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                    <text>We need to Listen and Watch! Indigenous Knowledge of Living in Concert with the Sea
Abhirada Pook Komoot (Maritime Asia Heritage Survey, CSEAS Kyoto University)

ABSTRACT
The topic of this paper hopes to anticipate the discussion about the integration of traditions and sciences to ensure
the tangible and intangible cultural heritage of the sea in the sustainable development dialogue now and in the
future. In light of the ‘Ocean Decade’, this paper is to realise the potential of indigenous knowledge as an
opportunity for ocean literacy and to identify some issues revolving around the risk of losing such ability. There
is a wealth of indigenous knowledge we can benefit from. For a long time, Western principles of science have
dominated modern society and policy based on their observability, testability, quantifiability and generalisation.
There exists a tension between Western epistemology and indigenous worldview. A question is therefore asked:
How does indigenous knowledge help create the ocean we want?
Coastal zones are vulnerable to natural disasters, including tsunamis, coastal erosions, storm surges, sealevel rise, and sudden floods. The current international ambition for sustainable marine resource development and
improving coastal living quality has unavoidable effects on indigenous living. On several occasions, traditional
knowledge has been proven efficient for friendly living with nature and risk reduction. The ability is, however, on
the brink of fading away due to external forces (i.e. mass tourism, laws prohibiting the harvesting of forest
resources, and an unsupported educational system). No one knows the sea better than those who have lived with
and relied upon it.
Keywords: Indigenous Knowledge, Thailand, Ocean Decade
List of Abbreviations
UN
United Nations
UNCLOS
United Nations Convention on the Law of the Sea
UNESCO
United Nations Educational, Scientific and Cultural Organization

List of Figures
Figure 1 Fishing devices and techniques employed by indigenous and local fishermen in the South of Thailand.
(A) fish trap, (B) squid trap, (C) beach seine, and (D) crab basket trap (photos by the author)
Figure 2 Types of indigenous fishing vessels. (A) Rue Jaew or indigenous rowing boat, and (B) Hua Tong
motorised boat (photos by the author)
Figure 3 Bagad sites in the chain of islands in Krabi and Trang Provinces. (A) freshwater well, (B) bagad living
ground, and (C) sacred rock (photos by the author)
Figure 4 Scenes of grave cleaning ceremony or Tang Pleo at Sungka-U village, Lanta Island, Krabi Province
(photos by author)

OUR OCEANS
To celebrate the ‘Ocean Decade’ as an integral part of the UN Sustainable Development Goals (20212030), countries and individuals have engaged in schematic discussions worldwide to strengthen
international recognition of the ocean's essential importance (Stacy Aguilera-Peterson, Clea Harrelson,
and Howe-Kerr 2022). The promotion of the ocean-focused campaign intends to raise a serious concern
about the global climate change that has been severely affected by human-induced activities for the past
centuries. The ocean is the key component in relieving climate hazards. Ocean science gains priority to
facilitate and support the restoration of oceans’ well-being and the resume of a healthy ecosystem. This
paper aims to present another side of the coin of ocean science that should be broadly interpreted. H.E.
Peter Thomson, the UN Secretary General’s Special Envoy on the Ocean, has drawn our attention to the
‘Indigenous knowledge involved in those ancestral voyages is deeply humbling to those who came after’
(UNESCO 2021). Simultaneously, ‘Marine Cultural Heritage is not simply about archaeology, history,
ecology, geography, natural science, coastal management or climate change; it is about all of these

1

�aspects and how societies can come together, negotiate and mediate these different approaches into real
solutions’ (Henderson 2019).
As learnt from field research in the south of Thailand, it is apparent that the traditional knowledge of
shipbuilding, navigation, and sea-dependent living is deep-seated in people’s way of living as is
transforming (Komoot 2021). It is a fortunate opportunity for the initiative of Ocean Decade to valorise
the knowledge and give more significant support to the knowledge holders. The people-centred
approach ensures that individual needs are addressed and fulfilled. By this means, it is to protect human
rights at the core.
Fundamental Practice of Ocean Exploitation and Protection
The way we use and exploit the ocean today has conceptually developed chiefly by the modern
perception of the sea. Mare Liberum was proposed by Hugo Grotius, the well-known Dutch naturalist
lawyer, in defending the sea lane over the Portuguese in the 17th century (Borschberg 2006). He believed
that the sea was so vast that there was no way anyone could claim sovereignty over it. Therefore, the
sea should be navigated and exploited freely. However, at the founding stage of the concept, it was
contested by the local rulers of Sulawesi and Maluku over the colonial manipulation of the spice routes
(Andaya 1981; Stott 2017). The contestation among the colonial powers was also visible. The British
lawyers proposed the idea of Mare Clausum (closed sea), as opposed to Grotius’, to allow the extension
of sovereignty during the emergence of the British Empire (e.g. the case of the Bremen fishing
negotiation) (Edmond 1995; Grewe 2000). In the 17th century, it was beyond imagination that marine
and nautical technologies could advance to our current stage. Today, Grotius' conception of the freedom
of the sea is at a crossroads. The wrestling of such concepts is presented even more widely today in
international legal discourses.
The UN Law of the Seas 1982 (UNCLOS) inherited the 17th-century concept of the sea and transformed
it into a modern legal tool for settling disputes at sea and asserting rights to resource use. It integrates
power and economic rationality. In the zones beyond national claims, the Area and the High Seas are
free of sovereignty and free to deep-seabed operation, but the maritime community is concerned with
the technological exclusiveness of some states that allows unequal exploitation of shared natural
resources of humankind (Lothian 2021; Mickelson 2019). The environmental dimension of heritage is
a vibrant and decade-long debate by multilateral partners, as resulted in the recent international
agreement of the High Sea Treaty. Back in the previous century, there appeared to be little question that
the cultural heritage of humankind should be protected and by what legal instrument. UNCLOS provides
a vague acknowledgement of cultural heritage in Articles 149 and 303. Still, the implementation needs
to be more specific and applicable for a complicated issue when rights are conflicting and commercial
exploitation of such heritage is allowed. In 2001, a specialised international Convention Concerning the
Protection of Underwater Cultural Heritage was codified and launched by UNESCO. Instead of settling
the correct issues over the cultural materials in the UNCLOS, the 2001 Convention aims to combat
commercial exploitation, notably ‘treasure hunting’ (Forrest 2002). The 2001 Convention sets scientific
guidelines as standard practice to preserve material culture in situ (Manders 2008) and non-negotiable
trade of the artefacts. By this law, tangible heritage is a stronghold.
Due to such standards, science focuses more on ‘things’ than ‘peoples’. Indigenous maritime knowledge
is not the focus of any of these legal tools. The 2003 Intangible Cultural Heritage Convention provides
general guidelines to ensure the maintenance and continuation of traditional knowledge and that
indigenous people are recognisable. Nonetheless, all six UNESCO cultural conventions are supervised
by different departments, which are not always connected. The operational system of international laws
is based on normative practice, often challenging the consensus.
The sphere of cultural heritage is always far more complicated than implementing the ‘one size fits all’
policy. Indigenous knowledge regarding living with the sea is diverse due to their adaptability to their

2

�nature. The extent of the participation of the maritime community interconnected with the sea deserves
case-by-case attention and specific consideration.
Quite similar to Grotius’ mare liberum, the sea tribes do not assert rights to control land and water. They
believe an individual or single community should not own natural resources but instead communally
share and care. Some of the above elements are transferable to engage modern living and reduce natural
disaster risks. The philosophical mindset of the maritime tribal group has not been well incorporated
and taught in the formal setting.
We need to be mindful, though, that the indigenous living with the ocean and the scientific agenda will
be complex and challenging conversations in order to navigate the changes we want. Before we realise
what needs to change, it is interesting to note that the culture, indigenous knowledge, and participation
are not solely for an outside agenda, Frances Koya noted at the UN meeting (Majick 2019).
Living in Concert with the Sea
After the Tsunami hit the coast of the Indian Ocean in 2004, indigenous knowledge about disastrous
warnings at sea became visible in modern mentality. Sea nomads like Moken and Urak Lawoi dwelling
in the Andaman Seas were among the Tsunami survivors due to their ability to observe and understand
the unusuality of the natural phenomenon. The deep-time story of the monstrous waves handed down
from generation to generation informed them of the ancestral experience of the catastrophic incident. In
minimising risks from the loss in natural disasters, many examples demonstrate the indigenous people's
resourcefulness, such as, by observation, the movement of surface waves, a floating pattern of mangrove
hypocotyl (seeding stem) or debris flows and changing the behaviour of fish schooling near shore.
The indigenous people accumulate an ultimate body of knowledge from their ancestors. Nevertheless,
living in concert with the sea requires sophisticated and advanced skills to decode and read nature. The
case studies under consideration are the following information gained from Urak Lawoi in Krabi and
Phuket and fishers on Samui island (all in Thailand) in 2022 and previous studies of other indigenous
seafarers by anthropologists. Field data were collected by observation and informal interviews to
contextualise the interaction between people, their surroundings, and their living ways from the
indigenous perspective. The focus groups are the local fishermen.

3

�Figure 1 Fishing devices and techniques employed by indigenous and local fishermen in the South of Thailand. (A)
fish trap, (B) squid trap, (C) beach seine, and (D) crab basket trap (photos by the author)

Modern geopolitical speaking, the south of Thailand covers most of the peninsula that shares a border
with Malaysia. The land is paralleled by the Andaman Sea on the west and the Gulf of Thailand on the
other. Natural marine resources and seasons are relatively different between the two sides. The Andaman
side is open to the Indian Ocean. It has deep water and strong currents. The Gulf of Thailand is a semienclosed basin. Water inflow from rivers draining into the Gulf creates a high rate of sedimentation and,
at the same time, increases fertility. As a result, there is more marine catch on this side (Fisheries 2022).
Fishermen in Samui have a nostalgic experience of easy fishing in the Gulf of Thailand. There were
enough fish near the shore. What they needed were small boats and simple fishing gear. They never had
to leave home for longer than one night and returned with a bunch of fish to feed the whole family for
several days or even weeks. However, small-scale fishing is decreasing. The situation is much different
today, with the significantly declining amount of fish due to climate change and over-exploitation. The
change in the abundance of resources and modern living style discourages the younger generation from
continuing traditional fisheries and carrying on life like the generations before them. It risks the
disappearance of indigenous knowledge. Traditional living is more visible on the Andaman side, but a
decrease in small-scale fishers is no better.

4

�Figure 2 Types of indigenous fishing vessels. (A) Rue Jaew or indigenous rowing boat, and (B) Hua Tong motorised
boat (photos by the author)

RESULTS
From the survey, characteristics of indigenous knowledge on the coast of southern Thailand can be
collectively summarised as follows:
Indigenous fisheries are embedded in many societies around the world. It requires specific skills suitable
for the area and local ecosystem. Urak Lawoi, the indigenous group on the Andaman coast, are efficient
fishermen and sea readers. Fish species positively relate to the technology of fish traps and fishers’
ability to observe nature. Various fishing gear is being made and used on the coast for small to mediumscale fishing (Figure 1). An indigenous device is designed to trap a specific fish species. It causes less
environmental damage because it generates less bycatch than industrial trawling. The technological
diversity of boatbuilding demonstrates the dedication to sea voyages, which is the core of the indigenous
economy thousands of years ago. Rue Jaew, the indigenous rowing boats are, per se, environmentalcomfort and sustainable forms of mobility using winds and human power before using the motorised
Hua Tong boats (Figure 2).
By observing the natural phenomenon, the indigenous people learn to utilise winds and currents
concerning navigation and weather prediction. The east and west winds are mainly used, and two
propulsion modes would be employed in the past – reversed rowing or sailing. In the dry season, the
east wind blows in the morning, and the west is in the afternoon. Based on the propulsion technique, the
west wind is suitable for sailing, while the east wind is good for rowing. Rowing is not recommended
when the current or wind is too strong.

5

�Efficient fishermen should also have the essential skills of identifying the position of traps they laid by
reading the surroundings and nature without any assistance from electronic equipment. They capture
seascapes using either two or three-point coordination techniques to locate their fish traps. Rock piles
and coral reefs are ideal for fish habitats Field (Somboonsuke, Prapruit, and Nissapa 2014). Running
current provides an expectation of fish abundance. The flock of sea birds is indicative of a considerable
fish accumulation.
On the other side of the peninsula, the interview was carried on with the group of fishermen on Samui
Island. A Chinese-descendant fisherman started his fishing career at a young age. Instead of following
the North Star, he learnt astronavigation by observing the Crux constellation, a common navigational
technique in southern Thailand. However, Venus is a reliable tool for celestial navigation used by the
Moken group on the Andaman side (Arunotai et al. 2014 [2557])
In terms of maritime knowledge in modern times, another fisherman told us that Samui fishers use
traditional skills and the capacity of new technology such as radio and radar. All of them still have basic
knowledge of natural reading such as rain clouds, winds, fish behaviours and harvesting seasons,
although being aided by modern equipment.
Besides making a living, natural calamity observation is also a practical skill. For example, indigenous
fishermen have the ability to predict storms and unusuality derived from their ancestral knowledge. They
observe white-tip waves, murky sea horizons, and changing fish behaviours and characteristics of
seawater from the normal situation. This knowledge was proven efficient when the monstrous waves of
the Tsunami hit the Andaman shore in 2004.
An advantage of living close to nature is that the indigenous people are first-hand learners of the
ecological system. Their lives rely heavily on climatic conditions. They learn to use nature and remain
harmonious with the environment. More than just a practice, respect for nature is a mindset that develops
through generations and is deeply rooted in society. Concerning a healthy ecosystem, sea people in the
past moved around during the dry season to allow spawning and rehabilitation. During the monsoon
season, if winds and currents were too strong on one side of the island, they would move and seek
supplies on the wind-protected side. Urak Lawoi develops an essential strategy of foraging trips or bagad
suitable to the area and considers appropriately taking what nature can give. The resting season is as
indispensable as the foraging season. It is in the way of natural resource management.
With the slightest concern for cultural impact, the government forces them to make settlements
permanently and implicitly live a modern lifestyle. An administrative policy of the national parks
affected the livelihood of the indigenous coastal inhabitants in the south of Thailand. The communities
have been transformed from semi-nomadic to settled communities. Indigenous housing made of local,
natural materials such as bamboo, rattan and solid wood has been replaced by permanent buildings such
as concrete or non-local material houses.
After a long debate and negotiation with authority, at the very least, Urak Lawoi can maintain a part of
their semi-nomadic lifestyle and conservation of ecological well-being. Bagad nowadays is performed
as capacity-building to pass on knowledge to the younger generations. It is common that the whole
family travels together to teach the young sea-living skills. The activities include freshwater searching,
crab fishing, tide observing, coastal camping, and other necessary skills. The young children will have
a chance to experience living on a simple bamboo hut and platform. They will learn to live a simple life
without electricity and modern facilities (Figure 3).
The indigenous people pay homage to their ancestors and have the highest respect for nature as their
sacred environment. They perform the ‘Plajak’ festival or ‘Loy Rue’ twice a year. It is a floating
ceremony of a decorative, symbolic boat built from ‘salak’ wood and carrying offerings to pay respect
to their ancestors and to gain prosperity. The indigenous people keep themselves very close to the
ancestral spirits. Figure 4 illustrates another meaningful ceremony known as ‘Tang Pleo’, or cleaning

6

�the graveyard, where families, even from distant villages and cities, gather to commemorate the dead
relatives.

Figure 3 Bagad sites in the chain of islands in Krabi and Trang Provinces. (A) freshwater well, (B) bagad living
ground, and (C) sacred rock (photos by the author)

The relationship between the indigenous people and the sea is complex and delicate. Unplanned
changes cause a lot of social problems and worries. Land ownership disputes, fast-growing tourism and
infrastructure put severe pressure on the livelihood of the indigenous people and society and risk of
knowledge disappearing. A scattering of shipwrecks from the early centuries proves the long history of
the continental coast as a prevailing destination for seafarers and local sea people. In fact, indigenous
knowledge is an excellent source of ocean literacy and understanding of ocean living and conservation.
From the observer’s point of view, this research offers practical indigenous knowledge that can
educate us about ocean literacy and harmonious living. It is about the integration of the indigenous
maritime knowledge that dominates the coastal society and scientific knowledge that is important for
generating general policy and mechanisms (Shaw et al. 2008). Such integration will be an appropriate
application to increase the resilience of coastal communities, but it needs to develop a way to
communicate with both government and local people. No change can be achieved without genuinely
understanding the relationship between people and their social beliefs.

7

�Figure 4 Scenes of grave cleaning ceremony or Tang Pleo at Sungka-U village, Lanta Island, Krabi Province (photos
by author)

Acknowledgements
This paper can only be made a valid case with the support from the Suvarnabhumi Studies Center and Thammasat University.
The funding scheme opens the opportunity to allow the firsthand experience of the indigenous communities in Thailand, which
is not only valuable for the study of maritime history but also for the dynamism of the society in light of the global concern.
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9

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is a wealth of indigenous knowledge we can benefit from. For a long time, Western principles of science have&#13;
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There exists a tension between Western epistemology and indigenous worldview. A question is therefore asked:&#13;
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improving coastal living quality has unavoidable effects on indigenous living. On several occasions, traditional&#13;
knowledge has been proven efficient for friendly living with nature and risk reduction. The ability is, however, on&#13;
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                <text>Komoot, Abhirada Pook. 2023. “We Need to Listen and Watch! Indigenous Knowledge of Living in Concert with the Sea.” Edited by Jennifer Craig, Jay Mok, T. Kurt Knoerl, and Abhirada Komoot. In Proceedings of Fifth Asia Pacific Regional Conference on Underwater Cultural Heritage: Gwangju, The Republic of Korea, November 13-18 2023. The Museum of Underwater Archaeology. URL:</text>
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                    <text>Regional Identity and Local Variety: Plank Configurations in Lashed-lug Boatbuilding
of Southeast Asia
Ligaya Lacsina (University of the Philippines)
Abhirada Pook Komoot (CSEAS, Kyoto University)

ABSTRACT
This short paper is suitable for session 6. It is written to report the result of the recent survey of the lashed-lug
boatbuilding technology in the Southeast Asian region. In addition to desk-based assessments, investigations were
undertaken at Khlong Thom in the south of Thailand, Chau Tan remains in central Vietnam, and Butuan in the
south of the Philippines. This project aims to observe the variety of the lashed-lug boatbuilding to better
understand meaningful, technical connections.
Keywords: lashed-lug boatbuilding, Southeast Asia nautical knowledge, ship comparison
List of Figures
Figure 1. Distribution of archaeological ship remains in Southeast Asia (illustrated by Abhirada Komoot)
Figure 2 Diagram of plank configurations: A) Khlong Thom, B) Punjulharjo, C) Chau Tan and D) Ban Khlong
Yuan (illustrated by Abhirada Komoot)
Figure 3 Diagram of Butuan boat remains, from top: (A) Butuan 1, (B) Butuan 5, (C) Butuan 2, (D) Butuan 4
(illustrated by Ligaya Lacsina).
Figure 4. Conjectural lug-lashing of Butuan 2 and other exclusively doweled planks based on the Punjulharjo boat
lashing example that crosses planks (illustrated by Ligaya Lacsina).
List of Tables
Table 1. Khlong Thom wood ID (UAD report 2019)
Table 2. Punjulharjo wood ID (Abbas 2010; Nugroho 2010)
Table 3. Ban Khlong Yuan wood ID (UAD report 2019)
Table 4. Butuan 1 Wood ID (Lacsina 2016)
Table 5. Butuan 5 Wood ID (Lacsina 2016)
Table 6. Butuan 2 Wood ID (Lacsina 2016)
Table 7. Butuan 2 Wood ID (Lacsina 2016)
Table 8. Plank Configurations

INTRODUCTION
Lashed-lug construction is a distinctive nautical technology that facilitated Southeast Asian regional
networks from the early 1st to the late 2nd millennium CE. It refers to a boatbuilding technique in which
the planks were cleated with lugs and assembled by individual stitching and/or wooden dowels. The
seams of stitches, if any, were only visible inboard. The remains of lashed-lug vessels are distributed
over coastal areas linking mainland and island subregions (Figure 1). Yet, each of the vessels reflect
the unique personality of the boatbuilders. This paper thus hopes to highlight the techno-cultural
diversity and links to realise the complexity that shapes the way our region is today.
Plank features are the most prominent attribute for understanding hull assemblage. The details of the
keel plank designs are focused and have been previously noted (Lacsina and Mochtar 2019). Regarding
plank fastenings, an earlier hypothesis by Adrian Horridge (1982, 1; 32–33; 56–58) posited that the
oldest plank-built boats were held by stitching or sewing without the use of edge dowels. He based this
on the assumption that dowel holes could not be produced without the aid of metal tools, though it must
be noted when he wrote this, no plank boat remnants had been found that predate the use of metals in
Southeast Asia. Pierre-Yves Manguin (1993; 2021) and Sean McGrail (2001) surmised that edge
dowelling was incorporated to supplement stitching, leading to dowelling supplemented by stitching,
until stitching was set aside entirely for exclusive dowel fastening. The reason for shifting to an
exclusive reliance on dowelling is unclear, whether this was the result of technological or arbitrary
choices. Our observations thus present a review of this aspect by sharing the results of a preliminary
1

�comparison of the fastening methods in several examples. It hopes to contribute to the growing dataset
of lashed lug boats and lead to greater insights into their construction.

REGIONAL VARIATION OF PLANK CONFIGURATIONS
This section provides information gathered from existing research and field survey in Thailand,
Indonesia, the Philippines and Vietnam. Eight examples of lashed-lug remains were selected for this
comparison. They are classified into two main categories – those with no edge dowels present and those
with edge dowels. The utilisation of dowels is divided into three distinct methods, stitched-dowelling,
pinned-dowelling, and exclusive dowelling. Illustrative diagrams are produced to present a schematic
configuration of the lashed-lug planking. It should be noted that they are based on approximate
measurements and authors’ observations (Figures 2 and 3).
No Edge Dowels
Khlong Thom (KT)
The remains studied in this paper are based on the report written by the Thai Underwater Archaeology
Division (UAD) during the 2019 investigation (Piromrak 2019). The timber fragments were removed
from the sandy-clay bed of Khlong Thom, near Kuan Luk Pad archaeological site in Krabi Province,
Thailand. Khlong Thom is a waterway giving access to the inner land from the Andaman Sea.
Figure 2A illustrates how the planks feature a narrow face of about 20 centimetres in width and a
thickness of about three centimetres. Lugs are almost the same width but double in thickness. The total
thickness of plank ranges from 9 to 12 centimetres, including lug. Lugs were made at about 40
centimetres gap without a link, except for the keel plank of which the centre was carved into a
longitudinal, narrow ridge linking with the rectangular ones. On the moulding face of the central ridge,
there is an oval-shaped hole. The rectangular shape lugs have a pair of square holes diagonally chiselled
near the upper edge. This differs from the lugs on the keel plank with round holes. The row of lugs
seems to be carved off-centre. The base of the lug is longer than the plank on one side, suggesting a
locking function. On either side of the lugs are a pair of rounded, L-shaped holes, not visible outboard.
The cordage remaining in the holes indicates that planks were secured by stitching with a cross and

2

�Figure 1. Distribution of archaeological ship remains in Southeast Asia (illustrated by Abhirada Komoot).

wrap pattern. A small wedge was hammered in to ensure the knots were tight. No indication of dowels
are seen throughout. Between lugs, the remaining stitching exhibits cordage with a delicate braiding
technique tightened by a piece of wedge.
Table 1. Khlong Thom wood ID (UAD report 2019)
Samples
Descriptions
1
Wooden wedge
2
Caulking/ luting
3
Plank

Species
Mesua ferrea L.
Payena acuminate (Blume) Pierre
Hopea sp.

With Edge Dowels and Stitches
Punjulharjo
The Punjulharjo boat is located on the northern coast of Rembang District, Central Java. It was
accidentally discovered by local villagers during the rehabilitation of the salterns and was investigated
archaeologically between 2008 and 2009 by the Yogyakarta Archaeological Center. An open building
was built in place with an elevated floor to house the wooden remains after Polyethylene Glycol (PEG)
impregnation treatment was done.
A comprehensive diagram of plank configuration is drawn following the measurement conducted by
Agni Mochtar (2018). Figure 2B demonstrates the hull of the Punjulharjo was assembled mainly by
edge dowels and stitching. Tenon and mortise joints also appear in the mix. Mochtar (2018) reports that
the keel plank is 15.6 metres long and has a maximum width of 56 centimetres. It was tapered on both
3

�Figure 2. Diagram of approximate plank configurations of: A) Khlong Thom, B) Punjulharjo, C) Chau Tan and D)
Ban Khlong Yuan (illustrated by Abhirada Komoot).

4

�ends to receive wing-ends. The lugs are mostly flat and rectangular. The largest lug size is 40 by 25
centimetres at midship. Pairs of the rounded holes appear on lugs and next to lugs. On the edge, there
are dowelling holes with uneven intervals. There are sets of several dowelling holes (3-4 holes)
alternating with two pairs of stitching holes. There is no report on the length of dowels or dowel holes.
For the purpose of this paper, the Punjulharjo’s dowel holes in Figure 2C are based on the finding in
CT and BKY, but remain conjectural.
Notably, the documented construction of the Punjulharjo boat depicts the lug-lashing that secured
frames, stringers, beams, and other parts also fastened two adjacent planks to one another,
supplementing the stitching and dowelling (see Manguin 2019, Figure 7a and 7c; Mochtar 2018, Figure
5-10).
Table 2. Punjulharjo wood ID (Abbas 2010; Nugroho 2010)
Samples
1
2
3

Descriptions
Wooden dowels
Plank
Stringer

Species
Melaleuca leucadendron
Palaquium gutta
Scorodocarpus borneensis

Chau Tan (CT)
The Chau Tan ship remains were found by local fishermen off the coast of Quang Ngai, Central
Vietnam. The remains were discovered by accident during a fishing activity in 2011 and are now kept
in a shed at the house of a local collector, Mr. Lam. There is no scientific documentation of the original
context of the site. A team of Japanese researchers processed post-salvage documentation of the
recovered timbers and published their findings in 2017 and 2018 reports (Noriko et al. 2017). The
reports reveal the ship date to be between 663 and 715 CE. This paper adds to existing information
based on the authors’ survey in January 2023.
The Chau Tan planks are relatively large, as seen in Figure 2C, and long. The keel plank measures 41
centimetres at the maximum width and about 22 metres in length. The width of the lugs is almost the
same as the plank width, although the size of the lugs was carved with tapering ends. All holes are round
and about 2.5 to 3 centimetres in diameter. The lug interval is about 40 centimetres, except for the midsection, where the break is about 150 centimetres. Lugs on the keel plank were connected to a narrow
ridge of 14 centimetres maximum width. A pair of through holes are on the ridge at the interval of lugs.
The fastening technique of the Chau Tan boat is stitching and dowelling. A pair of stitching holes appear
on the sides of lugs, alternating with a row of dowels.
Ban Khlong Yuan (BKY)
Ban Khlong Yuan is located east of the peninsula, facing the Gulf of Thailand. It is under the
administration of Chaiya District, Surat Thani Province. The boat remains were found buried in the
terrestrial area, away from the sea. There are 84 pieces of boat remains that were recovered by the
landowners during the reservoir construction in 2002. They are now transferred to the UAD office in
Chantaburi for further analysis. The ship was reported with an approximate dating between 768 and
890 Cal CE (Rahotan 2019).
The diagram (Figure 2D) shows that the broadest part of the keel plank measures about 30 centimetres.
Lug thickness is about 2 centimetres, while the overall thickness of the plank is about 5-6 centimetres.
Lugs were carved along the length with regular intervals of about 35 centimetres and linked by a 10centimetre wide ridge in the middle. Ligature and dowelling holes are round and about 1.5-2 centimetres
in diameter. A pair of ligature holes present next to lugs alternating with rows of dowelling holes. Some
dowels are still intact in the holes.

