old man with a crew of up to eight men and women was building
2

�two different sizes of the typical “Halong Bay Squarehead” utility vessel. These boats
are traditional both in their overall style and in the manner of their construction. Their
defining characteristic is their odd (but very useful) square foredeck. They are
commonly built in lengths from 20' to about 40', the smallest having no cabin other than
a small box or a deck over the engine and perhaps an arched canvas cover over the
hold. The larger sizes have substantial houses built at deck level over their engine
areas.

1 Fig. 1 Cam Pha Construction Sequence, 2005 – 2012. (Ken Preston)
The building process of the traditional “squarehead” boat (Figs. 1 and 2)


The central plank is tapered at the forward end then bent sharply upward at each
end by heating over a slow fire while forcing one end of the plank down with
weights. More recently, a separate stem timber is bolted to the forward end of
the central plank and the aft end is bent up as before.



The central plank is set up, with props at bow and stern to support the ends and
bolted down to deadmen set in the sand.



Planks are added to the boat in pairs, port and starboard, by edge nailing with
3

�hand forged square boat spikes about 5” long x 1/4” thick. The plank is first
offered up and the inner edge marked to follow the previous plank. The builders
use large wooden clamps, chains and prybars to hold the plank in position while
it is marked and fastened.


The upper edge of the new plank is marked to utilize the available wood while
achieving the hull curvature the builder has in mind and the plank is sawn to
shape.



It is offered up a second time to check the sawn shape, and at that time the two
adjacent plank edges are marked for spike locations at about one foot on center.
The “new” plank will be chisel cut to produce a V-shaped tapered opening into
the interior of the plank at each nail location, then the plank will be braced on
edge and a nail “guide hole” drilled from the center of the plank into the chiseled
entry.



The plank already on the vessel will also be drilled, from the marked nail location
straight into the center of the plank.



With both the old and new planks drilled for spiking, the new plank is offered up
one more time and pried into position with clamps and pry bars while it is nailed
off.



If all goes well the spikes will be driven home using a punch to drive them into
the chisel cut slots into the face of the plank. If there is trouble with the fit up, the
spikes can be withdrawn with the same punch, catching under the hooked head
of the spike, the correction made and the plank finally fastened off.



These boats are not 5-plank boats; they are a simple round bottomed shape. At
the turn of the bilge nothing is done differently, except that the new plank is pried
up to match the builder's idea of the correct angle. Usually, with one plank above
the bottom in place, a floor timber will be added amidships, chopped to the angle
with a balance-hatchet and spiked in place. A similar timber will be placed to
form the lowest member of the future transom stern.

4

�Fig. 2 Cam Pha Construction Sequence, 2005 – 2012. (Ken Preston)


Thereafter, the sides are raised with at most a few additional floor timbers and a
futtock or two to help hold the growing hull together. The wood used at Cam Pha
is generally dreadful, full of knots and checks, and sawn relatively thin. The fit up
of the plank seams is quite casual.The builders rely heavily on good caulkers to
make their boats water tight.



At the top of the lower portion of the hull, a doubly thick but narrow plank or “wale”
is placed full length each side. By this time the stem and transom are both well
established and effectively locked into place by the planking and the wale.



A cross-timber is added at the top of the stem, extending out to the sides to mark
the extent of the foredeck and provide a landing for the forward end of the sheer
plank (which is twisted sharply through nearly 90 degrees to land flat on the
cross timber) and the filler pieces that bridge the wide gap in the planking under
the foredeck.



Aft, the wale continues on past the lower transom and defines the lower edge of
the upper transom. This was originally a common feature on Chinese sailing
vessels, on which the upper, outer transom provided some protection to the
5

�rudder (hanging on the lower transom) in following seas. Nowadays the rudder is
often a typical steel plate motorboat's rudder, positioned deeper under the hull in
the prop-wash.


Since the sheer plank tumbles home a bit aft and rolls out nearly 90 degrees
forward to form the squarehead, it is always fitted in at least two pieces, scarfed
about amidships.



With the planking finished (or nearly so) the balance of the framing is fitted into
the hull, using all sorts of rough pieces of timber, sawn to gentle curves, beveled
to fit with the balance hatchet and spiked into place with boat spikes. Here and
there the hull, as originally planked, won't suit the builder's eye and he'll bore a
hole through plank and frame for a bolt, which will be used as a clamp to force
the planking into place against the frame.



Very different from Western practice, the floors and frames do not usually overlap
much if at all, and may not even touch each other.



With the planking complete, in the older model, a false stem was fitted over the
hood ends of the planks at the bow and shaped to a somewhat sharp entry. In
the past two years the use of a completely separate stem has become the norm
and that stem, bolted to the central bottom plank, is rabbeted in normal fashion
as planks are brought to it.



At some point after the planking is complete to the sheer, the curvature of the
plank ends, where they transition from the lower to the upper transom, will be
marked by eye with white chalk and cut out with a mallet and chisel.



With the frames in place and trimmed to height, bulkheads are installed full depth
(spiked to the frames and edge nailed plank to plank) at least one at the forward
end of the engine area and another at the forward end of the fish hold. Often
even fairly small boats are divided into five compartments (lazarette, engine room,
fish hold, forward hold, and a space under the fore deck). Often the fish hold will
be drilled through the planking to provide a free-flooding wet well for the catch.
No doubt the hulls derive a great deal of their strength from the bulkheads, since
the frames are not continuous anywhere.



Deck framing and hatch coamings are installed along with uprights extending
6

�from the floor timbers to the eventual height of the cabin top.


Decks are laid and cabin joinery completed.



With the hull construction complete, she's released from her anchorage to the
earth and propped up first on one side, then the other for caulking. Since the
planks were fitted roughly and tight edge to edge and no caulking seam was cut,
it is done by the caulkers as they go along, opening up not only the seams
between planks but also the checks and splits in the planking. Quantities of
waste fiber are driven into the seams and splits, trimmed with a chisel, and
troweled over with a gray mastic for sealant.



At that point the vessel is ready for power and outfitting for her work and is
routinely put overboard on a high tide and towed away to have her engine fitted
elsewhere.

Fig. 3 Cua Lo Construction Sequence, 2005 – 2012. (Ken Preston)
Sam Son (Figs. 3 and 4)
Although the boatyard in the river mouth north of town does significant new construction
of various sorts, for this paper we will only consider the construction of large traditional
vessels on the beach in front of town. They are built on a single very long bottom plank
7

�bent up at each end to form the stem and what amounts to the central plank of a narrow
transom stern. They are fastened with hand forged square boat spikes and commercial
steel carriage bolts. Since I have not seen the entire building sequence, some points
can only be surmised, but in general:


The bottom (which comprises the “bottom plank” and the two “bilge planks”) is
built complete in one piece lying on coconut palm trunks that are set to support
the line of the bottom rocker, on sand bags a foot or so above the beach. The
bottom planking is bolted through the floor timbers (which do not extend past its
edge) but a number of edge nails are also used.



The entire side “slabs” are edge nailed together and cut to final profile flat on the
beach. When I arrived to see one of these boats at this stage, the port side was
complete and lying flat on the sand alongside the completed bottom, with its
stern quarter region already bent into a sharp curve upward. The starboard side
was not yet complete forward, additional planks were being offered up where the
slab lay in the sand, but the stern quarter area was already in the midst of being
bent up over a slow fire. This is the only example I have seen of bending the
slab upward by levers rather than downward with weight, a concession to the
size of the completed sides, which are massive, with planking nearly 2” thick and
require a number of planks edge nailed and scarfed lengthwise.



Unlike at Cam Pha, these heavy planks are not repeatedly offered up and
marked, cut, offered again, marked again, drilled, offered again and finally nailed.
Rather they are offered only once on the sand, cut to shape with a circular saw,
and edge nailed directly where they lie. The chisel cuts to provide an entry for
the spike are the same as at Cam Pha but the hole is drilled from the chiseled
opening into the two planks. Since the drill cannot bend to run cleanly into the
center of the old plank as it effectively does at Cam Pha the drilled hole
necessarily is aimed toward the far side of the plank. A small bend is placed in
each spike before driving and most of them stay within the planking. Only now
and then does one break out to the surface of the side.

8

�Fig. 4 Cua Lo Construction Sequence, 2005 – 2012. (Ken Preston)


With the sides nearly complete but lying flat on the sand on either side of the hull,
a single temporary mold is erected and braced off amidships.



In the course of a long day, the sides are raised into position on the bottom,
wrapped around the temporary mold and fastened off to the bottom and the
raised stem and transom sections of the central plank. The process requires
about 20 men to pick up the sides one at a time and temporarily hold them
generally in place with rope, chain and chain falls. But the rest of the day's effort
only involves eight to ten men, slowly urging the side slabs into contact first with
the transom portion of the center plank, then bit by bit with prybars, chain falls,
large wedges and brute strength, bringing the chine together full length. The
chine fasteners are carriage bolts roughly 1/2” x 10”, driven into drilled holes
through the side and into the edge grain of the bottom on approximately one foot
centers.



Thereafter the futtocks (side frames) are cut and fitted, one pair per floor timber,
but not necessarily in contact with the floor and not normally bolted to it. In some
9

�examples I've seen the futtocks are deliberately spaced between the floors. The
futtocks are shaped like hockey sticks, sawn to shape, so that the short end of
the hockey stick projects out onto the hull bottom and becomes a primary
connection and strength member at the chine. They extend well above the
original side slabs to support additional structure.


Above the sides that were erected in one piece, a thicker plank or wale is
wrapped around the frames. Bulwarks are raised a further foot to 18” and given a
rail cap, which is often armored with a smoothly welded stainless steel cover to
help prevent hangups of the fine web used in their nets.



Aft, three or four beams are let into the top plank of the original sides and are
used to extend the deck substantially to each side, with the bulwarks boxing in a
comfortable aft work deck. This gives the boat a peculiar appearance aft, with a
large boxy aft deck area above the shapely quarters.



The rudder lowers through a trunk extending from the aft deck through the
bottom, and the whole aft compartment is left free flooding and not even caulked.
A tight bulkhead between the rudder compartment and the rest of the vessel may
be the only tight bulkhead. Other bulkheads may be added, but in many cases
the hull is effectively open from end to end.



A centerline hatch runs full length of the fore deck, covered with loose hatch
covers that apparently are never dogged down.



The “pilot house”, if any, is low, providing only sitting headroom, and may be nonexistent, the engine house covering the engine but not offering crew quarters.



As recently as the 1990's these boats were rigged with three masts and three lug
sails and provided with a Chinese style daggerboard working vertically in a trunk,
but none of them carry a rig today and there is no sign of the daggerboard.

Cua Lo (Figs. 5 and 6)
The small fishing boat harbor in the creek at Cua Lo is remarkable in that all the
resident boats are the same model, ranging in size from about 25' to about 50'
overall length. Before my visit in late 2012 I had not seen any of these boats under
construction, only hauled for maintenance. In late 2012 there were two new boats
10

�about 35 feet long standing partially framed and planked in the yard on the south
bank nearest the mouth of the creek.

Fig. 5 Sam Son Construction Sequence, 2005 – 2012. (Ken Preston)
At that time one was clearly a week or two further along than the other, which
immediately gave some indication of the sequence of building. I was able to examine
them in detail at that time and again about one month later. More recently, in late 2013
the same small yard had three boats under construction spaced a couple of weeks
apart, from a bare bottom going together to a nearly planked up vessel. Between these
three visits we have essentially complete documentation of the building sequence.


The boats are built on a central plank which is bent up aft to form the run, leading
to what will be a

broad, but narrow (top to bottom) planked transom in the

finished boat.


A separate stem timber is bolted to the bottom plank and rabbeted for the
planking. The first three or four floor timbers swallow the stem.



The floor timbers are cut to the profile of the bottom and the planks are bolted to
them, rather than being edge nailed without benefit of frames. Fastenings in
11

�general are bolts, not spikes. The boats give the impression of being round
bilged from outside, but they are actually multi-chined, with hard chines as well
as an arced bottom. The planking is very thick and probably planed to relieve the
sharp corners outboard. The planks are definitely planed to remove scars from
flame bending.


Sawn elbows are bolted to the floors, and the futtocks in turn are bolted to the
elbows, forming a typical western-style complete frame. However, only a few
frames are completed before the planking is advanced further. The hard chines
are formed by sawing the angles into the floors and futtocks, not by making each
futtock straight and splicing the frame with gussets.



Rather than advancing the planking piece by piece, when the turn of the bilge is
reached a separate plank is placed above the next chine angle to stabilize the
frames and apparently also to provide a guide for building subsequent frames.
Great care is taken with fitting each plank and the plank seams are routinely
nearly perfect.



The boats have a great deal of rocker and the stern is built broad and flat, which
forms a very easy long run. Individual planks at the stern are allowed to run wild
for most of the construction.



The slot and framing for the rudder trunk are placed early in the bottom
construction.

Since the harbor partially dries at low tide all the boats have

hoisting wooden “barn door” rudders.


Perhaps unique to this design, two futtocks on each side up forward are made of
massive timbers, and project well above deck and bulwarks. They will support a
cross timber which will support the long booms which the local fleet uses to push
a net ahead of the boat.



To provide more working deck aft, the next to last topside plank is rolled out from
plumb to nearly horizontal and extends the beam a few inches each side, thus
producing a small reverse knuckle in the topsides aft. Alternatively, two or three
cross beams may be let into the sides and the aft deck planked over them to
provide yet a wider work area aft.



The final topsides plank lands on top of the timber that all the previous bottom
12

�and side planks had been bolted to and becomes the bulwarks of the cockpit and
the working deck forward, but also the lower sides of the engine house or cabin
midships.

