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                    <text>The Blues of the Santa Cruz: A study of porcelain color
and composition
Ellen Hsieh
Cotsen Institute of Archaeology at UCLA
ellenhsieh@g.ucla.edu
Christian Fischer
UCLA/Getty Conservation Interdepartmental Program
chrisfischer@ucla.edu
Bobby C. Orillaneda
National Museum of the Philippines
bobbyorillaneda@yahoo.com
Abstract
For the study of ceramics found in a shipwreck, stylistic and provenance
analysis are two approaches that can provide critical information about
period and trade route of the vessel. In this paper, we investigate the
characteristics of trade ceramics from the well-preserved Santa Cruz
shipwreck, which sunk along the west coast of Luzon Island in the
Philippines. Underwater excavation has brought to light more than 15,000
ceramics, mainly Chinese Jingdezhen blue-and-white porcelain and
Longquan celadon of the Hongzhi period (1488-1505 CE) as well as other
wares from Thailand, Vietnam, and Burma. Here, we have focused on the
Jingdezhen blue-and-white porcelain and selected twelve dishes with
similar decorative patterns, but showing different tones and shades of the
blue color. The dishes were most likely produced in the same workshop
or within a small region and the primary goal was to investigate production
variability. The chemical composition of the ceramics and the
characteristics of the blue pigment were studied non-invasively with
portable X-ray fluorescence pXRF) and fiber optics reflectance
spectroscopy (FORS). Results have shown that pXRF data are relatively
homogeneous which reflects some constancy in term of raw materials
procurement usage. On the other hand, although the blue pigment was as
expected a cobalt-based material, FORS spectral profiles present
significant differences which might be due to variations in the pigment
composition and/or firing conditions, while for others, they could also be

�related to weathering. From an archaeometry perspective, this research
provides some insight on production standardization in Jingdezhen as well
as on subsequent modifications that can affect ceramics found in an
underwater archaeological context.
Key words: Ceramics, shipwreck, Philippines, blue-and-white, pXRF

Introduction
Chinese blue-and-white porcelain was one of the most popular
commodities during the pre-modern and early modern periods, and it was
frequently found along the maritime trade routes. Because the decorative
patterns of blue-and-white porcelain changed over time, the artistic style
of this type of material is usually the primary research focus for clarifying
dating issues. However, the chronology of Chinese blue-and-white
porcelain was established based on fine wares made mostly for the court,
and the variability of the production was relatively ignored. Regarding the
color of the decoration observed with naked eyes, there is a broad range
of “blues” on blue-and-white porcelain, ranging from blue, green, purple,
gray, and sometimes even black.1 In this research, we have used scientific
analysis to investigate the causes of the color difference among a selected
set of blue-and-white porcelain from a shipwreck. This archaeological
context provides a particular opportunity for this research: loaded in the
same boat as merchandise, a same kind of mass-produced cargo was
most likely made around the same time and was even from the same or
nearby workshops.
The artifacts were selected from the cargo of the Santa Cruz shipwreck
that sunk about ten nautical miles off the northern Zambales coast on
Luzon Island. This shipwreck is one of the representative fifteenth-century
vessels in maritime Asia (Fig. 1). The underwater excavation was
conducted in 2001 by the National Museum of the Philippines in

�collaboration with the Far Eastern Foundation for Nautical Archaeology.
The vessel was about twenty-five meters long and six meters wide and
was built following the so-called South China Sea Tradition of
shipbuilding. The structure itself is well preserved as 80 percent of the
lower hull was discovered and the cargo was still loaded in the 16
transverse bulkheads. A variety of materials were found in the Santa Cruz
including ceramics, metal products, glassware, wooden and stone
materials. Among these artifacts, more than 15,000 ceramics were
recovered during the campaign, including Chinese and Vietnamese blueand-white porcelain, Chinese celadon, as well as Thai and Burmese
stoneware (Orillaneda, 2008, 2016). Mainly based on the style analysis of
the ceramics, the Santa Cruz shipwreck could be dated to the Hongzhi
period in Ming China (1488~1505 CE). The discovery of the Santa Cruz
shipwreck and its cargo is an important piece of evidence for the so-called
Dongyang (Eastern Sea, from the Chinese perspective) trade route during
the “Age of Commerce” in Southeast Asia (Reid, 1988, 1993).
Additionally, the vast amount of late fifteen-century CE Jingdezhen blueand-white porcelain on board marked the end of the “Ming Gap” (Brown,
2009) and the revival of the trade of Chinese ceramics in Southeast Asia.
This research therefore, not only contributes to the general issue of color
variation among blue-and-white porcelain but also sheds light on the
production process and trade of Chinese porcelain during this particular
period.

�Fig. 1: Map of East and Southeast Asia with the location of the Santa
Cruz Wreck (left) and images taken during the excavation (right).
Materials and methods
Blue-and-white porcelain
Twelve blue-and-white dishes were analyzed with a particular focus on
the different tones and shades of the blue color (Tab.1; Fig. 2). The
porcelain ware was loaded in piles mostly at the port side of the boat, and
the dishes were distributed in bulkhead 1, 3, 5, 7, and 9 (Orillaneda, 2008).
The locations of these samples show that those from the same bulkhead
did not necessarily share similar appearance or quality (e.g. III-2001-Z2963 and III-2001-Z-3245). The selected dishes are all saucer-shaped
and of similar size: diameter of the mouth rims is about 26cm, height is
about 4cm, and the diameter of the foot rim is about 13cm. Most of them

�are entirely decorated with the same kind of casual-style patterns (e.g.,
flora and rock, deer and pine tree). The blue decoration was applied on
both the interior and exterior of the dishes. To leave the foot rim unglazed,
the transparent glaze was applied separately at the bottom of the dishes.
In many cases, the glaze applied on the bottom looks different from the
glaze in the other parts. While all dishes have been cleaned and
desalinated after the excavation, some still show shell encrustations.
Methods
Two non-invasive technologies were used in this study: portable X-ray
fluorescence (pXRF) and fiber optics reflectance spectroscopy (FORS).
Previous research has shown that these two techniques are suitable for
the compositional analysis of blue-and-white porcelain and details of the
settings used here for the two instruments can be found in the
corresponding paper (Fischer and Hsieh, 2017). For pXRF, soil mode was
used to acquire data on minor and trace elements from both the blue and
white areas while mining mode was used for major elements from the
transparent glaze. Measurements on the blue areas (glaze + blue
pigment) were all taken on the main decoration at the center of the plate.
As to the white area, due to the difference of the glaze application
mentioned above, measurements were taken on two locations: one on the
area next to the blue decoration and another one at the bottom.
Depending on the size of the ‘white’ areas, the location of the first
measurement was sometimes on the external side of the dishes.
Compositional data of the body was collected on the only dish with a bare
bottom (i.e. III-2001-Z-7026). Regarding FORS, measurements were
taken on the blue decorated areas and on the ‘white’ at the bottom
because there was not enough space for the measuring probe in between
the blue decor.

�Fig. 2: The dishes selected and analyzed in this study, with the color
references of the decorations.

�Table 1. Characteristics of the selected blue-and-white porcelain dishes

Results and discussion
Visual observations
The selected blue-and-white dishes share general characteristics
regarding size, form and decoration styles. The shape of the foot rims and
the way of applying the glaze show that the manufacturing process might
be similar. In general, the glaze is quite transparent though a bit grayish,
but for a few dishes, it shows a milky and opaque appearance that
influence the visibility of the blue pigment beneath. Cracks and dewetting
features related to shrinkage are also commonly observed. In some
cases, these characteristics are only visible on one side of the dish,
suggesting that the variations of glaze might be mainly due to firing
conditions, such as the temperature of the kilns and where the plates were
loaded in kilns. The surfaces of the glaze are weathered to various
degrees after staying hundreds of years under the sea. In some cases, it
is however hard to tell whether the opaque aspect of the plates is due to

�their inferior quality or weathering at first glance. The blue areas are
generally dull and look greenish or grayish with the naked eye. The
primary motifs are outlined and filled with light colors, whereas the small
leave patterns were drawn directly with thicker pigments favoring the
formation of darker spots after firing. Sometimes, a brownish material can
be observed on the top of those dark blue areas, which is most likely due
to weathering.
Chemical composition and production kilns
Chemical composition data obtained with pXRF on the transparent glaze
indicate that the blue-and-white plates were produced in Jingdezhen
based on the concentrations of some discriminative elements such as
zirconium, thorium and titanium (Tab. 2), a result consistent with the
stylistic analysis and historical context. Values for these elements are
close to the ones measured in previous studies despite the different time
periods (Fischer and Hsieh, 2017; Ma, et al. 2012) and such compositional
similarities could correspond to a relative constancy in the procurement of
raw materials and processing technologies from the middle to late-Ming
period. However, variations in rubidium levels, i.e. the higher values
reported in the present study, also found for the Guanyinge and other
unspecified late-Ming kiln sites (Rb: 428±78 ppm, Zhu et al. 2016; Rb:
436±84 ppm, Ma et al. 2012) compared to the lower averages measured
on Jingdezhen blue-and-white ware from the Nan’ao One shipwreck in
China (Rb: 270 ppm, Zhu et al. 2016) and sherds from the Philippines
and Indonesia (315±40 ppm, Fischer and Hsieh 2017) dated to the lateMing and early-Qing periods, might reflect some intra-site variability
among the numerous kilns in Jingdezhen.
Based on the analyzed elements2, the chemistry of the glaze measured in
the ‘white’ area, corresponds to an alumino-silicate glassy network

�containing calcium and potassium added as fluxing agents and network
modifiers. The composition of the glaze is relatively homogeneous,
independently of its degree of transparency, making it difficult to identify
the origin of the opacity which could be linked to the firing process,
underwater weathering, or both. For some dishes, calcium levels are low
and such levels, associated with lower firing temperatures in some areas
of the kiln, could indeed contribute to opacify the glaze. On the other hand,
almost invisible defects in the glaze induced by composition and firing
conditions could favor the weathering in an underwater environment as
well, and explain the lack of transparency for the glaze of some dishes.
Also noticeable are some differences in the composition of the glaze
applied to the base which shows lower calcium and higher iron and
titanium in comparison to the ‘white’ and decorated areas. Although this
trend is not systematic (see e.g. III-2001-Z-3245), it could suggest usage
of a slightly different recipe for the glaze applied to the bottom. Finally, it
can be mentioned that the desalination process was rather effective as
the levels of chlorine and sulfur, not reported here, are generally low, apart
may be for the dish with reference III-2001-Z-14679.