5

�Table 3. Ban Khlong Yuan wood ID (UAD report 2019)
Samples
1
2

Descriptions
Wooden dowels
Plank

Species
Terminalia mucronata Craib &amp; Hutch.
Hopea sp.

Pinned-dowelling
Butuan 1
The Butuan boat 1 was the first of several lashed-lug boats found in Butuan City, north-eastern
Mindanao, Philippines. It was discovered by salvagers in 1976. A site museum was constructed to house
Butuan Boat 1 in 1980, where it remains to this day. A report states that the wood received Wolmanized
treatment, a pressure treatment used for commercial lumber.
The lugs of Butuan 1 are unique in known lashed lug boats to date. Figure 3A illustrates that they have
three pairs of L-shaped lashing holes on relatively wide lugs. On the keel plank are also three pairs of
lashing holes but on three sets of lugs. Plank fastening was by dowels, with roughly every alternate
dowel locked in place with a wooden pin. The boat remains were measured at a maximum of 10.2
meters in length. The longest piece is the keel plank at 9.74 meters.
Table 4. Butuan 1 Wood ID (Lacsina 2016)
Samples
Descriptions
1
Wooden dowel
2
Plank
3
Wing end

Species
Vatica sp.
Petersianthus quadrielatus, Shorea sp., Vatica sp.
Shorea sp.

Butuan 5
Butuan 5 was first unearthed in 1985, and then recovered in 1986 as part of a regional training course
on archaeological conservation organised by the Association of Southeast Asian Nations (ASEAN
1986). The final ASEAN report describes Boat 5 timbers as being so fragile that they could not be lifted
in one piece. They were cut into fragments, which were reportedly labelled and soaked in a tank of fresh
water in Butuan until PEG could be acquired. Unfortunately, when researchers visited to examine Boat
5’s timbers, they found the water had dried and the wood was warped and dissociated from their labels.
Boat 5 also seems to have unique features, particularly in the lashing holes on the lugs, which run
through the breadth of the lugs (Figure 3B). Its keel plank is also unique in that it does not have
individual lugs, only a continuous ridge that runs the length of the keel plank through which lashing
holes are also bored breadthwise. The hull parts are badly degraded and warped. When Butuan 5 was
excavated, the remains measured 11.5 metres in length, the same as its keel plank. It was found with
eight strakes on one side and seven strakes on the other. Like Butuan 1, some of Butuan 5’s dowels are
locked with wooden pins driven from the inboard of the plank.
Table 5. Butuan 5 wood ID (Lacsina 2016)
Samples
Descriptions
1
All hull parts
2
Frames
3
Wing ends
4
Dowel

Species
Pistacia chinensis
Dimocarpus sp., Vitex parviflora
Pterocarpus indicus
Dimocarpus sp.

Exclusive Dowelling
Butuan 2
The Butuan 2 remains were found by pot hunters in 1977, several months after Butuan 1 was unearthed.
The excavation was carried out by the National Museum of the Philippines in 1977. Butuan 2 was found
6

�Figure 3. Diagram of approximate plank configurations of: (A) Butuan 1, (B) Butuan 5, (C) Butuan 2, (D) Butuan 4
(illustrated by Ligaya Lacsina).

within several metres of Boats 4 and 9, and reportedly Boat 3, though this has yet to be confirmed. It is
currently in storage at the National Museum in Manila, where it was previously on display before the
gallery that contained it was dismantled.
The planks of Butuan 2 only show evidence of dowelling and no apparent locking feature to keep the
planks from separating. Lacsina (2016, 208) has suggested that lashed lugs, as they were applied in the
Punjulharjo Boat, might have also been used here to compress planks together, though this cannot be
7

�Figure 4. Conjectural lug-lashing of Butuan 2 and other exclusively doweled planks based on the Punjulharjo boat
lashing example that crosses planks (illustrated by Ligaya Lacsina).

confirmed due to limited evidence of ligatures in Butuan. The keel plank is the longest piece and
measures 11.3 metres. It has two sets of lugs and two pairs of L-shaped holes (Figure 3C). Individual
lugs on the planks also have two sets of L-shaped holes.

Table 6. Wood ID of Butuan 2 (Lacsina 2016)
Samples
Descriptions
1
All hull parts
2
Wing ends

Species
Hopea sp.
Pterocarpus indicus

Butuan 4
Butuan 4 was found several meters from Butuan 2. A looter’s pit was extended by archaeologists in
2012 to find the remains of this Boat, half of which appear to be missing; the keel plank is sawn cleanly
at this point.
So far, the planks of Butuan 4 appear to only use dowels. There are two pairs of L-shaped lashing holes
on the individual lugs. The keel plank lugs are connected by a continuous ridge running the length of it
Figure 3D.
Table 7. Wood ID of Butuan 4
Samples
Descriptions
1
All hull parts

Species
Vatica sp.

DISCUSSION AND CONCLUSION
While its prominent feature is the protruding lug on the inboard planks, arranged in traversal rows for
fitting and locking frames, our investigation conducts a comprehensive review of the characteristics of
plank modification and assembling methods in several examples in Thailand, Vietnam, Indonesia, and
the Philippines. In closely observing lashed-lug boat remains of the currently documented examples,
the result demonstrates a variety of planking techniques and configurations (Table 8).
Keel plank configurations are notable as they are generally carved in different designs than the other
planks (Lacsina and Mochtar 2019). The most common variation is an individual lug joined by a raised
ridge. The greatest variation can be seen in the Butuan assemblage which include two and three sets of
lugs, a raised edge with no lugs, and the aforementioned lugs joined by a ridge. No raised ridge is
presented in the Punjulharjo’s keel plank. The size of keel planks range between 20 and nearly 40
centimetres. As presented, the Butuan boats’ planks and lugs are narrower compared to others. The keel
8

�plank on the KT is also narrow but lugs were uniquely carved to lock with adjacent planks. All holes
were predrilled and mostly round, except for the KT remains. Lashing holes on the KT lugs feature
square but ligature holes for stitching on the planks, are round.
Lugs were transversely aligned to fasten the full frames. Manguin (2021) provides a technical
proposition that lug lashing on frames, the increased edge dowels and pinning could be a compensation
for plank stitching that disappeared completely from the lashed-lug vessels at the beginning of the 2nd
millennium CE.
Figure 4 presents a hypothetical illustration of the lug lashing based on a key surviving example. The
evidence from the Punjularjo boat reveals cross-plank lashing, in contrast to ethnographic examples
that show lug-lashing is isolated to individual lugs and planks (Horridge 1982, 15, 16). This fastening
technique is believed to have assisted to strengthen the hull and would provide especially significant
reinforcement to exclusively dowelled vessels.
This paper also found that the lashed-lug vessels had the most configurative variation during the late
1st millennium CE. Exclusive stitching was used in the 1st century (KT), even as dowels were used to
supplement stitching in other vessels (Manguin, 2019). An increased use of dowels as a main fastening
occurred toward the second half of the 1st millennium. The use of dowelling appeared in the CT and
Pubjulharjo in the 8th century and the BKY of the 9th century. Only the boats found in Butuan did not
have stitching, only dowelling throughout the 8th and 10th centuries. This finding brings a question of
regional variation: what could be a driving force for these differences? More inclusive approach to
consider materials (i.e., type of wood) and plank modification (i.e., different lug shapes and size of
plank) is necessary.
The variations observed here need further study to learn about the technical performance and
effectiveness of each. A closer observation of the elements of hull construction, scrutinising their
characteristics for previously unnoticed qualities and, if possible, understanding the efficiency of each
fastening technique should follow. In the future, it is hoped to better understand how the technical
variety contributes to the understanding of technological development.
Table 8. Plank Configurations
Dates
Sites
Central ridge on
keel plank
85-229 CE

Khlong
Thom

Vertical ridge,
standing up right

Lugs/ligature holes Ligature
holes on
planks
Narrow/square and Round
round

660-780 CE

Punjulharjo

No ridge

Round

663-715 CE

Chau Tan

Flat with 2 lashing Broad/round
holes on every
interval

Round

715-940 CE

Butuan 2

No. 2 sets of lugs

Round

-

768-890 CE

Ban Khlong
Yuan

Flat with no
lashing holes

Broad/round

Round

775-973 CE

Butuan 4

777-971 CE

Butuan 5

777-988 CE

Butuan 1

Yes, with
Round
individual lugs
Yes, no individual Round
lugs
No. 3 sets of lugs Round

Round

-

9

Plank
assembling

Special
features

2 pairs of
stitching holes
and wedgedstitching
2 pairs of
stitching holes
alternated by a
row of dowels
2 pairs of
stitching holes
alternated by a
row of dowels
Exclusively
dowelled

-Locking
lugs
- visible
wedges
Tenon and
mortise

2 pairs of
stitching holes
alternated by a
row of dowels
Exclusively
dowelled
Pinneddowelling
Pinneddowelling

-

Tenon and
mortise
(wing end)
-

-

�ACKNOWLEDGEMENTS
Our sincere gratitude is extended to Suvarnabhumi Studies Center under the auspices of the Thai Ministry of Higher Education,
Science, Research and Innovation for funding this project. Our partners at the National Museum of the Philippines, and local
authority in Vietnam and Indonesia are appreciated for their assistance.

BIBLIOGRAPGHY
ASEAN. Report on the third intra-ASEAN Archaeological Excavation and Conservation Butuan City, Philippines 16
November–10 December 1986. Manila: ASEAN, 1986.
Horridge, Adrian. The lashed-lug boat of the eastern archipelagoes, the Alcina MS and the Lomblen whaling boats. Maritime
Monographs and Reports. Greenwich: Trustees of the National Maritime Museum, 1982
Lacsina, Ligaya. "Examining pre-colonial Southeast Asian boatbuilding: An archaeological study of the Butuan Boats and the
use of edge-joined planking in local and regional construction techniques." PhD diss., Flinders University, School of
Humanities and Creative Arts, 2016.
Lacsina, Ligaya, and Agni Sesaria Mochtar. ‘The Lashed-Lug Tradition Beyond the Commonalities: A Closer Examination
of Variations in Keel Design within Southeast Asian Shipbuilding Tradition’. In Advancing Southeast Asian Archaeology
2019: Selected Papers from the Second SEAMEO SPAFA International Conference on Southeast Asian Archaeology, Bangkok,
Thailand 2019, edited by Noel Hidalgo Tan. Seameo-Spafa, 2020.https://www.spafajournal.org/index.php/spafapub/issue/
view/136.
Manguin, Pierre-Yves. “Trading ships of the South China Sea. Shipbuilding techniques and their role in the history of the
development of Asian trade networks.” Journal of the Economic and Social History of the Orient 36, no.3 (1993): 253–280.
Manguin, Pierre-Yves. Sewn Boats of Southeast Asia: The Stitched-Plank and Lashed-Lug Tradition. International Journal
of Nautical Archaeology, 48(2), 2019, 400-415. doi:10.1111/1095-9270.12367
Manguin, Pierre-Yves. “The assembly of hulls in Southeast Asian shipbuilding traditions: from lashings to treenails”, in Giulia
Boetto, Patrice Pomey &amp; Pierre Poveda (Eds), Open Sea / Closed Sea: Local and Inter-Regional Traditions in Shipbuilding
(Proceedings of the Fifteenth International Symposium on Boat and Ship Archaeology, Marseille 2018, ISBSA 15),
Archaeonautica, 21, 2021, pp. 135–138.
Mcgrail, Sean. Boats of the world. Oxford: Oxford University Press, 2001.
Mochtar, Agni Sesaria. "The Seventh-Century Punjulharjo Boat from Indonesia: A study of the early Southeast Asian lashedlug boatbuilding tradition." PhD diss., Flinders University, College of Humanities, Arts and Social Sciences, 2018.
Noriko, Nishino, Toru Aoyama, Jun Kimura, Nokami Takenori, and Le Thi Lien. Nishimura Masanari’s Study of the Earliest
Known Shipwreck Found in Vietnam. Asian Review of World Histories, 5, no. 2 (2017): 106-122.
Piromrak, Napat. Report on the Survey of Lashed-Lug Remians in Khlong Thom Tai Subdistrict, Khlong Thom District, Krabi
Province 2019, Research Unit, Underwater Archaeology Division, Fine Arts Department, 2019 (in Thai and unpublished).
Rahotan, Wongsakorn. Preliminary Report on the Survey of Lashed-Lug Remains in Ban Klong Yuan, Surathani Province
2019, Research Unit, Underwater Archaeology Division, Fine Arts Department, 2019, (in Thai and unpublished).

10

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                    <text>Tracking environmental and historical footprints on Clarence:
Comparative XRD analysis of clay-rich sediment samples
from a 19th century wreck site in Port Phillip Bay, Victoria, Australia
Adele Zubrzycka and Anthony J. Barham
Archaeology and Natural History
School of Culture, History and Language
ANU College of Asia and the Pacific
The Australian National University
ACT 0200 Australia
E-mail: a.zubrzycka@gmail.com

Ulrike Troitzsch
Earth Materials Group
Research School of Earth Sciences
ANU College of Physical and Mathematical Sciences
The Australian National University
ACT 0200 Australia

Abstract
Little is known about shipbuilding in Australia in the early to mid 19th century. Under the
Australian Research Council (ARC) funded Australian Historic Shipwreck Preservation
Project (AHSPP) (www.ahspp.org.au), underwater excavations were carried out in AprilMay 2012 on the historic trading schooner Clarence, wrecked in shallow waters at Port
Phillip Bay, Victoria in September 1850. During excavations, cores collected by lead
investigator Peter Veth and principle investigator Vicki Richards were found to contain
clay-rich sediment, thought to be ballast. This discovery stimulated investigations of the
micro-sedimentary environments and taphonomy associated with the vessel, especially
fine-grain sediment supply to the wreck and current and tidal influences on the stability
of sediments lodged in and around the site. In order to address these questions,
sediment samples were collected from the wreck, seabed and adjacent shorelines. Clay
fractions were analysed at the Australian National University (ANU) using X-Ray
Diffraction (XRD). Key objectives were to compare mineral signatures in the 'ballast'
from clay-rich sources on the seabed and coastal foreshores possibly incorporated as
the vessel foundered. Results successfully differentiate a) individual samples by seabed
location and b) “ballast” samples in the wreck structure from sampled points around the
wreck. The findings suggest that fine sediment within the Clarence shipwreck is likely to
be clay ballast, emplaced at some point during the schooner's working life. The results
also inform questions regarding the longer-term conservation of Clarence and similar
wrecks located in Australian and Southeast Asian shallow-water settings.
1

�Key words: Clarence, Shipwreck, X-ray Diffraction, Sediment, Ballast, Schooner,
Conservation.
Introduction
Clarence, one of Australia's best preserved carvel-built, two-masted wooden trading
schooners (Gesner, 1985), was constructed on the Williams River in New South Wales
by Sydney merchants Gordon Sandernais and Thomas Ayers in 1841 (Coroneos, 1991).
At the time, the Williams River shipbuilding industry was in its early stages of growth,
producing unique examples of early shipbuilding techniques in Australia (Taylor, 1977).
Small wooden coastal trading vessels were integral to the survival and development of
Australia in the early to mid-19th century before the adoption of steam transport (Taylor,
1977). For the next nine years, Clarence worked as a trade vessel, transporting goods
and passengers to and from Victoria, New South Wales and Tasmania. On the 2nd of
September 1850, the vessel foundered on a sand bank in Port Phillip Bay while
transporting sheep and other goods from Melbourne to Hobart. The vessel remained
partially submerged for a number of years until eventually retreating to the sea floor
(Gesner, 1985). In the mid-1980s the wreck, now protected under the Victorian Heritage
Act 1995, was rediscovered and its historical and archaeological significance
acknowledged as a result of investigations conducted by the Maritime Archaeology
Association of Victoria (MAAV) (Gesner, 1985; Harvey, 1986, 1989). These findings
were subsequently reported to the Maritime Archaeology Unit (MAU) of the Victoria
Archaeology Survey (VAS). In turn, an environmental monitoring program and report
was compiled by Coroneos (1991). Today the wreck is located in shallow waters (4-5 m
deep) where natural processes and small vessel anchorage are negatively impacting
the vessel's structural preservation. In April-May 2012, in accordance with the United
Nations Educational, Scientific and Cultural Organisation (UNESCO) Convention on the
Protection of the Underwater Cultural Heritage, the first phase of excavation, reburial
and in-situ preservation of Clarence was undertaken by the ARC funded AHSPP.
During excavations, it was apparent that there was a shallow layer of loose marine
sediment overlying a dense clay-rich unit (appearing to have retained marks possibly
2

�produced by bucketing of clay into the hold of the schooner) (Veth et al., 2013) lodged
within the vessel structure on top of the schooner's ceiling timbers, between 30-50 cm in
depth (Taylor, 2013). A number of finds including cask staves and lids; coir cordage;
leather patches and other items were also found within the clay deposit (Veth et al.,
2013). Chief investigators Peter Veth, Vicki Richards and project diver Mike Nash,
collected cores of the deposit and sediment in and around the wreck. Although clay is
proposed to have been a popular form of ballast material in the 19th century (Taylor,
2013), little contemporary or historic material exists regarding its use in Australia. This
material makes it difficult to pinpoint particular locations in which clay was collected or
how widespread the practice was. If clay-rich sediments are confirmed to be ballast,
Clarence could be the first example of a clay ballasted vessel to be located and
sampled in the country (Veth et al., 2013).
This discovery and questions surrounding future
preservation of the wreck stimulated
investigations into micro-sedimentary
environments and taphonomy associated with
the site and the stability of sediments lodged in
and around the wreck. Key objectives were to
compare mineral signatures in the 'ballast' from
clay-rich sources on the seabed and coastal
Fig. 1 Short core and grab sample locations
in the wreck of the Clarence. (A. Khan)

foreshores to confirm the likelihood of clay-rich
sediments being ballast. In order to address

these questions, sediment samples were collected from the surrounding onshore
landscape and analysed using XRD in March 2013 along with samples collected in
April-May 2012 from the wreck and adjacent seabed at the Research School of Earth
Sciences (RSES), ANU. This analysis was also undertaken to identify the extent of
sediment preservation or damage within the wreck. XRD is considered a cheap, fast
and relatively effective method for identifying and analysing clay minerals. Although
some criticisms have been made in regards to its overall accuracy, if correct
precautions are taken it can be a useful tool in identifying clay mineral variations in
sediments (Kahle et al., 2002).
3

�Procedures and Methods
Sample Sets and Sampling and Preparation Techniques.
Initial XRD analysis was carried out on nine sediment samples collected by project
divers as part of the Clarence excavations.


Set A: CLI1-0006-9. Samples retrieved as either grab samples or undisturbed
cores from the wreck site. Locations are shown in (Fig. 1).



Set B: CLI2-0001-4 and CLI2-0010. Samples retrieved as either grab samples or
undisturbed cores from the seabed surrounding the wreck. Locations are shown
in (Fig. 1).

XRD analysis was then carried out on 15 samples taken from offshore geography
directly associated with Port Phillip Bay during a field trip to the area in March 2013. At
the Clarence site, the major mechanism by which terrestrial-derived fine grain
sediments enter the near shore zone will be run-off plumes after heavy rain. Cliff
collapse and direct wave erosion of regolith at cliff bases will make minor contributions
(Cardno, 2011). The bedrock and saprolites sampled also approximate the range of
deposits likely to be forming seabeds around and beneath the locations where Clarence
foundered. The following samples were collected based on the above assumptions.


Set C: SPA1-15. 50-200g of well sorted deposits were collected from five
locations across the headlands of Port Arlington and St Leonards (Fig. 2) and
stored in clear zip-lock bags. Samples were retrieved from exposures and
sections along low cliffed shorelines and one low elevation intertidal clay-pan.
Locations and sampling design aimed to produce representative examples of
sediments in the complex weathered geology and regolith of Bellarine shorelines,
which are actively eroding and releasing sediments into the near shore zone.



SPA1-5 and 12-15 were collected from eroding cliff sections.



SPA 6 and 7 were collected from an intertidal weathered outcrop.



SPA 8, 9 and 10 were collected from Edwards Point, where a salt-pan and
mudflat are situated. This site was chosen and sampled as an example of a
sediment sink where fine clay-silts have settled from an intertidal water column
4

�behind a bay bar sand barrier. These provide a first-order proxy for
sediments/clay mineralogies likely to deposit out of the Port Phillip Bay water
column.


SPA11 was sampled from St Leonards Beach, seaward of the adjacent mudflat
at Edwards Point.

Methods
Analysed sediment from Set A was
carefully removed from cores in order
to avoid contamination of clay-rich
deposits with overlying loose marine
sediment. Analysed sediment from
Set B was sampled at 2cm intervals
in order to collect a representative
sample of surface and underlying
sediments on the sea floor. Therefore,
XRD analysis on all Set B samples
(except CLI2-0004 and CLI2-0010)

Fig. 2 Locations of SPA1-15 sediment samples
surrounding Port Phillip Bay. (Google Earth, 2013)

was conducted twice per core and conducted on all aspects of the sample, including
miscellaneous marine sediment. Analysed sediment from Set C was prepared in order
to produce an accurate representation of coastal landscape formations. All remaining
sediment from Sets A, B and C were retained in separate storage containers at the
RSES, ANU. All sample sets were prepared and analysed using powder XRD and clay
separation methods. Powder XRD was carried out with a SIEMENS D501 BraggBrentano diffractometer equipped with a graphite monochromator and scintillation
detector, using Cu K-alpha radiation. Bulk samples were milled for 10 min in ethanol
with a McCrone Micronizing Mill, and dried at 40°C. Samples were suspended on a
side-packed sample holder and analysed from 2 to 70° 2-theta, at a step width of 0.02°
5

�and a scan speed of 1° per minute. Clay separation was performed by the settling
method and samples prepared according to the Millipore Filter Transfer Method (Moore
and Reynolds, 1997). Clay samples were analysed after Mg-saturation (scan range 242° 2theta, step width 0.02°, scan speed 1°/min), saturation with ethylene glycol (2-32°,
0.02°, 1°/min), and heating to 350°C (2-28°, 0.02°, 1°/min) and to 550°C (2-28°, 0.02°,
1°/min). Results were interpreted using the Bruker AXS software package Diffracplus
Eva 10 (2003) for identification, and Siroquant V3 for quantification (using the bulk scan).
Results
Results are shown in Tables 1, 2 and 3 and Fig. 3. Table 1 represents results from Set
A, collected from within the wreck. Table 2 represents results from Set B, collected from
the sea floor surrounding the wreck site. Table 3 represents results from Set C,
collected from surrounding coastal geologies in Port Phillip Bay. Fig. 3 illustrates
variations in mineralogical compositions in Sets A and B, specifically with regards to
kaolinite, plagioclase and
clinopyroxene quantities.
Small quantities of vermiculite
were present throughout all
sample sets: Set A contained
an average of 0.50 ± 0.03%,
one sample in Set B contained
0.4% vermiculite and three
samples in Set C contained
traces of the mineral (SPA5,
0.1%, SPA7, 0.4% and SPA 14, Fig. 3 Mineralogical percentages of kaolinite, plagioclase and
0.6%). Calcite and aragonite

clinopyroxene in Sets A and B. (A. Zubrzycka)

were not well represented in Set A, however CLI-0009, contained 5.1% calcite and 6.2%
aragonite. Quartz, likely to be associated with loose sand particles from the surrounding
seabed, was abundant in Sets A (Mean (M) = 29.9 ± 6.0%) and B (M = 27.5 ± 1.0%).
Sets A and B contained halite that can be attributed to trace levels of salt water retained
in samples during preparation. Small quantities of illite/smectite were present in the
6

�majority of Set B samples (M = 0.4 ± 0.3%) while only one sample in Set A, CLI-0005,
contained the clay mineral (5.6%). The presence of clinopyroxene was unique to Set A
samples CI10008 (13.8%) and CLI10009 (7.7%), which were collected in direct
association with clay-rich deposits in the wreck (Fig. 3). Large quantities of kaolinite
were present in Set A (M = 43.7 ± 16.7%). In comparison, Set B samples were clay poor,
containing only trace levels of kaolinite (M = 1.1 ± 0.2%) (Fig. 3). Plagioclase was
present in both Set A and B with Set A containing an average of 6.8 ± 7.9% and Set B
an average of 2.7 ± 0.5% (Fig. 3). Calcite and aragonite were found in abundance in Set
B (M = 51.2 ± 2.5% and 13.5 ± 0.8%, respectively).
All Set C samples, except SPA11 (beach sand), were clay rich and contained little to no
traces of feldspars, such as plagioclase (0%) and K-feldspar, which was only present in
SPA3 (1.8%). In comparison, Set A contained an average of 3.3 ± 2% K-feldspar. Only
one sample in Set C, SPA10, contained aragonite (15.3%) probably associated with a
midden deposit or activity associated with higher sea levels or storm surges. Clay
fractions from SPA1 and 8 were dominated with illite/muscovite (27.4% and 32.9%,
respectively). Clay fractions from SPA4 (74.3%), SPA5 (89.3%), SPA6 (85.6%) and
SPA15 (87.8%) were dominated by kaolinite. SPA7 contained the largest quantity of
kaolinite at 96.3%. Overall, the mean quantity of kaolinite within Set C was 40.1 ± 37.8%
(as opposed to M = 43.7 ± 16.7% in Set A and 1.1 ± 0.2% in Set B). SPA2 was
dominated by goethite (52.6%), which was not present in Set A or B. Set C contained a
mean average of 24.8 ± 25.3% quartz. This average was reached by excluding SPA11,
a sample of beach sand containing 97.7% quartz. Average quartz quantities in Set C
including SPA11 is 29.7 ± 30.8%. Anatase was present in SPA4 (3.9%), SPA5 (4.6%),
SPA6 (2.9%) and SPA 7 (2.7%), all collected from low lying cliff sections. Because a
number of samples, especially those within data sets A and B contained halite and/or
calcite inaccurate results relating to quantification of minerals and clays in the final
stages of data analysis were present. In order to account for these irregularities total
clays with and without these minerals have been included in all tables.