Fig. 6 Sam Son Construction Sequence, 2005 – 2012. (Ken Preston)
Summary
The primary techniques of the northern Vietnamese boat builders, flame bending, edge
nailing, building the bottom on a single central plank and raising the sides on the bottom
(whether in one piece, or plank by plank) are consistent along the northern coast of
Vietnam but those techniques allow for construction of a wide range of boat types.
Thus, even if the style of boat changes (e.g. from sail to power) the building techniques
will still provide a “signature” which may be useful in identifying their origin.
Biography
Ken Preston was born in 1946, took a degree in Geology, and served in the US Army
in Vietnam. He went commercial fishing off the US West Coast until he went broke, then
pursued a career in marine construction (harbor works, bridges, docks, dredging,
breakwaters and so forth). Ken held a license as a tug boat operator for a period of
years, but only worked on boats locally on construction projects. Since 2005 he has
spent six weeks to two months each year traveling in Indochina, documenting the
remaining traditional (primarily wooden) fishing and freight boats of the region.

13

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                  <text>Video interview with Session 12 chair Nia Hasanah and links to the papers presented in the session.</text>
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                  <text>The richness of underwater cultural heritage (UCH) in the Southeast Asian region has been very well known throughout the world. Various shipping activities, trade, warfare, piracy occur in Southeast Asian waters since prehistoric times to the present, causing many archaeological relics in the bottom of the sea in that region, such as shipwrecks which are a traditional ships owned by countries in Southeast Asia and also foreign ships from various countries in the world which sank due to various causes in Southeast Asian Waters. UCH in Southeast Asia has become a very important resource for science, history and even for economic interests relating to the welfare of the local communities which in some areas, UCH shipwreck sites serve as diving attractions.&#13;
UCH in Southeast Asia have also attracted treasure hunters both the international big companies and national companies in Southeast Asian countries. In many areas, in particularly in small islands and coastal areas with low level economic life, the locals often plunder the UCH sites, raise up the cargoes, and also take the ship parts mainly made of metal materials to be sold for sustaining their lives. Treasure hunt problem; looting by local people; the lack of human resources, facilities, and funds for research, monitoring, and conservation; as well as the lack of understanding and awareness of the central government, local government, civil society, and local communities make the problems associated UCH in Southeast Asia being very complex.&#13;
The UCH richness and the complexity of the problems associated with it in Southeast Asia make this being one of critical theme to be highlighted in this conference. There is a need to share a current information betweeen the countries to strengthen the bond and to foster the regional and international cooperation.&#13;
This session will discuss:&#13;
&#13;
â€¢ Current issues, problems, and challenges faced by Southeast Asian countries in efforts to study, to protect, and to preserve the UCH.&#13;
â€¢ The threats faced by UCH i.e. the human factors, climate change, and changes in the physical environment in the waters of Southeast Asian countries.&#13;
â€¢ The results of resent research conducted in the field of UCH in Southeast Asian countries.&#13;
â€¢ Protection and conservation measures in accordance with the UNESCO Convention 2001 which can be applied in Southeast Asian countries. </text>
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                <text>The continuation of traditional boatbuilding in Cam Pha, Sam Son and Cua Lo, Vietnam</text>
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                <text>This paper will describe recent and current construction activity on three separate building sites, one each in Cam Pha (near Halong City), Sam Son (near Thanh Hoa), and Cua Lo (near Vinh). The three sites produce boats generally in the Northern Vietnamese/Chinese tradition, but with significant differences in both design and construction details and techniques. The designs that will be discussed are all traditional style motor vessels, that is, vessels whose design and style were developed prior to the availability of powerful diesel engines but are now motorized. They include: &#13;
&#13;
*The Halong Bay â€œSquare Headâ€ boat, a mid-sized utility and fishing vessel that is the dominant wooden boat in Halong Bay in the size range from 18' to about 35'.&#13;
&#13;
*The Sam Son large traditional fishing vessel, A 60' class seagoing shallow draft vessel derived directly from a 3-masted lug rigged sailing vessel with a long history in the Northern Coastal waters.&#13;
&#13;
*The Cua Lo mid-sized utility fishing boat (works in a number of fisheries), which is the only significant design in use from the small fishing port on the south bank of the river at Cua Lo</text>
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                <text>Ken Preston, in Van Tilburg, H., Tripati, S., Walker Vadillo, V., Fahy, B., and Kimura, J. (eds.)</text>
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                <text>5/15/2014</text>
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                    <text>The Cultural Property of Military Forts on the Sea or Kai-hou in Tokyo Bay: From
the viewpoint of underwater cultural heritage
Tatsuya Nakada
Tokyo University of Marine Science and Technology, Tokyo, Japan, 108-8477
Email: picono@kaiyodia.ac.jp
Toshiaki Hayashibara
Asian Research Institute of Underwater Archaeology,Fukuoka, Japan, 812-0041
Email: underwater03@gmail.com
Abstract
At the end of the 19th century the Japanese government built several military forts on
the sea or artificial islands inside Tokyo bay in order to defend its capital from foreign
sea powers. Three outer forts or Kai-hou, which were between the cape of Kannon, the
cape of Huttsu, and Saruis land, formed the first naval defensive line. The first fort
started to be constructed in 1881, and then finished in 1890. The second was built
between 1889 and 1914, and the third between 1892 and 1921. Among three, only the
third one does not exist anymore. In 2000 the governmental demolition project of the
third fort began mainly because of the congested seaborne traffic, and was completed
in 2007. During the work, some of its building materials were salvaged, which have
been exhibited in a city park since 2006; they are now Yokosuka-City-Designated
Important Cultural Properties. The underwater structures of the fort were also removed
and reconstructed in a council owned ground; in 2013 they were also registered as the
above-mentioned cultural properties. On the other hand, the first fort is now owned and
charged by the ministry of finance and the second by the ministry of land, infrastructure,
transport and tourism. Although both have already been registered as Sites Which
Contain Buried Cultural Properties by the local educational committee, the
governmental restoration work of the second fort is under way without any legal
procedures in conformity with the Japanese domestic law of Act on Protection of
Cultural Properties.
Key words: Kai-hou, Tokyo Bay, Taisho Period, Protection of Cultural Properties,
Archaeological Heritage Site

Introduction
Kai-hou means fort on the sea. On the same ground that in the last period of Edo gun
batteries on the sea called O-daiba (o is an honorific title which is added before noun for
shogunate or its related organizations or facilities) was constructed to defend the capital,
Meiji Government constructed three Kaihous on the sea located in the middle of Tokyo
Bay. They could be regarded as Underwater Cultural Heritage. As two kaihous of three
are designated as archaeological Heritage Sites in accordance with Act on Protection of
1

�Cultural Properties, the treatment of them shall be abided
by the Act.
Kai-hous in Tokyo bay (Military Forts on the Sea or
Kai-hous)
They are artificial islands on the sea with defensive
facilities including gun batteries constructed to defend
Tokyo from Meiji to Taisho period (the late 19th century to
the early 20th century). After three forts on the sea were
built, the army had resided there.
never fired in the actual war.

The cannons were

After the Great Kanto

earthquake of 1923, the alteration of national defensive
policy made Kai-hous unnecessary. They have been let Fig. 1 A Bird's Eye View of Tokyo
Bay. (T. Hayashibara)
alone for a long time.
The Construction Technology of Kai-hou in Tokyo Bay
Perceived foreign vessels had come to frequently appear offshore Japan at the end of
Edo period; the necessity of coastal defense was urged. Particularly Perry's squadron’s
visit to Uraga obliged Edo Shogunate to defend Tokyo bay. The first defensive and
inspection line from Cape Kenzaki to Cape Sunosaki intended to confirm the purpose of
arrival of ships and ordered them to expel from Edo bay, and the second defensive line
from the cape Kannon to the cape Huttsu intended to sink them simultaneously by all
forts around the line in case of invading across the line (Fig. 1).The first artificial fort
(Shinagawa O-daiba) was constructed near the coastline of Edo Castle. Though at first
12 forts were scheduled to be construct, only 6 forts were built due to finance and
technical problems. The line between the cape Huttsu in Chiba Prefecture and the cape
Kannon in Kanagawa prefecture “to repel” foreign vessels at the end of Edo Period had
geopolitical merits of the narrowest sea area in Tokyo bay. Meiji government had also
determined to construct artificial lands or forts on the sea. The each distance among
forts called Kai-hous was approximately 2.5 km considering shot-range at that time.
Having been used enormous amount of stone or sand, they were gathered and
transported from Chiba and Kanagawa prefectures. A variety of techniques such as
construction technology of Shinagawa O-daiba, traditional masonry technique and most
2

�advanced engineering works or diving technology (such as helmet type of diving
apparatus) were used at the construction. Because of deep water (about 40m around
the third Kai-hou) and too fast current, construction work sometimes ran into difficulties
and took a toll of lives. However it took 43 years for the construction of Kai-hous to
complete works.
The History and Situation of Kai-hous in Tokyo Bay
The first Kai-hou is located at the westward 2.3km offshore Futtu city of Chiba
prefecture, and belongs to the Ministry of Finance. Its area is 23,000m 2 at high tide.
The depth of water is around 1-3 m. As it is not preserved, sand used as its base
appears exposed and neglected; some structures have collapsed (Fig. 2 and 3). The
second Kai-hou is located at the further westward offshore 2.5 km from the first Kai-hou
offshore the Cape Futtsu. Its area is 41,000m2 at high tide. The depth of water is
around 8-10 m. The second Kai-hou also seems to have been neglected. Having been
equipped with radar and used for emergency drills, recently the ministry of land,
infrastructure, transport and tourism (hereinafter MILT) has maintained and reused the
second Kai-hou.

Fig. 2 The Whole View of the first Kai-hou. Fig. 3 Several Parts of Military Facilities
(Google Earth)
Collapsed on the Side of the first Kai-hou. (T.
Hayashibara)

The third Kai-hou is located at the northward offshore 2.5 km from the Cape of Kannon.
Its area was 26,000m2 at high tide. The depth of water is the deepest of all Kai-hous at
around 40m. Although it took 30 years to complete the construction, one third of the
third Kai-hou was submerged due to Great Kanto earthquake of 1923. Since these
became obstacles on navigation route, the removal project was implemented in 2000-

3

�2007. All structures seen on the surface of the sea were moved away. Though we
cannot confirm, underwater remains (basic parts of the structure) appear to be intact.
Act on the Protection of Cultural Properties and Kai-hous
Archaeological Heritage Site
Act on the Protection of Cultural Properties (1950) adopted the legal terminology “buried
cultural property” for the first time as a conception including ruins or relics. As long as
underwater objects are found within the territorial sea, raised objects or artifacts could
be treated as “buried cultural property” (Cabinet Legislation Bureau, September 18th,
1960). Then archaeological heritage sites would be delimited by arbitrary zoning around
the areas which could contain “buried cultural property” or ruins. In case of the first and
second Kai-hous, historical facts are evident. Among Shinagawa O-daibas which is
historically and technically relevant to Kai-hous, the third and sixth O-daibas were
designated as National historic site in 1926 by Historical Spot, Scenic Beauty and
Natural Monument Preservation Law (1919). In 1995, the Agency for Cultural Affairs
referred to heritage of industrial modernization as a type of cultural property due to a
revision of the criteria of the designation for Historical Spot, Scenic Beauty and Natural
Monument. Therefore the legal range of cultural property was extended from mid-Meiji
era to end of WW II. In August 1 of 2002, Cultural Properties Department proclaimed
that it surveyed to register Tokyo bay gun battery ruins as heritage of industrial
modernization. It selected Motosu gun battery, the first and the second Kai-hous from a
body of Tokyo bay gun battery ruins as “heritage of industrial modernization”. Research
products could nominate as national historic site.

In April 30 of 2003, Futtsu City

Council of Cultural Property confirmed that the proposal of designation of historic sites
should be embodied within the year on the memorandum titled “Respecting the
Protection and Practical Utilization of the first Kai-hou and the Cape Futtsu” (Kosaka,
2004). Although more than 20 years have elapsed since then, the report is yet to be
published. According to “the distributive map of ruins in Futtsu City” made in March
1975 for the first time, all Motosu gun batteries, the first and second Kai-hous weren’t
registered as archaeological heritage sites. It was not until 1987 that the first and
second Kai-hous were not only registered in “Map of Ruins,” but also Motosu gun
Battery was registered in “the map.” Motosu gun battery, the first and second Kai-hous
4

�were registered in “the distributive map of ruins in Chiba prefecture” (March2000).
Consequently the construction works shall be notified within 60 days in compliance with
articles 92-95 of Act on Protection of Cultural Properties.
In July 2010, it turned out that a branch office of MILT destroyed considerable parts of
the second Kai-hou registered as archaeological heritage site. Worried the second Kaihou might collapse by typhoon or earthquake, the construction began in 2007 so as to
remove obstacles on navigation routes. A section chief of Tokyo Bay Waterway Office
told that no report was given from Third Regional Coast Guard Headquarters who owns
the second Kai-hou, we didn’t perceive the second Kai-hou was included in
Archaeological Heritage Site. In the meantime it was revealed that the construction was
the whole renovation of the second Kai-hou, and Futtsu City Council of Cultural
Property held an urgent meeting in July2010.We inquired the Chiba Prefecture Board of
Education about this problem, and the Board replied as follows. First concerning the
well-known archaeological heritage site registered as “the second Kai-hou,” the
construction had been carried out without any notification or consultation for both
prefecture and city Board of Education. Secondly, as regards the third Kai-hou, Tokyo
Bay Waterway Office removed the sunken rocks and tried to record the state of ruins
and to open the information to the public 2000 to 2007. Thirdly, as regards the
construction of the second Kai-hou, a request paper (August 11, 2010) which stipulated
the fact that many people in Futtsu committed to this construction was submitted to
Tokyo Bay Waterway Office.
The Different Treatment of Kai-hous by Different Administration
Both the first and second Kai-hous have the Futtu city’s land register. These registers
were decided as the matter respecting the jurisdiction of Kai-hous (decree 72)
(Takahashi, 2004a). The third Kai-hou belonged to Yokosuka city. When sunken rocks
were removed due to safe navigation, its land register was erased prior to the
construction.
Since 35% of the third Kai-hou became sunken debris, the underwater structures up to
the depth of 23m from the surface were removed in 2007. This construction raised so
called “Large-sized Barracks” from plenty of remains in February 2005. This was
transported to Umikaze Park owned by Yokosuka city in February 2006, it is
5

�permanently open to the public since March 1 of 2006 (Fig. 4).