�Table 2. Compositional data from pXRF and FORS analysis.
Major (% oxides)
Accession N°
Spot
CaO
K2 O
III-2001-Z-256
blue
white
4.4
5.2
base
3.9
5.1
III-2001-Z-789
blue
white
6.1
4.0
base
5.5
4.0
III-2001-Z-1269 blue
white
5.4
5.0
base
3.4
5.0
III-2001-Z-2797 blue
white
6.9
4.2
base
5.8
4.3
III-2001-Z-2963 blue
white
6.6
3.9
base
5.7
4.0
III-2001-Z-3245 blue
white
5.4
4.2
base
5.5
4.3
III-2001-Z-3851 blue
white
8.1
4.1
base
6.6
4.1
III-2001-Z-5135 blue
white
5.6
4.2
base
5.0
4.7
III-2001-Z-7026 blue
white
5.9
4.2
base** 4.1
3.5
III-2001-Z-13671 blue
white
5.9
4.8
base
4.4
4.6
III-2001-Z-14679 blue
white
5.9
4.3
base
4.9
4.5
III-2001-Z-14878 blue
white
5.9
4.6
base
4.9
4.1

Selected Elements from pXRF Analysis
Minor and Trace (ppm)
Fe
Ti
Mn Rb Sr Zr
Co
Cu
2546 -- 7265 408 87 46 1276 47
2104 116 340 412 95 45
-28
84 495 403 71 58
-28
4019 128 3035 385 99 44 279 37
3585 125 348 411 97 50
-27
139 391 406 101 48
-19
2996 103 3038 385 82 57 442 54
2553 251 326 392 87 53
-33
187 254 395 62 63
-28
3375 115 1796 448 109 45 275 51
2697 116 295 408 136 40
-32
228 371 475 122 56
-37
4678 -- 3840 307 100 45 611 45
4591 -440 318 95 53
-37
95 464 326 72 59
-26
3484 -- 2150 322 111 48 343 58
2997 156 262 335 97 54
-33
133 233 334 73 63
-29
3408 -- 8910 333 94 50 1047 112
3194 148 602 331 112 49
-52
229 439 361 78 62
-32
3376 285 2011 417 106 49 186 113
3131 81 229 457 84 53
-47
151 327 492 71 58
-37
2925 105 1305 573 88 39 133 48
2835 202 240 601 92 48
-24
266 310 669 42 57
-19
3884 133 3543 392 92 50 355 56
3061 191 428 394 91 52
-49
117 398 414 66 55
-29
3416 103 2516 400 54 52 356 34
2561 214 438 391 71 50
-35
172 528 415 49 61
-27
4335 129 3169 539 84 45 166 71
3752 142 347 567 85 54
-66
255 607 655 57 66
-43

Th
11
8
17
10
10
9
11
11
12
9
-15
9
10
14
9
12
14
12
12
16
9
10
10
8
-18
12
10
13
10
8
14
21
10
13

FORS Analysis
Spectral absorptions (nm)*
Co (II)
Ni Mn(II) Mn(III)
H2O
341 421w 491vw 519w 583s 678s
-71
244 422m 491w 517m 582s 673m
--206 420m 489vw 521vw 584m 679s +++
83
57
115 424w 493w 520m 585s 676s
67
77
415 422w 491w 517m 583s 677m
107
83
281 423w 491w 521m 581s 665br ++
-54
237 423w 491w 520m 583s 677s
87
82
164 426w 491vw 522m 585s 675s ++
-86
218 421m 491w 519m 583s 670s ++
--465 421m 492w 520m 581s 672m
111
64
351 421w 490w 518m 584s 671m +
88
-701 422m 492w 522m 586s 655br
93
56

* Absorptions: vw: very weak, w: weak, m:medium, s: strong, br: broad

** body

Composition and color variations of the blue decorations
The pXRF analysis of the blue decorated areas has shown that the cobaltbased pigment contains high levels of manganese, low iron and significant
amounts of nickel as well as traces of copper. After subtraction of the
manganese and iron contribution from the transparent glaze (white area),
normalized percentages of Mn, Co and Fe are similar to the blue pigment
analyzed on other export blue-and-white porcelain produced in
Jingdezhen (Fig. 3). This compositional profile is consistent with the
results of previous studies (Chen et al., 1978; Cheng et al., 2005; Fischer

�and Hsieh, 2017; Wen et al., 2007) and also supports the use of Mn-rich
asbolite ores in folk kilns during the Hongzhi period of the Ming dynasty.

Fig. 3: Ternary plot showing the blue pigment composition based on the
relative proportions of Co, Mn and Fe.
FORS analysis provided colorimetric data using the 1964 CIE 10° XYZ
standard which were converted to visible references, confirming the
variability of the blues based on visual observations (Fig. 2). Spectral
profiles obtained with FORS on the blue decorated areas (Fig. 4, left)
show the characteristic absorptions of Co2+ in tetrahedral coordination
with the triplet located around 520, 580 and 670 nm (Ceglia et al., 2012;
Fischer and Hsieh, 2017). For some plates, darker colors translate in an
overall lower spectral reflectance in the visible, but the cobalt absorptions
are always present though with variable intensities (Tab. 2). However, in
these darker areas obvious signs of weathering are often visible (Fig. 4,
right) and the associated brownish color is most likely due to an oxidation

�of Mn and Fe phases. Moreover, the grayish or blackish hue of the
decoration might be correlated with high levels of manganese in the
composition of the pigment, combined with redox firing conditions favoring
the crystallization of Mn-rich oxide phases (Wen et al., 2007). Some
analogy can be made with ‘black’ glasses containing several percent of
MnO making the glass appear black to the human eyes (Möncke et al.,
2014). Similar dark colors were also found on blue-and-white from the
Chenghua period (1465 ~1487 CE) though the amount of manganese in
the blue pigment was not analyzed (Qu et al., 2014). In the FORS spectra,
the presence of Mn-rich phases might be associated with the absorption
of Mn(II) at 420 nm and a broad but weak Mn(III) absorption around 490
nm (Tab. 2), although the latter attribution would need to be confirmed by
further research on reference materials. Finally, in the near infrared
spectral range, some plates show a strong and asymmetrical combination
band around 1910 nm which seems to be correlated to the degree of
opacity and can be attributed to the presence of water adsorbed in the
glaze and/or in the body that might result from the weathering and/or
indirectly reflect a more porous body and lower firing temperatures.

�Fig. 4: FORS spectra of the blue decorated area from selected dishes
(left) and weathering features of the glaze and dark spots concentrated
in blue pigment. (III-2001-Z-14878, right)
In this preliminary study, the variability of the blue colors of blue-and-white
porcelain from Santa Cruz shipwreck was explored by using pXRF and
FORS. Factors associated with composition, recipe and production
process as well as underwater conditions can all affect the appearance of
the excavated ware, the most critical ones being the recipe of the glaze,
the firing conditions and the weathering induced by water. The results of
the pXRF data have shown that regardless of the appearance variability,
the chemical composition of the selected dishes share the characteristics
of middle and late Ming blue-and-white porcelain produced in Jingdezhen.
The pXRF data also shed light on some aspects of production processes
of the dishes. FORS provided colorimetric data which are well correlated
with the visual perception and variability of the ‘blue’ colors. Also, the
spectral profiles and related absorptions have given some insight on the
potential causes for the darker colors. To further examine the variability of
the blue-and-white porcelain loaded in the Santa Cruz, it would be

�necessary to investigate a larger set of dishes and if possible, compare
dishes from the same pile.
Endnotes
1

It is worth noting that the Chinese name of blue-and-white porcelain is
“Qinghua,“ meaning “patterns with qing color.” And qing can refer to
colors ranging from green, blue and black.
2

For major elements, values for Si and Al are considered qualitative and
not reported in Table 2.
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Zhu, J., H. Ma, N. Li, J. Henderson and M. D. Glascock, 2016 The
provenance of export porcelain from the Nan'ao One shipwreck in the
South China Sea. Antiquity, Vol. 90(351): 798-808.
Bios
Dr. Ellen Hsieh is a research affiliate at National Chengchi University in
Taiwan. She started her archaeological career from Neolithic Asia and
then switched to concentrate on historical archaeology. She received her
PhD degree in archaeology at the Cotsen Institute of Archaeology at the

�University of California, Los Angeles. Her research interests include
maritime archaeology, historical archaeology, global history,
archaeometry and cultural heritage. She has worked on archaeological
projects in Taiwan, China, the Philippines and Cambodia and has
published several articles about trading networks, colonialism, and
scientific analysis of trade ceramics.
Dr. Christian Fischer received a PhD in Geochemistry and Physical
Chemistry from the Louis Pasteur University in Strasbourg. After years of
scientific research in the private sector in France and China, he returned
to academia in 2001. At UCLA since 2005, he has been teaching on
various topics including archaeometry, conservation science and stone
conservation as well as spectroscopy for the analysis of archaeological
materials. He conducts research on raw materials sourcing and
conservation of cultural artifacts, particularly of stone in Cambodia and
neighboring countries in collaboration with the École Française
d’Extrême-Orient (EFEO), Chinese export blue and white ceramics in
Southeast Asia, and is involved in other projects in Cyprus, Chile and
Mexico. Dr. Fischer is also the co-director of the Archaeomaterials group
and the Molecular and Nano Archaeology Laboratory at UCLA as well as
a scientific consultant for UNESCO on the preservation of cultural
heritage.
Bobby Orillaneda is a Museum Researcher at the Maritime and
Underwater Cultural Heritage Division, National Museum of the
Philippines. He is also finishing his doctoral studies at the Oxford Centre
for Maritime Archaeology, University of Oxford in England. He has been
involved in maritime archaeology since 1999 and has worked in a number
of projects in the Philippines, Egypt, Thailand, Indonesia and Sri Lanka.
He was also part of a training team that carries out underwater training
programs in Thailand and Indonesia. His areas of interest include
Southeast Asian maritime history, Asian ceramics and World War II
shipwrecks.