7

�Discussion
The hypothesis that clay deposits accumulated in Clarence after becoming submerged
in its present position as a result of slack water “fines settling” within the vessel is
inconsistent with data accumulated from the XRD analysis of all samples. This can be
observed by comparing mineralogical variability and clay quantities from all sample sets,
especially those in Set A and B. Some of the most significant results came from
samples CLI1-0008 and CLI1-0009, collected from clay-rich deposits thought to be
ballast. These were the only collected and analysed samples to contain clinopyroxene.
All samples in Set A contained high percentages of kaolinite, however, CLI1-0008 and
0009 contained significantly less kaolinite (21.1% in CLI1-0008 and 32.3% in CLI1-0009)
than analysed samples collected from the wreck, which contained an average of 55.1 ±
6.5% kaolinite (Fig. 3). CLI1-0008 and 0009 also contained higher quantities of
plagioclase and K-feldspar than other samples (see Table 1 and Fig. 3). Thus, clay-rich
sediment, thought to be ballast, found near the schooner's ceiling planking contains a
unique mineralogical composition compared to other sampled sediments within the
wreck structure. The hypothesis that clay-rich sediments may have accumulated on the
wreck over time, taking on the appearance of clay ballast, is also unlikely based on
results from Set B. If clay rich sediments derived from the surrounding landscape had
settled on the wreck via storm surges or tidal and current activity, it is likely that similar
clay minerals would be present on the adjacent seabed. However, low quantities of
kaolinite and a complete lack of clinopyroxene in Set B suggest that this is not the case
(Fig. 3).
XRD results from Set C also indicate that there is no mineralogical relationship between
sediments collected from surrounding coastal geologies and clay-rich sediments found
within the wreck. In regards to the stability of sediments within the wreck, comparing
mineralogical data from sample Sets A and B indicates that bioturbation and damaging
ocean currents have had minimal effect on what may be in situ clay sediments directly
associated with the wreck. This can be observed via the presence of calcite in Set A
where the mineral is only present in CLI-0009 (5.1%). However, biased sample

8

�preparation in the lab may be associated with this result, i.e. shell fragments and other
material being removed from Set A and B samples prior to milling.
Conclusion
The wreck of the Clarence can provide researchers with valuable information on the
history of shipbuilding and ballast use in Australia during the early to mid-19th Century.
The location of the wreck also carries the potential to inform researchers of the
detrimental effect environmental and anthropogenic activity may have on the survival of
the Clarence and other wrecks in similar locations. The discovery of clay-rich sediment
during the 2012 excavation gave researchers a unique opportunity to investigate both of
these questions using identical methodologies. Results from XRD analysis successfully
differentiated samples collected from the seabed adjacent to the wreck, clay-rich
sediments collected within the wreck and sediment collected from the surrounding
coastline. This suggests that clay-rich sediments are unlikely to have been transported
to the wreck via factors such as storm surges or ocean currents carrying fine grained
sediments from the adjacent coastline. Findings suggest that clay sediment within the
Clarence shipwreck is likely to be clay ballast or another form of clay material, emplaced
in the vessel at some point during its working life. Results were further emphasised due
to the presence of clinopyroxene, plagioclase and kaolinite in samples directly
associated with clay-rich deposits found near the hull of the vessel. The survival of clayrich sediment within the wreck suggests that although natural and anthropogenic activity
can have a detrimental effect on the preservation of underwater cultural heritage, it is
possible for archaeologically significant material to be well preserved within these
contexts. In order to reach a more definitive conclusion on the likelihood that clay-rich
deposits are indeed ballast, more data from Australian built wrecks and archival material
is required. It is also suggested that further comparative analysis of clay-rich sediments
found on the wreck and the surrounding landscape be undertaken using alternative
analytical methods.

9

�References
Cardno, 2011. Sediment Transport Modelling – Great Sands, Port Phillip.
RM2271/LJ5518 Version 1.0. Report prepared for Port of Melbourne Corporation, 6
March 2011, Cardno Victoria Pty Ltd, Collingwood, Victoria.
Coroneos, C., 1991. Historical Shipwreck, The Clarence (1841-1850) Conservation Plan.
Unpublished report submitted to the Victoria Archaeological Survey, Melbourne, Victoria.
Gesner, P., 1985. Clarence Report: Historical Documentation. Unpublished report
submitted to the Victorian Archaeological Survey, Melbourne, Victoria.
Harvey, P. 1986. A Pre-disturbance Survey of the Shipwreck Clarence in Port Phillip.
Unpublished report submitted to the Victorian Archaeological Survey, Melbourne,
Victoria.
Harvey, P. 1989. Excavation of the Shipwreck Clarence: Port Phillip Bay, October 1987.
Unpublished report submitted to the Victorian Archaeological Survey, Melbourne,
Victoria.
Kahle, M., Kleber, M. and Jahn, R., 2002. Review of XRD-based quantitative analyses
of clay minerals in soils: The suitability of mineral intensity factors. Geoderma, Vol. 109
(3-4): 191-205.
Moore D. M., and Reynolds, R. C., 1997. X-ray Diffraction and the Identification and
Analysis of Clay Minerals. 2nd edition, Oxford University Press.
Taylor, P., 2013. Shipwrecks: A Practical Guide to Research and Discovery. Scuttlebutt
Press, Australia.
Veth, P., Philippou, C., Richards, V., Staniforth, M., Rodrigues, J., Khan, A., Creagh, D.,
Viduka, A., Barham, A., MacLeod, I., and Harvey, P., 2013. The Australian Historic
Shipwreck Preservation Project 2012: First report on the background, reburial and insitu preservation at the Clarence (1841-50). Bulletin of the Australasian Institute for
Maritime Archaeology, Vol. 37: 1-19.

10

�Biography
Adele Zubrzycka is a Masters of Archaeological Science candidate at the Australian
National University. Her Masters thesis examined built structures and material culture
associated with the first Presbyterian mission station established in Vanuatu (1848). Her
research interests lie in historical archaeology with an emphasis on the colonial period
in South Asia, specifically the production and trade of indigo in India.

Anthony Barham is a geoarchaeologist by training with a specific interest in landscape
stratigraphy and archaeological site environments. His research spans Regolith and Soil
Science, Quaternary Science and Archaeology. He has a long-standing interest in the
Holocene geomorphological development and human occupation record of Australian
tropical coastlines, especially regional syntheses of archaeological and
palaeoenvironmental records in Torres Strait, and recently on the Kimberley coast of
Western Australia (WA). Current research includes evaluating impacts of past tsunami
events (and cyclone storm surges) in WA using archaeological data sets.

Dr Ulrike Troitzsch is the X-ray Diffraction Laboratory Manager at the Australian
National University, Canberra. Her thesis was based on the crystal structure and
thermodynamic properties of titanite solid solution Ca(Ti,Al)(O,F)SiO4. Her research
interests lie in experimental and metamorphic petrology, mineralogy, crystal chemistry,
solid solutions, ceramics granites and migmatites crystal structure determination and
refinement.

11

�CLI1-0005

CLI1-0006

CLI1-0007

CLI1-0008

CLI1-0009

Location

Close
to Near keelson, Centre
ceiling
stern end
wreck
planking near
foremast
stump

of Close
to Near
ceiling
ceiling
planking, bow
planking near end
foremast
stump

Goodness of
2
fit X

3.16

3.80

3.31

4.09

3.55

Quartz

34.9

22.5

25.2

36.6

30.4

Plagioclase

-

3.9

2.3

20.2

7.9

K-feldspar

-

3.6

3.2

4.8

5.0

Halite

1.2

5.9

2.5

0.5

0.6

Calcite

-

-

-

-

5.1

Illite/smectite

5.6

-

-

-

-

Vermiculite

-

0.2

0.7

0.6

0.8

Aragonite

-

-

-

-

6.2

Gypsum

-

-

-

-

2.1

Illite/muscovite

10.4

7.0

5.5

2.4

1.9

Kaolinite

47.9

56.9

60.6

21.1

32.3

Clinopyroxene

-

-

-

13.8

7.7

Total

100

100

100

100

100

Total clay

63.9

64.1

66.8

24.1

35.0

Total clay w/out
carbonates or
halite

64.7

68.1

68.5

24.2

39.7

Minerals

Table 1 CLI1 samples collected from the Clarence wreck site, April/May 2012. (A. Zubrzycka)

12

�CLI20001 0-2
cm

CLI2CLI-0002
0001 2-4
cm

CLI20003 0-2
cm

CLI20003 2-4
cm

CLI20004

CLI20010

Location

Stern
end,
starboard
side.

Stern
end,
starboard
side.

Bow end,
Stern
starboard
end,
starboard side.
side.

Bow end,
starboard
side.

Bow end, Bow end,
port side. port side.

Goodness of
fit X2

2.76

2.55

2.52

2.43

2.47

2.29

2.38

Quartz

28.5

30.6

28.4

28.7

25.4

24.8

26.1

Plagioclase

2.5

3.0

3.8

2.7

2.3

2.7

2.2

Halite

1.3

0.6

1.2

1.0

1.6

0.9

1.1

Calcite

51.3

48.7

48.2

49.3

53.6

54.7

52.5

Dolomite

1.6

1.1

1.1

1.2

1.0

1.0

1.2

Aragonite

12.5

12.5

14.2

14.7

13.6

13.3

13.9

Vermiculite

-

0.4

-

-

-

-

-

Illite/muscovite 1.3

1.0

1.5

0.5

1.2

1.0

1.8

Illite/smectite

-

1.0

0.5

0.3

0.4

0.3

0.3

Kaolinite

1.0

1.1

1.1

1.6

0.9

1.3

0.9

Total

100

100

100

100

100

100

100

Total Clay

2.3

3.5

3.1

2.4

2.5

2.6

3.0

Total clay
w/out
carbonates
and halite

6.9

9.4

8.8

7.1

8.3

8.6

9.6

Minerals

Table 2 CLI2 samples collected from adjacent sea floor associated with the Clarence wreck site,
April/May 2012. (A. Zubrzycka)

13

�SPA1 SPA2 SPA3 SPA4 SPA5 SPA6 SPA7 SPA8 SPA9

Goodness
of fit X2

SPA1 SPA1 SPA1 SPA1 SPA1 SPA1
0
1
2
3
4
5

2.97 2.55 3.39 3.57 4.85 4.51 5.15 4.32 4.07 3.42 3.04 3.89 3.99 4.59 4.51

Minerals
Quartz

44.1 28.1 64.9 -

0.5

0.3

-

14.9 13.9 25.9 97.7 74.4 55.4 17.6 8.4

K-feldspar

-

-

-

-

-

-

-

-

-

-

-

Goethite

10.7 52.6 -

1.6

3.4

7.4

-

-

-

-

-

-

10.9 14.9 -

Hematite

-

-

-

14.8

3.1

-

-

-

-

2.3

2.8

-

-

-

Halite

-

-

-

5.4

1.8

0.7

0.6

14.7 42.8 9.4

-

-

-

-

1.9

Calcite

14.7 4.4

6.5

-

-

-

-

1.8

-

11.0 -

-

-

-

-

Aragonite

-

-

-

-

-

-

-

-

-

15.8 -

-

-

-

-

Gypsum

-

-

1.6

-

-

-

-

1.3

3.7

1.5

-

1.1

0.7

-

-

Smectite

-

9.6

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.1

-

0.4

-

-

-

-

-

-

0.6

-

Vermiculite -

-

1.8

-

-

Illite/
muscovite

27.4 3

20.8 -

0.30 -

-

32.9 16.8 18.8 -

-

-

1.9

1.9

Illite/
smectite

-

-

-

-

-

-

17.5 10.6 7.5

-

-

-

-

Kaolinite

3.1

2.3

4.4

74.3 89.3 85.6 96.3 16.9 12.2 10.1 -

21.7 33.0 65.0 87.8

Anatase

-

-

-

3.9

-

Total

100

100 100 100 100

Total Clay

30.5 14.9 25.2 74.3 89.7 85.6 96.7 67.3 39.6 36.4 0.0

Total clay 35.8 15.6 27
w/out
carbonates
and halite

4.6

-

2.9

2.7

-

-

-

-

-

-

-

100 100 100 100 100 100 100 100 100

78.5 91.3 86.2 97.3 80.6 69.2 57.1 0.0

100

21.7 33.0 67.5 89.7
22.3 33.0 67.5 91.4

Table 3 SPA samples collected from geology surrounding Port Phillip Bay, March 2013. (A.
Zubrzycka)

14

-

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                  <text>Session 7: Preservation and Conservation of Wet Archaeological Materials and Site Management </text>
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                  <text>Interview with Session 7 chairs Vicki Richards and Jon Carpenter and links to the papers presented in the session.</text>
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                  <text>This session will focus on in-situ preservation and conservation management issues, conservation analyses and treatments, and applied conservation research of archaeological materials from freshwater, marine and wet terrestrial sites. The main purposes of this session are to encourage the exchange of ideas and practices as well as the development of conservation networks throughout the region. Presentations, posters and workshops are invited that address any of the following areas:&#13;
â€¢ In situ preservation of marine archaeological materials, including reburial practices&#13;
â€¢ Conservation management of shipwreck sites, including on-site monitoring&#13;
â€¢ Conservation treatment case studies&#13;
â€¢ Research into the analysis and treatment of wet archaeological materials&#13;
â€¢ Review of the status of wet archaeological conservation programs in the Asia Pacific region&#13;
â€¢ Development of collaborative conservation research and treatment programs Suggestions for additional topics are welcomed by the session organizers. </text>
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                <text>Tracking environmental and historical footprints on Clarence: Comparative XRD analysis of clay-rich sediment samples from a 19th century wreck site in Port Phillip Bay, Victoria, Australia</text>
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                <text>Little is known about shipbuilding in Australia in the early to mid 19th century. Under the Australian Research Council (ARC) funded Australian Historic Shipwreck Preservation Project (AHSPP) (www.ahspp.org.au), underwater excavations were carried out in April- May 2012 on the historic trading schooner Clarence, wrecked in shallow waters at Port Phillip Bay, Victoria in September 1850. During excavations, cores collected by lead investigator Peter Veth and principle investigator Vicki Richards were found to contain clay-rich sediment, thought to be ballast. This discovery stimulated investigations of the micro-sedimentary environments and taphonomy associated with the vessel, especially fine-grain sediment supply to the wreck and current and tidal influences on the stability of sediments lodged in and around the site. In order to address these questions, sediment samples were collected from the wreck, seabed and adjacent shorelines. Clay fractions were analysed at the Australian National University (ANU) using X-Ray Diffraction (XRD). Key objectives were to compare mineral signatures in the 'ballast' from clay-rich sources on the seabed and coastal foreshores possibly incorporated as the vessel foundered. Results successfully differentiate a) individual samples by seabed location and b) â€œballastâ€ samples in the wreck structure from sampled points around the wreck. The findings suggest that fine sediment within the Clarence shipwreck is likely to be clay ballast, emplaced at some point during the schooner's working life. The results also inform questions regarding the longer-term conservation of Clarence and similar wrecks located in Australian and Southeast Asian shallow-water settings.</text>
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                <text>Adele Zubrzycka </text>
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                <text>Anthony J. Barham</text>
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              <elementText elementTextId="713">
                <text>Ulrike Troitzsch, in Van Tilburg, H., Tripati, S., Walker Vadillo, V., Fahy, B., and Kimura, J. (eds.)</text>
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                <text>5/15/2014</text>
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                    <text>Kānehūnāmoku: Indigenous Cultural Landscapes and
Biocultural Resources in Hawai‘i and the Pacific

Trisha Kehaulani Watson
Honua Consulting
4348 Waialae Ave. #254
Honolulu, HI 96816
E-mail: watson@honuaconsulting.com

William Ailā Jr.
Department of Land and Natural Resources
State of Hawai’i
E-mail: William.j.aila@hawaii.gov

Kepa Maly
Culture and Historic Preservation for Pūlama Lāna‘i
E-mail: kepa@kumupono.com

AdiMeretui Ratunabuabua
Pacific Islands Museums Association
E-mail: pimachair@gmail.com

Abstract
Responding to the effort to protect both natural and cultural resources within the marine
environment for the benefit of present and future generations, state and federal resource
management agencies have been re-examining their cultural resource preservation mandates.
1

�New understanding of cultural heritage, marine cultural resources, tribes, indigenous peoples,
and cultural landscapes is beginning to emerge. It is clear that “all traces of human existence
that lie under water and have a cultural or historical character” (UCH) includes much more than
simply shipwrecks and aircrafts. The potential for these new definitions to engage local
communities and associated disciplines and to address biocultural conservation needs is great,
particularly for indigenous communities in Hawai‘i and the Pacific who are currently undertaking
extraordinary efforts to plan for and protect their resources from climate change and other
environmental threats. By integrating indigenous cultural landscapes and their related
biocultural resources into a dynamic paradigm on underwater cultural heritage, the field looks to
gain allies across stakeholder groups and develop its relevancy for younger generations, thus
helping to ensure long-range traction for the preservation of all underwater heritage resources.
Participants in this session focus on policy and research issues in indigenous cultural
landscapes, and the dynamic nature of cultural heritage management in Hawai‘i and across the
Pacific.

Keywords: Natural Resources, Cultural Resources, Cultural Heritage, Marine, Resource
Management, Preservation, Indigenous Peoples, Cultural Landscapes,
Introduction
Underwater Cultural Heritage refers to all traces of human existence having a culture, historical
or archaeological character, which have been partially or totally under water, periodically or
continuously, for at least 100 years (UNESCO, 2001). For indigenous peoples in the Pacific,
who have lived of and with the ocean as their cultural seascapes for millennia, a substantial
amount of their cultural heritage is linked to the sea and submerged resources.

These

heritages, like other underwater resources, are in grave peril.As a result of the advocacy by
groups worldwide, issues pertaining to the cultural resources of indigenous peoples have
increased in import and visibility. Responding to this effort to protect both natural and cultural
resources within the marine environment for the benefit of present and future generations, state
and federal resource management agencies have been re-examining their cultural resource
preservation mandates. New understanding of cultural heritage, marine cultural resources,
tribes, indigenous peoples, and cultural landscapes is beginning to emerge. This new
understanding reflects calls for enhancements of the Rights of Indigenous People. It is clear
that “all traces of human existence that lie under water and have a cultural or historical
character” (UCH) includes much more than simply shipwrecks and aircrafts, but a rich array of
cultural resources valued by Indigenous Peoples.

2

�The potential for these new definitions to engage local communities and associated disciplines
and to address biocultural conservation needs is great, particularly for indigenous communities
in Hawai‘i and the Pacific who are currently undertaking extraordinary efforts to plan for and
protect their resources from climate change and other environmental threats. By integrating
indigenous cultural landscapes and their related biocultural resources into a dynamic paradigm
on underwater cultural heritage, the field looks to gain allies across stakeholder groups and
develop its relevancy for younger generations, thus helping to ensure long-range traction for the
preservation of all underwater heritage resources. Participants in this session will focus on
policy and research issues in indigenous cultural landscapes, and the dynamic nature of cultural
heritage management in Hawai‘i and across the Pacific.The goal of this paper is to articular the
status of cultural heritage activities in the U.S. and the Pacific and then provide a range of
examples of how different local areas have used planning documents to guide communitybased preservation activities. Through this comparison and the illustration of local examples, a
promising intellectual landscape emerges. While there are certainly challenges in the field, it is
nonetheless a time of great promise and potential. Cultural heritage in the Pacific is rich and
dynamic, but there is still a great deal of work to be done if managers are to fully embrace the
potential of this heritage. The reference to Kānehūnāmoku is intended to reflect that history and
potential. Kānehūnāmoku is the secret land of Kāne. A mythical land of the gods, it is a valued
resource associated with Hawai‘i’s cultural heritage.

In myth Kane and Kanaloa are represented as gods living in the bodies of men in
an earthly paradise situated in a floating cloudland or other sacred and remote
spot where they drink awa and are fed from a garden patch of never-failing
growth. Often this land is located upon one of the twelve sacred islands under
the control of Kane believed to lie off the Hawaiian group "within easy reach of
and having frequent intercourse with it." These islands are frequently mentioned
in ancient chants and stories before the last Paao migration from Tahiti. Today
they are called the "lost islands" or "islands hidden by the gods." At sunrise or
sunset they may still be seen on the distant horizon, sometimes touched with a
reddish light. They may lie under the sea or upon its surface, approach close to
land or be raised and float in the air according to the will of the gods. They are
sacred and must not be pointed at.

3

�The land of Kane-huna-moku (Hidden land of Kane) is one of these islands. Here
live Kane and Kanaloa with other spirits who are Kane's direct descendants; such
as, "Kane of the thunder," "Kane of the water of life," "Kane who shakes the
earth," twenty of whom are listed by Rice. It is a middle land between heaven and
earth where spirits enjoy all the delights of earth without labor and without death,
and "in extreme old age return to earth, either in the bodies of men or as spirits,"
or "become gods and live in the clouds." Kepelino calls it the land where the first
man was made. Here he lived until Kumuhonua transgressed the law of Kane
and was driven from this good land. "There is no land to be compared to it in
excellence." Hawaiians today say that this land had its birth from Niu-roa-hiki, a
land belonging to Hawaii but which does not approach these islands, and that
those who have kept thetapus may go there after death (Beckwith, 1976).
Sacred places, those that “may lie under the sea or upon its surface, approach close to land or
be raised and float in the air according to the will of the gods” have long been part of the cultural
narrative of the Pacific. They include tangible and intangible resources. They are landscapes
that reach out across space and time. They include natural resources, as indigenous peoples
believe resources to have both biological and cultural value. Increased understandings of the
cultures of the Pacific only serve to strengthen the field of maritime history. There is a need to
share learning and education within the field. The Hawaiian concept put engaged here is “a`o
aku, a`o mai,” the traditional Hawaiian process and value of reciprocal learning. This paper
expresses both a need for shared learning as a means of building a stronger, more diverse
discipline. “Makawalu” as a cultural value that can further inform and enrich an increasingly
diversified range of inquiry. Makawalu literally means “eight eyes,” yet conceptually reflects an
approach that integrates numerous ways of seeing or knowing. A makawalu methodology would
be one that considers the many different ways a community can approach or see a resource.
This enables an individual to see a resource for its biological and cultural value. This is a
concept not only applicable to a new understanding of cultural heritage, marine cultural
resources, tribes, indigenous peoples, and cultural landscapes, but a concept that may frame
emerging ethical issues related to underwater heritage and use of resources discovered at
historical sites.

4

�The approaches that come from a broadened understanding of heritage and resources offer not
only opportunity to explore the world around us, but the world within us. As EpeliHau‘ofa wrote:
“Oceania is vast, Oceania is expanding, Oceania is hospitable and generous, Oceania is
humanity rising from the depths of brine and regions of fire deeper still, Oceania is us” (Hau‘ofa,
2008). The lessons, approaches and case studies offered herein demonstrate the potential of
this time we share now. It is a potential to not only explore the world below the ocean’s surface,
but opportunity to rediscover our own history and heritage, and through that rediscover our past
commitment to conservation values that will sustain us into the future.
An Evolution of Underwater Cultural Heritage in Hawai‘i: A Move towards an Integrated
Cultural Seascape Approach
Hawai‘i’s marine protected areas (MPAs) offer interesting examples in the potential challengesof
different approaches to addressing emerging cultural heritage needs. Both located within the
Hawaiian archipelago, the Hawaiian Islands Humpback Whale National Marine Sanctuary
(Sanctuary) and the Papahānaumokuākea National Marine Monument (Monument) both offer
interesting and differing histories on the treatment of cultural heritage. Whereas the Sanctuary
has focused on community-based deliverables that enrich current traditional practices and the
ability of practitioners to enhance their own knowledge, the Monument has elected to pursue an
approach to culture that keeps itself largely separated from other disciplines and stakeholder
groups. The latter has also intentionally elected to keep cultural activities isolated within the
Hawaiian community, referring to this approach as being “beyond integration” (Lewis and
Bertelmann, 2013). These varying approaches offer communities across the Pacific valuable
opportunities to assess the efficacy of differing approach to cultural heritage, providing occasion
for Pacific Islanders to shape heritage activities in their own island communities. The hope is
that through studying past activities; indigenous peoples can determine the most effective
means by which to protect submerged resources within their regions.
The Papahānaumokuākea Marine National Monument was established by President George W.
Bush through Presidential Proclamation No. 8031 on June 16, 2006 through authority delegated
under the Antiquities Act, 16 U.S.C. 431-433. Unlike the Sanctuary, which aims to develop an
integrated approach to cultural resources and scientific activities, the Monument elected to
largely separate these activities.The first of the Monument’s priorities under their Management
Plan regarding culture and history was to “Identify and prioritize scientific and Native Hawaiian
cultural research needs within 18 months”. Five years later, a comprehensive plan on this issue

5

�remains incomplete, compared to its natural resources science plan, which has exists for years.
Conversely, the Monument caused considerable division in the Hawaiian community. In a letter
drafted to President Bush in 2008, a group of Hawaiians wrote in opposition to the national
marine monument in the Commonwealth of the Northern Mariana Islands (CNMI): “The Native
Hawaiian communities have followed the progress of the Pew Foundation’s attempts to
establish another national marine monument in CNMI with anger, trepidation, and despair.
There strong and passionate emotions are universally felt by Hawaiians whenever the word
‘Papahanaumokuakea’ is mentioned.

This is the name your administration picked for our

islands. When you creased the national marine monument of Northwest Hawaiian Islands, it
was done without the participation of the Native Hawaiian people” (‘Aha Kiole Advisory
Committee, 2008).

While there was a select group of Native Hawaiians involved in the

establishment of the Monument, it would be impossible to deny that the process undertaken
created considerable strain within the Hawaiian community, particularly among elders and
fishermen. As a result, considerable hostility persists about marine protected areas, making it
difficult for other programs to pursue conservation agendas.
The Monument was awarded World Heritage designation in 2010. The inscription reads:

Papahānaumokuākea is a vast and isolated linear cluster of small, low lying islands and
atolls, with their surrounding ocean, roughly 250 km to the northwest of the main
Hawaiian Archipelago and extending over some 1931 km. The area has deep
cosmological and traditional significance for living Native Hawaiian culture, as an
ancestral environment, as an embodiment of the Hawaiian concept of kinship between
people and the natural world, and as the place where it is believed that life originates
and to where the spirits return after death. On two of the islands, Nihoa and
Makumanamana [sic], there are archaeological remains relating to pre-European
settlement and use. Much of the monument is made up of pelagic and deep-water
habitats, with notable features such as seamounts and submerged banks, extensive
coral reefs and lagoons. It is one of the largest marine protected areas (MPAs) in the
world(UNESCO).
Even this nomination was met with opposition and highlighted how the lack of an integrated and
inclusive program fueled conflict between community groups and conservation programs
(Akana, 2010).

