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                    <text>Reading of the contemporary social consciousness
through the shipwreck Earl of Shaftsbury
Mr. A.M.A.Dayananda

Abstract
The shipwreck Earl of Shaftsbury is buried on the southern coast of Sri Lanka very close to a
frequented tourist destination. It was run aground hitting on a rock at Akurala about three miles away
from the shore. In 1893 when sailing from Bombay to Diamond Island the ship sailed past Rangoon
through Colombo harbour after unloading charcoal. It is an iron build four mast sailing vessel. It
collided with a reef due to rough waves. Six of the crew drowned and 22 survived. The shipwreck
settled at a 50 foot depth. The incident was first reported in the The Ceylon Examiner Newspaper on
8th, 9th, 10th, and 11th of May 1893. The value of the vessel was estimated at Indian Rupees (Rs.)
300,000 at the time. In one article there is another steamer ship reported wrecked some years
previously. This paper includes details of the wreckage as are available from the newspaper reports.
What happened after her wreckage was an interesting story. The time was the British colonial period
in “Ceylon” (now Sri Lanka) during which time there was a growing general unrest against the colonial
masters. Some information reveals that this mindset may have influenced the rescuers during their
rescue efforts of the drowning crew. This paper it is going to elaborate on the story behind the
shipwreck of the Earl of Shaftsbury and investigate the social influences towards the wreck site then
and now.

Introduction
Even though Sri Lanka is a small island it is located at a geographically important
juncture which joins the sea routes of East and West in the Indian Ocean. It was
used as a trade centre within which goods were exchanged and as a resting place
for navigators after a long sea voyage. “This ship was built in 1883 and belonged to
the English firm The Browns and Sons” (Bruzelius 1996). A metallic vessel with four
masts and a contemporaneously superior ship on the company's registration (The
Ceylon Examiner Newspaper 08,05,1893). The ship had often arrived to the
Colombo harbour but was wrecked in 1893 in the southern ocean of Sri Lanka
marking its end of long sea voyages. The wreckage of the coal-transport ship is
located between Hikkaduwa and Akurala and 14 meters deep in the seabed.
Two of the newspapers, The Otago Daily Times and The Ceylon Examiner
(Figure 2) reported over several days of the ship's tragedy and the problematic
situation that the crew had to face after the wrecking. A minute detail of the reported
facts and the way that they have been reported exposes the social background and
the mentality of the social context.

Discovery and Recognition of the Ship ‘Earl of Shaftsbury’
The Earl of Shaftsbury attracted both local and foreign divers visiting Hikkaduwa It
was reported by Arthur C. Clerk in the 1960s (Clerk 1956-57:38). A very brief
introduction of it is also mentioned in his book The Reef of Taprobane.” We later
discovered, marked the resting place of the Earl of Shaftesbury, which ran on to the
Akurala Reef in 1893” (Clerk 1956-57:p,38). A formal survey on this place has not
been done since the diving activities conducted in the 1960s. This shipwreck not only
entails historic and archaeological value but bears great significance to bio diversity
as well. The ship which provides a place of living for different marine species of
various colours represents an important environmental system. The Maritime

�Archaeology Unit (MAU) in Galle, which is under the Central Cultural Fund, planned
for an archaeological exploration on the shipwreck. Archaeological investigations on
the ship first started in January 2008. The second step involved basic surveying
activities in March and April 2008 by the participants of the Asian Pacific Regional
Maritime Archaeology Training School established in association with the MAU
(Figure 1).

Figure 1. The group that assisted the exploration (Photo - R. Muthucumarana)

Scriptorium Research Work
Research was carried out on documents in search of the facts that had not yet been
revealed. The divers who lived close to the site were aware that the Earl of
Shaftsbury wrecked in 1893. The fact had been further proved by Clerk's book The
Reef of Taprobane. So steps were taken to carry out an archive search based on the
year 1893. Nishantha Kumara, an undergraduate who came to the MAU as a
volunteer was sent to search the old newspapers. The attempt was fruitful because
the Examiner reported the details of the shipwreck. This ship had been built in the
Leigh region in England by the firm Reimage and Ferguson. It was registered under
Lloyds, the authority on certificates of quality for ships. The Earl of Shaftsbury was of
the highest condition among the ships then registered under the firm(The Ceylon
Examiner news paper 08,05,1893).
The length of the ship was 289.6 feet (ft.) and the width of it was 42.01 ft, her
tonnage was 2079, and the dimension was 2869 ft. The owner of the ship was the
Brown and Sons in England. The estimated value of the ship was three hundred
thousand rupees in 1893. Out of the 28 members of staff onboard, six lost their lives
in the wreckage (The Ceylon Examiner News paper 08, 05,1893). The ship had
sailed to Bombay from New York harbour in America loaded with paraffin oil and
coal. The empty vessel, which had been reloaded with ballast stones for balance,
wrecked while sailing around Sri Lanka towards Diamond Island in Rangoon. At the
time of the wreck the captain may have possessed a large sum of money; the money
that the ship had earned from the goods unloaded at Bombay (Rasika 2010:06).