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                  <text>Ceramics are the crucial cultural materials for understanding the cross-cultural exchange from Asian-Pacific region to the world.  This session will discuss how interdisciplinary approaches such as archaeology, art, history, geophysics, and material science can broaden our horizons on the study of ceramic trade and cross-cultural exchange. Second, we will discuss the connection of ceramic trade and exchange between the early age of commerce (c.900-1300 C.E.) and the age of commerce (1450-1680 C.E.) in Southeast Asia and other regions. This established some challenges in ceramic trade including the influence for new creativity and production development, such as in Europe where some trademarks were developed under the Chinese influence. Our goal is to deepen our knowledge on the application of interdisciplinary approaches on the study of ceramic trade and cross-cultural exchange across the two historical periods.</text>
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                  <text>Sharon Wong Wai-yee &#13;
Department of Anthropology, The Chinese University of Hong Kong, Shatin, N.T. &#13;
Hong Kong </text>
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                <text>The Blues of the Santa Cruz: A study of porcelain color and composition </text>
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                <text>For the study of ceramics found in a shipwreck, stylistic and provenance analysis are two approaches that can provide critical information about period and trade route of the vessel. In this paper, we investigate the characteristics of trade ceramics from the well-preserved Santa Cruz shipwreck, which sunk along the west coast of Luzon Island in the Philippines. Underwater excavation has brought to light more than 15,000 ceramics, mainly Chinese Jingdezhen blue-and-white porcelain and Longquan celadon of the Hongzhi period (1488-1505 CE) as well as other wares from Thailand, Vietnam, and Burma. Here, we have focused on the Jingdezhen blue-and-white porcelain and selected twelve dishes with similar decorative patterns, but showing different tones and shades of the blue color. The dishes were most likely produced in the same workshop or within a small region and the primary goal was to investigate production variability. The chemical composition of the ceramics and the characteristics of the blue pigment were studied non-invasively with portable X-ray fluorescence pXRF) and fiber optics reflectance spectroscopy (FORS). Results have shown that pXRF data are relatively homogeneous which reflects some constancy in term of raw materials procurement usage. On the other hand, although the blue pigment was as expected a cobalt-based material, FORS spectral profiles present significant differences which might be due to variations in the pigment composition and/or firing conditions, while for others, they could also be &#13;
related to weathering. From an archaeometry perspective, this research provides some insight on production standardization in Jingdezhen as well as on subsequent modifications that can affect ceramics found in an underwater archaeological context. </text>
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                <text>The Museum of Underwater Archaeology</text>
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                <text>Ellen Hsieh</text>
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                    <text>The Boats and Ships in the Indian Paintings: Examining the Commercial and Domestic
Aspects in Maritime Activities
Vishi Upadhyay (Curatorial Associate, Bihar Museum, Patna, India) vishi.arch@gmail.com
ABSTRACT
Paintings are visual artefacts and one of the significant art narratives supplemented as a primary source in the
construction or reconstruction of social and cultural lifeways of different periods since the Early Historic
period—for example, the murals of Ajanta, Cholas, Vijayanagara, and the Mughal School of paintings. Among
the diverse visual content, the Indian paintings consist of the depiction of the relationship between the water and
humans in the forms of navigation activities through boats and ships of various kinds. Such images are further
connected with social and economic aspects, which need to be examined and analysed to differentiate between
domestic and commercial functioning. The analysis has been much on identifying trade-related activities and
largely has ignored the other side of the social construct with the paintings bearing the marine activities. For
example, the sailors and pilgrimage are on the riverside temples, and the boats and sailors in recreational
activities. Which have been lesser known and studied. In this paper, the paintings in the collections of museums
in Bihar shall be examined to narrate the visual craftsmanship surrounding the identity of boats and ships in
detail, including but not limited to their forms/ models, designs, and their functions. Further, they are
categorically examined and studied for commercial (interstate trades) or private uses (personal rides). The
paintings in Rajput, Mughal, Patna Kalam, Boondi, Pahadi, Rajasthani, Kagada and Delhi School of Art,
representing the beautiful boats and ships in different fabrics and shapes, are the focus of this study.
This paper is well fitted to session-29 because of the discussion on the riverine craft and associated
activities. The paper deals with riverine craft i.e. boats and ships, which are illustrated on paintings of Rajput
school of art, Patna school of art and Banaras school of art. Boats and ships are the obligatory part of marine
activities and this paper well describes the function of boats along with design and discussion of similar riverine
craft in ancient text.

INTRODUCTION
The association of human and water have been represented in different expressions like art, literature,
Numismatic, epigraphy and travelers’ accounts. Depicting boats and ships is a very prominent and
favorite part of Indian art as well as a strong representation of Indian tradition. How boats and ships
are imperative in Indian society could be seen in votive boat tradition in Odisha (Tripathi 2011, 1084),
boat race in Kerala and so on. Out of these, Paintings are visual artefacts and one of the significant art
narratives supplemented as a primary source in the construction or reconstruction of social and
cultural lifeways of different periods since the Early Historic period. The purpose of this paper is to
accomplish a comprehensive study of paintings in collections of Patna museum and Bihar museum for
detailing out the types and functions of boats in Indian society.
CASE STUDY
Types of boats
The only recorded Sanskrit Sastric treatise which includes a section on ships, their classification and
technical features and functions, is the Yuktikalpataru, preserved in the Calcutta Sanskrit College
Library and first examined for its nautical interest by R. K. Mookerji in his pioneering 1912
publication A History of Indian Shipping and Maritime Activity from the Earliest Times (Mookerjee
1912). The Yuktikalpataru is a compilation of information on a variety of subjects, under the
authorship of Bhoja Narapati. The identity of the author is unknown, but the extent to which the
information it contains conforms to riverine boat type’s points to an eastern Indian, probably Bengali,
origin. It is believed to date from the fourteenth century but, like other prescriptive Sastric books of
this type, no doubt embodied much older knowledge. An extensive list of boat types is provided,
classified according to their size and to their suitability for different sailing conditions. The critical
1

�distinction is between two classes of vessels, Samanya or "Ordinary", that is, river craft and Vishesa or
"Special", that is, ocean-going vessels. The Samanya are subdivided into ten categories: Ksudra,
Madhyama, Bhima, Capala, Patala, Bhaya, Dirgha, Patraputa, Garbhara, Manthara (Mukherjee
1912, 15). The boat which forms the subject of this paper broadly fits the Madhyama category under
the river craft classification. This describes a vessel with a cabin in the centre (when it is identified
under a further subdivision as Sarvamandira and Madyamandira), used as a pleasure boat by the king
and suited for the rainy season. The Yuktikalpataru also details the appropriate colour for the masts,
materials for metal fittings (gold, silver, copper), and the choice of figureheads drawn from the animal
world, and the use of garlands to festoon the prows (Guy 1999, 106). These features can be seen
clearly in a Bengal boat depicted in a nineteenth century Bengali patta painting of The Story of Gazi
(Guy 1999, 110) as well as the paintings of Patna school of Art also known as Patna Kalam.
Sastric sources refer to the organization and regulation of both riverine and ocean trade. The
Arthashastra of Kautilya, for example, names the official post of Navadhyaksa, the Superintendent of
Ships, whose duties included the customs control of ports, the provision of toll ferries and the
assisting of vessels in distress. Other Sanskrit texts which concern themselves with ships and sailing
are the Abhidhanaratnamala and the Vaijayanti. The activities of traders from such eastern Indian
centres as Kausambi, Varanasi, Pataliputra, and Campa are recorded in the Buddhist Vinaya texts and
Jatakas, supplying the Bengal port of Tamralipti (Ramachandran 1970, 79) on the mouth of the
Ganges for the Southeast Asian trade. From the Gupta to Pala eras eastern India maintained large
navies, and many battles were fought on the Ganges and its delta. The dual stimulus of commerce and
warfare must have ensured a high level of ship building technology and skills in eastern India.
Royal Pleasure boats
The boats in this category are prolific in numbers in paintings of Patna Kalam. The deck of such boats
has a number of interesting features with animals and birds’ heads. Author found the boats with the
shapes of peahens, lions, sea monsters or crocodile and hoarse. A decorated cabin is erected on the
centre of the vessel, where royal persons are enjoying the trip. A flag is flowing at the last corner of
each ship and may represent the province. At the bottom of the flag oarsmen are stirring the pedals
and moving the ship ahead. A whisk man is blowing the whisk and his face is toward the prow (Fig.
1).
These types of boats represent the Survmandira type of ships as per the Yuktikulptaru.( Mookerjee
1912:18) Such kinds of boats have the largest cabin extending from one end of the ship to the other
and are used for transport royal treasures, horses and women. The text gives elaborate information for
decorating and furnishing such kinds of vessels. The prows of ships admit of a great variety of
fanciful shapes and forms: these comprise the heads of lion, buffalo, serpent, elephant, tiger, birds,
such as duck, peahen, or parrot, the frog, and man thus arguing a great development of the art of the
carpenter or the sculptor. Other elements of decoration are pearls and garlands of gold to be attached
to and hung from the beautifully shaped prows (Mookerjee 1912, 17). Four kinds of metals are
recommended for such kinds of ships: gold, silver, copper and compounds of all three.