As a result of this conflict and despite the overwhelming and documented
6

�benefits of protected areas and heritage designations (Heinemann et al., 2005), many
Hawaiians remain resistant to embracing the opportunities available through marine protected
areas.Comparatively, the Hawaiian Islands Humpback Whale National Marine Sanctuary was
designated through an act of Congress by the Hawaiian Islands National Marine Sanctuary Act
(“HINMSA” or “Act”) on November 4, 1992 (Subtitle C, P.L. 102-587, the Oceans Act of 1992)
as a single-species sanctuary to protect humpback whales and their habitat, which lies within
the shallow (less than 600 feet), warm waters surrounding the main Hawaiian Islands and
constitutes one of the world’s most important humpback whale habitats. Section 2304 of the Act
established the Sanctuary’s purposes as follows:

(1) to protect humpback whales and their habitat within the Sanctuary;
(2) to education and interpret for the public the relationship of humpback whales to
the Hawaiian Islands marine environment;
(3) to manage human uses of the Sanctuary consistent with the HINMSA and Title III
of the Marine Protection, Research and Sanctuaries Act (MPRSA), as amended;
and
(4) to provide for the identification of marine resources and ecosystems of national
significance for possible inclusion in the Sanctuary.
These purposes are consistent with the overall goals and objectives of the National Marine
Sanctuary Program (NMSP), which are to: enhance resource protection through comprehensive
and coordinated conservation and management; support, promote, and coordinate scientific
research on, and monitoring of, site-specific marine resources; enhance public awareness,
understanding, appreciation and wise use of the marine environment; and facilitate to the extent
compatible with the primary objective of resource protection, public and private uses of national
marine sanctuaries.
In 1997, the Sanctuary prepared and adopted a Management Plan in consultation with
interested persons and appropriate Federal, State and local authorities, as required under
Section 2306 of the HINMSA. Under 2306(a) of the HINMSA, the purposes of the Management
Plan were to:

(1) facilitate all public and private uses of the Sanctuary (including uses of
Hawaiian natives customarily and traditionally exercised for subsistence,

7

�cultural and religious purposes) consistent with the primary objective of the
protection of humpback whales and their habitat;
(2) set forth the allocation of Federal and State enforcement responsibility, as
jointly agreed by the Secretary and the State of Hawaii;
(3) identify research needs and establish a long-term ecological monitoring
program with respect to humpback whales and their habitat;
(4) identify alternative sources of funding needed to fully implement the plan’s
provisions and supplement appropriations [under section 2307 of this subtitle]
and section 313 of the NMSA (16 U.S.C. § 1444);
(5) ensure coordination and cooperation between Sanctuary managers and other
Federal, State and County authorities with jurisdiction within or adjacent to
the Sanctuary; and
(6) promote education among users of the Sanctuary and the general public
about conservation of the humpback whales, their habitat, and other marine
resources.
The 1997 Management Plan continues to further articulate coordination in the management of
the Sanctuary through working relationships with appropriate Federal, State and county
agencies to ensure the Sanctuary mandate through a cooperative management strategy.
Acknowledgement of State jurisdiction over State resources was specifically illustrated through
designation of the Sanctuary boundary. The Management Plan specifically states:
The establishment of the Sanctuary in no way conveys, or intends to convey, to NOAA
any title or ownership of Hawaii’s submerged lands. These lands, including those known
as ceded lands, continue to be held in trust by the State of Hawaii. The Sanctuary will
exist as a co-steward of the Sanctuary and its resources. Should the status of the
submerged lands change at some time in the future (i.e., lands are conveyed to a
sovereign Hawaiian nation), the Sanctuary will work with the appropriate entities to
redefine its role if necessary.
In 1998, the Compact Agreement for the Coordinated Management of the Hawaiian Islands
Humpback Whale National Marine Sanctuary (“Compact”) was executed between the State of
Hawai‘i (“State”) and the National Oceanic and Atmospheric Administration (“NOAA”) of the
United States Department of Commerce for the purpose of clarifying the relative jurisdiction,
authority, and conditions of the NOAA-State partnership for managing the Sanctuary. It clarified
8

�the State’s continuing authority and jurisdiction over its State waters, submerged lands, and
other resources within the Sanctuary. The Compact further established provisions with respect
to NOAA’s collaboration with the State of Hawai‘i on Sanctuary management issues.
The purposes and policies of the National Marine Sanctuaries Act (NMSA, 16 U.S.C. 1434(e)
requires NOAA to periodically review and evaluate the implementation of management plans
and goals for each national marine sanctuary. Accordingly, NOAA must revise management
plans and regulations as necessary to ensure that national marine sanctuaries continue to best
conserve, protect, and enhance nationally significant living and cultural resources. The current
management plan review began in 2010, and this process will result in a new management plan
for the sanctuary. The target for completing a draft revised management plan is 2013, and a
final revised plan is targeted for completion in 2014. The management plan review process will
help to evaluate gaps in existing marine conservation efforts in Hawai'i, and identify potential
roles for the sanctuary in future management. Learning from the challenges with the Monument,
Native Hawaiians engaged with the process early and successfully advocated for an increased
commitment to cultural heritage within the sanctuary. Additionally, stakeholders from a range of
disciplines worked together continuously to mutually educate each other and develop materials
and guidance that acknowledged existing challenges which innovating solutions and ways
forward. So although the sanctuary has considerably less resources than the Monument, it can
be argued that the sanctuary has a more robust cultural heritage program as a result of its
integrated and collaborative approach.
The success of these changes that have occurred in the sanctuary rest on three key points:

1)

A sustained and codified commitment to cultural heritage and resources
integrated across the sanctuary program and activities;

2)

Sustained and significant engagement with the Native Hawaiian community
enhanced by community capacity building opportunities that enable Hawaiians
to remain effectively engaged in the management of the sanctuary;

3)

A strong partnership with the state co-managing agency that retains jurisdiction
of state waters, submerged resources and cultural resources.

As the Management Plan Review began, the Sanctuary focused on increasing representation of
Native Hawaiians on the Sanctuary Advisory Council. Through a vigorous recruitment process,
the number of Native Hawaiians on the Sanctuary Advisory Council increased from one (1)
representative (of sixteen voting members) to seven (7) representatives (of eighteen voting
9

�members). This increased the percentage of Native Hawaiians on the Sanctuary Advisory
Council from 6% to 38%. The Sanctuary also worked to improve cultural content and
programming. A Native Hawaiian working group was formed to develop recommendations for
the Management Plan. In December 2010, the Sanctuary Advisory Council (council) approved
the formation of the Native Hawaiian Working Group for the purpose of developing
recommendations, which describe the role of traditional perspectives in the future identity of the
sanctuary, and provide a framework for those perspectives to guide appropriate management
actions.

In April 2011, a work plan for the working group was presented during a two-day
meeting of the council. Accordingly, council members in attendance who were
interested in participating in the working group had the opportunity to convene for the
first time and discuss an appropriate way to conduct business. Members decided they
preferred face-to-face interactions so initially working group discussions were limited to
opportunistic conversations between individual members. In July 2011, the working
group gathered for a full-day meeting on O‘ahu to discuss relevant background
information and perspectives to inform the development of their management
recommendations. Working group members were provided with scoping comments
associated with Native Hawaiian issues. This first face-to-face meeting provided the
foundation for the working group to define the direction and scope of their
recommendations.
A set of draft recommendations were developed from the initial meeting and in September 2011,
the working group gathered for a second full-day meeting on O‘ahu to review and provide input.
In November 2011, the working group met in a final face-to-face meeting to finalize their
recommendations. The meeting was open to the public to allow comment and input before the
management recommendations were finalized.
The group worked for thirteen (13) months on the recommendations, contributed over 500 hours
of professional volunteer time and produced a document containing four (4) goals, four (4)
objectives, and thirty (30) policy recommendations. The recommendations were adopted at the
Sanctuary Advisory Council meeting in January 2012. A standing Native Hawaiian
subcommittee was established at the January 2012 meeting, thus codifying in the advisory
council’s governing charter a permanent advisory role for Native Hawaiians into the
10

�management process. Public meetings were deferred until such time as a technical expert
workshop could be convened jointly with the Native Hawaiian and research subcommittees. In
January 2012, the Sanctuary Advisory Council also recommended that the sanctuary convene a
workshop for experts to discuss incorporating Native Hawaiian cultural management practices
and Western scientific knowledge into the sanctuary management plan.
In July 2012, a group of technical experts gathered in Maunalua, O’ahu, to reflect on the
implementation of aloha ‘āina (deep love for the land and sea) in an ecosystem-based
management approach that has a strong basis in customary Native Hawaiian management
practices and traditions. Workshop participants were invited based on their roles in their
communities and relevant research or academic expertise in marine ecosystems or Native
Hawaiian practices. Many of the participants represented experience in all of these areas.
The Aloha ‘Āina workshop provided guidance that can be applied to a range of resource
management entities and their respective kuleana (responsibility) to resources and
communities, and this framework was presented to the Native Hawaiian and Research
Subcommittees of the Hawaiian Islands Humpback Whale National Marine Sanctuary Advisory
Council. After review by both standing subcommittees, the framework was presented to the
entire Sanctuary Advisory Council in September 2012. The council voted unanimously and
enthusiastically to send the framework forward to sanctuary management for consideration in
the management plan review. Additionally, the council advised that the document be used as a
basis for both a handbook and trainings for conservation managers. While cultural heritage
should be led and informed by indigenous peoples, the sanctuary’s inter-disciplinary approach
effectively illustrates the potential benefits from a process that integrate both western and
indigenous perspectives.

Reciprocal learning and shared implementation of initiatives

enhances multiple program outputs. Similar evolutions have occurred across the U.S. and the
Pacific, all to benefit of indigenous peoples and cultural heritage programs. They are compared
below, as they offer extraordinary opportunity for maritime heritage programs to expand in a
manner that builds community support and alliances that benefit preservation.
Discussion
Across geographies and scales, diverse groups of experts are coming together to advocate for
enhancing approaches to understanding and preserving cultural resources. In addition to the
work undertaken in Hawai‘i, the National Marine Protected Areas Center engaged their Cultural
Heritage Resources Working Group (CHWG) of the Marine Protected Area Federal Advisory
11

�Council (MPA FAC) to make recommendations to improve the comprehensive conservation of
cultural heritage resources within the national system. From their resulting white paper:
The evaluation revealed what tribal and indigenous peoples from many places have
known for generations: the human family is an integral part of and has special
responsibilities to many ecosystems. Cultural heritage resources offer records of these
relationships and carry with them lessons for the future based on the wisdom and
mistakes of the past. The group, which includes authors of this paper, recommended the
Cultural Landscape Approach as a management framework because it offers the best
available means to remember and learn from our past, and to understand human and
natural influences on marine places and their ecosystems over time and into the future.
This holistic approach integrates the complexities and power of contemporary science
with historical, archaeological, and cultural knowledge and the human values of love of
place. Adopting a Cultural Landscape Approach strengthens our will and enhances our
capacities to steward wisely the world we inhabit (Marine Protected Areas Federal
Advisory Committee, 2011).

Similarly, countries in the Pacific worked together towards the preservation of cultural
heritage through strategic and coordinated actions. These collaborations developed the
Pacific 2009 Program (2000-2009) through several regional consultations and the 31st
session of the World Heritage Committee Meeting was held in Christchurch in 2007
under the chairmanship of Mr. TeHeuheu, Paramount Chief of the NgatiTuwharetoa
Maori people of Aotearoa (New Zealand). This success directly resulted in an increase
in the number of Pacific state parties of the World Heritage Convention as well as the
World Heritage Sites in the region.
Following the Pacific 2009 Program, the Pacific state parties prepared and
discussed the Pacific World Heritage Action Plan (2010-2015) at the 2009 Pacific World
Heritage Workshop held in Maupiti. The Pacific World Heritage Workshop (Apia, 5-9
September 2011) reviewed progress in its implementation and updated the Action
Plan by taking into account the outcome of the 2nd Periodic Reporting Exercise in Asia
and the Pacific region. At the request of the Pacific member states, the Pacific Heritage
Hub (PHH) was established at the University of the South Pacific in Suva in February
2013.

12

�Key points from the two documents are provided below.

13

�Comparative Analysis: Evolving Approaches in the U.S. and the Pacific

Recommendations for Integrated Management Pacific World Heritage Action Plan 2010-2015
Using a Cultural Landscape Approach in the (UNESCO, World Heritage Convention in the Pacific)
National MPA System, 2011 (NOAA, Marine
Protected Areas Federal Advisory Committee)
Vision Statement

Achieving and maintaining healthy coastal and We share a dream that our Pacific Islands’ heritage is
marine ecosystems requires a fundamental protected and enriched for future generations.
understanding of the relationships between people
and the environment. Cultural heritage, which
belongs to all people, emphasizes these
connections, whether that heritage takes the
material form of, for example, maritime resources
(such as shipwrecks), natural resources (such as
marine species and habitats), or sacred places.
Through the national MPA system, cultural
relationships among people and historic, natural,
and place-based heritage resources are preserved
and perpetuated in ways that recognize and share
multiple cultural voices and knowledge systems for
the benefit of all.

Preamble

None

We the people of the Pacific Islands offer a unique
contribution to the World Heritage community, through the
enormous wealth of cultural diversity, as well as of the
island and marine biodiversity of our region, much of
which is endemic, and covers one third of the earth’s

14

�surface.
For us, indigeneity is inseparable from heritage. Our
indigeneity has the following characteristics:
Heritage in the Pacific defines our
cultural identity and remains inseparable from our
social, economic and environmental well-being,
now and for future generations;
Our heritage is holistic, embracing all life,
both tangible and intangible, and is understood
through our cultural traditions;
There is an inseparable connection
between the outstanding seascapes and
landscapes in the Pacific Islands region, which are
woven together by the rich cultural, historical and
genealogical relationships of Pacific Island
peoples;
The region contains a series of
spectacular and highly powerful spiritually-valued
natural features and cultural places. These places
are related to the origins of peoples, the land and
sea, and other sacred stories;
The Pacific is a region of distinct and
diverse responses to oceanic environments;
Protection of our heritage must be based
on respect for and understanding and maintenance

15

�of the traditional cultural practices, indigenous
knowledge and systems of land and sea tenure in
the Pacific.
Challenges

The guiding principles and the integrated
management approach proposed here for cultural
heritage resources will help address the two
important cultural heritage challenges:

We recognise that the Pacific region continues to be the
most under-represented region on the World Heritage
List. In redressing this imbalance in representation and
endeavoring to continue to build on the aforementioned
achievements, the Pacific Island States face major
Attracting existing MPAs that have cultural heritage challenges. These include:
resources which meet national system eligibility
Limited awareness of Pacific cultural and
criteria to join the national system; and Reducing
natural
heritage
outside the region;
uncertainties in recognizing cultural heritage
resources within existing and potential MPAs.
Lack of adequate representation of the
unique
and
special heritage of the Pacific  on the
As integrated and adaptive management is
increasingly practiced, the Cultural Landscape
World Heritage List;
Approach (CLA), as described below, will help MPA
Large geographic area, isolation and
managers nationwide to identify and adopt policies
resource limitations that restrict access to  
and practices that manage cultural and natural
information and assistance and the ability of Pacific
resources at the ecosystem and landscape levels.
people to contribute to global  forums;
The protection of cultural heritage resources in
marine areas is often separated from that of natural
The character and scope of the
resources. In practice, this divide is often
UNESCO and the World Heritage Convention  
administrative in origin. The effective ecosystemadministration for the Pacific region, which masks
based management called for in the National
some of the specific important   national and
Ocean Policyand advocated by countless scientists
regional heritage issues;
and natural resource management professionals
recognizes that the connections between living
Some people are represented by States
things and the physical environment are
Parties outside the region (UK, France,   USA,

16

�multifaceted and often inseparable. Managing
places using an ecosystem-based approach
requires the simultaneous understanding of cultural
and natural factors and resources. Indeed, as many
indigenous cultures have known for millennia, and
as the scientific community is increasingly
recognizing, humans are an important part of the
ecosystem, and the human dimensions of the
environment must be considered.
In contrast to previous cultural resource
management paradigms, which approached
resources individually for study and preservation,
CLA uses cultural landscapes as an analytical
framework to understand places and their
associated
resources.
Analogous
and
complementary to ecosystem-based management,
CLA examines the relationships among living and
non-living resources, and their environment. An
MPA may involve multiple ecosystems and
resources, both cultural and natural, which span
the land/sea boundary. A cultural landscape may
extend far beyond the boundaries of an individual
MPA, and may help identify ecological and cultural
connections both within and between MPAs. The
approach emphasizes cultural relationships to the
environment, and highlights connections between
human behavior and the condition of marine
ecosystems over time.
Adoption of the CLA by the national system would

17

Chile) which can limit their ability to have sites
inscribed on the World  Heritage List;
Limited financial and human resources,
skills and capacities within communities   and
institutions to adequately manage the region’s
cultural and natural heritage;
A need for increased awareness within
communities of the great value that World Heritage
Convention contributes to the protection and vitality
of cultural and  biological diversity;
Political instability and a lack of good
governance, which are significant barriers   to
heritage conservation in general, and World
Heritage implementation in  particular;
Greater external challenges and threats
in the Pacific than in most other regions  of the
world, with less capacity to respond to their
impacts. Examples of these external influences
include climate change, financial instability,
globalisation
of
society
and
economy,
technological development, commercialisation,
energy supply and demand, natural disasters and
tourism growth;
Climate change is of particular concern
because the Pacific region is especially vulnerable
to its impacts and faces many difficulties in

�represent an important step toward the meaningful
integration of human culture and the natural
environment in managing MPAs. As charged in
Executive Order 13158,the national system, with its
equal focus on natural heritage, cultural heritage,
and living renewable resources has a unique
potential to protect and conserve our natural and
human environment in ways that simultaneously
recognize the need to use, preserve, and respect
our special marine places. The CHRWG
recommends the following actions in order to move
the national system toward fulfilling its charge.
Goals,
Actions [In relation to cultural heritage governance,] we
and
recommend that the national system partners:
Recommendations
Advance and, where practical, adopt integrated
cultural heritage governance practices that
advance the National Ocean Policy and embrace
ecosystem-based management principles that
recognize and protect maritime cultural heritage;
Recognize
that
diverse
cultural
heritage
management approaches exist at the local, state,
tribal, and national levels, and accommodate
flexible practices that best align local knowledge
and circumstances with the principles embodied in
the National Ocean Policy; and

adapting to and mitigating its effects;
The impacts on the environment and
resources (both tangible and intangible) are
widespread and sometimes difficult to monitor (e.g.
spread of pests and diseases), which can limit our
ability to protect heritage;

In the face of these challenges, our goals are to
strengthen the implementation of the World Heritage
Convention in the Pacific Island region and increase
local, regional and global awareness, recognition and
support for the conservation of the unique cultural and
natural heritage of the Pacific in a way that takes into
account the traditions, aspirations, opportunities and
challenges of its people.
Main Actions
1. Encouraging dialogue between communities, agencies
and organisations within and outside the Pacific region to
identify, promote and protect the region’s outstanding
cultural and natural heritage to the global community;

2. Enhancing local communities‟ awareness of the
Explicitly recognize the place-based authority and benefits of preserving their cultural and natural heritage,
rights of tribal and indigenous peoples in

18

�and encouraging community participation (particularly by
youth and women) in all stages of the World Heritage
[In relation to the MPA Inventory and National process.
Systems Recommendations,] we recommend that
the National Marine Protected Areas Center (MPA 3. Supporting successful nominations for representation
on the World Heritage list, by increasing in-country
Center), in concert with national system partners:
capacity to identify suitable potential sites and prepare
Reanalyze the MPA Inventory using the expanded nomination dossiers that fully meet the requirements of
cultural heritage definitions to identify cultural the World Heritage Convention.
heritage resources both inside and adjacent to
existing MPAs and develop a more comprehensive 4. Increasing in-country capacity at all levels, inclusive of
census of heritage resources associated with indigenous people to develop best practices,
management plans and arrangements to ensure effective
MPAs;
protection of Pacific heritage sites, in a way that takes into
account and recognises traditional knowledge and
Expand analysis of existing national system MPAs
conservation practices for land, air and sea.
to identify a greater diversity of cultural and natural
resources that would benefit from additional 5. Assisting in the development of in-country heritage
protection and management;
expertise in the Pacific by supporting technical
establishing and managing MPAs.

Target outreach and assistance to MPA managers,
particularly in tribes and indigenous groups, to
encourage further inclusion of existing and potential
cultural heritage MPAs in the national system;

assistance, where requested, including the development
of a network of partner institutions within the region
capable of providing technical services in the area of
heritage conservation in a coordinated and integrated
way.

Provide, improve, and coordinate MPA manager
training programs and initiatives regarding cultural
heritage resources, with additional attention given
to tribal and indigenous knowledge and authorities;
and

6. Building partnerships between communities, heritage
agencies, regional organisations, educational institutions
and non-government organisations in the region,
including the promotion of multilateral, bilateral
cooperation and twinning programs between World

19

�Expand educational and outreach ties to museums, Heritage sites and countries of the Pacific and beyond.
schools, and cultural heritage programs.
7. Assisting communities to develop and implement
In order to fulfill the intent of the EO, we further environmentally sustainable economic growth through
heritage-related enterprises
recommend that:
DOC and DOI increase capacity for the updated
inventory and evaluation of coastal and marine
cultural resources. Specifically, resources should
be provided to the MPA Center for cultural heritage
staffing and programs necessary to implement
these recommendations.

8. Sharing information and data bases related to heritage
(through properly informed consensus), through regional
strategies and communication networks that link island
communities.

9. Supporting the development and implementation of
effective policies and legislation for heritage by
[In addition to a cultural landscape approach,] we Governments in the region, including access and benefits
sharing within the larger development portfolio.
recommend that national system partners:
Adopt a cultural landscape approach as a means to 10. Establishing sustainable financing arrangements to
protect cultural heritage resources and advance support the effective conservation of Pacific heritage and
building on other available funding sources and in- kind
ecosystem-based management of MPAs;
contributions.
Develop best practices to bring together all 11. Sustaining the ongoing consultative process by
available knowledge of cultural heritage resources, bringing together the representatives of the Pacific
including the incorporation of tribal and indigenous Islands States and Territories on a regular basis.
sources; and
Apply the expanded definition of cultural heritage
resources embodied in CLA, which includes the
National Register of Historic Places criteria, to
manage MPAs.

20

�While the goals, challenges, and recommendations of the two regions are not identical, they are
certainly complimentary. This illustrates the high potential for collaboration and exchange in
helping to move these plans forward. Both regions have worked with their existing resources to
implement their recommendations.
These complimentary developments are critical as climate events continue to occur in the
Pacific. While the United States has been largely disconnected from activities in the South
Pacific and Oceania when compared to other industrialized nations like China, Australia or
member of the European Union, the United States still nonetheless maintains a considerable
interest in the area through Hawai‘i and the U.S. insular areas. The growing interest in cultural
heritage by the U.S. MPA FAC thereby creates potential opportunity for more leadership from
an alliance of industrialized nations to better support the protection of indigenous cultural
heritage in the Pacific, particularly among small-island developing states (SIDS). Such support
is already overdue, but as impacts of climate change continue to severely impact communities
in Oceania, securing partnerships to effectively plan for and respond to these impacts is a
necessity.
Below is a range of case studies that provide valuable examples of how the different regions are
operationalizing their programs. By engaging a range of different ways with different partners in
implementation, heritage activities are enhanced and thereby become an issue around which
community is built rather than divided. They offer multiple examples of how a range of local and
regional partnerships can be developed, which help to protect and secure cultural heritage as
local levels.
Applying an Integrated Approach to Heritage Preservation: Emerging Case Studies from
Hawai‘iand the Pacific
Throughout Hawai‘i and the Pacific, groups have found innovative ways to use their limited
resources to effectively implement heritage goals.

One of the primary needs across both

regions has been to build awareness about cultural heritage and cultural resources. The Fiji
example highlights a successful mapping toolkit, which helps to build capacity in local
communities, specifically helping to educate government agencies on intangible cultural
heritage needs.

The permit streaming project for Hawaiian fishponds illustrates how

government agencies can help to empower communities to protect and preserve their cultural
heritage resources.

Finally, Lāna‘i’s heritage activities show the great potential of private

partners in community heritage programs.
21

�Intangible Cultural Heritage in Fiji
Cultural heritage in the Pacific consists largely of Intangible Cultural Heritage (ICH), which
includes traditional stories, songs, knowledges, practices, customs, craftsmanship and natural
resource management. Over the last decade, Pacific Island nations have worked successful to
protect these valuable resources.

The cooperative brought together communities and

stakeholders to develop mechanisms for identifying and protecting these resources. Critical to
this effort was the implementation of capacity building programs that provided stakeholders,
resource managers and decision-makers the ability to understand the resources from the
community and cultural perspectives.