�Figure 2. Otago Daily Time 23/06/1893 The Ceylon Examiner News Paper 08,05,1893

The Present Situation of the nautical ship, the Earl of Shaftsbury
According to the initial research carried out in 2008, it was observed that the central
part of the naval ship had been severely damaged. Further investigations of the ruins
revealed that this was not only natural causes but also due to the activities of
treasure hunters and metal collectors, who had caused the destruction using
explosives. The bow and the stern sections are still in good condition and the
massive iron masts of the ship can be well recognized. The ballast stones that had
been used to balance the empty vessel are still lying around the ship. The ship which
lies inclining on its left maintains unity from the front to the back.

�Figure 3. The Ruins of the Earl of Shaftsbury (Photo - R. Muthucumarana)

Field Strategies
In 2008 the members of the MAU, did a survey on the wreck in a collaboration with
the UNESCO Bangkok office. The wreck was measured and recorded by the team
using 06 temporary control points fixed around the wreck. The site was divided in to
two parts (from bow to mid-ship and from stern to mid-ship) and the two parts were
measured separately. Each part was measured by using control points and the help
of the Site Recorder program (a software developed by the 3H Consulting/United
Kingdom). Also a base line was established covering the entire archaeological field.
It was about 60 meters long and measurements were taken in the off-set method.
For photographic records we used underwater digital still camera (Olympus C-770
camera with Ikelite housing) and video (Sony HC-90E camera with Ikelite housing).
The expected goals were not achieved by this limited surveying activities conducted
over four days(2008-03-27-29 and 2008-04-03) but they were enough to identify the
naval ship as the Earl of Shaftsbury (Figure 4).

�Figure 4. A Sketch of the wreck Earl of Shaftsbury (Drawing from the MAU archives)

The Last Few Hours of the Earl of Shaftsbury
The ship sunk due to natural hazards. The actual event was recorded by
Leyers in (The Ceylon Examiner Newspaper 09,05,1893):
After cruising around Sri Lanka the ship sailed to the right of Colombo harbour
towards the Diamond Island in the City of Rangoon. At about 3 a.m. the nature of the
sea turned extremely wild and brought howling storms along. The ship was
expeditiously glided forward and pushed up and down by the ferocious waves.
Suddenly something black appeared before the crew who were observing the route
in the front of the ship. Through intermittent flashes of lightening the crew identified a
reef. At once the crew on board started shouting. As the captain rushed out of his
cabin to examine the cry the ship collided on the rock with a big noise. The captain
was overwrought by this and rushed into the control cabin in attempt to take the ship
into the deep sea. His efforts were futile and the ship was repeatedly raised by the
harsh waves and thumped several times against the rock. The ship was ultimately
steered into the deep sea with the captain's efforts. The ship had been unfortunately
pierced by the knock against the rock and sea water rushed in. Soon it was filled
with water and descending in the sea. Before the navigators stationed in the lower
part of the ship's decks had time to think the ship started sinking (The Ceylon
Examiner News Paper 09, 05,1893).
Some other navigators who were saved from drowning, said the captain
watched the navigators fight for their lives against the harsh waves. The waves
threw the crew about as they hung on to the masts that had emerged out of water
and others clasped the wreckage of the ship. “The captain was spotted convulsing,
entering his cabin and locking himself in” (The Ceylon Examiner News Paper
10,05,1893) .Moreover, according to their revelations, at the moment of wrecking the
Second Officer of the ship had acted immediately and been successful in launching
a life saving boat. Fourteen navigators had boarded the lifeboat and headed towards
the coast. The Earl of Shaftsbury then buckled up throwing all on board into the sea
at about 150 meters from the coast. This unexpected incident made the tired crew
more miserable (The Ceylon Examiner News Paper 09,05,1893).

�There were also recorded some inconsistencies with the events around the
captain. This may be an indicator that the crew itself were largely unaffected by the
death of the captain. Perhaps the first entry to follow is indicative of the locals' mere
dismissal of the captain, while the second entry is more emotional and perhaps more
about the shocked tone of the crew.
The officers were housed by the special agent of the government until dawn
and then taken to the guest house in Ambalangoda. Three days later the body of the
captain, which had been badly destroyed, was carried to shore by the water. After
recognition of the body by the chief officer of the ship and the rest of the crew, it was
carried to Saint James church and buried with religious rituals (The Ceylon Examiner
news paper 11,05,1893).