2

�Figure 1 : Peacock shaped royal pleasure boat, in collection of Patna Museum

The convention of having an animal, natural or mythical, as a figurehead is a feature of ceremonial
vessel design from the earliest times in India, as witnessed by the relief on the western gateway at
Sanchi Stupa no. 1, in which a sandstone relief medallion depicts a pleasure boat with a pavilion, the
bow represented in the form of a mythical winged gryphon, and the raised stern as the tail of an
aquatic creature. It is interesting to note that it records the involvement of the Satavahana king
Satakami through an inscription left by his chief of works (Harle 1986, 34, n. 37). The Satavahana
dynasty of the western Deccan actively supported the maritime ventures of their Buddhist merchants
and clearly pleasure boats were a part of royal life in this early period (Ray 1986).
The earliest depiction of a boat in Indian sculpture, to be found in a decorated roundel of the Bharhut
stupa railing of the second century ВС, shows two vessels (one disappearing into the jaws of a
ferocious sea-monster or makar) with steeply rising prow and stern sections, constructed of broad
planks of timber secured with what appear to be metal staples but in reality was more probably fibre
stitching. The vessel is without masts and appears only to be propelled by two oars not dissimilar to
those seen in our model. One can surmise that this scene depicts the perils of sea travel as undertaken
by enterprising Buddhist and other merchants (and monks) in the Mauryan and Sunga periods
(fourth-first centuries ВС) and recounted in the Buddhist canonical literature, notably in the Vinaya
Pitaka, and in the later Buddhist literature, including the Jataka stories1 (Guy 1999, 107).
In one of Patna Kalam paintings, a big vessel resting at the bank of a river along with attendants of
some royal person, might be waiting for their lord/queen with a decorated palanquin. Boat comprises
a single mast and a big cabin with a golden throne. Shapes of such boats show the function of pleasure
trips.
In another painting, there is a big boat being ridden by a royal man and his subordinates. The royal
person is sitting at the centre of the cabin and others are sitting around him. Prow of the hull portion is
in the shape of a mermaid. Boat is a single mast which is topped by a flag and a sail. Two helmsman
are shown in boat, one is maintaining the sail as per the direction of wind and another one is stirring a
long handle peddle at other last corner of the boat.

1

Judging from the frequent references to stitched hull construction as a feature of Indian ship building, it may
be assumed that this is the method being employed in the Bharhut relief.
3

�Figure 2: Royal pleasure boats, in collection of Patna Museum

In figure 2, there are nine decorated boats with a single cabin at centre, single mast and sail. These
colourful boats perfectly show a scene of pleasure trips in river Ganga. The painting of Banaras
school of art must show the scene of Banaras Ghat (Bank of the river Ganga)
Royal ceremonial boat
Shape and design of boat in fig no 3 best fits it with the Madhyamandira category as per Yuktikulptaru
which are used by kings (Mookerji 1912, 18). The painting of Rajput school of art represents a scene
of some festival. In the courtyard of the palace, royal women are preparing for ritual and decorating
idols of goddess (Parvati?) few are keeping the idol over their head and blowing fly-whisk. Another
beautiful part of this painting is a royal boat which is made of wood and painted red in colour. It is
surmounted by an open pavilion which is in the shape of chatari (umbrella) and resting upon the four
columns. Three decorated staircases are connected to the pavilion to rest part of the boat. A King is
sitting under the pavilion and looking at the ceremony/festival, he might have come to attend the
ceremony. Oarsmen are stirring the boat and a helmsman is standing at the last corner of the boat. Two
umbrella and palm leaf fan bearers are up righting between the oarsmen and helmsman. The Stern
section is in the shape of a swan.
However, a relief sculpture of a similar boat in the Indian Museum, Calcutta, throws light on the
identity of this device. The relief has an umbrella bearer mounted on the standing figure of an
elephant, both of which have royal affiliations. It may be that this device is not a vase but an attempt
to represent the umbrella (chattari) in the round (the sculptor has obviously not dared to cut away the
stone around the umbrella's post). The elephant figurehead is flanked by two attendants, one holding a
fly-whisk (chamar), the other a palm-leaf fan (taal pakka). The final feature of this vessel is the
mandapa-type super-structure, a pavilion supported by four turned columns and a two-tiered pitched
roof with capping finial. This covered pavilion houses three seated figures: a warrior with a bow (on
the port side), a bearded priest holding a rosary (facing starboard) and a figure in princely attire in the
centre, facing the prow. Interestingly, in the Calcutta relief, the side of the pavilion depicted shows the
warrior figure. I shall return to the possible symbolism of this ship and its royal passenger, but first I
want to situate this vessel in the long tradition of Indian royal pleasure barges reaching back at least to
the Satavahana period of the early centuries AD (Guy 1999, 107).

4

�Figure 3: Royal ceremonial boat, in collection of Patna Museum

Merchant, Rider boats
Paintings of Patna Kalam are designated by the merchant and rider boats. The hull of merchant boats
looks huge. In fig no 4 merchant boats are shown with single mast and sail and overloaded with
goods, along with that two rider boats appear with elongated cabins at the centre. Roof of the cabin is
downwards. Rider boats are useful for river traffic and that are the lifeline of contemporary societies.
One of the rider boats in the painting shows an interesting feature. A medium size boat is resting at the
bank of the river. Boat has a single mast which is topped by a flag and another flag erects at the other
last corner which shows its possession by high class. Two mariners are sitting upon the deck of the
boat and other three are cooking food at the surface of the river bank.

5

�Figure 4: Merchant and Rider type boats, in collection of Patna Museum

Fishing boats
Fig. No 5 in paintings, represents the living scenes of fish boats in different river banks of Bihar. Such
kinds of boats are small in size and sometimes show a small cabin at the centre.

Figure 5 : Fishing boats, in collection of Patna Museum

RESULTS
Describing the marine activities through the narratives is an exciting part as it echoes the context.
Paintings of Patna Kalam, Rajput school of art and Banaras school of art well captured the scenes of
marine activities and river crafts. Colorful and enormously designed boats show the passion of artists
and classifications of classes in contemporary society as well as the occupations. Animal headed boats
show the affluent classes. Horse, sea monster, mermaid, peacock, lion headed boats are instances of
wonderful craftsmanship. This is noteworthy that most of the artist in Patna Kalam paintings captured
the scenes of decorated boats with pleasure trips by royal persons, an eye catchy view of boats could
be the reason for so but the unvarying marine activities like riding boats for ordinary people, merchant
boats and fishing boats also could get a space in painting. The comparative study of these boats in
paintings with prescribed boats in ancient text gives a consolidation to this paper.
6

�BIBLIOGRAPHY
Guy John. 1999, A Boat Model and State Ritual in Eastern India. In: Bulletin de l'Ecole française d'Extrême-Orient. Tome
86.
Harle, J.C. 1 986,The Art and Architecture of the Indian Subcontinent, Harmondsworth, Penguin
Mookerji, R.K. 1912, A History of Indian Shipping and Maritime Activity from the Earliest Times, London, Longmans,
Green, [repr. Allahabad.
Ramachandran, K.S. 1970, Ancient Indian Maritime Ventures , in L. Chandra et al. (eds.), India's Contribution to World
Thought and Culture, Madras.
Ray, H.P. 1986, Monastery and Guild: Commerce under the Satavahanas, Delhi, Oxford University Press.
Tripati Sila, 2011, Ancient Indian maritime trade in eastern Indian littoral, current science Vol 100, no 7, Current Science
Association, Bengaluru.

7

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connected with social and economic aspects, which need to be examined and analysed to differentiate between&#13;
domestic and commercial functioning. The analysis has been much on identifying trade-related activities and&#13;
largely has ignored the other side of the social construct with the paintings bearing the marine activities. For&#13;
example, the sailors and pilgrimage are on the riverside temples, and the boats and sailors in recreational&#13;
activities. Which have been lesser known and studied. In this paper, the paintings in the collections of museums&#13;
in Bihar shall be examined to narrate the visual craftsmanship surrounding the identity of boats and ships in&#13;
detail, including but not limited to their forms/ models, designs, and their functions. Further, they are&#13;
categorically examined and studied for commercial (interstate trades) or private uses (personal rides). The&#13;
paintings in Rajput, Mughal, Patna Kalam, Boondi, Pahadi, Rajasthani, Kagada and Delhi School of Art,&#13;
representing the beautiful boats and ships in different fabrics and shapes, are the focus of this study.&#13;
This paper is well fitted to session-29 because of the discussion on the riverine craft and associated&#13;
activities. The paper deals with riverine craft i.e. boats and ships, which are illustrated on paintings of Rajput&#13;
school of art, Patna school of art and Banaras school of art. Boats and ships are the obligatory part of marine&#13;
activities and this paper well describes the function of boats along with design and discussion of similar riverine&#13;
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                    <text>The Centenary Impact Since RMS Titanic Sank upon Universal
Regulation of Underwater Cultural Heritage in International
Waters, and the Necessity of New Law-Making in Japan
NAKADA, Tatsuya1

Abstract
2012 is Centennial since Royal Mail Ship (RMS) Titanic sunk. The Titanic was found in 1985, as early
as 1986 United States of America (USA) enacted the RMS Titanic Maritime Memorial Act. It aimed at
the conclusion of international agreement for the conservation of the Titanic by states concerned. The
agreement was started drafting in 1997 and adopted in 2000. It was USA, France, England and
Canada that adopted Agreement concerning the Shipwrecked Vessel RMS Titanic (the Agreement).
On the other hand United Nations Educational, Scientific and Cultural Organization (UNESCO) 2001
Convention on the Protection of the Underwater Cultural Heritage (2001 Convention) was made
through four diplomatic conferences since 1998, and entered into force in 2010. Thanks to 2001
Convention, the term “Underwater Cultural Heritage” (UCH) has been well-known to people around
the world. Be that as it may, to be an UCH needs passage of 100 years; the Titanic will be an UCH
next year. Although the importance of 2001 Convention has recently attracted considerable attention,
its new trend toward universal regulation has just started emerging from international society. It is the
Article 9.2 of the Agreement that attention should be paid. It provides, “If a general multilateral
Convention on the protection of underwater cultural heritage enters into force for all Parties, they shall
consult to discuss the relationship between this Agreement and that Convention.” Assuming an
appropriate coordination of them gives rise to a new trend, it appears more desirable to foresee the
near future and timely accede to 2001 Convention after the preparation of domestic laws in Japan
referring to 2001 Convention.