The Pacific Intangible Cultural Heritage Mapping Toolkit was developed by SipirianoNemani,
Policy and Planning Analyst at the Department of National Heritage, Culture and Arts in Suva,
Fiji, and commissioned by the Human Development Program of the Secretariat of the Pacific
Community.The toolkit is based on Mr.Nemani’s experience as part of a team that pioneered the
development of a cultural mapping project whose goal was to determine and record the
intangible cultural heritage or traditional knowledge of indigenous Fijians (or itaukei) and other
peoples. In many cases, this cultural heritage is on the verge of disappearing, and requires
urgent revitalization. Mr.Nemani was instrumental in formulating research strategies and a
methodology for the mapping initiative, which has been widely appreciated and adopted as a
best practice approach in some Pacific Island countries since its inception in 2004. As a result,
many of the examples in the toolkit are derived from Fiji, although they can be applied to other
Pacific Island nations.The project is part of the Government of Fiji‘s initiative to ensure that the
intangible cultural heritage of Fiji’s indigenous people is safeguarded. While many people may
see this as a top-down approach in data collection and archiving, the government sees it
otherwise. In this regard, communities and elders are seen as key holders of knowledge
systems, and their wishes were always respected when undertaking mapping and subsequent
dissemination of the information they imparted. These knowledge holders generally have limited
access to recording tools, which is why the government - which has the required resources became involved. It is important to establish a way that traditional knowledge can be stored and
transmitted to the next generation before that knowledge becomes lost.
The toolkit is written from the perspective of a government cultural agency that is the initiator of
a cultural mapping project. However, this does not stop communities from using the
22

�mechanisms outlined in this toolkit, adapting them to their own situation, and initiating the
project themselves should they have the available resources to facilitate data collection. Doing
so would provide a sense of ownership of the initiative, boost the morale of local people in
safeguarding their initiative and, in the Pacific way, revitalize and promote the transmission of
cultural information (Ratunabuabua, 2012).
Traditional Hawaiian Fishponds: Living Heritages
Pre-contact Hawaii had the largest concentration and complexity of fishponds in all of Polynesia.
Hawaiian aquaculture structures were found archipelago-wide, varying in type and scale, and
included man-made and natural enclosures of water in which fish and other aquatic resources
like crustaceans and edible seaweeds were raised and harvested. The evolution of sociopolitical complexity in Hawai‘i to a primary state created a massive shift in power, ownership,
and stewardship of natural resources, including aquaculture:
By the end of the 18th century, more than 300 fishponds were conspicuously owned by
the high chiefs. Accessibility to these ponds and their products was limited to the elite
minority of the native population – the chiefs and priests. Prehistoric ponds and pond
products appear to have been taboo to the vast majority of Hawaiians and to have
yielded them no direct benefit. However, indirect benefit came from ownership by the
chiefs of exclusive food sources. Royal fishponds and their terrestrial equivalents, the
royal gardens (Kō`ele), insured less demand on the commoners’ food production
resources. Every fish taken from a royal fishpond left its counterpart in natural habitat
available to lesser chiefs and commoners. Ownership of one or more fishponds was one
of the ultimate, high-status symbols in the status-conscious Hawaiian culture.
Prehistoric fishtraps, on the other hand, apparently were not as important economically
since they were less reliable sources of protein. Fishtrap harvest was dependent on the
tides, and fishtraps appear to have been of less religious and political significance than
fishponds. This is evidences by the accessibility of fishtraps to commoners as well as to
women. …fishtraps….are artifacts of the overall aquacultural practices ca. 1800. Molokai
and Lanai Islands had massivefishtraps as well as fishponds (Apple and Kikuchi, 1975).

The history of Hawaiian fishpond systems, lokoi`a, is rich and extensive. According to oral
histories, Hinapukui`a, whose name translates to “Hina gathering seafood,” is the goddess of
23

�fisherman. She is the wahine (wife or mate) of Kū`ulakai, sister of Hinapuku`ai, Hina gathering
vegetative foods, and mother to `Ai`ai. Hinapukui`a’s Kanaloa (husband or mate), Kū‘ulakai, is
the god and kupuna of fisherman and is said to have built the first fishpond at Leho‘ula on the
island of Maui. Kū‘ula, a name for which Kū‘ulakai was also known, was said to be kino lua,
many bodied -- empowered with mana kupua, supernatural powers, and able to control all the
fish in the sea. Kū‘ulakai and Hinapukui‘a lived in Alea-mai on East Maui. They made their
residence near Kaiwiopele. It was near Kaiwiopele that Kū‘ulakai built the first traditional
Hawaiian fishpond in Hāna.

Kū‘ulakai would share his knowledge of fishing and fishing

practices with maka‘āinānā (common citizens) across Hawai`i through his son, ‘Ai‘ai, identified
also as a god of fishermen. Written sources and oral traditions tell of ‘Ai‘ai’s extensive travels
throughout Hawai`i during which he established fishing altars, called kū‘ula after his father, and
fishing areas, known as ko`a.
Lokoi‘a were an important part of Hawai`i’s complex and sustainable natural resource
management system.

The full-scale development of lokoi‘a (fishponds) from mauka (the

mountains) to makai (the ocean) dates back over 500 years.

Cultivation and propagation

centered on many different fresh and salt-water plants and animals, with the primary species
being the prized ‘ama‘ama (mullet) and ‘awa (milkfish). An inventory in the early 1900s found
360 lokoi‘a in the islands and identified 99 active ponds with an estimated annual production
total of about 680,000 pounds, including 486,000 pounds of ‘ama‘ama and 194,000 pounds of
‘awa. Lokoi‘a were extensive operating systems that produced an average of 400–600 pounds
per acre per year, a significant amount considering the minimal amount of fishpond “input” and
maintenance effort apparent by that time.
Increasing immigration and western influences during the 19th and 20th centuries, coupled with
industrialization and urbanization had a devastating impact on the traditional Hawaiian resource
management systems. Most fishponds fell into disrepair.
Hawaiian fishpond systems, lokoi`a, are some of Hawai`i’s most significant traditional cultural
resources. They are biocultural articulations of Hawaiian innovation in the areas of engineering,
education, hydrology, aquaculture and biology. They also illustrate how cultural sites were not
isolated features but part of a larger cultural landscape that contributed to a historical narrative
that spoke to the holistic living systems of indigenous peoples. They demonstrate traditional
Hawai`i’s excellence in sustainability, food sovereignty and natural resource management. In
2011, in response to recommendations from its Sanctuary Advisory Council and the public, the

24

�Hawaiian Islands Humpback Whale National Marine Sanctuary committed to support local
communities in their efforts to increase the use of traditional knowledge in government activities.
The initial focus of this commitment has been on restoring traditional Hawaiian fishponds.
In June 2011, an aquaculture workshop was co-hosted by the sanctuary and the University of
Hawai‘i Aquaculture Program, during which traditional fishpond practitioners advocated for an
improved permitting process for the restoration of traditional Hawaiian fishpond systems. The
sanctuary then hosted a meeting in March 2012 to facilitate discussions about the potential to
streamline the permitting process for fishponds. The Hawai‘i Department of Land and Natural
Resources’ Office of Conservation and Coastal Lands (DLNR/OCCL)and the Hawai‘i
Department of Health participated in this meeting, along with fishpond practitioners and other
agency representatives. A de facto team was formed among the NOAA Fisheries Pacific Islands
Regional Office, the sanctuary and DLNR/OCCL, to continue the agency coordination effort.
The team also supported a gathering of Hui Mālama LokoI‘a, an informal statewide network of
fishpond practitioners, by securing funding through University of Hawai‘i Sea Grant.
Recognizing the need for additional assistance to complete the necessary documentation and
applications, Conservation International (Hawai`i Fish Trust) generously agreed to fund a
consultant to assist in the process. This effort is critical to the preservation and practice of
traditional ecological knowledge and cultural heritage throughout Hawai‘i.
Many communities have a renewed interest in the repair and operation of traditional Hawaiian
fishponds for their cultural, economic and ecological value.

However, due to their shoreline

locations, unique ecosystems, engineering and complex biological functioning, Hawaiian
fishponds are subject to a myriad of regulations and oversight by a host of different agencies.
As a result, community organizations and traditional fishpond practitioners have struggled for
decades to maintain and restore fishpond systems. The difficulty of Hawaiian fishpond
revitalization is compounded by the unique, fragile, and sometimes rugged environments in
which they exist. The end result is that obtaining the necessary permits and approvals to
restore, repair, maintain and reconstruction fishponds is both costly and time-consuming. Many
restoration efforts have been stymied by this permitting process.
Currently, the State of Hawaii Department of Land and Natural Resources (DLNR), through their
Office of Conservation and Coastal Lands (OCCL) is pursuing a State Programmatic General
Permit (SPGP) from the federal government that will allow the State to streamline the permitting
process by using a single application process for the restoration, repair, maintenance and
25

�reconstruction of loko i’a. Fishponds are identified as valuable cultural and ecological resources
with benefits for coastal ecosystems and their adjacent communities. These activities will not
only protect and preserve the cultural heritage associated with these historic features but
stimulate traditional Hawaiian cultural activities and provide social and economic benefits. The
project also highlights the benefits of an integrated strategy. By working across agencies and
disciplines with an approach that embraces both ecological benefits and cultural heritage, the
effort to restore traditional Hawaiian fishponds has reached new heights and unprecedented
potential.

Lāna‘i: Restoring Cultural Heritage, Uplifting Community
Lāna’i is a meaningful case to turn to in understanding cultural and community sustainability in
regards to environmentalism. While all of Hawai‘i maintains its livelihood (pre-contact) through
sustainable practices and harvesting from only the archipelago and the surrounding oceans
resources, Lāna’i’s small size and dry environment elevates the significance of aquaculture
sustainability. The island has gone through many transformations over the last 200 some years.
First entirely inhabited by the indigenous population, later turned into a ranching island (late
1860s). From 1922-1992 James Dole’s Hawaiian Pineapple company employed most of the
island for pineapple production, earning the name, “The Pineapple Island”.
Although these changes have significantly altered the landscape of the island itself the
indigenous population’s cultural identity and reverence towards this majestic island have
remained relatively unscathed. This can be seen through the care in passing on and protecting
hundreds of traditional names associated with particular sites on the island while also
documenting the islands ahupua’a (districts) that are host to the main irrigation systems that fed
the lo’i (gardens) and loko (ponds) and were responsible for the cultivation of all the resources
needed for survival. The island itself is approximately 13 ¾ miles long and 13 miles wide, with a
land area of 140 square miles (being a little over 90,000 acres). It is sixth (of 8) in size of the
main Hawaiian Islands, with its highest point, Lāna‘ihale, being 3,379 feet above sea level. The
name of the island may be literally translated as Lā (day) [of] Na‘i (conquest), being associated
with the day the chief Kaululā‘au vanquished the evil ghosts from the island. Hawaiians have
26

�lived on the island of Lāna‘i for close to 800 years. Their culture, beliefs, and practices mirrored
the natural environment around them. They learned to live within the wealth and limitations of
their surroundings. Indeed, archaeological evidence indicates that more than 6,000 people lived
sustainably by growing and catching all they needed from the island up until western contact.
A significant component to this sustainable practice was the implementation and use of Loko I’a.
One of these significant loko i’a being Waia’ōpae. The loko i’a at Waia’ōpae consists of a low
stone wall of approximately 1,500 feet as was traditionally integral to sustaining the life of the
community in the immediate area.
Hawaiian Fishpond Study conducted in 1990, Waia’ōpae was classified as a Type V fishpond.
Described as a Loko I’a ‘Ume’iki , the Type V is identified as a fishtrap with various
combinations of inward and outward leading lanes.In his field notes, Bishop Museum
archaeologist Kenneth Emory described his findings of Waia’ōpae as follows:
Leaving the south side of the sandy point at Waiaopae, the ruins of an ancient fish trap
run out onto the shallow mud flat, follow the shore two to three hundred feet out, and
return at a point 1,472 feet from where they left. The wall is now so depleted by wave
action that only now and then are parts visible even at low tide” (Emory, 1924).
With the support of the islands new owner, who purchased 98% of the island in 2012, a new
preservation program has been instituted that looks to restore and revitalize the cultural heritage
of the island. Resources from the new owner are allowing for archaeological work to take place
at the fishpond, including educational programs for children and community members that
introduce them to all forms of maritime chlidren heritage, including fishponds and shipwrecks. It
is a promising progam poised to serve as a regional and global model of the role private
partners can play in protecting cultural heritage in island communities.
Conclusion
Maritime Underwater Cultural Heritage offers a unique opportunity to integrate proven
technology and research methods with a new commitment to biocultural resources and historic
properties. Technological advancements make the world beneath the ocean’s surface
increasingly accessible. As heritage sites become more accessible, this access simultaneously
creates opportunity for exploration as well as destruction. Valued resources can be more easily
retrieved, posing a threat to in situ preservation. For those who seek to protect these resources
for their inherent historic and cultural significance, conferences such as these present
27

�opportunities to forge alliances. These alliances must be built across specializations and
geographic regions. We all have a great deal we can learn from one another. Whether it is the
history of a particular landscape or a new technology, coming together benefits us all and the
heritage resources we collectively value. The strategic planning documents created in the
Pacific and the U.S. illustrate that these groups know what needs to be done; it is a matter of
implementing these plans. As our case studies show, that implementation is occurring in many
places thanks to the support of local government and private partners. The potential for these
new relationships to engage local communities and associated disciplines and to address
biocultural conservation needs is great, particularly for indigenous communities in Hawai‘i and
the Pacific who are currently undertaking extraordinary efforts to plan for and protect their
resources from climate change and other environmental threats. By integrating indigenous
cultural landscapes and their related biocultural resources into a dynamic paradigm on
underwater cultural heritage, the field looks make considerable gains across stakeholder groups
and develop its relevancy for younger generations, thus helping to ensure long-range traction
for the preservation of all underwater heritage resources. Our challenges can be defined. They
are finite.

They are surmountable.

Conversely, our potential, as a community and as an

evolving field of discovery, appears limitless.

Acknowledgements
We would like to acknowledge the contributions of our four primary authors, Trisha Kehaulani
Watson, William J. Ailā Jr., Kepa Maly, and AdiMeretuiRatunabuabua. In addition we are
grateful to the organizations and agencies they represent: Honua Consulting, State of Hawai’i
Department of Land and Natural Resources, PūlamaLāna’I, and University of the South Pacific.
In addition, the authors recognize the indigenous peoples of Oceania as the main stakeholders
and partners in biocultural conservation in the Pacific.

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Biographies

Trisha Kehaulani Watson, J.D, PhD is from Hawai‘i. She was born and raised on the island of
O‘ahu to which she has long ancestral ties. She obtained her degrees from Washington State
University and the University of Hawai‘i, Mānoa. Her legal background is in environmental law.
Her PhD studies focused on indigenous epistemologies and traditional natural resource
management. She previously worked in administration at the University of Hawai‘i on special
projects related to culture and research issues. She currently runs her own consulting company,
Honua Consulting (www.honuaconsulting.com) that focuses on biocultural resource planning
and management in Hawai‘i.

William Ailā Jr. is the Director and Chairman of the Hawai‘i Department of Land and Natural
Resources. Before Gov. Neil Abercrombie appointed him to the post, Ailā was the Wai‘anae
Boat Harbormaster and an active community organizer, focusing on environmental and
37

�Hawaiian cultural issues. He is a widely recognized and respected traditional Hawaiian
fisherman and cultural practitioner. Ailā was born in Wai‘anae and earned a BA in General
tropical agriculture from the University of Hawai‘i. He is a member of the MPA Federal Advisory
Council and its Cultural Heritage Resources Working Group.

Kepa Maly was raised on the islands of O‘ahu and Lana‘i, and as a youth, learned the Hawaiian
language and cultural practices and values from native kūpuna (elders). In 1975, Kepa
participated in an ‘uniki, as po‘o pua‘a, of Halau Hula o Ma‘iki, and is a ho‘opa‘akumu
hula (instructor of traditional chant and dance). Over the last thirty-five years, Kepa has
continued to learn and document Hawaiian traditions and practices fromkupuna from Hawai‘i to
Ni‘ihau- learning from native Hawaiians who have lived their culture as handed down by their
elders before them. Kepa and his wife Onaona formed Kumu Pono Associates LLC in 1995,
their on-going work has included researching and writing historical documentary studies;
conducting detailed oral history studies; developing–site preservation plans, cultural resources
management plans, and contributing to the development of integrated resource management
plans; and writing interpretive plans for projects across the state of Hawai‘i. They are presently
residing on the island of Lāna‘i, working with the community in the development of a museum
and heritage center, the Lāna‘i Culture and Heritage Center, and developing plans for long-term
management of cultural and natural resources of Lāna‘i. He is the Senior Vice President Culture
and Historic Preservation for PūlamaLāna‘i.

AdiMeretuiRatunabuabua is an indigenous Fijian Chief. Her formative years were spent in
Asia and Europe at British Army postings. She is currently the Pacific Heritage Hub Manager for
UNESCO World Heritage activities in the Pacific, seconded from her post with the Fiji
Government as Principal Cultural Development Officer in the Ministry of Culture. She serves on
the Governing board for Intangible Cultural Heritage (ICH) Category 2 Centre for the AsiaPacific region and in 2012 was a consultant examiner for the ICH intergovernmental Committee
for UNESCO; is Chair of the intergovernmental Pacific Regional Culture Strategy; President of
the Pacific Islands Museums Association and an executive founding member of ICOMOS
Pasifika.

38

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Expedition Coordinator, NOAA Ocean Exploration
8
Expeditions and Exploration Division Deputy Chief, NOAA Ocean Exploration
9
Expeditions and Exploration Division Operations Chief, NOAA Ocean Exploration
2

*Contact: phil.hartmeyer@noaa.gov

ABSTRACT
With priority placed on the exploration of deep waters, NOAA Ocean Exploration applies the latest tools
and technologies to explore previously unknown areas of the ocean, making discoveries of scientific,
economic, and cultural value. As both a valuable cultural resource and habitat for marine organisms, NOAA
Ocean Exploration’s priorities include maritime archaeology and the discovery of our underwater cultural
heritage (UCH). Between 2024 and 2026, NOAA Ocean Exploration and partners will conduct exploratory
seafloor mapping and remotely operated vehicle (ROV) explorations in the Pacific basin. This article details
the tools, technologies, and typical datasets collected by our program and opportunities for the Asia-Pacific
community of archaeologists, historians, and resource managers to contribute to our UCH research
prioritization and participate in our live, publicly accessible telepresence-enabled operations. Using this
community-driven archaeology model, we ensure this exploratory work will have the greatest impact and
provide a publicly accessible platform for sharing our common cultural heritage.
List of Figures and Tables
Table 1: File formats typically collected during seafloor mapping and remotely operated vehicle operations
Figure 1: Remotely Operated Vehicle Deep Discoverer at the bow of Amakasu Maru No. 1
Figure 2: Telepresence-enabled exploration. Source: NOAA Ocean Exploration
Figure 3: Foundations of the Explorer Model

1

�INTRODUCTION
NOAA Ocean Exploration10 is dedicated to exploring the unknown ocean, unlocking its potential through
scientific discovery, technological advancements, and data delivery. By working closely with partners
across the public, private, and academic sectors, we are filling gaps in our basic understanding of the marine
environment. This allows us, collectively, to protect ocean health, sustainably manage our marine resources,
accelerate our national economy, better understand our changing environment, and enhance our
appreciation of the importance of the ocean in our everyday lives.
With priority placed on the exploration of deep waters, NOAA Ocean Exploration applies the latest tools
and technologies to explore previously unknown areas of the ocean, making discoveries of scientific,
economic, and cultural value. And, through live exploration video, online resources, training and
educational opportunities, and public events, we share the excitement of ocean exploration with people
around the world and inspire and engage the next generation of ocean scientists, archaeologists, engineers,
and leaders.
Since the program’s inception in 2001, NOAA Ocean Exploration has been a substantial source of U.S.
public funding for the prioritization, discovery, and protection of underwater cultural heritage (UCH) that
opens windows into the past to improve understanding of the history of human interaction with the ocean.
These activities are executed through a host of mechanisms, including NOAA Ocean Exploration-led
operations as well as partner operations supported through a competitive grant program, the National
Oceanographic Partnership Program, and the NOAA Ocean Exploration Cooperative Institute, which
includes Ocean Exploration Trust and its Exploration Vessel Nautilus, a partner vessel in exploration.
Discoveries and technological advancements made through these mechanisms improve and enhance our
understanding of the oceans.
Through its support to and involvement of partners, NOAA Ocean Exploration makes it possible for them
to discover and explore significant UCH sites (e.g., World War II maritime cultural landscapes11, outer
continental shelf paleolandscapes12, historic shipwrecks13); improve UCH survey techniques (e.g., synthetic
aperture sonars14, laser line scanners15, autonomous underwater vehicles16, photogrammetry for
archaeological documentation17); and enhance community engagement, data sharing, and relationships with
Indigenous communities (e.g., Deepwater Wonders of Wake Island18, Maritime Maya19) (Figure 1).

10

https://oceanexplorer.noaa.gov/

11

https://oceanexplorer.noaa.gov/explorations/23guam/welcome.html

12

https://oceanexplorer.noaa.gov/explorations/22sunfish/welcome.html

13

https://oceanexplorer.noaa.gov/explorations/19microbial-stowaways/welcome.html

14

https://oceanexplorer.noaa.gov/technology/development-partnerships/ex1904/welcome.html

15

https://oceanexplorer.noaa.gov/technology/development-partnerships/ex1904/logs/july31/july31.html

16

https://oceanexplorer.noaa.gov/explorations/22shipwreck-detection/welcome.html

17

https://www.boem.gov/environment/virtual-archaeology-museum

18

https://oceanexplorer.noaa.gov/okeanos/explorations/ex1606/logs/jul30/welcome.html

19

https://oceanexplorer.noaa.gov/explorations/11maya/welcome.html

2

�Figure 1: Remotely operated vehicle Deep Discoverer approaches the bow of the
Japanese cargo ship Amakasu Maru No. 1. (Source: NOAA Ocean Exploration)

Input from the archaeological community is pivotal to the success of NOAA Ocean Exploration-led UCH
operations, in particular. This input includes suggestions for UCH areas to explore, as well as guidance on
best practices for archaeological documentation and data collection. Over the years, NOAA Ocean
Exploration has successfully incorporated input from academic, public, private, local, and Indigenous
partners in their exploration of UCH resources as well as the improvement of the technologies used for
UCH surveys.
This paper focuses on NOAA Ocean Exploration-led operations. It describes how members of the AsiaPacific archaeology community can engage with upcoming operations and contribute to a prioritization
matrix for site selection in the region.
NOAA Ocean Exploration Operations
NOAA Ocean Exploration follows a nested approach to expedition planning that entails packaging
individual weeks-long expeditions into a series of expeditions — and sometimes multiyear campaigns —
forecasting operations three to five years out. This lead time ensures staff have enough time to plan
expeditions and consider ocean science community priorities in the development of mission objectives and
identification of areas of operation.
Presently, NOAA Ocean Exploration is scoping priorities for a Pacific basin campaign between 2024 and
2026. Though subject to change as mission planning evolves, areas of operation under discussion include:
Line Islands, Pacific Remote Islands Marine National Monument (Johnston Atoll, Wake Atoll, Howland
Island, Baker Island), Marshall Islands, Papahānaumokuākea Marine National Monument, Cook Islands,
Palau, and Guam.
As part of this upcoming campaign, NOAA Ocean Exploration will conduct operations in the Pacific basin
including aboard NOAA Ship Okeanos Explorer20 using four types of sonars to collect high-resolution
seafloor and water column data (Table 1), a dual-body remotely operated vehicle (ROV) system capable of
20

https://oceanexplorer.noaa.gov/okeanos/about.html

3

�diving to depths up to 6,000 meters, and a suite of other instruments to help characterize the ocean, including
a dynamic positioning system. Unlike many other ocean expeditions supported by NOAA, most of the
scientists participating in NOAA Ocean Exploration’s expeditions do so from shore, thanks to telepresence
technology21.
Table 1. Data, and the respective file formats, typically collected during seafloor and water column mapping
and remotely operated vehicle operations (adapted from Cuellar, 2023).

File Type

File Format

Multibeam Echosounder (EM304)

.kmall, .raw, .idx, .bot, .asc, .sd, .xyz

Split-Beam Echosounder (EK60/80)

.raw, .idx, .bot

Acoustic Doppler Current Profiler (ADCP; Teledyne Workhorse
Mariner 300kHz and Teledyne RDI Ocean Surveyor 38kHz)

.raw

Sub-Bottom Profiler (Knudsen Chirp 3260)

.xtf, .keb, .txt, .segy

Conductivity, Temperature, and Depth (CTD; SeaBird SBE9-11 .asvp, .hrd, .hex, .xmlcon
Plus and SBE32 Carousel With 12 10-liter Niskin Bottles)
ROV High-Definition Video

.mov

ROV High-Definition Still Images

.tiff, .jpeg, .jpg

Geospatial Data

.kmz, .shp, .tif, .kml, .txt

Expendable Bathythermograph (XBT)

.xbt

Event Logs and Dive Summaries

.txt, .pdf

NOAA Ocean Exploration uses a high-bandwidth satellite communications system capable of transmitting
mapping and oceanographic data and real-time, high-definition video feeds from the ROVs through
network connections to scientists on shore. Thus, a theoretically unlimited number of scientists can add
their expertise to expeditions. At the same time, members of the public can also join in the excitement of
ocean exploration and discoveries from their classroom, newsrooms, or home (Figure 2).

21

https://oceanexplorer.noaa.gov/technology/telepresence/telepresence.html

4

�Figure 2: With telepresence-enabled exploration, scientists and the public can participate in NOAA Ocean Exploration
expeditions from anywhere in the world. (Source: NOAA Ocean Exploration)

Sensitive Data Protection
Many of the UCH sites explored by NOAA Ocean Exploration require sensitive data stewardship and
protection measures. The United States has several laws and regulations in place to protect UCH sites and
safeguard sensitive information and data from improper release. To meet federal preservation mandates
applicable to sensitive data management, including the National Historic Preservation Act 22 (NHPA) and
the Sunken Military Craft Act23 (SMCA), NOAA Ocean Exploration follows strict internal planning,
acquisition, post-processing, and archiving protocols for all seafloor mapping, ROV, and location-bearing
data collected on UCH sites. In addition, NOAA Ocean Exploration determines the eligibility for listing on
the National Register of Historic Places of every UCH site where data is collected. Should a site be
determined eligible for listing, NOAA Ocean Exploration initiates a National Historic Preservation Act
Section 304 consultation with the Keeper’s Office of the National Register of Historic Places and relevant
UCH site partners with research, management, or jurisdictional interest, including partners who suggested
exploration of the site.24 If the site is a sunken U.S. military craft, NOAA Ocean Exploration and NOAA
General Counsel work with Defense Secretaries to protect sensitive data under the SMCA.
Community-Driven Archaeology
NOAA Ocean Exploration has adopted a unique model of community-driven exploration that serves broad
community interests and addresses data gaps while being responsive to specific community, agency,
administration, and global priorities and drivers. This “Explorer Model” brings together the ocean science
and resource management communities to collaboratively plan expeditions and explore areas of the deep

22

achp.gov/sites/default/files/2018-06/nhpa.pdf

23

https://www.history.navy.mil/research/underwater-archaeology/policy-and-resource-management/sunken-military-craft-act/smca.html

24

Section 304 of the National Historic Preservation Act requires federal agencies to withhold from public disclosure information about the
location, character, or ownership of a historic property if disclosure of such information may cause a significant invasion of privacy, risk harm to
the historic property, or impede the use of a traditional religious site by practitioners. Section 304 is only applicable to UCH sites eligible for, or
listed on, the National Register of Historic Places.

5

�ocean where data are scarce (Cantwell et al. 2020) (Figure 3). NOAA Ocean Exploration is employing the
Explorer Model in the 2024-2026 campaign in the Pacific basin.
The Explorer Model also applies to UCH exploration planning. Input regarding archaeological priorities
from all interested parties, including state, local, and tribal governments and Indigenous communities, is
fundamental to ensuring that NOAA Ocean Exploration activities in the Pacific address priorities of the
archaeology community and help meet the heritage management and research needs of partners.

Figure 3: Foundations of the Explorer Model (adapted from Cantwell et. al. 2020).