A Body, which

developed into NPO in February 2009, posed a problem about the conservation of the
third Kai-hou remains in January 2007. There were some remains raised other than
“Large-sized Barracks.” The Body held a symposium on the relocation to Oppama of
other remains of the third Kai-hou in July 2007. “Large-sized Barracks” was designated
as important cultural properties by Yokosuka city in March 10 of 2009. Regarding this
chance as the best timing, the NPO consulted with MILT about the treatment of remains
of third Kai-hou. Thus three remains named Observation Station, Searchlight and Side
Storage Room were determined to be selected and relocated them to City Ground in
Natsui land. After this construction was carried out in 2010, three underwater remains
were open to the public in April in the following year.
Then the NPO moved to get the designation of
remains exhibited at Oppama as important
cultural

property.

Designation

of

cultural

properties by Agency for Cultural Affairs is of
great use when citizens make applications for
subsidy. Consequently three structures were
additionally designated as important cultural
properties. It is worthy of notice that Tokyo
Fig. 4 Large-sized Barracks of the 3rd Kai- Bay Waterway Office was willing to disclose
houRaised in February, 2005 is Permanently
Open to the Public in Umikaze Park of their own actual conditions exposed by the
Yokosuka City. (T. Nakada)

removal construction to citizens. This suggests

that the office recorded certainly information of building technology through observing
remains raised (Takahashi, 2004a). “The construction History of the Third Kai-houin
Tokyo bay” (a volume of 630 pages) published in March2010 by Tokyo Bay Waterway
Office based upon lots of information is the precious and exhaustive document record.
World Heritage and Kai-hous
Etuko Takahashi who was one of authors of “The construction History of the Third Kaihou in Tokyo bay” stated that though a body of gun batteries in Tokyo bay including
Shinagawa O-daiba deserved World Heritage, the current state remained seriously
critical (Asahi Shimbun, 2009). Such a point of view is extremely significant. Because
6

�viewing or estimating Kai-hous in light of world heritage never permits different
treatment of remains by the different authorities. Moreover from a view of World
Heritage, historic remains including Kai-hous must be perceived as “in totality; the
conditions of integrity to properties” (Operational Guidelines of the World Heritage
Convention, para. 89). In fact, the first, second and third Kai-hous are constructed like
arc shape between Cape Huttu and Saruis land. This could be overviewed as a
landmark of the entrance of Tokyo bay, as Sumihisa Takahashi (1927-2005)
emphasized repeatedly. He proposed the first Kai-houand Motosu gun battery at the
end of the Cape Futtsu be regarded as Historic sites (Takahashi, 2002). In this sense,
the expression of “Kai-hou three brothers” by the chief Kazuo Kosaka of Tokyo Bay Fort
Fan Club is very symbolic. As regards the raised relics other than remains transported
to Umikaze park, he stated it was desirable that Futtsu city conserve the rest of the
raised relics which have historical relation with the first, second and third Kai-hous. This
shows eloquently his deep insight.
The idea of Kosaka and World Heritage Convention seems almost the same. The
subjects of the convention are monuments, architectural works, elements or structures
of an archaeological nature etc., which are of “outstanding universal value” from the
historical point of view (articles 1 and 2). The Basic scheme of the Convention is to draw
up the World Heritage List (article 11). The registration of the list is examined and
decided based on applications by each state parties. The World Heritage Committee
were created in order to examine such applications in detail.
The World Heritage Committee drew up the global strategy in 1994. It mentioned new
types of heritage such as cultural landscape, industrial heritage and modern
architecture that had not ever been designated. Japan also added a new type of cultural
property called cultural landscape to Act on the Protection of Cultural Properties in
April2005. Its definition articulates “indispensable subjects to understand our lives or
livelihood selected from lives or livelihood of people living in the region and landscape
formed by its cultural climate” (article 2.1.5). Japanese provisional list have been drawn
up by Agency for Cultural Affairs based upon the opinion of Council for Cultural Affairs.
World cultural heritage special committee has made reference to the operational
guidelines accepting proposals of prefectures and municipalities since 2007. It is
7

�expected that such selection is based on not political but purely archaeological
examination.

Fig. 5 The Whole View of the 2nd Kai-hou in Fig. 6 The Whole View of the second Kai-hou. (S.
February, 2000. (Tokyo Bay Fort Fan Club)
Takayama)

Administrative tasks about Kai-hous
The proposal to the First and the Second Kai-hous
Before the destruction of considerable parts of the second Kai-hou was revealed, in the
regular prefectural assembly in 2008 Mitsuru Yoshimoto proposed that the first and
second Kai-hous be world heritage. In the assembly, when he questioned about survey
of Agency for Cultural Affairs, the chief of board of education replied that although the
first and second Kai-hous were selected as one of 50 sites and indeed the research was
carried out, the report remains to be published as of February 2004. When Yoshimoto
questioned whether a body of Tokyo bay forts should be registered and conserved as
world heritage, the chief of board of education replied that the registration of world
heritage needed the designation of national historic in advance (Yoshimoto, 2008).
In the assembly in December 2010 soon after the destruction of the second Kai-hou
was revealed, when Yoshimoto inquired whether the report was published, the chief of
board of education replied that as of February 2011 it had not been published. Though
Chiba Prefectural Board of Education alleged the report would decide the significance of
the first and second Kai-hous (Yoshimoto, 2011), as of January 2014 it has yet to be
published.
The Present Conditions and Problems on the Second Kai-hou
As the second Kai-hou has let alone for about 70 years since its abandonment, it has
fallen into ruin (Fig. 5).

The revetment protection and restoration works were
8

�implemented as “Renewal Project” by MLIT in 2007, some works were completed in
2013 (Fig. 6). However, in the construction, due to insufficient cooperation between
project executors and administrative officers, the advance archaeological research was
not implemented in conformity with Act on the Protection of Cultural Properties (Tokyo
Bay Waterway office). When we participated in a marine inspection in 2012, we
confirmed the state covered with concretes to rivet the coastline. The fact that the legal
archaeological research was not implemented means that regardless of registration of
archaeological heritage sites, “the degree of importance as cultural heritage” is never
verified. Therefore researches to get hold of the current state and pick up poor
information of remains is strongly required. It is desirable that such researches be
carried out and the researchers publicly disseminate their products.
The Treatment as Cultural Property of Parts of Foundations Left behind under the
Third Kai-hou
The depth of water of the third Kai-hou is around 40m. That of the second Kai-hou is
only 1-4 m. The construction period of the third Kai-hou was much longer than that of
the second Kai-hou. The amount of stones and sand used by the construction was
approximately 16 times larger than that of the first Kai-hou, and about 4 times larger
than that of the second Kai-hou. It is remarkable that underwater basic structures are
still left behind on the seabed. Although we have not confirmed, it would be natural that
the underwater basic parts be preserved in situ. Nobody can mention this information.
Though Board of Education of Yokosuka city seems unaware of the fact, these remains
are underwater cultural heritage. These remains were constructed about 120 years ago.
These structures should be valued as not separate remains but integral part of the third
Kai-hou. Such an understanding would enable us to learn the actual conditions of
marine engineering works. However, it seems difficult that we implement archaeological
researches to confirm the actual state. Because the sea area of the third Kai-hou is
important point due to heavy traffic, and the depth of water is about 40 m. Accordingly
we require the authorities to recognize underwater basic remains.
Conclusion
At the opening of a NHK TV program (August 31 of 2013) titled “Megaquake: the revival
of Great Kanto earthquake,” “an artificial island” from the sky view was introduced as a
marine important place for seismic observation or anti-terrorism policy. Seemingly the
9

�foundation of the island was covered with sand, so never did we dream that the island is
underwater cultural heritage. However we assert the island is none other than the
second Kai-hou. The fact that this historically important island was introduced as quite
different island seems to have changed even the original value of the island. The
construction technology of Kai-hous under turbulent times in the early years of Meiji era
was excellent enough to have been required the transfer to the United States when it
planned to construct Kai-hou in Chesapeak bay (Committee for Publishing a
Construction History of Tokyo bay the third Kai-hou, 2005). A document titled “Matters
respecting the construction of Kai-hou in Tokyo bay: An inquiry from US ambassador”
(July 1906) was found in Diplomatic Archives of the Ministry of Foreign Affairs of Japan.
Japan inquired whether US also own the document in reply. That’s why an unknown
history between Japan and US was revealed. In July 2003, Tokyo Bay Waterway Office
found the official document in the US National Archives and Records Administration.
These facts show that an appraisal which Japan solely devoted itself to import is not
necessarily right. Japan had already exported the world highest level of technology to
the US at that time.
Yokosuka city consulted with the Agency for Cultural Affairs in May 2013 to designate
Saruis land as national historic site based on Act on the Protection of Cultural
Properties. The city has been trying to maintain it as a park since it was transferred
from the government in 2007. As Takahashi and Kosaka pointed out, if we regard a
body of batteries including Kai-hous as one package “in totality”, the designation of only
one part as historic site could also contribute to “the totality” provided in the World
Heritage Convention. A statement on national historical site submitted to the Agency for
Cultural Affairs in 2014 is expected.
References
The Asahi Shimbun., August 25th, 2007, (in Japanese).
The Asahi Shimbun., November 12th, 2009, (in Japanese).
The Asahi Shimbun; Chiba(Ed.), July 29th, 2010, (in Japanese).
Odawara Modern History Study (Ed.), 2012.Regional History of the South Kanto in Early
Modern Japan: from the Perspective of Sun-Zu-So. Iwata Shoin, Tokyo, (in Japanese).
Kosaka, K., 2004. Response of the Futtsu city to Tokyo bay Kai-hou. Journal of Tokyo
10

�Bay Science, Vol.2 (2): 65-66, (in Japanese).
Tokyo Bay Waterway Office (Ed.), 2003. Mio (Fairway): the Changing Tokyo bay. Tokyo
Bay Waterway Office, Yokosuka, (in Japanese).
Committee for Publishing a Construction History of Tokyo bay the third Kai-hou (Ed.),
2005. Construction History of the third Kai-houin Tokyo bay. Tokyo Bay Waterway
Office, Yokosuka, (in Japanese).
Tokyo Bay Waterway Office (2013). Homepage, retrieval December 15, 2013.
Fromhttp://www.pa.ktr.mlit.go.jp/wankou/jigyou_syoukai/dai2kai.htm.
Liberal Democratic Party of Chiba (Ed.), January 14th, 2008. To Register the first and
the second Kai-hou on the World Heritage List, Yoshimoto Mitsuru Prefectural
Assembly Report, Chiba, (in Japanese).
Liberal Democratic Party of Chiba (Ed.), February 1st, 2011. Revetment Repair
Construction of the second Kai-hou is Being Enforced, Yoshimoto Mitsuru Prefectural
Assembly Report, Chiba, (in Japanese).
Johoji, A., 1971. Fortification History in Japan. Hara Shobou, Tokyo, (in Japanese).
Takahashi, S., 2002. KyouSho(a memorial writing) for Professor Numata Makoto, the
Chairman of the Society for Tokyo Bay Science. Journal of Tokyo Bay science, Vol. 1
(6): 184-85, (in Japanese).
Takahashi, S., 2004a.A Thought on Kai-hou viewed Tokyo Bay Science. Journal of
Tokyo Bay science, Vol. 2 (2): 48-49, (in Japanese).
Takahashi, S., 2004b.the Cape Futtsu is Kai-mon (sea gate) of Tokyo Bay.
Journal of Tokyo Bay science, Vol.2 (3): 108, (in Japanese).
Chiba Prefectural Board of Education (Ed.), 2000.A Distributive Map of Buried Cultural
Property in Chiba (4 volumes), Nagareyama, (in Japanese).
Nagai, N., 2013. Shinagawa Daiba as Underwater Cultural Heritage. Asian Research
Institute of Underwater Archaeology (Ed.), The Database of Underwater Cultural
Heritage and Promotion of Underwater Archaeology: the Pacific Ocean. The Asian
Research Institute of Underwater Archaeology, Fukuoka, (in Japanese).
Futtsu City Board of Education (Ed.), 1987.the Distribution Map of Buried Cultural
Property in Futtsu city. Futtsu, (in Japanese).
Yokosuka City (Ed.), 2009. The New History of Yokosuka City: Special Edition Cultural
11

�Heritage. Yokosuka City, (in Japanese).
Yokosuka City (Ed.), 2012. The New History of Yokosuka City: Special Edition Military
Affairs. Yokosuka City, (in Japanese).