Introduction
Next year is Centennial since RMS Titanic sank. According to the definition of Article
1.1.a of Convention on the Protection of Underwater Cultural heritage (2001
Convention) the Titanic will be an Underwater Cultural Heritage (UCH). While large
projects at Southampton (Bates 2009) are being prepared toward the day, a wide
variety of plans are also being pondered all the world. Since 1985 United States of
America (USA) and France joint-party, led by Robert Ballard, found the Titanic and,
some 6,000 artifacts have been raised (Murphy 2002). As early as 1985, Nancy

1

Tokyo University of Marine Science and Technology, picono@kaiyodai.ac.jp

1

�Foster, former assistant administrator of the National Oceanic and Atmospheric
Administration (NOAA) Ocean Service, testified before Congress on a house
Resolution to protect the Titanic. Ballard also stated that the most desirable option for
the conservation of the Titanic be to take separate measures among cooperating
states as it was located in international waters. R.M.S. Titanic Maritime Memorial Act

（

）

of 1986 1986 Act was enacted.
The Agreement concerning the Shipwrecked Vessel RMS Titanic (the

）

Agreement drawn up by USA, United Kingdom (UK), France and Canada states,
“the agreement shall enter into force on the date on which two states have indicated
their consent to be bound” (Art. 11.2). Signing the Agreement and enacting new
legislation in November 2003, the UK set up the legal institution no. 2496 Merchant
Shipping, Casualties, Wreck and Salvage, The Protection of Wrecks (RMS Titanic)
Order 2003, [Dft 13155], (no.2496), which entails summary conviction to a fine not
exceeding the statutory maximum (£5,000) or conviction to an limited fine to the
salvage in unconformity with the criteria in the Agreement (Art. 6.1 and 6.2).
On April 12th 2001 NOAA published the Guidelines for Research, Exploration and
Salvage of RMS Titanic, 66 Fed.Reg. 18905, 18908-09 (Fed.Reg. 18905) according
to 1986 Act. Moreover a Draft Charter for a Titanic Preservation Alliance (the
Alliance) was drawn up to make it clear the standard of explorations of the Titanic. In
2003 and 2004, NOAA conducted scientific research with various partners. On June
2004, Ballard with NOAA carried out research which surveyed how the Titanic has
deteriorated since its discovery. This progress of research resulted in the Return to
Titanic (directed by Tracy Barry and Peter Schnall, 7th June 2004) and was put on
publicly accessible media throughout the world. This campaign induced the USA to
sign the Agreement on 18th June 2004.
RMS Titanic Inc. (RMST) has exclusively explored the Titanic, recovering and
conserving some 5,500 artifacts. RMST has fascinated more than 25 million people
through many exhibitions. In 2010, RMST carried out the latest survey in conjunction
with NOAA, Woods Hole Oceanographic Institution and the USA National Park
Service (http://www.rmstitanic.net/about-us.html). How the entry into force of the
Agreement impacts upon a series of the Titanic litigations in USA admiralty courts will
be examined. In fact, the USA movement toward the entry into force has made
steady progress. Taking universal publicity into account, it seems the Agreement will
be approved by Congress which was transmitted Bill titled R.M.S. Titanic Maritime
Memorial Preservation Act of 2009 (re-amendment of 1986 Act) around 15th April
2012, the Titanic’s 100th anniversary. The day has two implications, the fact that the
Titanic becomes UCH in 2012, and the turning point of shifting salvage law to cultural
heritage law.
2

�Two Trends in USA: 1986 Act and Admiralty Court
The Trend of 1986 Act
Ballard has not raised artifacts that he found on the Titanic as it is considered a non
commercial and scientific research (Ballard and Sweeney 2004: 72-73). The location
was not precisely proclaimed so as not to be plundered (Ballard and Michael 1985:
704). 1986 Act attempted to make the Agreement among states concerned, to enact
national law in accordance with the Agreement. 1986 Act directed the Department of
State to enter into negotiations with interested nations to establish an international
agreement to designate the wreck as a maritime memorial and protect it from looting
and unscientific salvage. UK is a flag state, France is the joint finding state and has
Cherbourg port of call on her route, and Canada is the nearest coastal state from the
shipwrecked point. USA continuously offered a consultation to other states. Also
Russia and Japan are expected to participate in the Agreement to make it more

Ⅰ

Ⅱ

effective (Dromgoole 2003:7). The Russian submersibles Mir
and
built in
1987 are able to explore efficiently in cooperation with each other, having researched
the Titanic 41 times from 1991 to 2003. Japan Marine Science and Technology
(JAMSTEC) upgraded the Shinkai 2000 built in 1981 to the Shinkai 6500 built in
1990, which exceeded the 1000th dive in 2007.
While 1986 Act was not in support of others, French Research Institute for
Exploitation of the Sea (IFREMER) which knew the location of the shipwreck site
undertook an independent exploration. Taking advantage of the circumstance, RMST
(since 1987) set up with a view to profiting from artifacts. IFREMER raised more than
800 artifacts since the first 1987 exploration. The USA promptly enacted the
Abandoned Shipwreck Act against such actions, which stated, “it would prohibit the
import with a view to the proceeds through the recovering from the Titanic and further,
such measures would be maintained until the Agreement comes into force”. On the
contrary, RMST has continuously carried out the explorations chartering the Nautile
and raised some 4,000 artifacts over seven expeditions.
Since 1997 the draft of the Agreement has the purpose of controlling
non-regulated salvage and other harmful activities over the Titanic. The Fed.Reg.
18905 is essentially almost the same as the annexes attached to both the Agreement
and 2001 Convention based mainly on the 1996 Charter on the Protection of the
Underwater Cultural Heritage (for details see Craig 2008:3). The Annex attached to
2001 Convention is established as the international criteria of underwater research
(Oppenheimer and Varmer 2006:15). However there is room for flexible interpretation
of salvage law, while continuing to observe strict scientific, cultural and historical
significance. The Agreement generally does not conceive RMST to be the sole
3

�salvor-in-possession. Implementing the Agreement, the sole salvor-in-possession
will be obliged to collaborate with the admiralty court and/or NOAA.

USA Admiralty Court
The shipwreck is located at high seas, RMST raised a number of artifacts and
brought a part of them to the USA admiralty court; maritime affairs belong to the
jurisdiction of the federal court. While the court upheld RMST as the legal
salvor-in-possession, Ballard was not legally supposed to be the finder of the Titanic
(Garabello and Scovazzi 2003:73-75). Even though the court actually awarded
RMST the exclusive rights of the Titanic, USA courts can only enforce their law on
USA nationals, France has carried artifacts back to its territory since 1987. British
Deep Ocean Expeditions (DOE) carried tourists to the Titanic in 1988. RMST notified
DOE of its unauthorized underwater cruising. One of the tourists with DOE filed an
action suit to USA district court for declaration of access and photograph rights to the
site. The court had already issued an injunction barring all visitation to the Titanic
including photographing it without permit by RMST in 1998. DOE had planned an
expedition to view and photograph the Titanic in the late summer of 1998, and
Christopher Haver had planned to be a passenger. Haver filed a declaratory
judgment action in the district court to challenge the 1998 judgment. The court held
that the right of divers and tourists aiming at visiting and photographing the Titanic
belonged solely to RMST (April 28th 1999: 171 F.3d 942-943, 958-959, 970). DOE
filed an intervention as co-party with Haver in response to the judgment. During the
lawsuit, DOE ignored the order of USA court and continued underwater cruising
(Nafziger 1999: 315).
The appeal court held that while RMST has the exclusive right of raising artifacts,
the exclusive rights do not involve visiting, viewing and photographing the site. In a
series of the Titanic litigations, RMST represented its intention to raise funds through
artifact exhibitions (selling tickets, replica licenses, and product rental fees, etc.).
These actions were a way of recovering costs and keeping the share prices up
because the USA courts would only uphold RMST as sole salvor-in-possession as
long as they did not sell artifacts. In the following year, the appeal and supreme
courts held that RMST had not ever directly owned artifacts only the trustees
(Murphy 2002).

1989 Salvage Convention and Four States
International Convention on Salvage, 1989 (1989 Convention) was concluded in
London on 28th April 1989 and came into force on 14th July 1996. It has 62 State
4

�parties (as of July 2011). USA, France, UK and Canada are all State parties (for
details on definition see Browne this volume) to 1989 Convention. It indirectly
provides the salvage of historic wreck in the form of reservation provision. Nothing is
referred to the relationship between law of salvage and UCH law in 1989 Convention.
The provision simply allows a State to reserve the right not to apply 1989 Convention,
“when the property involved is maritime cultural property of pre-historic,
archaeological or historic interest and is situated on the sea-bed.” (Art. 30.1.d). Since
USA and France did not make reservations to this provision, they are able to salvage
UCH. Negotiations commenced. In the process of drawing up the 1989 Convention
France attempted to exclude UCH. The attempt resulted partially in Article 30.1.d.

United Nations Convention on the Law of the Sea (UNCLOS) and
2001 Convention: Coastal Jurisdiction
Apart from two trends in USA mentioned above, the movement of regulating
underwater antiquities was in rapid progress in the late 1970’s. UNCLOS (Art. 149
and 303) only provided lex lata (existing law) including maritime law and international
agreements regarding the protection of objects of an archaeological and historical
nature in parallel outside the Contiguous Zones (24 nautical miles from the shoreline)
except in deep sea bed, the Area (outside Continental Shelf, at 350 nautical miles to
the maximum from the shoreline, of every country). The European Council drew up
the Draft of European Convention on Underwater Cultural Heritage in 1984 based
upon Recommendation 848 in 1978 (Roper 1978), the draft did not enter into force.
However International Law Association deliberated “the draft of Convention on
Underwater Cultural Heritage” in 1994 based on the draft of the European
Convention. From 1996, through the governmental experts meeting (1998-2001),
2001 Convention was adopted by UNESCO’s 31st General Assembly on the 2nd
November 2001.
Be that as it may, the international regulation of actions directed at underwater
cultural heritage, at present, is mixed with Law of the Sea, Maritime Law and Cultural
Heritage Law. As 2001 Convention coherently emphasizes UCH, “shall not be
subject to the law of salvage or law of finds” (Art. 4), and “shall not be commercially
exploited" (Art. 2.7). On the other hand 2001 Convention grants the competence to
coastal states to make 2001 Convention effective as an aspect of UNCLOS (Art. 9
and 10). USA, France and UK are in favor of the aspect of cultural heritage law, while
in disfavor of the aspect of UNCLOS. USA proposed that a certain commercial action
is permitted subject to the scientific criteria of 2001 Convention (Nafziger 2000: 88).
The universality and effectiveness of 2001 Convention in international society
5

�remains to be clear since, amongst others, the USA, France and UK’s salvage laws
do not comply. On the other hand Rules concerning Activities Directed at Underwater
Cultural Heritage (Annex) embodies the protection and conservation of UCH in
accordance with the regime provided in the 2001 Convention. This shows that the
universality of international norms concerning standards of underwater archaeology
is shifting to the establishment of Standard Practice. For example, Fed.Reg. 18905
and the annex attached to the Agreement are almost alike.