Archaeologists, historians, resource managers, and others who engage in and research UCH from all sectors
are invited to submit UCH priorities directly to NOAA Ocean Exploration. These submissions usually
contain sensitive information that may include geographic coordinates of known or potential archaeology
material, literature reviews of after-action reports, eyewitness accounts, and other primary source material.
Dataset sensitivity is prioritized by NOAA Ocean Exploration and exchanges of sensitive information are
brokered through a non-disclosure agreement, with data access limited to NOAA Ocean Exploration and
submitting partner(s). By signing this agreement, all parties agree not to share these sensitive data without
explicit permission from the partner(s). Once data sharing agreements are in place, NOAA Ocean
Exploration creates an internal document containing contextual maps, site summaries, and links to relevant
remote sensing data to inform operations planning.

6

�UCH recommendations are then added to an ArcGIS Pro 3.1.0 database and prioritized by historical and
traditional significance, amount of community interest, environmental factors (estimated depth, existing
data, substrate, confidence in existing coordinates), and potential hazards that affect probability of mission
success. Expedition planners then correlate the recommendations with the planned operating areas of the
ship and decide which UCH sites to consider for exploration. This process is exemplified by the following
two case studies that showcase the Explorer Model and the importance of partner contributions to marine
archaeology investigations.
B-29 CASE STUDY
The Explorer Model is best exemplified by the 2016 discovery and characterization of a B-29 Superfortress
aircraft lost in the Saipan Channel (Cantwell et. al. 2020a). This site and the potentially 10 other aircraft
lost in this area include 53 service personnel missing in action. As such, the Defense POW/MIA Accounting
Agency25 (DPAA), which is responsible for the repatriation of unaccounted for Americans, became
intrinsically involved and was able to support the mission by providing subject-matter expertise and
information on open aircraft case files for the area. Additional historical and archaeological data were
provided by the B-29 Restoration Team, the Seattle Museum of Flight, aviation historians, Texas
Agricultural and Mechanical (A&amp;M) University’s Nautical Archaeology Program, the Smithsonian
National Air and Space Museum, East Carolina University’s Maritime Studies Program, the United States
Air Force, the Scripps Institution of Oceanography, the Cavanaugh Flight Museum, the Commonwealth of
the Northern Mariana Islands Division of Historic Preservation, and NOAA’s Office of National Marine
Sanctuaries (Lickliter-Mundon et. al. 2018).
The discovery of this resource furthered public appreciation for, and academic understanding of, the B-29s
lost near the Tinian North Field and served as a case study for deepwater ROV characterization of aircraft
wreckage. The investigation also resulted in a successful National Historic Preservation Act Section 304
consultation with the Keeper of the National Register of Historic Places. The Keeper concurred with NOAA
Ocean Exploration’s determination that the B-29 was eligible for listing on the National Register of Historic
Places under Criterion A: Military through its participation in Pacific theatre World War II (WWII) combat
operations off Tinian Island and C: Design/Construction as a rare, submerged example of a significant
design advancement in aviation history (NPS 1990). Public release of B-29 location data was determined
to introduce risk of harm by increasing the likelihood of looting or other disturbance.
Partner collaboration on the B-29 was pivotal at every step, from submitting it as a priority target to site
discovery, characterization, peer-reviewed publication of research, and sensitive data protection and
stewardship. Only with the collaborative and collective research of the partners listed above was the
eligibility determination possible.
AMAKASU MARU NO.1 CASE STUDY
The WWII Battle of Wake Island claimed an estimated 900 to 1,000 Japanese soldiers and 100 American
soldiers during the 16-day siege. The bravery and memory of these Japanese soldiers are entombed in 21
aircraft, one submarine, and two destroyers lost during their attempted taking of Wake Island. The
Americans also lost several aircraft during the island’s defense. On August 11, 2016, NOAA Ocean
Exploration and partners from the Hawaii Undersea Research Laboratory, University of Hawaii, the Global
Foundation for Ocean Exploration, and multibeam echosounder expert Gary Fabian investigated an
anomaly thought to be the potential remains of the Imperial Japanese Navy Kamikaze-class destroyer
Hayate. ROVs Deep Discoverer and Seirios provided the first glimpse of the hull, whose side markings,

25

https://www.dpaa.mil/

7

�armament, and cabin structure revealed it was not Hayate, but the Japanese water tanker Amakasu Maru
No. 1 (Figure 1).
Amakasu Maru No.1 was sunk by the USS Triton on December 24, 1942, after sustaining heavy torpedo
damage on the port side off Wake Atoll, now located in the Pacific Remote Islands Marine National
Monument. The ship now sits upright and serves as a habitat for anemones, glass sponges, anglerfish, squat
lobsters, and other animals. Its remains were fully documented by the exploration team, and the entire ROV
dive was broadcast live to engage participating scientists ashore and to share this important UCH site with
the public (Cantelas and Wagner 2016).
Data from this dive became the subject matter for a master’s thesis that further characterized the site and
its place in history (Yoxsimer 2022). Yoxsimer’s thesis exemplifies student-led products supported by
NOAA Ocean Exploration-collected data and potential student engagement opportunities for upcoming
missions in the Pacific basin. From beginning to end, UCH partnerships allowed NOAA Ocean Exploration
to discover Amakasu Maru No. 1 and memorialize the sacrifices made by the sailors aboard. Now, Amakasu
Maru No. 1 is known in the archaeological record and its story can be shared with the world.
CONCLUSION
Between 2024 and 2026, NOAA Ocean Exploration will continue its community-driven exploration in the
Pacific basin. This presents an opportunity for the Asia-Pacific UCH community to participate in the
planning, execution, and post-expedition data workup. While there are no guarantees on the amount,
location, and frequency of UCH operations, NOAA Ocean Exploration is looking to the Asia-Pacific UCH
community to help guide the Pacific campaign. This will lean heavily on partnerships, both familiar and
new, including international collaborative efforts. Together, we can prioritize, explore, discover, and protect
the important deep water UCH resources of the Pacific Basin and broaden understanding of our collective
past.
Information about how to participate in the Pacific basin campaign is available on NOAA Ocean
Exploration website’s NOAA Ship Okeanos Explorer: Get Involved26 web page and through the authors of
this paper, who can facilitate participation.

ACKNOWLEDGEMENTS
The processes and capacities discussed have been steadily built across the NOAA Ocean Exploration program and its partners over
the past 23 years. This includes contributions and leadership from the program’s Outreach and Education, Expeditions and
Exploration, Administration and Finance, and Science and Technology divisions. Special thanks to the Global Foundation for
Ocean Exploration27 and NOAA’s Office of Marine and Aircraft Operations28 for helping execute our mission.

26

https://oceanexplorer.noaa.gov/okeanos/getinvolved.html

27

https://www.engineeringfordiscovery.org/

28

https://www.omao.noaa.gov/

8

�BIBLIOGRAPHY
Cantelas, Frank and Katie Wagner. 2016. “NOAA Discovers and Explorers Japanese Cargo Ship, Amakasu Maru.” NOAA
Ocean Exploration Website. Published August 14, 2016.
https://oceanexplorer.noaa.gov/okeanos/explorations/ex1606/logs/aug14/welcome.html.
Cantwell, Kasey, Shirley Pomponi, Patty Fryer, Derek Sowers, Frank Cantelas, Amanda Netburn, Michael Ford, and Amy
Bowman. “EX-16-05 Leg 3 Expedition Report: 2016 Deepwater Exploration of the Marianas (ROV/Mapping).” NOAA Ocean
Exploration, National Oceanic and Atmospheric Administration. United States, 2020a. https://doi.org/10.25923/xy0q-0f35.
Cantwell, Kasey, Brian R.C. Kennedy, Mashkoor, Malik, Kelley P. Suhre, Rachel Medley, Elizabeth Lobecker, Shannon Hoy,
Caitlin Adams, Matt Dornback, and Megan Cromwell. “The Explorer Model: Lessons from 10 Years of Community-Led Ocean
Exploration and Open Data.” Journal of Ocean Technology 15:3 (2020b): 67-76.
Cuellar, Sam. “NOAA Ship Okeanos Explorer FY23 Field Season Instructions.” NOAA Ocean Exploration, National Oceanic
and Atmospheric Administration. United States, 2023. https://doi.org/10.25923/f06c-5x38.
Lickliter-Mundon, Megan, Frank Cantelas, Wendy Coble, Jeremy Kinney, Jennifer McKinnon, Jeffrey Meyer, Andrew Pietruszka,
Brad Pilgrim, James R. Pruitt, and Hans Van Tilburg. “Identification of a Deep-Water B-29 WWII Aircraft via ROV Telepresence
Survey.” Journal of Maritime Archaeology, 13 (2018):167-189.
(NHPA) National Historic Preservation Act. 54 U.S.C. §300101 et. seq., 2021. https://www.achp.gov/sites/default/files/201806/nhpa.pdf.
NPS (National Park Service). “How to Apply the National Register Criteria for Evaluation.” United States, 1990.
https://www.nps.gov/subjects/nationalregister/upload/NRB-15_web508.pdf.
(SMCA) Sunken Military Craft Act of 2004. 10 U.S.C. §113 note., 2021. https://www.history.navy.mil/research/underwaterarchaeology/policy-and-resource-management/sunken-military-craft-act/smca.html.
Yoxsimer, Andrea. 2022. “Amakasu Maru No.1: An Analysis of a Remotely Operated Vehicle Survey on a WWII Japanese
Requisitioned Shipwreck in the Pacific.” Master’s thesis, East Carolina University, 2022.

9

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                <text>With priority placed on the exploration of deep waters, NOAA Ocean Exploration applies the latest tools&#13;
and technologies to explore previously unknown areas of the ocean, making discoveries of scientific,&#13;
economic, and cultural value. As both a valuable cultural resource and habitat for marine organisms, NOAA&#13;
Ocean Exploration’s priorities include maritime archaeology and the discovery of our underwater cultural&#13;
heritage (UCH). Between 2024 and 2026, NOAA Ocean Exploration and partners will conduct exploratory&#13;
seafloor mapping and remotely operated vehicle (ROV) explorations in the Pacific basin. This article details&#13;
the tools, technologies, and typical datasets collected by our program and opportunities for the Asia-Pacific&#13;
community of archaeologists, historians, and resource managers to contribute to our UCH research&#13;
prioritization and participate in our live, publicly accessible telepresence-enabled operations. Using this&#13;
community-driven archaeology model, we ensure this exploratory work will have the greatest impact and&#13;
provide a publicly accessible platform for sharing our common cultural heritage. </text>
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                <text>Hartmeyer, Philip A., Jeremy Weirich, Hans Van Tilburg, Adrienne Copeland, Mashkoor Malik, Frank Cantelas, Sam Cuellar, Kelley Suhre, Kasey Cantwell. 2023. “Community Driven Marine Archaeology: NOAA Ocean Exploration Operations in the Pacific Basin 2024-2026.” Edited by Jennifer Craig, Jay Mok, T. Kurt Knoerl, and Veronica Walker-Vadillo. In Proceedings of Fifth Asia Pacific Regional Conference on Underwater Cultural Heritage: Gwangju, The Republic of Korea, November 13-18 2023. The Museum of Underwater Archaeology. URL: https://apconf.omeka.net/exhibits/show/apconfproceedings/item/1999 </text>
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                    <text>Lashing the loose planks: Making sense of the understudied “new” lashed-lug sites in
Sumatra, Indonesia
Agni Mochtar (Università di Napoli “L’Orientale”, Italy; National Research and Innovation
Agency (BRIN), Indonesia)

ABSTRACT
The topic of this abstract fits best within this Session 6 Lashed-lug boats: Emerging research from Southeast Asia
and the Pacific because it presents new information about the understudied and/or unpublished lashed-lug
boats/ships found within the last decade in the island of Sumatra, Indonesia. The case studies under consideration
are the lashed-lug boat remains from sites in the provinces of North Sumatra, South Sumatra, and Jambi. The
resources available to conduct the work include boat/ship timbers consisted of hull planks, wing ends, and other
hull component, as well as rudders, kept in the artefact storages and museums. The research questions of this
project are what new information can be obtained from a close examination of the boat/ship planks and other
timbers, and how such information would contribute to the advancement of the knowledge about the lashed-lug
boatbuilding. The result of the detailed documentation of the boat/ship remains is a comprehensive dataset which
covers many variables including ones overlooked in previous research. This project is a part of the author’s
doctoral research which expected result is the insights of variations within this particular boatbuilding and the
factors causing the variations.
Keywords: shipwreck analysis, hull catalogues, boat remains, and environmental context
List of figures and tables

Figure 1. Distribution map of the sites studied in the project.
Figure 2. Plank fastening on a hull plank from Bongal site, North Sumatra
Figure 3. Rudder from Cengal site, South Sumatra
Table 1. Recapitulation of timbers documented in 2022–2023.
Table 2. Preliminary grouping of hull timbers from Bongal site.

INTRODUCTION
The study of archaeological remains of the Southeast Asian lashed-lug boatbuilding tradition was
initiated in the 1980s (Manguin 1989) and developed rather slowly in the following three decades.
Fortunately, the last decade witnessed a more promising progress of this topic with new findings and
more sites were being investigated closely. In Indonesia, archaeological missions to shipwreck or boat
remains sites had been fluctuating throughout decades, with most missions conducted in response to
accidental findings by local communities. Other times, the ship/boat timbers were discovered during
excavation in areas not intended to investigate nautical archaeology, which resulted in preliminary
documentation without further analysis.
After the initial studies of general characteristics of the lashed-lug ship/boatbuilding, close examinations
of artefactual data had provided essential information about the details of the construction and other
related aspects such as raw materials and associated cargo. In the last decade, many findings were
reported in Indonesia, especially in Sumatra (Akbar 2019; Indradjaja 2012; Intan 2017; Purnawibowo
and Restiyadi 2020), but only limited detailed recording and in-depth analysis was performed. Sumatra
had been one of the most important places in the history of maritime network within Indonesia, in
Southeast Asia, as well as the Indian Ocean. However, it was unfortunate that ship/boatbuilding study
was many times overlooked in the archaeological investigation of the region.
This project attempts to closely examine the new findings of lashed-lug boat remains in Sumatra as well
as to re-examine previous findings not analysed. The aim is to learn about how they can contribute to

1

�the discussion of the study of lashed-lug tradition. Emphasis is on the variations in the construction, to
further the knowledge about the past seafaring in the region.

CASE STUDIES
The project presented in this paper investigated archaeological remains of lashed-lug watercrafts in three
provinces in Sumatra, namely North Sumatra, South Sumatra, and Jambi (Figure 1). South Sumatra and
Jambi were on the east coast of Sumatra and famous for their rich archaeological remains, especially the
Buddhist artefacts and monuments, many associated to Sriwijaya Kingdoms, one of the largest
kingdoms of pre-modern Indonesia (Degroot, Griffiths, and Manguin 2014; Utomo 2010). Major rivers,
Musi and Batanghari, run as the vein of people’s activities since early times. Unsurprisingly, many
lashed-lug sites were found along the riverbank of the two rivers and their tributaries (Sadzali 2019),
also near the coastal lines (Rangkuti 2017). There are also sites located underwater, such as Tanjung
Renggung (Adhityatama and Sulistyarto 2018) and Lingga (Flecker 2019), proof that the lashed-lug
watercrafts were used in both inland and marine waters.
The case study site in North Sumatra is located on the west coast, in Central Tapanuli Regency. In terms
of archaeological remains, the regency was considered as one of the most important places in the history
of Islam in Indonesia. The Barus site is the first point where Muslims came to Nusantara (modern
Indonesia) in the ninth century CE (Guillot et al. 2008). However, the evidence of the initial landing,
old harbour, or coastal settlement was almost non-existent. That was until the report in 2019 of
archaeological findings from Bongal site, around 95km south of Barus.
Surveys and excavations in the Bongal site reveal a likely harbour and settlement close to the Lumut
river estuary. Artefacts from this site include ship and boat components, ceramics, beads, coins, and
inscriptions. Radiocarbon dating results of one sample of timber and one sample of rope indicate the site
was in use as early as the seventh century CE. Two centuries earlier than Barus (Purnawibowo and
Mochtar 2021). Since the first report, the locals found more ship/boat timbers but, unfortunately, they
were taken from the location without any documentation.

RESOURCES
Documentation for this project up to early 2023, included ship and boat timbers kept in different types
of storage in three provinces. The storage varied from semi-permanent shed built near the site, a local
government office, museum display rooms, museum storages, and an artefact storage building. Boat
timbers in North Sumatra came from Bongal site, located in the western coast of Sumatra, on the rim of
the Indian Ocean. Meanwhile, those in both South Sumatra and Jambi came from several sites in the
province.
South Sumatra
East coast

2

�Bongal

Tulung Selapan

Cengal
Lambur

Margomulyo
Air Sugihan

Figure 1. Distribution map of the sites studied in the project.

In the last decade the national archaeological research centre in Indonesia, Pusat Penelitian Arkeologi
Nasional (Puslit Arkenas) and the regional agency for archaeological research in South Sumatra, Balai
Arkeologi Sumatera Selatan (Balar Sumsel) conducted surveys and excavations on the east coast of
South Sumatra to study the wetland settlements in the area. During the missions the teams found
components of lashed-lugs vessels which varied from keel planks, hull planks, rudders, to oars.
According to the project reports and personal communication with the team members, larger timbers
were left close to the site locations while some small to medium timbers were collected and kept in the
offices for further analysis.
During the author’s data collection in 2023, site visits were not possible due to the weather constraint
thus the documentation of the ship/boat timbers from the east coast was conducted on those kept in the
artefact storage in Balar Sumsel office. The recorded timbers include fragments of a keel plank, hull
planks, a wing end, a rudder, and some paddles from Tulung Selapan site, Cengal site, and Margomulyo
site.
Inland
Other boat timbers recorded during the data collection were found on the riverbank of Lematang River,
a tributary of the Musi River, far inland around 200km from the coast. The locals who accidentally
found the boat dismantled one of the extremities due to curiosity. The authorities then came and brought

3

�the timbers, which consisted of hull planks and a frame, to the artefact storage/display building of the
Bumiayu temple complex.
Jambi
The timbers recorded during the data collection early this year were kept in Museum Siginjei, the
regional museum of Jambi. Two fragments of hull planks, a wing end, and some rig components were
displayed for the public. The museum storage housed one small vessel, possibly a canoe, with apparent
lugs on the keel plank. According to the information from the museum employees, the canoe was found
in Lambur Village, probably close to the recently excavated intact lashed-lug boat. Unlike the canoe,
the provenance of the boat timbers being displayed was, unfortunately, unknown.
North Sumatra
The lashed-lug boat timbers from the Bongal site were kept in three locations namely, the semipermanent artefact storage building near the site, the local government office, and the Museum Abad 1
Hijriah in Surakarta, Central Java. The timbers in the storage and the office were documented in the
2023 data collection while those in the museum were documented last year. The timbers in the office
were from the initial survey after the first report from the locals, they are generally small to medium
fragments. Meanwhile, the timbers in the storage were mostly hull planks, the longest at over two meters
and some planks were heavy with almost eight centimetres total thickness.

FRAMEWORK
The project presented in this paper was part of the author’s ongoing doctoral research project. It started
last year and is expected to be finished by the end of 2024, titled ‘A technological study of lashedlugged, plank-built boats and vernacular boat building practices in Indonesia’. The project aims to
investigate variations within the lashed-lug boatbuilding tradition through a close examination of
archaeological remains found in Indonesia, with the aid of other data including ethnography and
iconography. Variations within the lashed-lug boatbuilding were addressed previously (Manguin 2019;
Lacsina 2019; Lacsina and Mochtar 2020) but with minimal investigation of possible influences.
This project used a nautical archaeology approach to understand the correlation of attributes within one
artefact, of one artefact to others, and of artefacts to other data. From such correlations the author
synthesises aspects of the boatbuilding technology. Emphasis is on technique variations used in, among
others, fastening systems, plank-shaping, bow and stern assembly, as well as to identify the possible
variation influences. Due to the current non-intact stage, of the majority of the ship/boat timbers, the
analysis was conducted by identification of the artefact attributes and their function and recorded in a
database.

RESULTS
Documentation of timbers
During data collection in 2022–2023 the author recorded 50 lashed-lug ship/boat components in various
sizes and conditions (see Table 1). All the recorded timbers were first grouped into six types of
components, namely keel plank, hull plank, bow/stern assembly, rudder, rig, and unidentified. The last
category was to accommodate the timbers, which until this article was written, were still unidentified in
4

�terms of their position or function. The hull planks were, by far, the most oft recorded component. This
was expected because in a complete boat or ship the number of hull planks are highest, compared to
other components.
Besides the verbal description, the author made manual drawings and/or photogrammetry of the timbers.
The combination of recording methods was chosen to handle the different conditions of the data. Some
timbers were waterlogged, and due to the time constraints, it was difficult to obtain detailed data. For
example, the photogrammetry failed to record minor details such as the depth of the holes and the
connections between lashing holes. In addition, close-up pictures were taken to record details, such as a
fragment of rope inside a lashing hole. The author also recorded before and after photographs of all
samples taken for radiocarbon dating and species identification.
Table 1. Recapitulation of timbers documented in 2022–2023.
No

Ship/boat component

1.
2.
3.
4.
5.
6.
Total

Keel plank
Hull plank
Bow/stern assembly
Rudder
Rig
Unidentified

Qty
2
31
6
5
1
3
50

Keel plank and hull planks, preliminary analysis
The initial stage of analysis was conducted on hull planks because they held many attributes related to
the construction of the vessel. Macroscopic observation was performed on surfaces and the seams of
planks to identify the dowel holes, lashing holes, and/or peg holes. Observation was also performed to
see variables such as degree of degradation, shape of lugs, type of plank fastening, and type of joinery.
Whenever possible, tool marks and other technological traces were observed and analysed. Every
attribute on each plank was recorded in a database, which was further elaboration on the extensive
database published by Manguin (2019). Whilst his database included both lashed-lug and non-lashedlug vessels found in Southeast Asia, the author’s database only covered lashed-lug vessels in Indonesia,
with emphasis on the new and/or unrecorded findings. The database helped the author to identify the
similarities and dissimilarities in the construction of the lashed-lug vessels represented by the hull
planks.
Plank fastenings
The hull planks showed variations of the plank fastening. The majority was the combination of dowels
and plank lashings. A particular case was found in the planks from Bongal site (Figure 2) where four
types of fastening holes were identified: dowel holes, lashing holes, peg holes, and go-through holes.
The last type of hole was possibly drilled for a long dowel that went through three parallel planks. A
keel plank showed the use of only lashings for plank fastening, even though they were rather thick and
heavy.

5

�Figure 2. Plank fastening on a hull plank from Bongal site, North Sumatra.

Lugs
In general, the lugs are rectangular with two pairs of lashing holes. Some variations were noted on some
planks with ridges, but the number of lashing holes was always the same. Apparent distinction is found
on the canoe from Lambur, which had smaller lugs with one large hole through the width of the lug.
Correlation between attributes
The Bongal site had further in-depth analysis to understand the assemblage of hull planks, which
attributes were varied and without information of the provenience. The grouping of the planks based on
their attributes revealed a possibility of multiple vessels in one site. At this stage, the author put the
planks into four groups based on the difference between the plank fastening system, the dimension of
the plank, and the character of the wood such as the weight and the level of degradation (see Table 2).
The last two variables might indicate different species, which were a weak evidence to support a
possibility of different vessels, like those examples in the Butuan boat that used several different types
of wood (Lacsina 2016) or in case of a repairment. However, combined with a significant difference in
the plank thickness and the use of different plank fastening, it was difficult to imagine them to be from
the same vessel.
Table 2. Preliminary grouping of hull timbers from Bongal site.
GROUP

DESCRIPTION

A

Plank with scarf joints,
3cm thick
Heavily degraded,
5cm thick
Flat, heavy plank,
rectangular cut joints,
3cm thick
Thick plank,
7cm thick

B
C

D

LUGS

DOWELS

PLANK
LASHINGS

PEGS

QTY

Rectangle, 2 pairs
of lashing holes
Rectangle, 2 pairs
of lashing holes
Rectangle, 2 pairs
of lashing holes

yes

no

yes

2

yes

yes

no

2

yes

yes

no

4

Rectangle, 2 pairs
of lashing holes

yes

yes

yes

1

TOTAL

9

6

�Rudder
The rudders documented during the data collection were found by local people without clear information
of their finding process. Although they were different in dimension, all rudders due to their similar
features could be easily identified as belonging to same tradition. The whole rudder, the stock and the
blade, made from one solid wood. The stock was cylindrical and gradually flattens towards the mid part
to form the blade.
The interpretation of this type of rudder as one used in lashed-lug vessels was based on the rudders
found in Bongal site and from the Cengal site. Despite the missing information about the actual location,
the rudder from Bongal site was found in the same area with the hull planks and other ship/boat timbers
and, to date, all the ship/boat timbers unearthed from the site belong to the lashed-lug tradition.
Similarly, the rudder from Cengal site (Figure 3) was found during a survey where local people report
the rudder with other lashed-lug hull planks. Further, during the excavation in Air Sugihan area in South
Sumatra, the team unearthed some lashed-lug planks and a rudder in one context (Indradjaja 2012; Intan
2017).
Further analysis
During the data collection, wood samples were taken from selected timbers for radiocarbon dating and
species identification. The author proposes the results from the analysis will correlate the variation
within the construction with different periods and/or with different raw materials. Secondary sources
about lashed-lug ship/boats from other places in the region would also be consulted to investigate
whether the variations were due to the production of vessels in different workshops.

CONCLUSION
After the success of a previous study in synthesizing the general characters of the lashed-lug
ship/boatbuilding traditions (see Session 6_Lacsina and Mochtar in this APConf 5 Proceedings), we
now need the investigation of archaeological remains in detail, and to update the record of new findings
throughout Southeast Asia. Indonesia played a significant role in the early days of this study because
many lashed-lug archaeological remains were found. This became the primary data to understand the
tradition, which previously was only in historic ethnographic research. However, the work of the
author’s project was conducted to further the knowledge of the ship/boatbuilding tradition by closely
examining details in the more recently discovered and/or understudied ship/boat timbers.
The result from the preliminary analysis of the timbers highlights the variations of techniques used in
the lashed-lug construction, even on the planks from one site. Such variations were noted in previous
research but further study to understand them and the influencing factor behind such variations were
scarcely done. As it progressed with the analysis on more timbers, as the radiocarbon dating and species
identification results return, hopefully this project would provide more detailed insight. Meanwhile,
from observations during data collection and preliminary post-fieldwork analysis, this project has
documented new information regarding the lashed-lug ship/boatbuilding, such as propulsion of the
vessels and the identification of a harbour site on the eastern rim of the Indian Ocean.