Biography
Tatsuya Nakada (b. 1969) is an associate professor of Graduate School of
Tokyo University of Marine Science and Technology. He is a member of the
board of Association for regional and Cultural Studies. His specialty is
International Law, inter alia Law of the Sea. His main themes most particularly
include “Fishery Subsidies and International Fisheries Law” and “Archaeological
Heritage Management and UNESCO Convention on the Protection of the
Underwater Cultural Heritage”. In the process of emerging of international
community laws, recently he has been always considering how well such laws
should be incorporated into Japanese legal system.
Toshiaki Hayashibara (1960) has completed master's degree at Graduate
School of Literature of Toyo University. He is a member of the board of Asian
Research Institute of Underwater Archaeology. His specialty is archaeology; his
main themes include Japanese prehistory bronze ware research, underwater
cultural heritage and Archaeological Heritage Management. In the process of
participating in underwater cultural heritage research all over Japan, he has most
gradually come to have his doubts about treatments of underwater cultural
heritage by Japanese management of archaeological heritage. Recently he has
been actively giving presentations on underwater cultural heritage and
Archaeological Heritage Management.

12

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                  <text>East Asia is rich in maritime and underwater cultural heritage. Not only conventional shipwrecks or submerged archaeological sites but also stone tidal weirs or prehistoric shell mounds along coastal zones have extensively been identified by many researchers. Most countries have just started in directing the heritage management in order to preserve them well, but the process of trial and error is still going on. In addition, no Asian nation, except for Cambodia and Iran, has ratified the UNESCOâ€™s 2001 convention yet, partly because of territorial disputes over the sea among several East and Southeast Asian governments. It would be foolish to rule out political considerations when we study maritime or underwater archaeology in Asia.&#13;
This session showcases papers about the history and current trends of maritime or underwater archaeology around East Asia. It may includes papers focusing upon historical backgrounds or wakeup calls of underwater cultural studies, ongoing excavations, grass roots movements, legislation efforts, contemporary political matters, and so forth. In 1890 an Ottoman frigate sunk within Japanese territorial waters; her wreck has lately been salvaged by foreign hunters who disregard its domestic law for the protection of cultural properties, while Japanese academic institutions or underwater archaeological organizations have been kept away from the excavation activities. Papers on points raised from such case studies will also be welcomed. </text>
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                <text>At the end of the 19th century the Japanese government built several military forts on the sea or artificial islands inside Tokyo bay in order to defend its capital from foreign sea powers. Three outer forts or Kai-hou, which were between the cape of Kannon, the cape of Huttsu, and Saruis land, formed the first naval defensive line. The first fort started to be constructed in 1881, and then finished in 1890. The second was built between 1889 and 1914, and the third between 1892 and 1921. Among three, only the third one does not exist anymore. In 2000 the governmental demolition project of the third fort began mainly because of the congested seaborne traffic, and was completed in 2007. During the work, some of its building materials were salvaged, which have been exhibited in a city park since 2006; they are now Yokosuka-City-Designated Important Cultural Properties. The underwater structures of the fort were also removed and reconstructed in a council owned ground; in 2013 they were also registered as the above-mentioned cultural properties. On the other hand, the first fort is now owned and charged by the ministry of finance and the second by the ministry of land, infrastructure, transport and tourism. Although both have already been registered as Sites Which Contain Buried Cultural Properties by the local educational committee, the governmental restoration work of the second fort is under way without any legal procedures in conformity with the Japanese domestic law of Act on Protection of Cultural Properties.</text>
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                    <text>The diffusion of the material culture in the early period of the trade globalization:
A preliminary study on silver coins and shipwreck porcelains found in East Asia
of the 16th and17th centuries
Liu Miao
Department of History, Xiamen University, No. 422, South Siming Road
Siming District, Xiamen 361005, China
Email: liumiao@xmu.edu.cn
Abstract
In the 16th-17th centuries, world trade patterns greatly changed. East and West entered
a period of an enormous amount of sailing since the 1500s. In the East, the traditional
Asian maritime trade network - which mainly relied on maritime merchants of Southeast
China, was gradually restored. After the discovery of the Americas in 1492 by the
Spanish kingdom of Castille, and the establishment of the Eastward passage to India by
the kingdom of Portugal in the late 1400s, both Spain and Portugal arrived in AsiaPacific in the 1500s and interacted with Eastern Asia local cultures. This set up the early
globalization process. The silk and porcelains from China, spices from Southeast Asia,
textiles from India, and coins from Mexico and Japan, were all important materials and
media in the global trade of this period. Dozens of shipwrecks dated to this period have
been identified as both East Asian maritime vessels (including Chinese junks) and
European exploration and trading vessels in Southern China, Vietnam, the Philippines,
Indonesia and Malaysia. Chinese porcelains were the main cargoes in all of them. We
also find a growing number of silver coins at the archaeological sites and shipwrecks of
this time period. These interesting maritime archaeological materials show early panPacific trading navigation between eastern Asia and the Western world. They help
reveal the early international maritime trading history between eastern Asia and the
West, early European colonization in eastern Asia, and resulting issues of expanding
globalization.
Key words: Shipwrecks, East Asia, Kraak porcelain, Zhangzhou wares, Early
globalization

Introduction
In the early 1500s both the Portuguese and Spanish of the Iberian kingdoms reached
Southeast Asia and burst into the traditional trade network of Asia. They interacted with
local cultures in East Asia and established the early global system through longdistance trading. Dozens of shipwrecks dated to this period have been identified in East
Asian seas as both East Asian maritime vessels (e.g., Chinese junks) and European
exploration and trading vessels. We also find a growing number of silver coins at the

1

�archaeological sites and shipwrecks of the same time. They help to reveal the early
international maritime trading history between East Asia and the West.
The Discovery of the Shipwrecks in East Asia
Shipwrecks of this era have been investigated in southern China, Vietnam, the
Philippines, Indonesia and Malaysia. Chinese blue-and-white porcelains were the main
cargoes. After a preliminary analysis, we can put these shipwrecks into several groups
according to the time sequence.From the end of the15thcentury to the early 16thcentury,
just before the advent of Europeans, the pattern of trade in East Asia had changed. The
Lena Shoal wreck (Goddio et al., 2000) discovered off the Philippines, and the Brunei
wreck (L’Hour, 2001), are the representative remains of this period. The porcelains from
these wrecks are provincial wares of Jingdezhen, most of them belonging to the reign of
Hongzhi (1488-1505). They often have decorations of lotuses, other floral designs and
classic scrolls on them. The bowls and dishes are large, and many of the shapes, such
as pen boxes, covered boxes and the angular ewers, hint at the Moslem market. Many
of these vessels have been found in the Middle East and even in East Africa. Wares of
this type have also been found all over
Southeast Asia (Carswell, 2000). The next
group of shipwrecks include Niushijiao
shipwreck (Fujian) (Li, 2012), Panshiyu
shipwreck (Xisha Archipelago) (Zhao, 2012),
San Isidro shipwreck (Luzon, Philippines)
(Dizon

and

Orillaneda,

2002),

Xuande

shipwreck and Singtai shipwreck (Malaysia)

Fig.1 Jingdezhen Porcelain from Nan’ao No.1

(Brown, 2009). They include Chinese junks, Shipwreck. (Guangdong)
vessels

of

Southeast

Asia

and

also

Portuguese ships. The main cargoes are provincial blue and white wares from
Jingdezhen. But the dense patterning in sub-Yuan style which hints to the Islamic
market begins to diverge. We can also find the early productions of Zhangzhou wares.
Similar wares to those from the San Isidro Wreck also have been found in Southeast
Asia, such as in the Philippines (Kamer, 1963) and Indonesia (Umarah, 1999). The
chronology of these shipwrecks is around 1520s-1550s.
2

�The third group of shipwrecks include Nan’ao No. 1 Shipwreck (Guangdong) (Sun,
2012), Bei Jiao No.3 Shipwreck (Xisha Archipelago) (The Center for Underwater
Archaeology of National Museum of China, 2006) and Wreck 2 of the Royal Captain
Shoal (Philippines) (Goddio, 1998). Blue and white porcelains were also the main
cargoes of this group of wrecks. They included the thinly potted wares made of hard,
white porcelain with exquisitely drawn traditional Chinese motifs of happy propitious
implications, which were produced from the late Jiajing period through the early Wanli
period (Fig. 1). The style of the porcelains had already changed greatly. Certain types
were already being created for the export
market in Europe. A very popular kind of
plate had a central naturalistic motif with
decorated

rim,

usually

flat,

with

an

undecorated cavetto. Another noteworthy
phenomenon of this time was the abundant
emergence of Zhangzhou ware (Figs. 2-3).
They were the main cargoes of Nan’ao No.1
Shipwreck and Wreck 2 of the Royal
Captain

Shoal.

They

are

mainly

the

productions of Er Long kilns of Zhangzhou
(Fujian Museum, 1997). This type of ware
was also excavated from sites of Philippines
and Indonesia. A few similar wares were
found in the Manila galleon of San Felipe

Figs. 2-3 Zhanzhou wares from Nan’ao No.1
(1576) (Von Der Porten, 2008). The typical Shipwreck. (Guangdong)

Kraak panels were very scarce and only a few were designated early Kraak or protoKraak. The chronology of this group is around the 1560s to the 1580s.

3

�The fourth group include the vessel San Diego (Philippines, 1600) (Ongpin Valdes and
Diem, 1993), the BinhThuan Shipwreck (Vietnam, 1608) (Flecker, 2004) and the Wanli
Shipwreck (+1625) (Sjostrand and Syed Idrus, 2007). The San Diego vessel was a
Manila galleon that sank off the coast of Nasugbu in the province of Batangas. One of
the major items she carried on board was fine China, Kraak ware (Fig. 4), and also
large quantities of blue

Fig. 4 Kraak Porcelain from the vessel San
Diego. (Philippines, 1600)

Fig. 5 Kraak Porcelain from the Wanli
Shipwreck. (Malaysia)

and white porcelain and Zhangzhou ware, which was exported particularly to Southeast
Asia. The majority of the entire remaining cargo of the BinhThuan shipwreck, which had
a Chinese shipbuilding features, consisted of blue and white and over glazed enameldecorated Zhangzhou ceramics. The excavation of The Wanli Shipwreck in Malaysia's
territorial waters revealed the largest quantity of Chinese Kraak porcelain which
included a major cargo of some 37,000 pieces (Fig. 5). Kraak porcelain became
extremely popular in the European markets. From these data we can see that the
distinctive and paneled type of Kraak porcelain emerged abundantly in 1600 or so and
swiftly became very popular in the first part of the 17th century. Zhangzhou wares were
also produced and exported abundantly this time and much of them imitated the
paneled decoration of Kraak porcelain of Jingdezhen. The date of this group should be
the 1590s to the 1620s.

4

�The Destruction of the Traditional Trading System in Asia and the Early Global
Trading System
In the late 15th and early 16th centuries, just before the advent of the Portuguese, the
trade network dominated by the Islam in the Southern Seas had been set up. With the
Islamic culture spreading widely in Southeast Asia, some important Islamic regimes
were established successively, such as Malacca, Saltanah Sulu, Borneo, etc. The old
China was also included in the trade system. With the decline of Chinese official
maritime trade, the private merchant forces began to rise. The site of Penny's Bay
(Hong Kong) (Lam, 1989-1992) was an import private trade port of that time. As the
representative of the Islamic culture, the fine porcelains of Jingdezhen in the middle
Ming Dynasty were widely found in the sites and shipwrecks spread from East Africa to
Southeast Asia. With the coming of the Portuguese and Spanish who pillaged and
controlled the important trade of Southeast Asia at that time, the traditional trade system
in the South Seas was completely broken. Macao and Manila (Philippines) became the
important trade centers of this period. 1) In the beginning of 16th, the Portuguese
conquered and took the port Goa in India and Malacca in Southeast Asia to establish
presence for trade affairs. They gradually entered into the trade network in Asia. For a
long time before 1557 they also took contraband trade with Chinese private maritime
merchants in the islands near to the coast of southeast China, in the ports of Fujian,
Guangdong and Zhejiang (Teixeira, 2000). Chinese scholars discovered the site of
Shangchuan Island, Guangdong (Huang and Huang, 2010). Quite massive quantities of
16th century export ceramics were found, including some specially ordered wares for
Portuguese. This verified that Shangchuan Island played an extraordinarily important
role in the early Sino-Portuguese trade history during the 16th century, while the
Xuande Wreck is thought to be the direct evidence of the Portuguese smuggling
activities in the seas of East Asia before they settled in Macao in 1557.From the middle
16th century to the early 17th century Portuguese almost monopolized the trade routes
of the Far East. After they settled in Macao in 1557 and Nagasaki in Japan in 1571, the
Portuguese began their long distance and massive global trade. They took Macao as
the base to carry on a triangle trade in the East Asian seas, in which China was the
center. Macao rose in prosperity as it became the most important and largest
5