The Adoption of Titanic Agreement and Its Effect
Consulting from 1997 to 2000, the Agreement was adopted on 5th January 2000.
While the Agreement regulates the shipwrecked site and prefers in situ preservation.
The Agreement forbids illegal exploration and selling of recovered artifacts. However
the Agreement does not apply to some 6,000 already recovered artifacts. The
Agreement regards the shipwrecked site as scientific, cultural and historical
memorial. In breach of articles of the Agreement and its annex (Rules), each party is
given enforcement jurisdiction including civil and/or criminal sanction. A glance on
the Agreement tells us how each provision were drawn up in an effort to be
reconciled with 2001 Convention, and how the Agreement carefully paid attention to
2001 Convention. This means how USA, France, UK and Canada consent to the
aspect of cultural heritage law (Dromgoole 2003: 8).
Article 3 of the Agreement states that each party shall take all reasonable
measures to conserve and curate artifacts in recognition of Rules, specifically for
them to be kept together and intact as project collections. Article 4 of the Agreement
states that each party shall take the necessary measures, to regulate through a
system of project authorizations of entry into the hull sections of the Titanic so that
they, other artifacts and any human remains are not disturbed. It is noteworthy that
the Agreement refers to salvage law. The draft of article 4.3 is the product which USA
negotiation team tried to insert the fact that USA admiralty court granted RMST the
salvor-in-possession into the Agreement. However the attempt resulted in the
provision so as to secure non-intrusive access to the site. It seems counteractive
against judgments of USA admiralty court which kept granting salvors the exclusive
right. The Agreement does not so much exclude application of salvage law as
permits salvage activities in conformity with Rules.
In a series of Titanic litigations concerning RMST’s salvage, RMST instituted a
lawsuit to the Secretary of State, the Secretary of Commerce and NOAA in
September 2000 so as not to adopt the Agreement because it was unconstitutional.
The subject matter is that (1) an effort to promote making the Agreement deprives
6

�USA admiralty court of the jurisdiction, (2) Implementing the Agreement, the right of
recovery or ownership of RMST will not be compensated by USA. The court
rescinded the claim since RMST was able to appeal again when the Agreement
enters into force. In the public hearing of district court over the Titanic, it is interesting
that the court states the exclusive status of RMST must be appraised even though
the Agreement comes into force (2004: 323F. Supp.2d 724, 741).
Finally Article 9.2 of the Agreement provides, “If a general multilateral Convention
on the protection of underwater cultural heritage enters into force for all Parties, they
shall consult to discuss the relationship between this Agreement and that
Convention.” Canada is most likely to join 2001 Convention compared with USA,
France and UK. A general multilateral convention probably suggests 2001
Convention. If all four states join it in the future, Canada will be favorably presumed
its ownership including the Titanic in the context of relationship between the
Agreement and 2001 Convention. The fact that the paradigm shift from salvage law
to cultural heritage law in Canada might also induce USA, France and UK to shift the
similar paradigm through consultation.

Prospect
Annex, Rules, Fed.Reg. 18905 and the Alliance will be replaced with salvage law in
principle. It seems to me that these instruments are highly appraised as code of
conducts taken away provisions of so-called creeping jurisdiction of 2001 Convention,
therefore such norms are also acceptable to USA, France, UK and Canada. While
the system of 2001Convention has been gradually pervaded to international society,
the rigid application of underwater archaeology to UCH in the Agreement, prior to the
issue of coastal jurisdiction, will make it possible to prevent loss of artifacts and
promote the dissemination of knowledge gained from UCH to people around the
world. The approval of USA Congress is expected during the anniversary events of
the Titanic around 15th April 2012. The time might be a symbol of shifting from
salvage law to cultural heritage law.
On reflection, from a series of research of Lake Biwa and so forth, the forerunner
of underwater archaeologist in Japan, OE Yoshio had insisted on the necessity of
underwater archaeology since 1960’s (OE 1971: 266-269; OE 1982: 236-238).
Although the tendency of underwater archaeology actually rose up in the early of
1980’s (OE et al. 1980: 23-87), symbolically as seen in A Special Issue written by the
leading person including OE at that time, the systematic mapping method of UCH
subsidized by Nippon Foundation (from 1st April 2009 to 31st March 2012) has just
started by Non Profit Organization, Asian Research Institute of Underwater
7

�Archaeology (ARIUA) established in 12th August 2005, the former Kyushu-Okinawa
Research Institute of Underwater Archaeology established in 1991. Every product of
research divided into four coastal regions will be gradually opened on the web
(http://www.ariua.org/database/). Nevertheless Agency for Cultural Affairs is not
necessarily positive for the strenuous and steady effort of ARIUA in both legal and
financial aspects. The report attached to a tentative translation of 2001 Convention in
July 2002 by Ministry of Education, Culture, Sports, Science and Technology reads;
“Whereas it seems that the purposes and effects of the Convention is generally valid,
our political decision making system will be reconsidered” because the Convention
addresses primarily legal systems of extra-territorial waters (Report Technology
2002). The circumstance simply leads to lacuna of underwater cultural heritage
related laws in Japan. The basic standard that OE sought is almost the same as
provisions in the Rules. OE states;
It is deeply hoped that the necessity of archaeological research of sea-bed be
understood by underwater archaeologists as well as ordinary people, the research
system demands much closer cooperation internationally and mobilize to each site
in any case (OE 1977: 337).

Utilizing Centenary of the Titanic to great extent as the best chance that the
paradigm shift of regulations of UCH is certain to arise in international waters, Japan
should promptly establish its own national underwater cultural legal system as the
first step of international cooperation. Using the Sinkai 6500 effectively enable Japan
to contribute to underwater archaeology even in international waters.

Bibliography
Ballard, R., and “How We Found Titanic”, in National Geographic, vol. 168, pp.
Michael, J.-L.,
696-718.
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Ballard, R., and Return to Titanic: A New Look at the World’s Most Famous Lost
Sweeney, M.,
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Stephen.,
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“Titanic museum to open in Southampton by 2012”, in The
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Craig, J.,

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“Treasure Salvage in International Waters: Two Alternative
Methods of Control”, in Maritime Law Subject Section, Society of
Legal Scholars, Oxford, pp. 1-12. Accessed 8th 2011 at
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R., THE

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“Underwater Archaeology”, an essay attached in Japanese
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An Introduction to Underwater Archaeology, NHK Books, Tokyo.

OE, Yoshio et “A Secial Issue: Challenging Sunken Ships” written by ARAKI,
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�Report
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10

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History and Current Trends of Underwater Archaeology around East Asia</text>
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                <text>2012 is Centennial since Royal Mail Ship (RMS) Titanic sunk. The Titanic was found in 1985, as early as 1986 United States of America (USA) enacted the RMS Titanic Maritime Memorial Act. It aimed at the conclusion of international agreement for the conservation of the Titanic by states concerned. The agreement was started drafting in 1997 and adopted in 2000. It was USA, France, England and Canada that adopted Agreement concerning the Shipwrecked Vessel RMS Titanic (the Agreement). On the other hand United Nations Educational, Scientific and Cultural Organization (UNESCO) 2001 Convention on the Protection of the Underwater Cultural Heritage (2001 Convention) was made through four diplomatic conferences since 1998, and entered into force in 2010. Thanks to 2001 Convention, the term â€œUnderwater Cultural Heritageâ€ (UCH) has been well-known to people around the world. Be that as it may, to be an UCH needs passage of 100 years; the Titanic will be an UCH next year. Although the importance of 2001 Convention has recently attracted considerable attention, its new trend toward universal regulation has just started emerging from international society. It is the Article 9.2 of the Agreement that attention should be paid. It provides, â€œIf a general multilateral Convention on the protection of underwater cultural heritage enters into force for all Parties, they shall consult to discuss the relationship between this Agreement and that Convention.â€ Assuming an appropriate coordination of them gives rise to a new trend, it appears more desirable to foresee the near future and timely accede to 2001 Convention after the preparation of domestic laws in Japan referring to 2001 Convention.</text>
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                    <text>The ceramic and porcelain collections on shipwreck in Vietnam Sea at History Museum
in Ho Chi Minh City (Vietnam): History, Preservation and Promotion.
MA. Nguyen Thi Huynh Nhu – History Museum in Ho Chi Minh City - Vietnam