7

�Figure 3. Rudder from Cengal site, South Sumatra.
ACKNOWLEDGEMENTS
The author would like to express gratitude to the institutions, who authorise all the data documented in this project, for the
permit to access their collection: BRIN Sumatera Selatan, BRIN Sumatera Utara, BPK Wilayah V Jambi, BPK Wilayah VI
Sumatera Selatan, Dinas Kebudayaan dan Pariwisata Tapanuli Tengah, Museum Abad 1 Hijriah Surakarta, Museum Siginjei
Jambi, as well as Museum Balaputeradewa and Museum Sriwijaya Palembang. The author would also like to thank Prof Chiara
Zazzaro at Università di Napoli “L’Orientale” as the author’s tutor for this research for all the supports and supervisions.

BIBLIOGRAPHY
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https://www.academia.edu/download/54800536/ThesisLacsina2016.pdf.
———. ‘The Same-Same Boatbuilding Tradition? Looking at Different Examples of Lashed-Lug Boats from the Southeast
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�Manguin, P.-Y. ‘Sewn Boats of Southeast Asia: The Stitched-Plank and Lashed-Lug Tradition’. International Journal of
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9

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                    <text>The experimental reconstructions of the Punjulharjo boat from Indonesia: New insights
for understanding the lashed-lug boatbuilding techniques.
Chiara Zazzaro (Università di Napoli L’Orientale, Italy)
Agni Mochtar (Università di Napoli L’Orientale, Italy; National Research and Innovation
Agency (BRIN), Indonesia)
Luigi Ombrato (Università di Napoli Federico II, Italy)

ABSTRACT
The article presents the methodology applied for the re-investigation and for the experimental reconstruction of
the Punjulharjo boat, the most complete Southeast Asian lashed-lug boat found to date. This work, based on
archaeological data, ethnographic, and iconographic sources, brought better understanding of the boat and of the
lashed-lug system. Archaeological data were gathered through direct observation of the Punjulharjo boat remains
displayed on the original finding location and examination of photos taken during the excavation.
The reconstruction approach was engineering and experimental, it consisted in producing hypothetical
representations of the Punjulharjo boat, in digital, virtual and 3D print form. As a result, the team identified
different lashing systems, hypothesized diverse uses of the lugs within the planking joinery and vertical structures,
illustrated the complexity of the planking pattern and hypothesized the aspect and location (or relocation) of the
beams, rudders, mast, and other superstructures.
Keywords: photogrammetry, 3D modelling, hypothetical restitution, and land shipwreck
List of figures
Figure 1. Map showing the distribution of boat remains with lashed-lug joints, found in Southeast Asia. (Photo Agni Mochtar).
Figure 2. Photo showing the location of the Punjulharjo boat exhibit hall. (Photo: Ahmad Ginanjar Purnawibawa).
Figure 3. Adze mark (a). Saw mark (b). (Photo: Chiara Zazzaro).
Figure 4. Agni Mochtar taking wood samples from the Punjulharjo boat. (Photo: Chiara Zazzaro).
Figure 5. Ahmad Ginanjar Purnawibawa doing the photogrammetry of the Punjulharjo boat. (Photo: Chiara Zazzaro).

INTRODUCTION
The Punjulharjo boat belongs to the shell-first, lashed-lug construction, one of the boat building
traditions in Southeast Asia. To date, over twenty sites with boat remains showing lashed-lug
construction have been found in Southeast Asia, unfortunately, unless the Punjulharjo boat, most of
them are fragmentary (Figure 1) (Manguin 2019; Shinatria 2018). The most prominent feature of this
tradition is the protruding lugs carved out on the edge-joined hull planks, where the frames were placed
on to and were lashed with ropes (usually Arenga pinnata, sugar palm). Plank fastening consists of
ligatures, dowels, or a combination of both. Another characteristic of this type of construction is the use
of a keel plank and wing ends, two or more overlapped wooden blocks on each extremity.
The shell-first wooden construction and the use of the edge-joint dowels is still employed today in some
boatyards in Indonesia, while the lashed-lug construction is more rarely attested (see Lamalera, East
Nusa Tenggara, Barnes 1996). Comparable quarter rudders fittings, wing ends, and further construction

1

�Figure 1. Map showing the distribution of boat remains with lashed-lug joints, found in Southeast Asia. (Photo Agni
Mochtar).

features are attested in contemporary Indonesian boats, therefore the ethnographic method has been
largely applied together with archaeological and iconographic comparisons for the reconstruction of the
possible original aspect of the boat.
After presenting the previous and current state of our knowledge on the Punjulharjo boat, the authors
will discuss the methodology applied for the study of the environmental context and of the boat
architecture, as well as methods and procedures employed for the analysis of the hull (distortions and
species analysis), to understand the use and function of the boat and to achieve a preliminary
hypothetical reconstructions of the original aspect of the boat. The final results will be presented in a
comprehensive forthcoming publication.

CASE STUDY
The Punjulharjo boat is the most ancient complete wooden vessel known to date in Southeast Asia,
found in the village of Punjulharjo, District of Rembang in 2008. The boat was buried below ca. 2 meters
of intertidal soil, 500 meters from the actual shoreline, in an area today occupied by salters. Today, the
boat is displayed in a semi-open building in its original finding location (Figure 2).
After the initial finding, an excavation was conducted by Balai Arkeologi Yogyakarta in 2009. The
excavation team found that the hull was still intact from the bow to the stern with only a few upper
strakes missing, many internal strengthening components were also still intact. The team reported that

2

�Figure 2. Photo showing the location of the Punjulharjo boat exhibit hall. (Photo: Ahmad Ginanjar Purnawibawa).

the boat was 15.6m in length, 4.6m in width amidship. The planks were fastened by dowels and lashings,
while frames, stringers, and stanchions were fastened exclusively by lashings.
The reports from the 2009 excavation provided us with remarkable information about the boat (Siswanto
2010). However, at that time the boat was not analyzed using nautical archaeological approach and thus,
many technological aspects of the boat were overlooked. One example is that the drawing of the plan
view is missing important information about the plank fastening, resulting in inconsistency.
After the excavation, the boat was handed over to the heritage preservation office and later was subjected
to a lengthy conservation treatment using Polyethylene Glycol 400/4000. For conservation purposes, the
hull was dismantled. Upon the completion of the treatment, the timbers were re-assembled, and the final
result is what we can see now in the exhibition hall. Unfortunately, aside from a few floor timbers, all
the internal strengthening components were broken down into small pieces and could not be reassembled. During the last phase of the conservation, Agni Mochtar visited the site and re-examined the
boat remains with a new perspective, using nautical archaeological approach for her master degree thesis
(Mochtar 2018).
The re-examination of the boat provided a better understanding of the building technique of the boat.
Correction and addition were made to the previous drawings to offer a better representation of the actual
boat. Mochtar has added all the ligature holes on the planks to show how the hull was fastened, she also
notices that there is a pattern in the dowel and ligature holes on the seam of the planks: one set consists
of a pair of ligature holes flanked by one dowel hole on each side, and in between two sets there is an
additional dowel hole.
From this analysis, it was concluded that even though the boat was rather medium in size, the hull was
robust with sufficient fastenings and internal strengthening. The thickness of the plank and the rigid bow
and stern assembly also contributed to this. Ligatures were the primary fastening, supported by dowels
in the planks seam, and with an addition of mortise and tenon on the extremities. The ligatures provided
strong fastening, but at the same time gave enough flexibility to make the hull more durable.
3

�Mochtar’s master thesis also recorded a different measurement of the boat from the survey and
excavation reports, especially the width of the beam. However, a closer investigation of the reason
behind this was beyond the scope of her thesis, other than merely suspecting an incorrect postconservation reconstruction process (Mochtar 2018).
In February and December 2020, a team of the Università di Napoli “L’Orientale” and Universitas
Indonesia including Ginanjar Purnawibawa, visited the site of Punjulharjo with the aim to integrate the
current state of knowledge of the boat with new observations and surveys. This team conducted a close
inspection of the hull and a photogrammetry survey to provide a permanent record of the current state
of conservation of the boat and for further study aimed at the analysis and reconstruction of the original
aspect of the boat. The team also took over 300 detail photographs of the boat, aimed at
detecting/showing tool marks, details of the joinery, plank distortions etc., and photographed the
materials associated with the shipwreck kept in the site storage, including jars and bowl fragments, and
bones.
In January 2022 a team of Puslit Arkenas, Balai Arkeologi D.I. Yogyakarta, now BRIN, Università di
Napoli “L’Orientale” and Universitas Indonesia visited the site, once again, to take systematic sampling
of the wood species and to sample the sediments associated to the context of finding of the boat for
geoarchaeological analysis.

METHODS AND PROCEDURES OF THE 2020 AND 2022 FIELD SEASONS
The study of the environmental context

Boats found in land context usually share similar issues related to their study and interpretative process,
so as similar approaches to survey methods; they are either been intentionally buried, or stranded /
beached, or have been buried for environmental changing (Delgado 2013). For the Punjulharjo boat the
first case can be excluded, as there is no evidence of rituals or related findings, therefore the second two
options can be considered.
Preliminary geomorphological and geoarchaeological investigations about the area were conducted by
Carlo Donadio and Andri Purnomo with assistance of the team on the field. Considering that the boat
was moved from its original context and that the boat’s exhibit hall has been built exactly in the same
place where the boat was found, the team had to examine the environment in the area around and select
a suitable spot where to sample the sediments for sedimentary analysis. The area selected for
stratigraphic sampling was 47 meters south of the boat’s current position, this was estimated not to be
contaminated or disturbed by modern activities.

Soil samples were taken from sediment layers which were estimated to have come from the same
stratigraphy of the site at the time of the discovery of the Punjulharjo boat, based on photographic
documentation of excavation activities carried out by Balai Arkeologi D.I. Yogyakarta in 2009. The
position of the sampling area was recorded by GPS and a stratigraphic section was excavated using
simple tools (trowel, meter). Three soil samples were then taken from three different layers, each sample
contained ± 500 g of soil.
The sediments were then analyzed in the laboratories of the University of Napoli Federico II. The results
of the analyses, together with a comprehensive interpretation, will be presented later in the final report
of this project.
Further observation on construction features

Main observations on the construction features of the Punjulharjo boats were already conducted by Agni
Mochtar for her master degree thesis (Mochtar 2018). Further observations conducted on the site in
4

�2020 included an inventory of tool marks, and systematic dowels and lugs distance measurements.
Despite almost all the original dowels were substituted with new one during the restoration process, it
was still possible to measure their original location either on the site using a meter or on the digital 3D
model in areas that were not physically reachable.
The patterns of the dowels distribution is confirmed as described by Mochtar (2018), the distance of the
dowels from center to center is ca. 9-11cm in average with larger gaps in proximity of the stitches.
As for the lugs, the lugs size is slightly variable, distances among lugs are pretty regular: ca. 83-88 cm
from center to center and wider, up to 1 m in between the VII and the VIII frame from the stern, therefore
in the aft part of the boat (see also Mochtar 2018). A portion of the planking with the lugs was 3D print
in scale in order to experiment the lashing and stitching system manually.

As for the tool marks: it was not always easy to detect them, considering the conservation treatment
which may have affected the aspect of the wood surface or marks that may have been due to postexcavation manipulations. Despite that, adze marks were detected on the planking outer surface and on
the rudder beam. Some are deep and almost perpendicular to the wood surface, others are tangent to the
surface, both belonging to a tool bearing a blade ca. 4cm wide. Saw marks were detected in
correspondence of all the lugs on the sides facing stern and the stem (Figure 3a). Possible chisel marks
were also observed to finish the fittings of the rudder beam (Figure 3b).
Wood sampling
The 2009 report on the excavation of the Punjulharjo boat reported the identification of wood species
only from three different parts of the boat, namely from a hull plank, a dowel, and a frame. The aim of
the new research was to obtain a comprehensive information on the boat’s construction materials based
on a greater number of samples and a more controlled collection and analysis process (Figure 4a).
Wood samples were taken from all hull planks, the beam, stanchions, and frames. They were carefully
taken using a knife and/or drill in non-visible areas. For each sampled area of the boat, photographic
documentation of the conditions before and after the sampling was carried out. The sampling position
was then recorded and mapped on the orthophoto extrapolated from the three-dimensional survey of the
boat.
The following samples were collected: 26 samples from the hull planks, 7 samples from the frames, 1
sample of the rudder beam, 3 samples from the dowels.
Wood samples are in course of analyses by the Anatomy and Quality of Lignocellulose Materials
laboratory (http://xylarium.pustekolah.org), at the Forest Products Research and Development Center
of the Ministry of Environment and Forestry, Indonesia (http://hasilhutan.litbang.menlhk.go.id/).
The photogrammetry survey and further analysis
Previous survey methods on the Punjulharjo boat were conducted for the first time during the excavation
in 2009, before the boat was dismantled for conservative purpose. The result was a series of drawings
including a plan view, a longitudinal section and 17 cross sections corresponding to each lug alignment
(Siswanto 2010). Plans and sections were drawn entirely by hand, an automatic level was used to
determine the z coordinates of a number of points noted on the plan. These drawings lack descriptive
details about the aspect of the wood, actual shape and size of the different elements, and dowels pattern.
This may have been partially due to the high number of difficult areas to reach, to the intrinsic
complexity of the boat construction, the high number of corners, and the in situ condition.
The difficulties to represent the details in the previous drawings, due to the high number of corners for
the presence of the lugs, and the difficult areas to reach, brought the team to choose a detailed
photogrammetry as the best survey method.
5

�Figure 3. Adze mark (a, left). Saw mark (b, right). (Photo: Chiara Zazzaro).

For the photogrammetry the team used two types of cameras, a Canon M100, taking up to 712 photos
and a Sony RX100 II, taking up to 1021 photos, and a Drone DJI Mavic 2 Pro, taking up to 72
photographs. This latter was used to survey both the site around the museum and to obtain orthophotos
of the plan view of the boat, to have more details of the inner hull, otherwise difficult to reach (Figure
4b).
A close-range photogrammetry of a beam element was also conducted. The beam was found near the
stern of the ship and was interpreted as a beam for positioning the rudders.
Photographs were then processed using the software PhotoScan Pro, to produce point cloud, mesh, a 3D
model of the boat and orthophotos.
The 3D model was used as a basis to understand and correct the distortion and to integrate the missing
parts of the hull. Observations made on the site were combined and completed with those made on the
digital model. By reflecting and overlapping a series of sections, the team could better estimate the level
of asymmetry, distortions and anomalies among port and starboard side of the hull which is too much
for being proper of the boat: it could be due to the wreckage or to the depositional process, or to the
reconstruction process after the restoration. Sheer fractures and sheer stress, due to rotation, were also
noticed. In this case, the team tried to estimate the flexions of the sheer and mediate the asymmetry
among the two sides. The corrected sections were used to extrapolate naval lines, the hypothetical
original shape of the boat. As an example, the team suggested a correction of the width at amidship from
3.50m, as measured on the site, to ca. 3.37m, after correction.
From the 3D model the team could also extrapolate a shell expansion plan, in this, length and width of
the planks are respected, and their original shape is reconstructed mediating among the gaps and worn
parts. These parts were carefully observed and measured on the field in 2020, in order to distinguish
traces of decay and/or distortions and to integrate them in the most accurate way. Rotation inboard or
outboard and angles of distortion in the planks seams were also recorded.
The planking pattern shows that the central planks are much longer than those at fore and aft. Here,
planks have joggled edges and hook scarfs: an intricate system to fit planks together preventing
longitudinal slippage. Boatbuilders were forced to use shorter planks at fore and aft, but at the same
time they had to prevent longitudinal slippage, considering that all the fastening elements,
ligatures/stitches, dowels and lashings run transversally and there is nothing else to ensure longitudinal
strength/compactness.
Concerning the beam, originally found near the stern, this was interpreted as possible rudder beam and
it was relocated on the stern, although it was difficult to decide at which height of the hull it should be
relocated. At this scope the team had to try different fittings manipulating the beam digitally and rotating

6

�Figure 4. Agni Mochtar taking wood samples from the Punjulharjo boat (a, left). Ahmad Ginanjar Purnawibawa
doing the photogrammetry of the Punjulharjo boat (b, right). (Photos: Chiara Zazzaro).

it according to the visible features, such as grooves, holes and cavities, until it could fit in the
hypothetical right place on the hull.
The reconstruction process
The reconstruction process consisted in integrating data collected from the in-depth study of the boat
and from the 3D photogrammetric model with the evidence from other archaeological remains and from
iconographic and ethnographic evidence. The internal strengthening, the lashing and stitching system
were modeled based on previous excavation photos, ethnographic comparisons, such as the lashed-lug
system employed in contemporary boats from Lamalera (Barnes 1996; Dwyer and Akerman 1996), and
using an experimental approach. This consisted in printing three 3D digital models of hull portions to
experiment the characteristics of the internal construction and the various options and combinations of
the lashing and stitching systems recorded. The last step of the reconstruction process consisted in
integrating not attested parts of the boat, such the mast, the sail and the rudder. These parts were
reconstructed using ethnographic data from Lamalera and from ethnographic accounts, but also using
iconographic comparisons, e.g. the representations of ships in the Borbudur temple. The result is a
hypothetic 3D virtual reconstruction of the Punjulharjo boat.

Acknowledgements
Tri Subekso (Dinas Kebudayaan, Kepemudaan, dan Olahraga Kabupaten Semarang) and Retna Dyah Radityawati (Dinas
Kebudayaan dan Pariwisata Rembang) accompanied during the visit. The fieldwork was conducted under the auspicious of the
Indonesian Ministry of Research and Technology and of the Pusat Penelitian Arkeologi Nasional (Arkenas), and it was
conducted in the context of a long-term joint research project of the Università di Napoli “L’Orientale”, Universitas Indonesia
and Arkenas titled: Indonesian Endangered Boatbuilding Knowledge, started in 2019. This interdisciplinary project aims at
investigating Indonesian ancient and contemporary boatbuilding practices documenting the archaeological, ethnographic and
linguistic evidence in selected areas of the country.

7

�BIBLIOGRAPHY
Barnes, R. H. Sea Hunters of Indonesia: Fishers and Weavers of Lamalera. Clarendon Press: Oxford, 1996.
Burningham, Nick. “Indonesian quarter-rudder mountings.” IJNA 29, no 1 (1996): 100–119. https://doi.org/10.1006/ijna.2000.
0271.
Delgado, J. P. “Ships on Land.” In The Oxford Handbook of Maritime Archaeology, edited by Ben Ford, Donny L. Hamilton,
and Alexis Catsambis, 182–191. Oxford: Oxford University Press, 1996.
Dwyer, D., and K. Akerman. “The Pelédang: The lashed-lug whaling craft of Lamalera, Lomblen (Lembata), Nusa Tenggara
Timur, Indonesia.” The Beagle: Records of the Museum and Art Gallery of the Northern Territory 14 (1996): 123–147.
Horridge, G. A. “The Lashed‐lug Boat of the Eastern Archipelagoes, the Alcina MS and the Lomblen Whaling Boats.”
Maritime Monographs and Reports 54. London: National Maritime Museum, 1982.
Lacsina, L. “Examining Pre-colonial Southeast Asian boatbuilding: An archaeological study of the Butuan boats and the Use
of edge-joined planking in local and regional construction techniques.” Phd diss., Flinders University, 2016.
https://www.academia.edu/download/54-800536/ThesisLacsina2016.pdf
Manguin, P.-Y. The Boat Remains of Punjulharjo: A preliminary report. EFEO, 2009.
Manguin, P.‐Y. “Sewn Boats of Southeast Asia: The stitched‐plank and lashed‐lug tradition.” IJNA 48 (2019): 400–415.
Mochtar, A. S. “The Seventh-century Punjulharjo Boat from Indonesia: A study of the early Southeast Asian lashed-lug
boatbuilding tradition.” Master diss., Flinders University, 2018. https://flex.flinders.edu.au/file/5b8a6d45-1c8d-4a109647e24526ef1714/1/ThesisMochtar2018.pdf
Nishino, N., T. Aoyama, J. Kimura, T. Nogami, and T. L. Le. “Nishimura Masanari’s Study of the Earliest Known Shipwreck
Found in Vietnam.” Asian Review of World Histories 5 (2017): 106–122.
Priyanto, Waluyo Agus. “Conservation Research and Treatment Programs: Case Study of Ancient Boat Site in Rembang
Regency.” The MUA Collection, 2020. Accessed September 23, 2020. http://www.themua.org/collections/items/show/1263.
Purnawibowo, S., and A. Restiyadi. Identifikasi Tinggalan Arkeologi Maritim di Situs Bukit Bongal, Tapanuli Tengah,
Sumatera Utara. Balai Arkeologi Provinsi Sumatera Utara, 2020.
Siswanto, and N. Abbas. “Ringkasan Hasil Penelitian Situs Perahu Punjulharjo, Kabupaten Rembang.” Varuna Jurnal
Arkeologi Bawah Air, 2010.
Suranto, Y. “Sumbangan Pemikiran Bagi Penanganan Perahu Kuna Punjulharjo Rembang.” Varuna Jurnal Arkeologi Bawah
Air, 2010.

8

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                    <text>The Belitung Wreck Site After
Commercial Salvage In 1998
Agus Sudaryadi

Abstract
The Belitung Shipwreck Site, located at 17 meters (m) depth in Belitung waters, Indonesia, is a shipwreck
site containing Tang Dynasty (AD 618-906) cargo that was lifted by private salvage companies, Limited
Corporation/Perusahaan Terbatas (PT). Sulung Segara Jaya and Seabed Exploration Company in 1998.
1
The salvaging process was done without involving Indonesian State archaeologists. The shipwreck is an
Arab or Indian vessel that includes 60,000 artifacts from the Tang Dynasty. In 2005, the artifacts sold to
Singapore Sentosa Leisure Group.
In 2010, the Office for Cultural Heritage Preservation of Jambi conducted the first underwater
archaeological survey at Belitung Shipwreck site in order to find out the conditions of the site after the
salvaging operation. The result shows that the site is extremely ravaged, with unidentified ceramic
fragments spread out in a radius of ± 20 square meters (m²). It seems clear that the ceramic fragments
have been removed by the company then thrown back into the sea because considered non-commercial.
Meanwhile, the structure of the actual shipwreck was not found. It was only a big hole with 6 m wide and
15 m long, which seems to be where the ship may have settled. The remnants are now just a few small
wood fragments and a sizable chunk of wood, this maybe the mast-step. The Belitung Shipwreck is
recognized worldwide as an extremely valuable find in Indonesian waters. Preservation efforts are
needed to remind future generations that the shipwreck site very important for underwater archaeology in
Indonesia. Some preservation efforts that can be done are legal protection, site rehabilitation, and
establishing a maritime museum in Belitung Regency. The last of which efforts have initiated two years
ago with the aim to preserve artifacts from Belitung shipwreck site and other underwater sites in Bangka
Belitung Province.

Keywords: Belitung, Tang cargo, Shipwreck site, Preservation

Introduction
The Fantastic selling price of the cargo of De Geldermalsen salvaged by Michael
Hatcher in Riau water has stimulated businessmen in Indonesia who want to try their
luck to get treasure. It encouraged the government to form a National Committee, one
of its responsibilities is to manage licenses, salvage, and exploitation. One of the
salvaged shipwrecks is Belitung Wreck or popularly known as the Tang Cargo. The
company which salvaged it was PT. Sulung Segara Jaya and Seabed Exploration, a
German company. The company carried out excavation work at the site in September
and October 1998, and continued in April 1999 (Flecker 2001:335). The process of
salvage was done without involving archaeologists or Indonesian researchers.
The Belitung wreck is the first archaeological evidence for direct trade between
the western Indian Ocean and China. A remarkable portion of the ship’s hull survived.
The hull planks were stitched together, with no sign of wooden dowels or iron fastening.
The keel is 15.3 m long, a keelson, stringers, ceiling planks, and thwart beams still in
1

The term salvage is associated to random removal of ship parts or cargo for their reuse or sale;
excavation is the term used for scientific methodology in the removal of heritage objects

�place. The majority of the surviving cargo consisted of ceramics from the Changsha
kilns2 of China. Primarily bowls and ewers, but also a smattering of figurines and jarlets.
Other significant finds from the wreck include white-ware from the famous Ding Kilns,
and Yue wares3 from Zhejiang Province, several rare pieces of high-fired blue and
white, lead ballasts, some pieces of resin which would come from Sumatra, pillowshaped silver ingots, and a number of gold vessels (Flecker 2001:336-345).
How is the Belitung Wreck now? Only fragments of tile remain and useless cuts
of wood on the site. They are scattered about the seabed in 17 m depth to the west of
Belitung Island. The identified cuts of wood are not known from which part of the wreck,
if at all, the may have originated. Potentially, a propped-up wood chunk is the maststep. A long sand pit indicates the site of the shipwreck where it was found by the
salvagers. What should be done with the ruins? This shipwreck is the only known ship
from the 9th century Anno Domini (AD) that has been found. It needs preserving.

Belitung Wreck now
The location of Belitung Wreck site is in the Western Belitung Island. Its geographical
location includes Batu Itam (Black Rock) village area, Sijuk district, Belitung regency,
Bangka Belitung Archipelago province. To get to the site, we can start from Batu Itam
beach about 3 km (1.8 mile) or from Nusantara port in Tanjung Pandan city, from which
the distance is 8.8 km (5.4 mile). The visibility is quite good at around 5-7 m.

Figure 1. The Location of The Belitung Wreck (Google Earth)
The result of the survey done in November 2010 shows that the salvaging of the
Belitung Wreck left broken jar and bowl ceramics. The scattered fragments of jars and

2
3

Changsha kilns located in Hunan Province where the ceramics produced
a porcelain that the ancient Chinese likened to snow because of its delicacy

�bowls are in about 20 m2 surrounding the wreck site. It seems that the fragments were
lifted then thrown away again into the sea because of their broken condition.

Figure 2. Fragment of Jars and Bowls in Seabed
(Agus Sudaryadi/Balai Pelestarian Peninggalan Purbakala Jambi)
Meanwhile, the ship itself can not be found again. There are only some small
wood chunks left. The sinking of the ship in the seabed left a trace in the form of 6 m
wide and 15 m long hole with orientation South West – North East. In the hole, there are
many small fragments of tile and a part of the ship which is identified as the mast-step
(Manurung 2010:8).