�commodity distributing center of Asia. Recently, a large quantity of Chinese export
porcelains was excavated in Macao. Most of them are Kraak porcelain shards, including
dishes and bowls with round and oval mouths, with reserved panels and protruding rims.
A small number of red and green shards of bowls and boxes dating from the Zhengde
and Jiajing periods which are similar to those of the samples found in Shangchuan
Island. They showed the important position of Macao in the cultural exchange between
East and West (Liu, 2010). There is also a large quantity of archaeological evidence
along the Indian Ocean route from Goa to Europe (Sila Tripati et al., 2011; Liu et al.,
2011; Castro, 2005).
In 1571 Spain founded Manila City to establish rule in the Philippines and partake in
Asian trade. They quickly established the trade with Chinese private merchants of
Southeast China and the Manila Galleon trade route was soon prosperous. It functioned
as a long distance and large-scale sea trade route connecting the Asian world with the
American Continent until the early 19th century. Many Asian goods such as silks and
porcelains were exported by the Spanish galleons and on the other hand, many New
World goods, including Mexican silver, were brought to the Asian world. Except those
from the shipwrecks of San Felipe and San Diego, the same style of blue-and-white
porcelain productions from the Jingdezhen and Zhangzhou kilns were also found in the
shell mounds of Indian Village sites at Drakes Bay, California (Shangraw and Von der
Porten, 1981). Recently, more and more Chinese ceramics of this time were excavated
from the archaeological sites of Mexico, Peru and other Latin American countries
(Kuwayama, 2002). Those Chinese ceramics imported into Latin America included high
quality productions from Jingdezhen. A large part of them were also pieces from
Southern Chinese kilns, especially Zhangzhou ware. Chinese vessels returned from
Manila always took back silver. This was clearly written in Chinese historical documents
(Zhang, 2000). The profitable trade to Manila was almost dominated by the maritime
merchants of South Fujian. Innumerable Mexican silver cargoes were brought into
China, especially to the south of Fujian and east of Guangdong. They were once used
as currency in people’s daily life in those places.
A total of four hundred and twenty eight silver coins were recovered from the San Diego.
Those that were cleaned were recognized as coins of Philip II (1556-1598), minted in
6

�Lima and Philip III (1598-1621), minted in Mexico City. Most of them are irregularly
shaped. People think this irregularity can mostly be attributed to the last stage of their
manufacture wherein the excess weight of the coins was clipped off by the assayer to
maintain their standard value. This early kind of silver coin is also found abundantly in
the sites of South Fujian, such as Quanzhou, Zhangzhou, Xiamen, etc. Most of them
were excavated from cellars, and also a few from tombs (Quanzhou Heritage
Management Committee, Quanzhou Maritime Museum, 1975; Chen and Shi, 1981;
Fang, 2011; Zhang, 1988). Most of these coins are also irregularly shaped (Fig. 6),
probably because they are the early type minted from the late 16th century to the first
part of 17th century. We can see the design of the Cruze Florenzada on the cross and
Great shield of the House of Hapsburg, Spanish coat of arms. According to the study of
British numismatic experts, most of them were minted in Mexico City, and others minted
in Potosi and Segovia, Spain. From these discoveries, we can often see that many of
the silver coins were cut into pieces; we can also see the using traces. This verifies the
historical record that they were once used as the circulation in people’s daily life. In
16th-17th centuries, with the arrival of Europeans and the large-scale intermediary trade
practices they brought, East Asia was entangled into the global trade network. Chinese
silk and porcelains, Southeast Asian spices, Indian textile, silver coin of Mexico and
Japan, and other materials were the important goods and mediums of the global trade
at that time. During this progress the style of the fine porcelains from Jingdezhen, as
luxury goods, changed greatly. They used to be representative of material
manufactured for the Islamic culture, but then changed to be products created for the
export market of Europe, such as Kraak ware. On the other hand, the evidence from
shipwrecks and other sites, for instance the lower quality products of Zhangzhou, shows
they were produced mainly for the Asian market. This change implied the establishment
of a new Asian trade system dominated by the Europeans.
The rise of Chinese private maritime merchants
Chinese ancient junk wrecks spread over the southeast coast of China and Southeast
Asia. It implied the further development of Chinese maritime merchants and they were
very active in maritime trade. With the opening of the Moon Port, Chinese maritime
merchants could trade abroad legally. With the arrival of the Europeans, they took large7

�scale intermediary trade with Malacca, Macao, Japan, Manila, and were involved into
the global trade network. They were active along Chinese waters from north of Japan to
the south into Southeast Asian, playing an important role in the early global trade of the
Westerners. They gradually became strong enough and changed into private armed
groups. Guns and cannons are usually discovered in Chinese shipwrecks of this time,
showing the conflict between private merchant groups and the government of the Ming
Empire. It also shows the relationship of cooperation and competition between the
Chinese merchants and the Westerners in 16th-17th centuries. At that time, the main
way of trade the western colonists took was to establish bases at those ports where
Chinese merchants often go and then transport the goods they shipped to the world
elsewhere for profit. So both Portugal and Spain had taken active measures to attract
Chinese merchants to trade. The early smuggling activities of Portugal along the coast
of southeast China were carried out with the private merchants of Southeast China.
During this process, Portuguese and private merchants of Southeast China, especially
those of Fujian, associated more and more closely. They gradually took the place of
Ryukyu and Malacca, to become the major trading powers in Asia (Ptak, 2003). After
the Portuguese settled in Macao in 1557, more and more merchants from Fujian and
Guangdong came and were enmeshed in the global trade.
After the Spanish set up colonial rule in the Philippines, the Philippines had few goods
to trade. Their supply mainly relied on Chinese businessmen. So the Spanish soon
established commercial relationship with Chinese merchants, actively encouraging
Chinese merchants to trade in Manila, and the number of Chinese ships sailing to
Philippines grew every year. The expanding trade in Manila based on the traditional
Chinese and Philippines’ commercial trade, became the real foundation of the Spanish
Galleon trade. With the prosperity of overseas trade and ports along the coast of China,
a series of handicraft and planting industries emerged and developed rapidly. The silk of
Zhejiang, porcelains of Jingdezhen and Fujian, and even sugar and fruits were all
produced and exported abundantly. Just as scholars have said, we should look at the
late Ming Dynasty with the vision of globalization. At that time, China was involved in the
process of economic globalization. Many European and American countries far away
have been involved into the long-distance trade with China. With Chinese commodities,
8

�mainly silk and porcelain, sold throughout the world, 1/3 or 1/4 of the world silver output
swarmed into China as the means of payment.
Conclusions
With the coming of the Westerners, the traditional trading system in Asia was destroyed,
while the Europeans trade in Asia relied greatly on the cooperation with Chinese
maritime merchants. It provided a broader overseas market for China along with the
production and exportation of a series of handicraft industries in South China, such as
silk and porcelain. So this progress also represents the rise of Chinese maritime
merchants, especially those of South Fujian. In the Asian trade system dominated by
Europeans, Chinese porcelain was an important good sold in Europe and in the interior
of Asia. The change in decorative style and in the number of exports reflected how
Europeans gradually deepened into Asian trade.
Acknowledgements
First of all, I am gratefully acknowledge the generous assistance and valuable
information provided by Professor Chun-Ming Wu who was once my supervisor and
now my colleague of Xiamen University. I would also like to extend my sincere gratitude
to those underwater archaeologists especially those of China. My research on this
paper based on the sources gained by their laborious task and many information and
photos were provided by them. At last, special thanks go to Professor María Cruz
Berrocal who kindly invited and helped me a lot for this conference.

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Li, J., 2012. China’s Underwater Excavations of 16th-17th centuries Chinese e Export
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Export Ceramics in the 16th and 17th Centuries and the Spread of Material Civilization,
Chinese Civilization Centre, University of Hong Kong, Hong Kong: 77-80.
Liu, Y., Qin, D., and Kiriama, H., 2011. The Chinese Porcelains unearthed at Gedi Ruins
10

�in Coast Province, Kenya. Wenwu, Vol. 8: 37-60
Liu, Zh., 2010. Kraak Porcelain found in Macao. In P-k. Cheng (Ed.), China Westward:
Early Sino-Portuguese Trade of Chinese Ceramics. Chinese Civilisation Centre,
University of Hong Kong, Hong Kong: 13-34.
Ongpin Valdes, C., and Diem, A. I., 1993.Saga of the San Diego (AD1600). National
Museum, Inc., Manila.
Teixeira, M., 2000. A Porcelana No Comércio Luso-Chinês. In Zh-L. Wu (Ed.),
International Symposium on East-West Cultural Interflow. Macau Foundation. Macao:
209.
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319-335.
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155-169.
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11

�California. San Francisco.
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Miao Liu (b. 1976) working as an associate Professor of Department of History, College
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Early Ming Dynasty” (Journal of Xiamen University Arts Social Sciences, 2008), etc.

12

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                  <text>Introduction interview with session chair MarÃ­a Cruz Berrocal and links to the papers presented in the session.</text>
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                  <text>Research on early modern colonialism in the Asia-Pacific region makes a fundamental contribution to the study of Global History. In the last decades, historians are highlighting the region's relevance in the transformation of global economy through its role in far-reaching trade networks. The early beginnings of colonialism in the region, as well as the role of non-Angloamerican colonial agents in the shaping of modern world have been also highlighted.&#13;
Although these debates have been driven largely from history, archaeology must become more prominent for the study of early modern colonialism in the Asia-Pacific region through the study of consumption patterns, environmental effects, demographic impacts, transformation of gender systems brought about by contact, the role of material culture in these first colonial endeavours, and specifically, the important evidence that maritime archaeology can bring to the fore. It is argued in this session that new lines of evidence and argumentation will be found through a history- archaeology joint collaboration. </text>
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                  <text>Dr. MarÃ­a Cruz Berrocal</text>
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                <text>The diffusion of the material culture in the early period of the trade globalization:&#13;
A preliminary study on silver coins and shipwreck porcelains found in East Asia of the 16th and17th centuries</text>
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                <text>In the 16th-17th centuries, world trade patterns greatly changed. East and West entered a period of an enormous amount of sailing since the 1500s. In the East, the traditional Asian maritime trade network - which mainly relied on maritime merchants of Southeast China, was gradually restored. After the discovery of the Americas in 1492 by the Spanish kingdom of Castille, and the establishment of the Eastward passage to India by the kingdom of Portugal in the late 1400s, both Spain and Portugal arrived in Asia-Pacific in the 1500s and interacted with Eastern Asia local cultures. This set up the early globalization process. The silk and porcelains from China, spices from Southeast Asia, textiles from India, and coins from Mexico and Japan, were all important materials and media in the global trade of this period. Dozens of shipwrecks dated to this period have been identified as both East Asian maritime vessels (including Chinese junks) and European exploration and trading vessels in Southern China, Vietnam, the Philippines, Indonesia and Malaysia. Chinese porcelains were the main cargoes in all of them. We also find a growing number of silver coins at the archaeological sites and shipwrecks of this time period. These interesting maritime archaeological materials show early pan-Pacific trading navigation between eastern Asia and the Western world. They help reveal the early international maritime trading history between eastern Asia and the West, early European colonization in eastern Asia, and resulting issues of expanding globalization.</text>
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                <text>Liu Miao, in Van Tilburg, H., Tripati, S., Walker Vadillo, V., Fahy, B., and Kimura, J. (eds.)</text>
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                    <text>The discovery SS Indus (1885) with Cargo of the 3rd century BC Bharhut
sculptures in Sri Lankan waters
S. M. Nandadasa
Central Cultural Fund, Maritime Archaeology Unit, Galle, GL80000, Sri Lanka
Email: nandadasa@yahoo.com
Abstract
SS Indus ran aground in 1885 somewhere in the North east coast of Sri Lanka while
she was sailing from Calcutta or Kolkata to London via Colombo. At the time she
possessed valuable cargo, a fine collection of sculptures from Bharhut, a 3rd century
BC Buddhist monastery in India. They were masterpieces of a collection of Sir
Alexander Cunningham, the first Director General of the Archaeological Survey of India
and they were being transported for exhibition in the London Museum. For the last one
century, Indian and Sri Lankan archaeologists and historians were interested in finding
this shipwreck, yet no one knew the exact location of the wreck. However the recent
Maritime Exploration in the month of August 2013 by the Maritime Archaeology Unit, Sri
Lanka has traced the possible remains of the SS Indus off Muliative.

Key words: SS Indus, Bharhut sculptures, British India, Mulaitivu, Trincomalie

Introduction
Interest in Maritime Archaeology in Sri Lanka has been increasing since the early
1960s. Being an island Nation, our past is intertwined with all aspects of maritime life
and its history. The Maritime Archaeology Unit (MAU) was established in Galle in 1992
with the objective of carrying out maritime research in and around Sri Lanka
(Dayananda, 2013). From its inception, MAU has done much to further the work in this
field and have lead some major maritime research history projects (Samaraweera,
2013). This work has seen the area of research extended in the North, East and NorthWest coastal regions of Sri Lanka. The end of the Civil War in 2009 enabled us to work
in the North and East. Exploration in the North started in 2013.
1

�Archival references of SS Indus
The main objective of this exploration was to trace any evidence of ships wrecked in the
region during the last two centuries. The information collected from old news paper
reports and other documents. Fortunately there is well preserved collection of the19th
century daily news papers in the Colombo National Archive. The careful investigation of
the document some interesting information on hitherto unknown wrecks including the
SS Indus (The P &amp; O Liner SS Indus, 1871) (National Maritime Museum, Greenwich,
London).
Bharhut sculptures
The name of the SS Indus is well
known among Sri Lankan and
Indian

historians

and

archaeologists, and especially those
interested in the study of the
Bharhut as well as the history of art
and the sculptures of ancient India.
Over

the

last

one

century

Fig. 1 Figure showing the probable route of the researchers have worked tirelessly
SS Indus from Calcutta to London via Colombo to uncover information about the
and wrecked off the north coast of Sri Lanka.