ABSTRACT
In Vietnam, underwater cultural heritage is a new field developed in the late twenty century until now. Interest in
this field began with the discovery of shipwrecks in Vietnamese waters in the 1990s. Through international
cooperation as well as the support of modern equipment, Vietnam has approached and explored ancient
shipwrecks in Hòn Dầm (Phu Quoc), Hòn Cau (Con Dao), Cà Mau, Cù lao Chàm (Quang Nam), and in recent
years, the ancient shipwrecks Chau Thuan Bien in Quang Ngai. From 1993 to 2000, The History Museum in Ho
Chi Minh City received more than 7000 artifacts from these shipwrecks assigned from the Ministry of Culture
and Sports of Vietnam. Most of these archaeological materials are Chinese ceramics dating from the Ming to Qing
Dynasties, some Thai ceramics such as Sawankhalok ceramics, Sukhothai ceramics, and Vietnamese Chu Dau
ceramics dating from the 15th century. In this paper, we would like to give a brief introduction to these collections,
preservation and promotion agenda alongside the History Museum in Ho Chi Minh city. Accordingly, the article
will include three parts: the first is an overview of the historical museum and underwater heritage collections
which include the number and types of artifacts. In the second part, we will present about our museum’s actual
preservation and exhibition covering the difficulties and limitations that we are facing. In the discussion part, we
will present possible ideas about cooperation on exhibition, communication and conservation of the UCH
collection in our museum case.
Keywords: Cu Lao Cham ceramic, Chu Dau ceramics, History Museum in Ho Chi Minh City, Vietnamese
shipwrecks
Table of Figures and Tables
Figure 1. Cu Lao Cham collection in The History Museum in Ho Chi Minh city
Figure 2. Some objects of Ca Mau shipwreck collection in the Museum
Figure 3. Some of objects of Hòn Cau shipwreck collection in the Museum
Figure 4. Hòn Dầm shipwreck ceramics found in in the Museum: Sawankhalok (left), Sukhothai (right)
Figure 5. Cu Lao Cham storage view; Checking and detecting the damaged objects by salt intrusion; Treatment
Figure 6. Market exhibiting thematic "Trading ceramics on the East Sea trade route" at History Museum in 2022
Table 1. Distribution chart of UCH collection kept at History Museum.
Table 2. Cu Lao Cham collection detail

Part 1: MUSEUM BACKGROUND WITH UNDERWATER CULTUAL HERITAGE
The History Museum in Ho Chi Minh City is a large museum and has a long history of development in
South Vietnam. Located in the heart of the city, the Museum is a popular destination for both domestic
and international visitors. The exhibition content includes two main parts: Part one introduces
Vietnamese culture and history from the Primitive period to 1945 CE. Part two introduces some typical
ancient cultures in Southeast Asia such as Oc Eo culture and Champa culture. In addition, there are a
number of galleries on Asian arts such as Buddhist statues,ceramics, and stone sculpture.
The first milestone was that the museum had access to the UCH artifacts in 1993. The museum received
a group of 97 excavated artifacts at Hon Cau. In 1994, the museum continued to receive 49 artifacts
which had been excavated at Hon Dam. In 1995, the Museum received 229 artifacts from Hon Cau.
Those were the early milestones of the museum's work on accessing the UCH from shipwrecks. In 2000,
the museum received 4366 artifacts which were excavated in Cu Lao Cham shipwrecks. This was the
biggest UCH collection that the museum had before. Since then, the History Museum has had a colorful
UCH collection with the number of about 7000 artifacts; mainly were Vietnamese, Chinese and Thai
ceramics.
1

�About UCH collections
The history of underwater archeology in Vietnam began in the late twentieth century. Up to now, after
30 years, there were six shipwrecks that have been officially discovered and excavated in Vietnam: Hon
Cau, Hon Dam, Cu Lao Cham, Ca Mau, Binh Thuan and Binh Chau. In addition, as there are more
newly discovered underwater archaeological sites, agencies and organizations also conduct small-scale
salvage excavation.
The History Museum in HCM city is one of the major museums in Vietnam, the museum was honored
to receive nearly 7000 artifacts which were of good quality, some of them also were rare objects from
shipwrecks. They were displayed and exhibited in various museums in the country and abroad. The
most typical collection is Chu Dau export ceramics that was found in Cu Lao Cham shipwrecks.
Table 1. Distribution chart of UCH collection at History Museum.
Display number of objects in collection and percentage of total.

Cu Lao Cham shipwreck collection
Kien Giang
217 / 3%

Binh Thuan
116 / 2%

Vung Tau
418 / 6%

Ca Mau
1414 / 20%
Cu Lao Cham
4757 / 69%

Cu Lao Cham

Ca Mau

Kien Giang

Binh Thuan

Vung Tau

The shipwreck was found at a depth of 70 metres below the sea surface, coordinates at N16o16'08"
latitude and E108o27'00" longitude, in Cu Lao Cham area. The excavation was conducted under the
cooperation of the archaeologists from the Vietnam History Museum-Hanoi, Vietnam Salvage Joint
Stock Company (Visal), and Saga Horizon Company (Malaysia); the project has also brought together
archaeologists from the United Kingdom, Malaysia and Slovakia. The project was carried out in three
years, from 1997-2000. 240,0001 ceramic items were recovered from the wreck. Those items came from
Vietnam, Thailand, and Chinese. The date of the shipwreck has been debated. Vietnamese researcher
believe the vessel dated from the mid-to late-fifteenth century during the Le dynasty while some other
researcher suggested of late fifteenth to early sixteenth century date (Butterfields 2000, 107; Guy 2000,
125-128)
There were five museums designated by the Ministry of Culture, Sports and Tourism to receive, manage
and display: The Hanoi National Museum, The History Museum in HCM city, Vietnam Fine Arts
Museum, Hai Duong Museum and Quang Nam Museum was assigned 4366 artifacts on 24 March 2000.
In addition, from 2000 up to now, the museum has added 385 objects from various sources, bringing

1

Organization of excavations of the ancient shipwreck of Cu Lao Cham (2000), Excavating the Cu Lao Cham
shipwreck (1997 – 1999), New discoveries in archeology in 2000 in Vietnam, page 549
2

�the total number to 4751 objects. Collection content mainly daily ceramics such as dishes, bowl, ewer,
cup; some of them are religious objects.

Figure 1. Cu Lao Cham collection in The History Museum in Ho Chi Minh city
Table 2. Cu Lao Cham collection detail

Name

Amount

Brief introduction

Dishes

368

They have many different sizes, from 25 to 48cm in diameter. Mostly blue drawing of
flowers, animals and landscapes. A few were drawn colorfully, combined gold inlaid
on the decoration.

Bowl

1731

This was a large number, different sizes from 7cm to 15cm in diameter. Decorative
patterns are mainly painted in blue on the outer wall and bottom with floral and animal
themes, a few are smooth.

Container

1501

The containers include kettles, vases, jars which used in daily life; some used in religion
such as vial of vial, kendi. In the group, jars in spherical shaped painted with flowers
or plain decorating accounted for a large number of 1376 artifacts. Especially, there
were some vases shaped like animals such as birds, fish, turtles, monkeys, toads.

Small
boxes

1146

They have spherical shaped, an average diameter of 5cm to 8cm and were shaped like
a mangosteen fruit, or petal-shaped, flattened sphere. Decorative patterns are mainly
blue drawings of flowers, animals, and human landscapes.

Others

05

There are some blocks of dent and chip plates and cups that were stuck together due to
fire in shipwreck.

These ceramic artifacts reflect the development of export ceramics with rich glaze colors, designs and
patterns; creating a distinct tradition of Vietnamese ceramics. This was a spectacularly demonstration
that Vietnamese ceramics was participation in asian international trade in the fifteen and early sixteen
century (John Guy 2005, 107).
Cà Mau shipwreck collection
A shipwreck was found in the sea of Cà Mau province, coordinates at N7o41'12'' latitude and
E105o29'18'' longitude. The excavation were carried out from August 1998 to October 1999. Nearly
1130,000 items recovered were ceramics, including blue-and-white or multi-colored glaze, possibly
from Chinese pottery such as Jingdezhen (Jiangxi) and Guangzhou (Nguyen Dinh Chien 2005, 359).
Notably, there were some European-style porcelains such as milk bottles, wine jugs with handles, plates

3

�decorated with flowers and a Dutch landscape. Inscriptions on some objects suggest that they were
probably made under the Yongzheng reign (Chinese character: ‘雍正’), Qing Dynasty (1723-1735).
On 25 June 2002, the Museum received 1051 artifacts from the Ba Ria - Vung Tau Museum. From
2002 up to now, this collection has added 363 artifacts from the following sources: the customs police
transferred and the museum collected, bringing the total number of collections to 1,414 objects.

Figure 2. Some objects of Ca Mau shipwreck collection in the Museum

These objects were used in daily life: 1333 artifacts including cups, bowls, plates, kettles, dishes, ewers.
Decorative patterns are mainly Chinese traditional arts such as flower, landscapes. Group of flat round
chalk boxes painted with stylized flowers and leaves: 54 artifacts. Sevaral statues: human shaped, horseriding mandarins shaped, toad shaped: 25 artifacts.
Hòn Cau shipwreck collection
The Hon Cau shipwreck was located under 40 meters of water, and was submerged in the sand layer
from 0.6m to 1m, about 15km from Hon Cau island. The shipwreck was excavated in 1990 - 1991,
obtained 63,856 artifacts including: 28,556 ceramics, 34,710 porcelains, 70 stonewares, 448 bronzes,
18 wooden objects, 25 other material artifacts and 39 specimens (Nguyen Quoc Hung 2005, 293).
On 23 January 1995, the Museum received 229 artifacts which were delivered by Ba Ria - Vung Tau.
Before that, in 1993, the Museum had received 97 objects of this collection from the Fine Arts Museum.
In addition, the Museum also collects more objects from different sources, so far this collection now
has 418 artifacts.
The main of collection are traditional Chinese ceramics and Chinese ceramics according to European
orders. The dating were in Kangxi Emperor (Chinese character: ‘康熙’), Qing Dynasty (1654-1722).
Traditional Chinese motifs such as chrysanthemums, orchids, peonies, and landscapes are arranged in
diagonal, vertical or subdivision strips. European-style themes are the way of drawing flowers and
leaves with criss-cross lines, checkered, a type of decoration on 18th century European fabric and silk
(Nguyen Dinh Chien, Pham Quoc Quan 2008, 25-27).

4

�Figure 3. Some of objects of Hòn Cau shipwreck collection in the Museum.

Most of the artifacts were chipped because the ceramic was thin and light, so they are easy to be
damaged and impacted by external forces. A few were in fairly intact condition with little intrusion of
sea salt.
Hòn Dầm (Kien Giang) shipwreck collection
The shipwreck was found at a depth of ten metres below the sea surface, five kilometres far from the
shore of Dầm Island (Hòn Dầm in Vietnamese) in Kiên Giang province; coordinates at N9o59'00'
latitude and E104o02'00' longitude. More than 16,000 ceramics have been found, mostly celadon and
brown glaze, such as Sawankhalok ceramics and Sukhothai ceramics dating back to the fifteen century.