Figure 3. a small wood fragment
(Agus Sudaryadi/Balai Pelestarian Peninggalan Purbakala Jambi)

�Figure 4. The wood predicted as the mast-step
(Agus Sudaryadi/Balai Pelestarian Peninggalan Purbakala Jambi)

Preservation Efforts
The condition of Belitung Wreck is unknown so far after salvaging in 1998. We have no
data about its. As a consequence, there have not been any preservation steps taken.
There are many factors that cause this, some of which are unavailable human
resources (see Wahjudin this volume) and the preservation of underwater sites has
never been done before in Indonesia. Due to that case, in my opinion, the preservation
that can be done is legal protection, it becomes the collection of maritime museum and
a site rehabilitation is needed.

a) Legal Protection
UCH protection in Indonesia is very neglected compared with land cultural heritage.
The salvaging of De Geldermalsen (The Nanking Cargo) incident in Riau Archipelago
waters by Michael Hatcher in 1985-1986 has stirred up government and society (Utomo
2008:20-21). The auction 140,000 tiles and 225 bars of gold was held by Christie’s in
Amsterdam totaled US$18 million. The Government reacted by implementing
Presidential Decree No. 43 of 1989 on the National Committee for Salving and
Exploiting Valuable Objects Retrieved from Shipwreck (henceforth referred to as the
National Committee). The National Committee’s duty is to manage the licensing of
survey, salvage, and exploitation4. The laws which protected Indonesian culture
heritage at that time was Monumenten Ordonnantie (Netherland Law) No. 19 of 1931
(Staatblad 1931 No. 238) then changed into Monumenten Ordonnantie No. 21 of 1934
(Staatblad 1934 No. 515).

4

Until now, The Indonesia Government has issued three Presidential Decree, Presidential Decree No.
43/1989, Presidential Decree No. 107/2000, and Presidential Decree No. 19/2007. Now the National
Comitte Chairman is Ministry of Marine and Fisheries.

�From the salvaging of Geldermalsen’s cargo, Indonesia got neither financial nor
non-financial award. The result of the auction was not done clearly, meanwhile the
process of lifting, packing, conservation, and auction did not involve Indonesian
archaeologists at all. Thus, there was no data, documentation nor improvement of
underwater archaeologists’ knowledge in Indonesia. One of the more horrendous
consequences of the event is that an Indonesian archaeologist is considered dead, his
body thus far not found, who was active in the investigation of locating the
Geldermalsen. He was an alumni of an underwater archaeologist training course held in
Thailand in 1985 and 1986 (SEAMEO Project of Archaeology and Fine Arts). That
incident left deep pain for Indonesian archaeologists and a gap in the knowledge on
Indonesian UCH.
To replace the old ineffective law in the Law No. 5/1992 was issued concerning
culture heritage objects. The weakness of Indonesian law has been exploited by the
looter and the salvaging of UCH. The cargo which is known as Belitung Wreck has been
desalinated, conserved, and researched in New Zealand. The cargo taken out of the
country against the rule. The auction conducted by Christie’s with a total earnings of
US$32 million. The agreement that obliged the salvagers to share half the value was
broken with only US$2.5 million delivered in total (Rachel 2009; Sofian 2010:21).
In 1999 salvaging by Michael Hatcher occurred again to a shipwreck in Gaspar
straits which is known as Teksing Cargo. The major findings were blue and white
ceramics about 18th – 19th century AD produced in Dehua Kiln in Fujian Province. Not
only ceramics, from the cargo found cannon, objects of brass and copper, watches,
china ink container, folding knife, and incense burner (Widiati 2007:35). They were
shipped to Australia in 43 containers. All the cargo of the ship was sold by Nagel
auction in Stuttgart, Germany in November 2000. It sold 350,000 ceramics at a total 7,2
million deutsch marks (DM). The Indonesian government got only 2 million DM and only
1,000 ceramics (Wahjudin 2003:17).
The forming of National Committee did not reduce the illegal salvaging of UCH.
During 2005 – 2011 there have been eleven cases. Meanwhile, survey and legal
salvaging were only 26. Of all the incidents, there was only one successful
archaeological excavation namely the Cirebon Wreck salvaged by PT. Paradigma
Putera Sejahtera cooperate with Cosmix, Belgia. The process of salvaging was done
systematically under the supervision of government officials. There were 500,000
ceramics, objects of gold, silver, copper, tin, iron, bottle, glass, beads, coin, and
precious stones (Utomo 2008:35-60).
Law protection toward UCH in Indonesia has changed by the issue of Law No.
11/2010 on Culture Heritage. This new law is more firm in managing the discovery of
culture heritage in the water and the repercussions for bringing it abroad. There are
heavy punishments for those who break the law. The explanation about that is as follow:
Discovery
Government is obliged to bring about discovering of objects, building, structure and location
predicted as Culture Heritage.
The discovery of culture heritage or predicted as culture heritage can be done individually by
excavating, diving, and/or lifting in the land and/or in the water.
The discovery as meant in Verse (1) and (2) can only be done through research with caring about
belonging right and location authority.

�Everyone is prohibited to carry out discovery of culture heritage or predicted as culture heritage
by excavating, diving, and/or lifting in the land and/or in the water as meant in Verse (2), except
with license from government or local government with its authority. (Article 26, Versus 1-4)

Carrying
Foreigners and/or law institution can not possess and/or dominate culture heritage, except
foreigners and/or foreign law institution that live and inhibit in Indonesia territorial;
Foreigners and/or foreign law institution as meant in Verse (1) is prohibited to carry Culture
Heritage, either all or a part of it, out of Indonesia territory. (Article 14, Verse 1 and 2)
Culture Heritage, either all or a part of it, can only be brought out of Indonesia territory for the
sake of research, cultural promotion, and/or exhibition;
Everyone is forbidden to bring Culture Heritage as meant in Verse (1), except by Minister
Permission . (Article 68, Verse 1 and 2)

Punishment
Everybody without governmental license or local government bring about discovery of Culture
Heritage as meant in Article 26 Verse (4) is punished by sending to jail at least 3 (three) months
and the longest is 10 (ten) years and/or fined at least Rp. 150,000,000,- (one hundred and fifty
million rupiahs) and the most is Rp. 1,000,000,000 (one billion rupiahs). (Article 103)
Everybody without ministry licence, bring Cultural Heritage out of Indonesia territory as meant in
article 68 Verse (2) is punished by sending to jail at least 6 (six) months and the longest is 10
(ten) years and/or fined at least Rp. 200,000,000,- (two hundred million rupiahs) and the most is
Rp. 1,500,000,000,- (one billion and five hundred million rupiahs). (Article 109)

How is the law protection of underwater culture heritage in Indonesia? still a lot of
shipwreck site is not determined yet. Whereas, in Law No. 5/1992 about Culture
Heritage Objects Verse 11 states, “Government determines the finding of Culture
Heritage Objects or objects predicted as Culture Heritage Objects as meant in Article 10
Verse 1 about the site with its border”. Government Regulation No. 10 of 1993 about the
implementation of Law No. 5/1992 about Culture Heritage Objects Article 24 Verse (1)
states, “ in conserving Culture Heritage Objects Government decides the site”.
Meanwhile Law No. 11/2010 has changed the determining of Culture Heritage
becomes national and local government’s responsibility. According to verse (1):
Regent and mayor issue the determining of Culture Heritage status 30 (thirty) days the longest
after the recommendation is accepted by experts team which states the object, building.
structures, location and/or geographic space unit which is registered as Culture Heritage.
Regency and municipality government convey the result of determining to Provincial Government
and continued to the central government. (Article 35)
Government and local government can bring about the ranking of Culture Heritage based on the
importance to be national ranking, province ranking, and regency/municipality ranking based on
recommendation from Culture Heritage Expert Team.(Article 41)

The determination of Belitung Wreck site as a possible site is due to survey result
data (Manurung 2010:8-9). It was done after 12 years since its salvage. Before that, the
obstacle of determining the location of the underwater site was lack of survey, so there
was no underwater site data available that could aide in its identification.

�Legal protection of the Belitung wreck and other underwater sites would need to
be followed by marking the protect sites, both on land and at sea. The sign is installed
on land are information board. The board provide information about the history of the
particular wreck and layout of the site, but will also carry a strong conservation
message, stressing the legal protection, and the responsibilities of divers when visiting
them. The board installed adjacent to the slipway at a harbor from which divers access
to a shipwreck. While at sea, the location of shipwreck with an installed buoy. The buoy
is moored with rope/chain which is bound around the cement block in the seabed. On
the cement block, there is a bronze plaque of the writing relating its lawful
determination.

b) Maritime Museum
Since two years ago the Indonesian government prepared to build a maritime museum
in Belitung Island. At that time, there were 8 hectares of land available for development.
The choosing of Belitung Island as the location of maritime museum is quite
appropriate due to the amount of shipwrecks around the seawater territory of Bangka
and Belitung Island. Noted since 1950-1878 43 ships sank in the Gaspar straits and
surroundings, including Gaspar Island, Karang Coope, Karang Beldeveree, Karang
Arang Marai (Pramono 2005:85; Tangkilisan 2009:10). Wreck site found by
Arqueonautas from 2007-2010 include 27 sites located at a depth of 6 m to 53 m.
Condition of the sites has been largely heavily disturbed and looted. Seven sites are
European shipwreck from the 19th century AD. Two of them are believed to be the
location of Alceste5 and Forbes6 (Mirabal 2008: 28; Mirabal 2011:30)
Indonesia has 275 museum with only two categorized as maritime museums.
They are the Museum Bahari in Jakarta and Museum Bahari in Ende, Flores. However,
the museums do not have underwater heritage collections. Museum Bahari in Jakarta is
Culture Preserve building inherited from the Dutch government. The building was used
by Dutch government officials as storehouse to keep, choose, and pack Indonesian
commodities. Museum Bahari of Jakarta was officially opened on 7th July 1977. The
collection exhibited in the museum consist of various kinds of classic Vereenigde OostIndische Compagnie (VOC) boats, Indonesian traditional boat, and models of modern
boat. It also includes the equipment of sailing such as navigation tools, anchors,
lighthouse models, and many kinds of cannon. It displays sea biota collection (fish in
Indonesia’s seawater), technology of traditional boat building, and folklore of Indonesian
fishermen customs. The museum exhibits Indonesian Navy dimension, cartography,
maritime kingdom heroes and figures, and photos of the voyage of Koninkelijitke
Paketvaart Mattscappi KPM) ship. Museum Bahari in Ende collects sea biota in Nusa
Tenggara area. The total collection amounts to 22,000 kinds.
The Maritime Museum in Belitung must build a new building. Ideally, the
architecture of the building reflects Indonesian culture, like the shape of the ship,
Indonesian traditional building, history of Indonesian maritime, or Indonesia’s sea
potential . However, based on the comparison of maritime museums in Osaka Maritime
5

The English ship was on voyage to China with a famous ambassador on board. The ship was wrecked
on this reef which now bears its name, Alceste Cliff (Wells 1995:94)
6
Forbes is a English country trading ship which sank on November during its voyage from China to India
(Ibid.)

�Museum, Japan, Western Australian Maritime Museum, Fremantle, Australia and
Maritime Museum of Chicago, USA, the maritime building in Indonesia needs to
consider the concept of developing modern architecture. For the collection, museum
needs to add the collection of (1) Indonesian Maritime History, (2) Indonesian Maritime
Culture, (3) Sailing technology and safety, (4) Variation of water transportation, (5) Port
and shipping (6) Various kinds of weaponry, tools and social material cultures related to
territorial defense and security (Supardi 2009:8-13).
Problems with the collection that came from the Belitung wreck is most of the
objects have belonged to the Singapore Artscience Museum. Indonesian Government
has only 39 ceramics which are in the National Museum. For that we need to do a good
negotiation so that Indonesia government to get additional artifacts the Belitung wreck.
Artifacts from Belitung Wreck will also be the collection the Museum Timah in Belitung
but most of the ceramics is broken. Other ceramics are in private collections and their
number is unknown.

c) Site Rehabilitation
As illustrated above the rest of the site is only the scattered fragments of ceramic jars
and some unprovenienced wood. I think that site should be preserved in a way
rehabilitated. According to Indonesia Big Dictionary, rehabilitation is the recovery to
previous condition (Kamus Besar Bahasa Indonesia 1990:737). So in this paper,
rehabilitation means the recovery to condition before the salvaging.
The consideration factors to do the rehabilitation of Belitung Wreck are :
1. Important underwater site as the proof of sailing in 9th century AD
2. The location is near Belitung island
3. It is located about 17 meters deep
4. It can be developed for under water tourism resorts and complete the maritime
museum
Site rehabilitation activity is the reordering of scattered objects on the seabed and
the returning the land objects to the sea. The land objects are the fragments of ceramics
in a villa which used to be a basecamp when the salvaging took place and the seizure
of court given to the Museum Timah in Belitung. In addition, it is needed to make the
imitation from the pieces of the ship and other objects. Belitung Wreck Site
Rehabilitation is expected to support society’s curiosity after visiting the maritime
museum. They conduct diving tourism to know the situation under the sea. There are
two spots that can be diving tourism destination which are the location of sunken ship
and the reef that cause the sunken ship.

Conclusion
Belitung Wreck is one of underwater site salvaged without involving Indonesian
archaeologists. Since it was salvaged not many people has known the condition of the
site. It is different from the objects exposed in permanent exhibition or travelling
exhibitions. It causes amazement and also controversy as lifting is considered an
infringement of the 2001 Convention.
Belitung Wreck site can be an example of how salvaging is a loss of objects to
National governments. More importantly the information of the site was lost due to there

�being no report submitted to the Indonesia government on the salvage operations or
any of the conservation or auction follow-ups. There were only pieces of ceramics and
planks of wood left on the seabed. It would have been best if the shipwreck site had
been approached as a research and preservation activity; with the inclusion of scientific
considerations and the preservation/monitoring of in situ objects. In my opinion it is
much better to excavate only some objects designated to be exhibited in museums
while leaving the rest in situ.

Bibliography
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1995
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http://idlethink.wordpress.com/2009/07/14/curating-theoceans-the-future-of-singapores-past/
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                <text>The Belitung Shipwreck Site, located at 17 meters (m) depth in Belitung waters, Indonesia, is a shipwreck site containing Tang Dynasty (AD 618-906) cargo that was lifted by private salvage companies, Limited Corporation/Perusahaan Terbatas (PT). Sulung Segara Jaya and Seabed Exploration Company in 1998. The salvaging  process was done without involving Indonesian State archaeologists. The shipwreck is an Arab or Indian vessel that includes 60,000  artifacts from the Tang Dynasty. In 2005, the artifacts sold to  Singapore Sentosa Leisure Group. &#13;
&#13;
In 2010, the Office for Cultural Heritage Preservation of Jambi conducted the first underwater archaeological survey at Belitung Shipwreck site in order to find out the  conditions of the site after the salvaging operation. The result shows that the site is extremely ravaged, with unidentified ceramic fragments spread out in a radius of Â± 20 square meters (mÂ²). It seems clear that the ceramic fragments have been removed by the company then thrown back into the sea because considered non-commercial. Meanwhile, the structure of the actual shipwreck was not found. It was only a big  hole with 6 m wide and 15 m long, which seems to be where the ship may have settled. The remnants are now just a few small wood fragments and a sizable chunk of wood,  this maybe the mast-step. The Belitung Shipwreck is recognized worldwide as an extremely valuable find in Indonesian waters. Preservation efforts are needed to remind future generations that the shipwreck site very important for underwater archaeology in Indonesia. Some preservation efforts that can be done are legal protection, site rehabilitation, and establishing a maritime museum in Belitung Regency. The last of which efforts have initiated two years ago with the aim to preserve artifacts from Belitung shipwreck site and other underwater sites in Bangka Belitung Province.&#13;
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                  <text>2021 Session 8: Underwater and Maritime Archaeology in South East Asia</text>
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                  <text>Abstract&#13;
&#13;
South East Asia is an Asian Sub Region with 11 countries with an area of 8.94 million square kilometres, and its water areas covering the China Sea, the Java Sea, the Sulu Sea, the Philippine Waters, the Celebes Sea, the Banda Sea, the Flores Sea, the Arafura Sea, the Timor Sea, and the Andaman Sea. With a total area of 2.5 % of the surface of all oceans in the world, South East Asia is a large sub region in the world which its waters and coastal areas are very rich in underwater and maritime cultural heritage. Underwater heritage in South East Asia are diverse and come from various times, namely from ancient Southeast Asian kingdoms, the European colonialism period, to World War II, which consisted of traditional ships of the South East Asian countries, Chinese junks China, Spanish Galleons and Naos, ships from the Middle East, VOC and EIC vessels; historic ships, planes, submarines during World War II; and also the remains of human settlements in the past or submerged landscape.&#13;
&#13;
The session will explore the richness of maritime history and the legacy of underwater and maritime cultural heritage in the countries of South East Asia. This South East Asian Session also seeks papers to be presented on the current development of underwater and maritime archaeology in South East Asia including the latest results of researches, studies, and projects of protection, preservation, sustainable use of underwater heritage, and the development of innovation and technology applying in the fields of underwater and maritime archaeology in various institutions in South East Asian countries. Moreover, the challenges, current threats, and any shortcomings that are currently being hot issues facing by South East Asian countries regionally, such as massive plundering of historic wrecks, destructive activities on shipwreck sites, natural disasters affecting underwater and maritime heritage, lack of long-term site monitoring and inappropriate management of underwater heritage will also be the focus of discussion in this session. This South East Asian Session also encourages the presentation of studies or projects on community engagement and opening access for the public in managing a sustainable underwater heritage in South East Asian countries, where the role of the local community is significant and can assist in determining the sustainability or the destruction of underwater and maritime heritage sites. &#13;
&#13;
Session Organiser:&#13;
&#13;
Nia Naelul Hasanah Ridwan</text>
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                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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                  <text>The Museum of Underwater Archaeology</text>
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                  <text>English</text>
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              <elementTextContainer>
                <elementText elementTextId="7395">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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                <text>Underwater and Maritime Heritage Discovered on the “Spice Route” Ternate-Tidore Islands, North Mollucas</text>
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                <text>Ternate and Tidore in the North Mollucas Islands, Mollucas Province, Indonesian Archipelago have a critical role as the main sources of clove and nutmeg in the “Spice Routes” global trading network. These exotic and valuable commodities have attracted the Spaniards and Portuguese to find the sea routes to Ternate and Tidore in the 1500s and followed by Dutch and British. Underwater and maritime archaeological research conducted by the Ministry of Marine Affairs and Fisheries of Indonesia in 2019 and 2021 aimed to study underwater heritage sites and historical maritime heritage from 16-17 century AD located in Ternate-Tidore Islands. Survey activities include SCUBA diving to search for and observe shipwreck sites, a bathymetry survey to map the depth and the contour of the seafloor, and spatial mapping of maritime heritage located in the coastline. Of the survey, 2 underwater sites were discovered. Soasio site is located at 15-20 m deep and Tongowai site at a depth of 37-42 m. The underwater remains in Soasio consist of blue-white Chinese ceramic from 2 different imperial periods of the Ming Dynasty, earthenware jars and ewers probably produced in Thailand. Meanwhile, Portuguese cannons manufactured in Macao and earthenware jars were found in Tongowai Site. The findings of underwater heritage sites in Soasio and Tongowai and the presence of several historical landmarks in Ternate and Tidore including the landing site of Trinidad and Victoria ships of Ferdinan Magellan-Juan Sebastian Elcano Expedition of Circumnavigation of the Earth are the physical evidence of the essential role of Ternate-Tidore in the maritime history of Indonesia and international commerce network in the Spice Route and Maritime Silk Route. </text>
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                <text>Nia N. H. Ridwan</text>
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                <text>Wisnu A. Gemilang</text>
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                <text>Ulung J. Wisha </text>
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                <text>Guntur A. Rahmawan</text>
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              <elementText elementTextId="7421">
                <text>Onggo F. Nichita</text>
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              <elementText elementTextId="7422">
                <text>Agus Sudaryadi</text>
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              <elementText elementTextId="7423">
                <text>Laila A. Jalil</text>
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              <elementText elementTextId="7424">
                <text>Irwansyah&#13;
</text>
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              <elementText elementTextId="7425">
                <text>The Museum of Underwater Archaeology</text>
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                <text>November 2021</text>
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            <elementTextContainer>
              <elementText elementTextId="7427">
                <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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              <elementText elementTextId="7428">
                <text>Ridwan, Nia N. H., Wisnu A. Gemilang, Ulung J. Wisha, Guntur A. Rahmawan, Onggo F. Nichita, Agus Sudaryadi,&#13;
Laila A. Jalil, and Irwansyah. 2021. “Underwater and Maritime Heritage Discovered on the “Spice Route”&#13;
Ternate-Tidore Islands, North Mollucas.” Edited by Brian Fahy, Hans Van Tilburg, Bill Jeffery, T. Kurt Knoerl, and&#13;
Riley Smith. In Proceedings of Fourth Asia Pacific Regional Conference on Underwater Cultural Heritage:&#13;
Keelung,Taiwan, and Virtual, November 1-5, 2021. The Museum of Underwater Archaeology URL:&#13;
https://apconf-much.org/proceedings/exhibits/show/apconf-muchproceedings/item/688</text>
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                  <text>2021 Session 8: Underwater and Maritime Archaeology in South East Asia</text>
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                  <text>Session 8 papers</text>
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              <description>An account of the resource</description>
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                <elementText elementTextId="7390">
                  <text>Abstract&#13;
&#13;
South East Asia is an Asian Sub Region with 11 countries with an area of 8.94 million square kilometres, and its water areas covering the China Sea, the Java Sea, the Sulu Sea, the Philippine Waters, the Celebes Sea, the Banda Sea, the Flores Sea, the Arafura Sea, the Timor Sea, and the Andaman Sea. With a total area of 2.5 % of the surface of all oceans in the world, South East Asia is a large sub region in the world which its waters and coastal areas are very rich in underwater and maritime cultural heritage. Underwater heritage in South East Asia are diverse and come from various times, namely from ancient Southeast Asian kingdoms, the European colonialism period, to World War II, which consisted of traditional ships of the South East Asian countries, Chinese junks China, Spanish Galleons and Naos, ships from the Middle East, VOC and EIC vessels; historic ships, planes, submarines during World War II; and also the remains of human settlements in the past or submerged landscape.&#13;
&#13;
The session will explore the richness of maritime history and the legacy of underwater and maritime cultural heritage in the countries of South East Asia. This South East Asian Session also seeks papers to be presented on the current development of underwater and maritime archaeology in South East Asia including the latest results of researches, studies, and projects of protection, preservation, sustainable use of underwater heritage, and the development of innovation and technology applying in the fields of underwater and maritime archaeology in various institutions in South East Asian countries. Moreover, the challenges, current threats, and any shortcomings that are currently being hot issues facing by South East Asian countries regionally, such as massive plundering of historic wrecks, destructive activities on shipwreck sites, natural disasters affecting underwater and maritime heritage, lack of long-term site monitoring and inappropriate management of underwater heritage will also be the focus of discussion in this session. This South East Asian Session also encourages the presentation of studies or projects on community engagement and opening access for the public in managing a sustainable underwater heritage in South East Asian countries, where the role of the local community is significant and can assist in determining the sustainability or the destruction of underwater and maritime heritage sites. &#13;
&#13;
Session Organiser:&#13;
&#13;
Nia Naelul Hasanah Ridwan</text>
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              <elementTextContainer>
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                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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                  <text>The Museum of Underwater Archaeology</text>
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                  <text>November 2021</text>
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                  <text>English</text>
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            <element elementId="91">
              <name>Rights Holder</name>
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              <elementTextContainer>
                <elementText elementTextId="7395">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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            <name>Title</name>
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              <elementText elementTextId="7429">
                <text>Hydro-Oceanographic Modelling Use in Underwater Archaeological Research of Shipwreck Site Discovered in Abang Island Waters, Riau Archipelago, Indonesia</text>
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          <element elementId="41">
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            <description>An account of the resource</description>
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              <elementText elementTextId="7430">
                <text>In 2020, the Research Institute for Coastal Resources and Vulnerability (RICRV) conducted an underwater archaeological survey in Abang Island waters, Riau Archipelago Province, Indonesia. The wreck site location is 64.14 km from Batam Island, and the archaeological remains lie at a depth of 20 meters. The underwater findings consist of hundreds of earthenware storage jars and ewers produced in Thailand and some blue-white porcelain plates from the Ming Dynasty era. The hydro-oceanographic data and ocean dynamics back-tracing modelling in the 1600s, along with the sedimentation and bathymetry profiling has been used to predict the sailing route of the ship, sunk in Abang Island waters. The sailing ships in the past would have relied on nature-based generators such as waves, tides, currents, and winds. &#13;
&#13;
According to the hydro-oceanographic modeling result, the extreme current flow generated by tidal and winds in the South China Sea in the 16th century AD peaked at 1.3 m/s during the northeast monsoon. This state could be more weakened during the southeast monsoon. According to the tidal phase delay and asymmetry and the presence of cargoes originating from China and Thailand, the ship was possibly sailing from the north via the South China Sea and cut through the Riau Archipelago from Bintan, which passed through a group of islands, including Abang Island to sail whether toward the north Malacca Strait or Bangka Belitung and Java. Additionally, based on the sediment transport model, the possibility of unidentified artifacts buried by sediment at the depth 60 cm beneath the surface bottom was sufficiently high. An excavation is recommended to prevent the archaeological remains from local looting and natural erosion.&#13;
&#13;
</text>
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              <elementText elementTextId="7431">
                <text>Ulung J. Wisha </text>
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              <elementText elementTextId="7432">
                <text>Nia N. H. Ridwan</text>
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              <elementText elementTextId="7433">
                <text>Widodo S. Pranowo</text>
              </elementText>
              <elementText elementTextId="7434">
                <text>Wisnu A. Gemilang</text>
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              <elementText elementTextId="7435">
                <text>Guntur A. Rahmawan</text>
              </elementText>
              <elementText elementTextId="7436">
                <text>Stanov Purnawibowo</text>
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              <elementText elementTextId="7437">
                <text>Agus Sudaryadi</text>
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            <name>Publisher</name>
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            <elementTextContainer>
              <elementText elementTextId="7438">
                <text>The Museum of Underwater Archaeology</text>
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            <name>Date</name>
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            <elementTextContainer>
              <elementText elementTextId="7439">
                <text>November 2021</text>
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          <element elementId="91">
            <name>Rights Holder</name>
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            <elementTextContainer>
              <elementText elementTextId="7440">
                <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
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              <elementText elementTextId="7441">
                <text>Wisha, Ulung J., Nia N. H. Ridwan, Widodo S. Pranowo, Wisnu A. Gemilang, Guntur A. Rahmawan, Stanov&#13;
Purnawibowo, and Agus Sudaryadi. 2021. “Hydro-Oceanographic Modelling Use in Underwater Archaeological&#13;
Research of Shipwreck Site Discovered in Abang Island Waters, Riau Archipelago, Indonesia.” Edited by Brian Fahy,&#13;
Hans Van Tilburg, Bill Jeffery, T. Kurt Knoerl, and Riley Smith. In Proceedings of Fourth Asia Pacific Regional&#13;
Conference on Underwater Cultural Heritage: Keelung,Taiwan, and Virtual, November 1-5, 2021. The Museum of&#13;
Underwater Archaeology URL: https://apconf-much.org/proceedings/exhibits/show/apconf-muchproceedings/item/689</text>
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