Indus’s cargo. They widely believed
that the ship was transporting a fine

collection of sculptures from the Bharhut (a well known Buddhist Monastery in India
founded in the 3rd century BC) and she ran aground in the seas off Sri Lanka (Ceylon)
in 1885 when retuning from India via Colombo to London. At this time of “British India”
the renowned British scholar Sir Alexander Cunningham was head of the
Archaeological Survey of India (ASI). It is widely thought that his collection of master
pieces from the Bharhut was on route to London Museum, in the hold of the ill fated SS
Indus. To set the geographical back ground, Bharhut Stupa is located in the present day
Satna District of Madhya Pradesh in Central India. It was first identified by General
Alexander Cunningham in 1873. On his second visit to Bharhut in February 1874 he
collected and recorded scattered pieces of sculptures and tried to understand their
2

�layout and design. He returned there for a third time in November 1874 with some legal
right and took several of the sculptures to Kolkata (or Calcutta) and founded a Bharhut
Gallery in the National Museum at Kolkata. After a detailed study of Buddhist literature
and sculptures from the site, he published a book in 1877 titled “The Stupa of Bharhut”,
which remains highly respected study of the Bharhut Stupa. When study the history of
the monument and the works of Sir Alexander Cunningham, it is important to focus on
the items he collected from the site and especially upon the loss of the SS Indus
because it is believed to have been carrying the best pieces. Until now, the story of the
SS Indus was confined only to the interest of scholars as it was believed that the ship
was wrecked in water so deep that conventional diving equipment could not be used in
the exploration. Until now, it seems no one has made any serious effort to reveal the
actual facts related to the wreck, no tracing to identify where the wreck is located. In
2013 the Maritime Archaeology Unit (MAU), Sri Lanka decided to extend research
works in the northeast coast which include the search for the S S Indus. As the first step
we studied the historical evidence to confirm a possible location. Our research has
revealed that there has previously been great interest among scholars in finding this
wreck. However, some misunderstanding of the information available to them had
thwarted their efforts; most notably, reports of its location being “50 miles north of
Trincomalie” have proven to be misleading.
Opinions of scholars
Rao (1987) mentioned that the “P &amp; O
Liner Indus which carried the second
century BC Buddhist sculptures of
Bharhut

sank

50

miles

north

of

Trincomalee (Trincomalie) in Ceylon in
1885. An attempt made to salvage
them

was

not

successful”.

Gaur

informed that this wreck was very
popular among the archaeologists as
Cunningham was first in charge of
Indian Archaeology in 1860 and I
3
Fig. 2 Shipwreck is marked on the Nautical
Chart right before the Mullaitive town.

�believe records may be in the Kolkata Archives as the ship must have sailed from
Kolkata and it is sure that this wreck contains stone sculpture from Bharhut (a Buddhist
Stupa) of the 2nd century BC (personal communication). As per tradition it is at about
40 m water depth and lies North of Trincomalie. The Archaeological Commissioner of
Sri Lanka, Charles Godakubre, in his Annual Report for the year 1962 – 63 has made
the following statement about the SS Indus: “The possibility of doing more undersea
archaeology in Ceylon in the near future takes our mind to the invaluable collection of
works of art from the Stupa of Bharhut (2nd century BC) lost of 1885 in the wreck of the
P &amp; O liner Indus that ship aground on a shoal known as Mulaitivu 50 miles North of
Trincomalee. It is known that some salvage operations were attempted at the time, with
what results, we do not know. We shall therefore be thankful if anyone with information
on this matter would pass on the same to Mr. Arthur C. Clarke or to us”. Arthur C Clarke
also asks for any news of the Indus in his book, “The Tresure of the Great Reef”
published in 1964. He gives a description of the supposed location of the site of the
wreck as “Fifty miles to the North of Trincomalee, on a shoal known as Mullative, lays
another important wreck and one which may contain the most valuable cargo lying
beneath the waters around Ceylon. On November 9, 1885 the 3,462 ton P &amp; O liner
Indus was steaming south from Madras to Colombo when she went aground at full
speed owing to a gross error in navigation (She was twenty miles off course, and her
captain was lucky to get away with a twelve month suspension of his tickets.)
At high tide, the Indus was worked off the shoal, and then had her second piece of bad
luck. She came to rest immediately above one of her own anchors, and as she rose and
fell in the waves she quickly knocked a hole in her bottom and sank within a few hours.
There was no loss of life, but none of the cargo could be saved. Aboard the Indus was
the collection of the finest works of art from the Stupa of Bharhut which had been
specially selected by the director of the Indian Archaeology, General Cunningham.
Today, these statues would be priceless – if they are still on Mulattive shoal. But we are
not certain of this; we know that salvage operations were later carried out on the Indus
with a view to recovering the indigo and other valuables aboard her. Would the divers
also have bothered to bring up what they probably considered to be a few old statues?
We rather doubt it, but until our researchers have settled this important point the Indus
4

�will remain on our list of possibilities, not certainties” (Clark, 1964: 239). Arthur C Clark
in all the time he spent searching could not find the Indus. He was a pioneer of
underwater exploration who introduced scuba diving to Sri Lanka in the early ‘60s,
arguably the most eminent maritime archaeologist of his generation.
Our investigation of the archival documents confirmed that there have been attempts to
excavate cargo from the Indus but there is no evidence of any success. It is therefore
highly likely that there has been no historical disturbance of the site which remains
untouched since the ship sank. No evidence of
disturbance soon after the ship was lost because
there were perilous waves in monsoon weather at
that

time,

nor

in

later

years

before

the

development of equipment to recover heavy items
from a wreck or to stay underwater at such a
depth for sufficient time. There is possibility that
the strong waves would have resulted in sand
covering the cargo which would add to the
difficulty of retrieving it. Only in very recent times
have new techniques and equipment become
available to allow such excavation. These facts,
together with Arthur C Clarks’ statement that he
had not found the wreck or cargo, is proof of the
Fig. 3 News Paper article The sculptures remaining intact beneath the sand.
Times
of
Ceylon,
Sunday Information about the Indus appeared in a news
November 15th, 1885. (National paper “Times of Ceylon” on the 12 and 13 of
November 1885 and also from the account given
Archive, Colombo)
by a passenger on the 15th. Final piece of news of
the ships’ loss was printed on the 17th, in which one of the passengers gave a dramatic
description of what happened when she sank and afterwards. The news printed on the
12th of November states; “The wreck of the P &amp; O SS Indus, Completed brake up off
the vessel ... “Information just brought by H.M.S Ranger which has return from the
wreck with all passengers, native crew, and stewards, that the caption, chief and fourth
5

�officer, and doctor are standing by the ship in boats. Ranger reports that the ship is
settling down. The four compartment has been carried away, and the aftercompartment has started. The ship is full of water. No lives have been lost, and the
mails are saved”. On 13th “Times of Ceylon” had mentioned about the cargo of sunken
ship........ The Indus had a large consignment some 200 chests-of indigo shipped at
Madras, and many thousands of chests of tea. The latter is of course done for, but the
indigo may yet be recovered next year, for it suffers little deterioration in water...... the
“Indus” being completely under water and heavy seas braking over her. It is being lived
that the treasure on board some 40,000 has been saved, as the mails. Undoubtedly
have been and the treasure would undoubtedly be the first thing to which attention
would be directed”. According to the above list of things there is no any mention about
the sculptures, probably it has been there as a personal collection or not much attention
was paid on them as important as we consider on this day.
Narration by a passenger of the SS Indus
The account which appeared on 15th Sunday in “Times of Ceylon” give us a vivid
picture begins with “responsible for the opinions of our correspondent”. The dates he
gives do not match with the incidents previous dating and thus lead to some confusion
however; it does not harm other reliability and authenticity within his account. The
reason for the apparent ‘error’ in his account may have been to protect the Captain from
future legal action? “We left Madras in the Indus at about a quarter to 2.00 PM on
Saturday afternoon, the 8th September bound for London via Colombo. There were but
seven first class passengers in all, and all went well until the morning of Sunday, the
Indus coming to grief in reality but a few hours after we had the started. I had but just
finished my chota hazeri on Sunday morning, and was just entering my cabin, when I
felt the ship bump, and I was nearly thrown off my feet. Running on deck at once, as
indeed did everybody, we found ourselves about four miles from land, which lay to
starboard and grating against the bottom heavily. I believe, but I cannot say with
certainty, that the captain was on the bridge with the officers of the watch at this time. I
looked at my watch, and found it was just 6.20 AM. But a few minutes previously, I had
seen that we were in sight of land, and though I was rather surprised at this, I naturally
did not give the matter much thought. The ships did not heel over but kept grating on
6

�the sandy bottom, and after a while the engines went full speed astern, part without any
effect, though we moved from our position. The Captain then ordered the boats out with
the lead, and sundry observations were taken from the ship and from the boats........”
“..... Captain Breeze still made frantic endeavors to get his ship out of the mass she was
in, and the engineers were kept hard at it, but we seemed to get struck only the faster.
Up to this time, though we had practically been fast for eight or ten hours, absolutely
nothing had been done
to lighten the ship by
jettisoning

the

cargo,

though the passengers
suggested

it

to

the

Captain more than once.
The ship at this time, so
far as we were informed,
it must be remembered,
had

made

no

water.

Fig. 4 Photograph of the SS Indus taken in 1881 in Towards the afternoon
Southampton. (National Maritime Museum, Greenwich, the anchor was let go,
and attempt made to

Gould Collection, London)

warp her off into deep
water, which the boats had found by casting the led. This was the beginning of our
worst misfortunes. I am unable to give a consecutive account of what took place during
Sunday afternoon and night. Sleep we naturally get little of, and by morning we heard
that the main hatch was full of water and the ship was fast. It appears that through some
mismanagement we had gone ahead on our anchor and driven the fluke right into our
bottom, and not content with this, we had gone on moving backwards and forwards, an
had of course worked a great hole in the bottom of the vessel” (The Times of Ceylon,
1885). “....... The ship was filling fast and we naturally desired to be out of danger. Our
luggage was piled up on the main deck-to be washed in to the sea. As it eventually
proved–but we were not allowed to take it ashore. We took a few wraps with us and

7

�rowed ashore with little or no difficulty. There we found a small fishing village called
Mullativu where we went to the Rest house and made ourselves as comfortable as we
could....” (The Times of Ceylon, 1885). His detailed description creates a dramatic
picture of the incident and portrays its effect on the passengers and crew and the part
played by the Captain. Some of his information is most useful to our research as it
includes many incidents and the consequences. Interestingly we found evidence of the
rest house he mentioned but unfortunately it is no longer standing however I found a
photograph of it.
Last moments of the Indus
The times of Ceylon on Tuesday, November 17, 1885 reported the final stage of what
happened to the Indus and the information given is important to our understanding of
the cargo she carried “The Indus had not settled down to one side or the other, and her
masts stood straight up with the sail caps on, clean and smart. Orders were left that as
much as possible should be saved, and all that remained above water dismantled, but,
the bad weather coming on, compelled the wreck to be abandoned, and forced the brig
to make the best of her way to Trincomalie, as already described” (The Times of
Ceylon, 1885).
News about Indus in an Australian news paper
The loss of the Indus was published in “The Daily News” in Australia. She had
previously sailed there a few times “Wreck of the P &amp; O Company’s SS Indus “The
Melbourne Superintendent of the peninsular and oriental steam navigation company
(Mr. Geo Withers) has received a telegram from the head office in London stating that
the company’s’ steamer Indus which left Calcutta on the 1st November for London has
been wrecked at Sandra on the Indian coast a few miles north of Ceylon. The message
is stated that there were some hopes of her again being successfully floated, and that
the steam “Clyde” had gone to her assistance, but beyond that passengers and mails
had been all saved. No further particulars were given. The Indus was one of the best
known of the P &amp; O Company’s fleet, having many voyages to Australia since the
initiation of the fortnight mail service. She was built in 1871 by Messer Denn Brothers, of
Glasgow, who designed her for the Indian and China trade, which was then the principle
field of the company’s operations”. It was interesting to find couple of internet images of
8

�SS Indus taken at the time of a Census on 20th July 1882, three years prior to her ill
fate. These are under the rights of the National Maritime Museum, Greenwich, London,
Gould Collection and P &amp; O Heritage Collection it describe the detail as “The P &amp; O liner
SS Indus (1871, 3462 GRT) in July 1882. She was in the port of London at the time of
the census of April 1881. She had 17 Goan crewmen on board. She was wrecked off
Ceylon (now Sri Lanka) in 1885; fortunately, no lives were lost.”

Commencing our field work to discover the Indus
Utilizing nautical charts is a necessary means to successfully trace and record the
position of the wreck. They enabled us to find and record the approximate site of the
wreck. . This “pre-survey” was most useful in providing opportunities to meet the local
fishing communities. We knew from previous experience how useful it is to develop a
good relationship with the local fishing and diving community. Much helpful and reliable
information about shipwreck can be obtained from local people. We started our Field
Study in August 2013 in Mullaitive in the north of Sri Lanka:Our first task was to meet with local people, boatmen, guides, fishermen, divers and
navy personal etc. We then studied all the information available to us. We used local
suggestion and knowledge to target our underwater survey methods to locate the
shipwreck site. We discovered that the nautical chart was incorrect and after a few days
of searching, we decided to stop and find some reliable data. After much persistence,
and on our last day on site, we found the exact location of what is likely to be the
location of the SS Indus! The site is fully covered in fishing nets and it would be a risk to
dive there before clearing the nets. Due to its age, the wreck must be in a fragile
condition. We observed that it rests on a sandy bottom in water at a depth of around 810 m. The wreck is some two miles away from the location marked on the nautical
chart. The location is matching with data collected from archived in terms of distance
from land and seascape. It is resting in less than 10 m of water. There is no other record
of a similar ship being lost in this area. The evidence on site confirms that it is unlikely

9

�that the wreck has been previously excavated. The Maritime Archaeology Unit is
planning to start a test excavation on the shipwreck towards the end of 2014.
Acknowledgements
Professor Gamini Adikari, Director General of Central Cultural Fund, the members of
Maritime Archaeology Unit, Galle, Sri Lanka for their guidance and support and Valerie
Lidiard for her valuable help preparing this paper and all others who assisted in our
efforts to find SS Indus.
References
Clark, A. C., 1956. The Reefs of Taprobane. Hapor and Brothers, Ballantine Books,
New York.
Clark, A. C., and Wilson, M., 1964. The Treasure of the Great Reef. Harper and Row,
New York.
Cunningham, Sir Alexander., (1814 - 1893). Oxford Dictionary of National Biography (online
Ed.), Oxford University Press, Oxford: The Stupa of Bharhut: A Buddhist Monument
Ornamented with numerous sculptures Illustrative of Buddhist Legend and History in the
Third Century BC (1879).
Dayananda, A., 2013. The Begginning and Evolution of the Maritime Archaeology Unit
in Sri Lanka (1960-92). "Samudrika"- Maritime Archaeological Symposium, Maritime
Archaeology Unit and Maritime Archaeology Museum, Galle: 1-2.
Godakumbure, C., 1962-63. Annual Report of the Commissioner of Archaeology,
Department of Archaeology, Colombo.
Samaraweera, N., 2013. The Reserches of the Two Decades of Maritime Archaeology
Unit:

1992-2013.