Figure 4. Hòn Dầm shipwreck ceramics: Sawankhalok (left), Sukhothai (right).

Some reflect the Vietnamese blue-and-white styles such as boxes, kendi, lidded jars painted blue
flowers on white enamel. Some other large celadon bowls reflect the style of the Southern Song dynasty
(南宋 1127–1279) in South China.
This collection is not as large and rich as the above collections, with only 217 artifacts, but it is also
possible to review a full representation of the types which were excavated in Hòn Dầm shipwreck.

5

�Part 2: PRESERVATION AND PROMOTION
Preservation: Since 1993, when the first excavated artifacts from the shipwreck was carried out, the
museum has made efforts in classifying, inventorying and building storage areas for these special
collections. In particular, the Cu Lao Cham collection is the largest collection: we have built a
distinguished storage which separates the excavated artifacts from other collections. The artifacts are
classified by period and type for better management.

Figure 5. Cu Lao Cham storage view (top), Checking and detecting the damaged objects by salt intrusion (middle),
Treatment method (bottom)

However, due to the limited staff of experts in underwater archeology, lack of knowledge in
preservation about UCH objects, the museum preservation work faces certain difficulties. Currently,
we have only one person for the management of this collection which also makes us haven’t done well
in taking care of the collection, some damaged artifacts haven’t been detected and treated in time.
In training: Every year in Vietnam, museum staff are allowed to participate in many training courses
on preserving objects which are organized by the Department of Heritage as well as international
organizations such as ICCROM. They gave us the knowledge of basic preservation on various materials
such as wooden, bronze, stone, textile, ceramic. But the limitation of foreign languages was a barrier
that prevented us from accessing cooperation and training projects of foreign experts/organizations.
6

�Technically equipment condition: Artifacts are managed and kept by a wooden cabinets and shelves
system and don’t have specialized equipment for preservation attached. The management and care of
artifacts is done mainly by manual methods.
Preservation treatment: Because this is a specific type of excavated artifacts, of which they were soaked
in sea for a long time, so a huge amount of salt has been accumulated in the ceramic core. The
management by manual methods couldn’t control the damaged artifacts. Every year, the museum’s
preservation team regularly treats this problem by soaking these damaged objects in fresh water and
exchanging water many times until the salt inside object amounts gets low. Each batch, we perform an
average immersion of about 100 artifacts for a period of about three months with many water changes.
The preservation team has treated heavy damaged artifacts by desalination methods in fresh water. For
the remaining ones, we managed by regular checking without technical equipment supporting. We
realized that we still didn't have a good way to preserve and developed a roadmap for the sustainable
preservation of this UCH collection.
Promotion
From 1993 to 2000, the Museums were assigned to manage the collections and built a plan to display
this collection to people. The museum also has carried out many exhibitions and displayed at the
Museum. In addition, the Museum also performs well in coordinating exhibitions at many other
museums in the country and abroad.
Exhibition in Vietnam: At beginning, the Museum mainly carried out thematic introduction of artifacts
from shipwrecks in Vietnam Sea. The exhibition attracted the attention of the people in the city. In the
following years, the Museum collaborated with other museums such as Hue Royal Museum, Khanh
Hoa Museum to display on the sea festivals occasion. This was a good occasion for UCH artifacts to be
widely introduced to the public and international visitors.
In recent years, with strong development of various digital initiatives, access to information on
underwater archeology has helped the Museum update its display methods and build the story in
exhibition. The display content have not only introduced objects in UCH collection, but has more
scientific research to outline the itinerary, location of the ship, and the role of Vietnamese sea in
international trade.

Figure 6. Market exhibiting thematic "Trading ceramics on the East Sea trade route" at History Museum in 2022

Abroad exhibition: Cu Lao Cham shipwreck ceramics collection is not only a large underwater heritage
collection of the Museum, it’s also a Vietnamese particularly famous export ceramic in the fifteen
century. In 2009, its ceramics were displayed at the Houston Fine Arts Museum - USA with the theme
"Arts of Ancient Vietnam" (Nancy Tingley 2009, 292-298). In 2010, some of them were displayed in
Busan - Korea with the theme "Vietnam from the Hong River to the Mekong" on the occasion of the
7

�fifteen anniversary of the twinning between the two cities of Busan and Ho Chi Minh. (Busan Museum
2010).
Part 3: DISCUSSION AND CONCLUSION
Since the Convention for the Protection of Underwater Cultural Heritage was established in 2001 by
UNESCO. Many coastal countries that owned UCH have developed the Protection of Underwater
Cultural and education programs. Some countries in Asia have been doing well, they are Korea,
Thailand, Philippines, Singapore. In Vietnam, with 30 years history, the field of underwater archeology
was still in the formative stage and had a lot of difficulties. Currently, there is only an underwater
archeology institution with some staff and has difficulties in operating funding which compared to the
rich marine resources and the underwater cultural heritage. Research articles on underwater archeology
are still modest compared to other research contents on culture and history. Every year, the Vietnam
Archeology Institute publishes new archaeological discoveries, the number of articles about UCH
accounts is small. Statistics are as follows: in 2018 there were 11/322 articles, in 2019 there were 11/360
articles, in 2020 there were 15/339 articles, in 2021 there were 18/349 articles2.
In our museum case, as presented in part two, we realize that our efforts have not been able to preserve
and promote the UCH collection well. In preservation, our difficulties are lack of knowledge,
experience, facilities, and funding for management UCH collection. In the exhibition and promotion,
the total number of UCH artifacts displayed on the museum's exhibition system is small, about 250
artifacts, accounting for 3.6 percent of the Museum UCH collection. Although we have made great
efforts to communicate about UCH, we have found that public awareness of underwater heritage is still
limited. For changing, there should be synchronous policies and programs from the government,
education system and research agencies.
Underwater cultural heritage is not only the property of the countries that own it, but has become a
world heritage. Measures, policies, and the very implementation of maritime cultural heritage policies
need to align with the overall global developments and not just Vietnamese, but scholars from any AsiaPacific regions, must work together with regional partners who might share similar challenges.
Therefore, we realized that positive value from international programs to protect underwater heritage
and these activities need to be continued on a more national scale. It's necessary in building awareness
of underwater heritage for countries. In our museum case, we think that we were late to access
international programs on UCH, we have missed several opportunities to absorb knowledge and
experience from many countries around the world. We also found that the collaborations abroad
exhibiting underwater heritage was a good and meaningful activity in disseminating heritage outside
the country which we have previously collaborated with Busan Museum and Houston Fine Arts
Museum. Our collection is quite large and we are ready for exhibitions not only abroad but also in the
country.

2

Institute of Archaeology, Conference to Announce New Findings on Archeology (2018 – 2021), Ha Nọi
8

�Bibliography
Organization of excavations of the ancient shipwreck of Cu Lao Cham (2000), Excavating the Cu Lao Cham shipwreck (1997
– 1999), New discoveries in archeology in 2000 in Vietnam.
Busan Museum, Vietnam from the Hong River to the Mekong, Special Exhibition celebrating the 15th anniversary of sister-city
affiliation between Busan &amp; Ho Chi Minh City, Busan, 2010.
Butterfields, Treasures from the Hoi An Hoard. Important Vietnamese ceramics from a Late 15th early 16th century cargo,
Auction Catalogue, Vol 1 &amp; 2, 2000.
Guy, John. The Hoi an (Cu Lao Cham) Shipwreck cargo and Asian ceramics trade, in Proceedings of the International
Conference: Chinese Export Ceramics and Maritime Trade, 12 th-15th centuries, Chief Editor: Pei-kai Cheng, Editors Guo LiChui Ki Wan, Zhonghua Shu Ju, Xianggang, 2005.
Guy, John, Vietnamese ceramics from the Hoi an Excavation: The Cu Lao Cham ship cargo”, Orientation, 2000.
Tingley, Nancy. Arts of Ancient Viet Nam from River plain to open sea, Asia Society the Museum of Fine Arts, Houston, 2009.
Nguyễn Đình Chiến, “Archaeological excavation of the Ca Mau shipwreck”, in A century of Vietnamese archeology, part 2,
Ha Noi, 2005.
Nguyễn Đình Chiến, Phạm Quốc, Ceramics in five shipwreck, The National museum in Ha Noi, Ha Noi, 2008
Nguyễn Quốc Hùng, “More than a decade of underwater archeology excavations in Vietnam”, in A century of Vietnamese
archeology, part 2, Ha Noi, 2005.

9

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cooperation as well as the support of modern equipment, Vietnam has approached and explored ancient&#13;
shipwrecks in Hòn Dầm (Phu Quoc), Hòn Cau (Con Dao), Cà Mau, Cù lao Chàm (Quang Nam), and in recent&#13;
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Contents: Introduction. Guangdong wares ; The Tak/Omkoi burial sites ; New findings at Sawankhalok ; Gulf of Thailand sunken ships -- Vietnamese ceramics. Recent archaeology in Vietnam ; The Han Period ; The imtermediary wares ; The Ly Dynasty Period ; The Ly-Period chronology (AD 1009-1225) ; Early exported wares ; The introduction of blue-and-white ; The fifteenth and sixteenth centuries ; The seventeenth and eighteenth centuries ; Domestic cult wares ; The modern period -- The Go-Sanh kilns -- Khmer wares. The Phnom Kulen kilns ; Lie de Vin wares ; The Buriram kilns ; Prasat Ban Phluang ; General characteristics ; Dating -- The Sukhothai and Sawankhalok kilns. Origins and dating ; Chalieng wares ; Mon and Mon-associated wares ; 'Transitional' underglaze iron decorated wares ; Later chronology ; The old Sukhothai kilns ; Later Sawankhalok stonewares ; Later stoneware shapes ; Characteristics of decoration ; External influences ; The rebirth of celadon -- The northern and other Thai kilns. Northern Thai kiln sites ; A Lao tradition ; North-central and central Thai sites -- Burmese ceramics. The green-and-white group ; 'Martaban' storage jars ; Celadon wares ; Pegu temple plaques ; The historical setting.&#13;
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Class Descriptors: LC: NK4154; Dewey: 738.0959&#13;
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