"Samudrika"

Maritime

Archaeological

Symposium,

Maritime

Archaeology Unit &amp; Maritime Archaeology Museum, Galle: 3-5.
Rao, S. R., 1987. Progress and Prospects of Marine Archaeology in India. National
Institute of Oceanography, Goa.
The Times of Ceylon, November 12, 13, 15 and 17, 1885, National Archive, Colombo.
The Daily News (Perth, WA: 1882 – 1950) National Library Australia
National

Maritime

Museum,

Greenwich,

www.flickr.com/photos/nationalmaritimemuse.
10

London.

Gould

Collection,

�Biography
Samaraweera Mudiyanselage Nandadasa, (b. 1966), working as a Research Officer
in Maritime Archaeology Unit (MAU), Central Cultural Fund (CCF), Ministry of Culture
and the Arts, Galle, Sri Lanka. He has obtained special degree in Archaeology,
University of Kelaniya, Sri Lanka (1992) PG diploma in Architectural Conservation of
Monuments and Sites from the Department of Architecture, University of Moratuwa, Sri
Lanka (1993). He joined the Central Cultural Fund in 1993 as a Excavation Officer and
conducted leading excavations in the World heritage Site of Sigiriya (1993-1997) and
Lead the Conservation Branch as the Chief Conservation Officer (1997- 2004), Officer
in Charge of the World Heritage Site of Galle project and Maritime Archaeology Unit
(MAU) (2004- 2008) and presently working as a Senior Research Officer for MAU.

11

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Maritime Archaeology, while being similar to â€˜Underwater Archaeologyâ€™, goes beyond waterscape, because it includes all related disciplines covering maritime and nautical archaeology. In the recent past, the new nomenclature â€˜Hydro-archaeologyâ€™ has been coined to include all aspects of maritime archaeology where water plays a great role. Taking into consideration the importance of maritime archaeology, many universities, research institutes and professional societies have introduced maritime archaeology in their regular curriculum and are carrying out explorations and excavations and offer training to researchers, students and amateurs. Maritime archaeological studies have been carried out all over the world, except a few countries, either by the respective states or by state sponsored or private or international organisations.&#13;
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                <text>SS Indus ran aground in 1885 somewhere in the North east coast of Sri Lanka while she was sailing from Calcutta or Kolkata to London via Colombo. At the time she possessed valuable cargo, a fine collection of sculptures from Bharhut, a 3rd century BC Buddhist monastery in India. They were masterpieces of a collection of Sir Alexander Cunningham, the first Director General of the Archaeological Survey of India and they were being transported for exhibition in the London Museum. For the last one century, Indian and Sri Lankan archaeologists and historians were interested in finding this shipwreck, yet no one knew the exact location of the wreck. However the recent Maritime Exploration in the month of August 2013 by the Maritime Archaeology Unit, Sri Lanka has traced the possible remains of the SS Indus off Muliative.</text>
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                    <text>The Duty to Protect Our Ocean Heritage from Potentially Polluting Wrecks
Ole Varmer (The Ocean Foundation)
Mariano Aznar (ICUCH, University Jaume I)
ABSTRACT
The importance of conserving our ocean heritage is well recognised and was codified in international law in the
1972 World Heritage Convention. The 1982 Law of the Sea Convention (LOSC) recognises a duty to protect
‘objects of an archaeological or historical nature’ but is devoid of details for implementation. The 2001
UNESCO Convention on the Protection of Underwater Cultural Heritage provides sorely needed details in the
various maritime zones in accordance with the LOSC and well accepted international standards of archaeology
and conservation. This paper summarises the relevant international law to help address the major threats to UCH
from Potentially Polluting Wrecks (PPWs).
Keywords: Underwater Cultural Heritage; Natural Heritage, Law of the Sea; 2001 Convention
List of abbreviations
Continental Shelf (CS)
Exclusive Economic Zone (EEZ)
International Union for the Conservation of Nature (IUCN)
Law of the Sea Convention (LOSC)
1979 Convention on Long-Range Transboundary Air Pollution (LRTAP)
Potentially Polluting Wrecks (PPWs)
Underwater Cultural Heritage (UCH)
United Nations Educational, Scientific and Cultural Organization (UNESCO)

INTRODUCTION
The topic of this paper fits best within Session 13 Major Threats to Underwater Cultural Heritage
(UCH) because it summarises the relevant international law and provides the context and legal
foundation for the development of measures to address the threats and conserve our ocean heritage as
discussed in other papers in this session. The paper starts with an overview of the international law
relevant to these threats and the measures to address them. This will also provide examples addressing
the major threats to UCH, the resources available to tackle these threats under the law, the framework
or approach to address these threats, and the result that we seek: a moratorium on activities that are
major threats to UCH until the ocean science has been conducted to ensure that these activities are
truly sustainable developments. In the context of the UN Decade of Ocean Science for Sustainable
Development that means if it is not safe for life, property, the marine environment, and UCH, then it
is not sustainable development.
The case studies under consideration in this session include major threats to UCH from Potentially
Polluting Wrecks (PPWs), fishing, mining, energy development, climate change and the related threat
from sea level rise. This paper looks at the legal duty to protect our ocean heritage from the threats
presented by PPWs, however, the duty is relevant to all the threats particularly those involving
activities that directly affect UCH, such as salvage, and those that may indirectly affect UCH, such as
fishing and mining.

CASE STUDIES
The case under consideration is the law related to the threat to our ocean heritage (natural and
cultural) from PPWs. According to the International Union for the Conservation of Nature (IUCN),
‘marine pollution from sunken vessels is predicted to reach its highest level this decade, with over
8,500 shipwrecks at risk of leaking approximately 6 billion gallons of oil’ (IUCN 2023). The vast
1

�majority of PPWs are from World War I and II (WWI and WWII). They contain hazardous materials
including chemicals, unexploded ordinances, and an estimated six billion gallons of heavy fuel oil.
‘This is 545 times more oil than the Exxon Valdez leak in 1989 and 30 times that of the Deepwater
Horizon spill in 2010, both of which had severe and long-lasting environmental consequences’ (IUCN
2023).
There are several legal questions that may arise under international and domestic law in addressing
the threats presented by a sunken vessel that is a potential threat to the marine environment. This
paper briefly summarises those international laws and discusses the legal issues and context that are
of particular interest in not only addressing the threats to the marine environment but also in the
preservation and conservation of PPWs which may be objects of an archaeological or historical nature
under the 1982 UN Law of the Sea Convention (LOSC) if not UCH under the 2001 UNESCO
Convention on the Protection of Underwater Cultural Heritage (henceforth 2001 Convention). As
many PPWs are sunken state craft, there are also issues of ownership, sovereign immunity, and the
fact that many sites are also wartime graves. This paper is not intended to be a comprehensive
analysis and a case-by-case basis analysis will be necessary and will often include the flag State,
coastal State, and other States with an interest in the ship, cargo, or personnel.

RESOURCES
The resources needed to address the threats from PPWs are surveys to identify their location,
document heritage information and environmental assessments on how to sustainably develop and
manage to conserve the heritage and livelihood dependent upon a healthy ocean. There are some legal
resources relevant to address the threats from PPWs including the 1982 LOSC, and the duties to
protect the marine environment and objects of an archaeological and historical nature. This will be
followed by discussion of the 2001 Convention that was developed to address the very brief and
vague LOSC articles 149 and 303 but in a manner consistent with the balance of interests of coastal
States and flag States. The evolution of the international duty to protect and conserve our ocean
heritage can be traced to the Stockholm Declaration and the 1972 World Heritage Convention—
where the wisdom of integrating the conservation of both natural and cultural heritage became
international law.
The international law to protect marine life can be traced to agreements trying to address the over
exploitation that arose from technological advances in the industrial revolution as discussed by
Charlotte Jarvis’ paper on bottom trawling in the same session and volume as this paper. The
environmental movement that followed WWII sparked the development of laws to address the threats
to our natural and cultural heritage for present and future generations. For example, the 1946
Convention for the Regulation of Whaling to conserve these overexploited creatures and the founding
of the International Union for the Conservation of Nature and Natural Resources (IUCN) in 1948.
1972 Stockholm Declaration
The United Nations Conference on the Human Environment met in Stockholm, Sweden and resulted
in the Stockholm Declaration. It codified the customary practice of nations in balancing of
development and protecting the environment so that it may be inherited by future generations in a
healthy state (heritage). It contains principles that document and delineate the duty to protect and to
cooperate for that purpose under customary international law, including that we bear ‘a solemn
responsibility to protect and improve the environment for present and future generations’ (Principle
1). A ‘special responsibility to safeguard and wisely manage the heritage of wildlife and its habitat,
which are now gravely imperilled by a combination of adverse factors. Nature conservation, including
wildlife, must therefore receive importance in planning for economic development’ (Principle 4).
‘States should adopt an integrated and coordinated approach to their development planning to ensure
that development is compatible with the need to protect and improve environment for the benefit of
their population (Principle 13)’. ‘In exercising the sovereign right to exploit their own resources, there
2

�is the responsibility to ensure that activities within their jurisdiction or control do not cause damage to
the environment of other States or of areas beyond the limits of national jurisdiction’ (Principle 21).
While there is no express reference to cultural heritage, the duty to protect the environment should be
interpreted to include cultural heritage as well as natural. This view is also supported using ‘integrated
and coordinated approach’ to development planning in Principle 4. This is reinforced by the
integration of natural and cultural resources to be conserved in UNESCO’s 1972 World Heritage
Convention.
1972 World Heritage Convention: Integrating the conservation of natural and cultural heritage
While the focus in Stockholm was on the environment and sustainable development; at UNESCO
headquarters in Paris the focus was an agreement to protect natural and cultural heritage. With 193
State parties, it remains one of the most widely accepted treaties. While it started with recognising
terrestrial sites and traditional cultural structures, it has evolved to recognise heritage in the marine
environment beyond the territorial sea into the EEZ/CS. For example, the Papahānaumokuākea
Marine National Monument in Hawai’i was inscribed on the World Heritage ‘mixed list’ for its
‘outstanding universal value’ as both a natural and cultural heritage site. Of note, is that some of the
natural heritage, like coral, were also recognised as cultural heritage of the native Hawaiian people
and some of their practices were recognised as intangible cultural heritage. This move seaward
continues as there are now calls for recognition of heritage in the high seas (UNESCO 2016),
including wreck sites such as Titanic. The challenges involve ensuring consistency with the LOSC,
more specifically, implementing the duty to protect and cooperate through reliance of flag State
jurisdiction, and Port State jurisdiction for enforcement of activities directed at cultural heritage under
the high seas. The legal context for all activities in the ocean starts with the international legal
framework of the LOSC including potentially polluting wrecks.
The 1982 Law of the Sea Convention (the legal framework for activities at sea)
The LOSC is well recognised as a codification and progressive development of the law of the sea.
It provides the legal framework for the use and protection of the marine environment, including
natural and cultural heritage resources. It balances the flag State rights of navigation, fishing and other
uses with the coastal State jurisdiction and authority in various maritime zones including a 12 nm
territorial sea, a 24 nm contiguous zone, a 200 nm EEZ, the continental shelf, the high seas and Area
beyond national jurisdiction.
Under Article 303(1), applicable to archaeological and historical objects found in any part of the sea,
recalls the general obligation whereby ‘States have the duty to protect objects of an archaeological
and historical nature found at sea and shall cooperate for this purpose.’ Specifically, regarding the
Area, under Article 149, ‘[a]ll objects of an archaeological and historical nature found in the Area
shall be preserved or disposed of for the benefit of mankind, particular regard being paid to the
preferential rights of the State or country of origin, or the State of cultural origin, or the State of
historical and archaeological origin.’ While it is not always clear which nations have preferential
rights, it would include the flag States of the sunken ship and nation from which the cargo came.
While it is expressly limited to the Area, the consideration of preferential rights provides some
guidance for cooperation on UCH found in other maritime zones, particularly the portion of the
continental shelf beyond the 24-mile limit of coastal State jurisdiction under Article 303(2). The
LOSC is now recognised as customary international law, and it may therefore be argued that its duty
to cooperate to protect objects of an archaeological or historical nature should also be recognised as
customary international law, as evidence by the practice of nations including non-parties like the
USA. While there is little guidance or detail on how to fulfil the duty to protect under this Article,
other Articles and laws are helpful in guiding parties as they fulfil the duty to protect including the
duty to protect natural heritage and the marine environment to which it is inextricably linked.
Under Articles 192 and 194 there is the general obligation of States to protect and preserve the marine
environment. This general principle may be applied both to wrecks that become artificial reefs,
3

�deserving protection as part of the marine environment, and to wrecks that are potentially (or actually)
endangering this environment because of their deteriorating structure or polluting cargo still aboard.
Specifically, Art. 194(3)(b) deals with the measures to be taken by States, including those designed to
fully minimise ‘pollution from vessels, in particular measures for preventing accidents and dealing
with emergencies, ensuring the safety of operations at sea, preventing intentional and unintentional
discharges, and regulating the design, construction, equipment, operation, and manning of vessels’
(Aznar 2015). Note how this duty to protect the marine environment is like the very general duty to
protect cultural heritage under Articles 303 and 149. Thus, the obligation under Part XII may provide
guidance on how to implement the duties under Articles 303 and 149, as the 2001 Convention does.
The LOSC does not explicitly address the issue of the protection of maritime graves in international
waters (Aznar 2015).
The 1992 Rio Declaration
Ten years after the LOSC and twenty years after the Stockholm conference, the United Nations
convened another Conference on Environment and Development in Rio de Janeiro, Brazil. This 1992
Rio Conference resulted in the Rio Declaration on Environment and Development, including Agenda
21, which provides that there is a duty to protect the marine environment and to cooperate for that
purpose—expressly flowing from the 1982 LOSC. Chapter 17.1 highlights how the LOSC ‘sets forth
rights and obligations of States and provides the international basis upon which to pursue the
protection and sustainable development of the marine and coastal environment and its resources.’ It
then identifies approaches to implement this duty and specifically calls for integrated management
and a precautionary approach in the sustainable development and protection of the marine
environment.
Precautionary approach
A precautionary approach to addressing threats to the environment can be traced back to domestic
German law in the 1970s. It was first used in an international agreement in the 1980 regarding the
Conservation of Antarctic Marine Living Resources. However, it was the Rio Declaration that is
received wide international recognition.
‘In order to protect the environment, the precautionary approach shall be widely
applied by States according to their capabilities. Where there are threats of serious or
irreversible damage, lack of full scientific certainty shall be not used as a reason for
postponing cost-effective measures to prevent environmental degradation’
Principle 15, Rio Declaration.
It has been incorporated into several international treaties including: 1992 Convention on Biological
Diversity, the 1992 United Nations Framework Convention on Climate Change, the 1995 WTO
Agreement on the Application of Sanitary and Phytosanitary Measures, the 1995 Fish Stocks
Agreement, the 1996 Protocol to the 1972 London Convention on the Dumping of Wastes and Other
Matter, the 1997 Protocol to the International Convention for the Prevention of Pollution From Ships,
the 1998 Agreement on the International Dolphin Conservation Program, the 1998 Long-Range
Transboundary Air Pollution (LRTAP) Persistent Organic Pollutants Protocol, the 1998 LRTAP
Heavy Metals Protocol, the 1999 LRTAP Acidification Protocol, the 2000 Convention on the
Conservation and Management of Highly Migratory Fish Stocks in the Western and Central Pacific
Ocean, the 2001 International Convention on the Control of Harmful Anti-Fouling Systems, and the
2001 Agreement on the Conservation of Albatrosses. It should be applied to PPWs particularly those
that are historic or UCH. The precautionary approach is particularly appropriate in the management of
PPWs because they are ticking time bombs and if historic, are also time capsules of our heritage. If
so, the 2001 Convention is particularly relevant.

4

�2001 Convention
To address the threat of looting and unwanted salvage, and the details sorely needed to implement the
LOSC, UNESCO convened a meeting to negotiate an agreement to protect UCH. Consensus was
reached quickly on a clear definition of UCH, and a ban against the law of finds and salvage. There
was also consensus on four principles: 1) to protect and preserve UCH; 2) the preferred first policy
option of in situ preservation, and adherence to the Annex Rules when a party decides not to preserve
in situ and recovery is in the public interest ; 3) no ‘commercial exploitation’ of UCH; and 4)
cooperation among States to protect UCH, particularly for training, education, and outreach.
Consensus was not reached on the regime for cooperation in the protection of UCH in the EEZ/CS as
some delegations had concerns about ‘creeping jurisdiction’ of coastal States and the treatment of
foreign sunken craft within the territorial sea (Dromgoole 2013). That many PPWs are historic
heritage resources calls for a precautionary approach. The fact that most PPWs are wrecks from the
World Wars and are thus maritime graves also calls for a precautionary approach through a temporary
moratorium against salvage (Varmer 1999). ‘This precaution is even stronger when there are human
remains in the sunken wreck, which, according to Article 2(9) of the 2001 Convention, must be given
proper respect’ (Aznar 2018).

FRAMEWORK
The legal duties to protect our ocean heritage under international law, and the goals of the UN Decade
of Ocean Science for Sustainable Development, show that the best way to address the threats from
PPWs is a precautionary approach including a moratorium against activities that may trigger these
ticking time bombs until the proper science and assessments are done to make sure such activities are
truly sustainable. A temporary moratorium could be, and limited to, activities directed at PPWs such
as salvage and certain indirect activities that could result in irreparable harm and destruction to UCH
and marine life such as bottom trawling, or Deep Seabed Mining until after surveys have been
conducted to ensure that no PPWs are in planned exploitation areas, proper Environmental Impact
Assessments have been conducted, and significant natural and cultural heritage are Marine Protected
Areas.

RESULTS
The IUCN has called for the development of international standards to determine the best practices
for addressing this threat including the classification of PPWs according to potential environmental,
social, and economic impacts (IUCN 2023). If this precautionary approach is respected, and the
standards are developed and followed, the results would be a healthier ocean which is so important for
those lives and livelihoods dependent upon a healthy ocean. The duties for protection would be
addressed, and the economic development would clearly be sustainable.

5

�Acknowledgements Thank you to Mark Spalding, The Ocean Foundation, and Louise Sanger, Lloyd’s Register Foundation
Heritage, and Education Centre, for their support of this paper and the Threats to Our Ocean Heritage project. Thank you to,
Charlotte Jarvis, Michael Brennan, Jim Delgado, and Ben Ferrari for their help developing the ideas that are reflected here.

Bibliography
(Aznar 2015) Aznar, M. J.” Sensitive Wrecks, Protecting Them and Protecting from Them.” Revue Belge de Droit
International 1-2. Bruxelles: Éditions Bruyant, 2015.
(Aznar 2018) Aznar, Mariano, “In Situ Preservation of Underwater Cultural Heritage as an International Legal Principle.”
Journal of Maritime Archaeology 13, no. 1 (2018): 67-81. DOI: 10.1007/s11457-018-9192-4, Available at SSRN:
https://ssrn.com/abstract=3164159
(2001 Convention) UNESCO Convention on the Protection of Underwater Cultural Heritage, Adopted 2 November 2001,
entered into force 2 January 2009 (2562 UNTS 1)
(Dromgoole 2013) Dromgoole, S. “Reflections on the Position of the Major Maritime Powers with Respect to the UNESCO
Convention on the Protection of the Underwater Cultural Heritage 2001.”, Marine Policy 38, (2013): 116-123.
(IUCN2023) IUCN Issues Brief, Marine Po;;utopm From Sunken Vessels (2023) see https://www.iucn.org/resources/issuesbrief/marine-pollution-sunken-vessels#:~:text=There%20are%20an%20estimated%203,as%20'potentially
%20polluting%20wrecks'. see also https://majorprojects.org.au/ppw/
(IUCN 2020) IUCN Resolution on Sunken Vessels WCC-2020-Res-026-EN
International cooperation on marine pollution from sunken vessels
(LOSC) Law of the Sea Convention, Adopted 10 December 1982, entered into force 16 November 1994 (1833 UNTS 397)
(NOAA 2013) National Oceanic and Atmospheric Administration. 2013. Risk Assessment for Potentially Polluting
Wrecks in U.S. Waters.
Stockholm Declaration of the United Nations Conference on the Human Environment, Report of the United Nations
Conference on the Human Environment, U.N. Doc. A/ CONF.48/14/Rev.1 (1973), p. 3; U.N. Doc. A/CONF.48/14 (1972),
pp. 2-65. and Corr. 1 available at http://www.un-documents.net/unchedec.htm
(UNESCO 2016) Freestone, D. Laffoley, D., Douvere, F. and Badman, T., World Heritage in the High Seas: An Idea
Whose Time Has Come, See also World Heritage Centre World Heritage Marine Program at:
http://whc.unesco.org/en/marine-programme.Hampi+World+Heritage+Site+KarnatakaHampi
(Varmer 1999) Varmer, Ole. “The Case Against the ‘Salvage’ of the Cultural Heritage.” Journal of Maritime Law, and
Commerce 30, no. 2 (1999): 279-302.

6

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                <text>The Duty to Protect Our Ocean Heritage from Potentially Polluting Wrecks </text>
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                <text>The importance of conserving our ocean heritage is well recognised and was codified in international law in the&#13;
1972 World Heritage Convention. The 1982 Law of the Sea Convention (LOSC) recognises a duty to protect&#13;
‘objects of an archaeological or historical nature’ but is devoid of details for implementation. The 2001&#13;
UNESCO Convention on the Protection of Underwater Cultural Heritage provides sorely needed details in the&#13;
various maritime zones in accordance with the LOSC and well accepted international standards of archaeology&#13;
and conservation. This paper summarises the relevant international law to help address the major threats to UCH&#13;
from Potentially Polluting Wrecks (PPWs).</text>
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                <text>Ole Varmer</text>
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                <text>Mariano Aznar</text>
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                <text>The Museum of Underwater Archaeology</text>
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                <text>Varmer, Ole. 2023. “The Duty to Protect Our Ocean Heritage from Potentially Polluting Wrecks (PPWs).” Edited by Jennifer Craig, Jay Mok, T. Kurt Knoerl, and Elena Perez-Alvaro. In Proceedings of Fifth Asia Pacific Regional Conference on Underwater Cultural Heritage: Gwangju, The Republic of Korea, November 13-18 2023. The Museum of Underwater Archaeology. URL: https://apconf.omeka.net/exhibits/show/apconfproceedings/item/1906 </text>
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        <name>Asia-Pac Session 13 2023</name>
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                <text>The Dynasty of Agade and the Gutian Invasion</text>
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              <elementText elementTextId="3804">
                <text>Gadd, C.J.</text>
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                <text>Cambridge University Press</text>
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                <text>Early History of the Middle East</text>
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                <text>1971</text>
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              <elementText elementTextId="3814">
                <text>Cambridge University Press</text>
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                <text>The Dynasty of Agade and the Gutian Invasion</text>
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                  <text>2021 Session 2: History and Current Trends of Underwater Archaeology around East Asia</text>
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                  <text>Papers presented at Session 2 of the 2021 Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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              <name>Publisher</name>
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                  <text>The Museum of Underwater Archaeology</text>
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              <name>Date</name>
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              <name>Rights Holder</name>
              <description>A person or organization owning or managing rights over the resource.</description>
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                <elementText elementTextId="7193">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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                <text>The Earliest Hokkien Maritime Vocabulary and Jargon Recorded in a Spanish-Chinese Dictionary of the 17th Century</text>
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                <text>It has always been a difficult task to research and transcribe ancient seafarers’ terms pronounced in different regional dialects. Since 2015, the author has been trying to mark the Southern Hokkien (Minnan) dialect seafarers’ terms pronunciation using Chinese Pinyin, and to record them in Chinese characters, but had not able to find the final solution.  In 2018, an oldest and largest extant Spanish-Chinese dictionary was discovered in the University of Santo Tomas Archives, this Dictionario Hispanico Sinicum is supposed to have been compiled in 1626-1642 for missionary purposes in Fujian by Spanish missionaries of the Dominican order with the assistance of Chio Chiu (Zhangzhou) people living in Manila. The dictionary has a total of over 1102 pages, containing about 21,000 entries, including single words, short sentences, idioms and slang. From left to right are Spanish entries, Southern Hokkien vernacular Chinese characters, Southern Hokkien dialect in Romanization, and Mandarin in Romanization. The dictionary not only contains a lot of seafarers’ terms, but more importantly, it also has enough single words to combine into the required new terms. This solves the problem of phonetic alphabet and Chinese character recording for Southern Hokkien dialect that has plagued us for many years.  Instead of presenting a regional dialect seafarers’ glossary still very much in the making, this paper has focused on possible solutions for editing maritime vocabulary and jargon in different dialects, keeping the logics of nautical technology in mind. with a particular emphasis on the technical logic behind them. Appropriate selections from dialect dictionaries compiled by missionaries in the past may all contribute to the edition of a proper nautical technical vocabulary and seafarers’ glossary for the whole Chinese coastline.</text>
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                <text>Xu Lu</text>
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                <text>The Museum of Underwater Archaeology&#13;
&#13;
</text>
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                <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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              <elementText elementTextId="7262">
                <text>Lu, Xu. 2021. “The Earliest Hokkien Maritime Vocabulary and Jargon Recorded in a Spanish-Chinese Dictionary of&#13;
the 17th Century.” Edited by Brian Fahy, Hans Van Tilburg, Bill Jeffery, T. Kurt Knoerl, and Riley Smith. In&#13;
Proceedings of Fourth Asia Pacific Regional Conference on Underwater Cultural Heritage: Keelung,Taiwan, and&#13;
Virtual, November 1-5, 2021. The Museum of Underwater Archaeology URL: https://apconf-much.org/proceedings/exhibits/show/apconf-muchproceedings/item/674</text>
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