The Otago Daily Times (Allen 26,01,2010). revealed an entirely different
story about the captain's death,
according to Mr. Jones, a rescued crew member of the Earl of Shaftsbury, the only
reason the captain died was because he fell off the lifeboat. The lifeboat had
loosened in its ties from the ship and had fallen on the captain's head while he was
swimming for his life which knocked him out.
In the aftermath of the unfortunate event, (Levers 08,05,1893) records the
reaction of the locals. This record is in fact a glimpse of the socio-politics at the time
and is symptomatic of the Sri Lankan anger towards the European oppression.
The survivors had no other option but to swim for their lives. They swam a
small distance and soon realized the European uniform they wore was a swimming
hindrance. They pulled them off and swam towards the coast. They were reported to
be mentally imbalanced and shocked, with bleeding wounds caused by being
knocked against the rocks close-in to shore. The locals provided the naked
navigators with native clothing. The surviving navigators later said that even though
they requested the locals to save the lives of those who are still hanging on the
masts and wreckage of the ship, they were denied with mentions that money was
needed if they are to be saved. Later, all the men hanging onto the wreckage were
saved by government special agents who were dispatched to the location. European
suits were sent from Colombo for those officers who were clad in native clothes. The
Examiner reported what a great shame for the Europeans to have been in native
clothes for the whole day until the arrival of European uniforms(The Ceylon
Examiner News Paper 09,05,1893).

The Names of the Drowned
Captain T.B Mayyard, aged about 56 years,
Second Mate. W.K Loyle, aged about 20 years.
Steward, E. Morentz, aged about 21 years.
Sail Maker. W perry, aged about 50 year.
Two coloured seamen, natives of St Helena and Fiji Islands.

The Survivors
Chief Mate, JL Jones
Carpenter, W Guest.
Apprentices, G.O Trofaint, O.E pokely, and Thomson 14 coloured able seamen, 2
boatswains and the cook. Altogether 22. (The Ceylon Examiner News Paper
09,05.1893).

�Reported Incidents After Sinking; Lack of Humanity?
The Earl of Shaftsbury was smashed and wrecked in a period when Sri Lanka was a
British colony (1815-1948). There had been no other shipwreck than the Earl of
Shaftsbury to have revealed the detail of the area's social background. The thoughts
and ambitions of the locals who were ruled by the Europeans and some of their
behaviours can be seen through these reports. “Humankind does not always
continue to exist with the same monotonous life style. Their thoughts and ambitions
do fluctuate with time. Exterior influences are mostly responsible for these
fluctuations”(Somarathne 1960 p,01). When studying social impacts and noting the
larger context in which people conduct themselves, projects like this one, can reveal
an underlying agency. To address this, newspaper records of the navigators'
comments were gathered in hopes to note the voice of a colonized society. Among
the reports that appeared on the wreckage the incident of not-saving crew members
is the most highlighted fact. The Examiner reported that even though the surviving
navigators had pleaded with the fishermen on shore to save the lives of the rest of
the crew, the fishermen had demanded a considerable amount of money if they were
to do so and would not otherwise. The newspaper report had highlighted that,
“natives showed their lack of humanity” (The Ceylon Examiner News Paper
09,05,1893).
In my personal view, the behaviour of the fishermen at a crisis like this could
never be appreciated and should not take place in any civilized society. Especially in
a great society that has been nurtured by Buddhist philosophies. Yet the reason for
such hard hearted people must be found out by a subtle and thorough case study.
The people in that society were under true agony from being oppressed with
revolutionary attitudes. The influence of three powerful European nationalities that
largely focused on economic advantages, from 1505 AD fostered a feeling of loss of
freedom and the consequential loss of their culture. Up to the time of the wreckage
there had been no other opportunity to record the deep-seeded anti-colonial feelings.
The fishermen, with the mentality for freedom, may have refused saving the
navigators due to their revolutionary attitudes caused by this anti-colonial sentiment.
They might have used this incident to show their frustration and envy towards the
colonists. They might have thought they would have been betraying their own nation
by rescuing their enemies. Furthermore they would have been reluctant to throw
their lives at risk by launching their small boats when the sea had become so violent
that even large ships, such as the Earl of Shaftsbury, were not safe.
The chagrin was not only visible in natives but also in Europeans. The report,
“The Captain, Europeans and two Coloured men Drowned”, ( The Ceylon Examiner
News Paper 08, 05,1893). highlights this, in that the report on the survivors and the
dead had grouped the black and Europeans separately. Navigators’ were in local
clothes until the European clothes were received and this was reported as an insult
to them. All the above mentioned facts reveal that there had been a social conflict
between the Europeans and the locals.

Conclusions
The only iron vessel with four masts so far found in Sri Lanka territorial waters is the
wrecked Earl of Shaftsbury. This is an important research station for any marine

�archaeologist studying ship building technology. Although there are so many laws
and conventions enacted internationally and locally in order to protect these
monuments, there are many practical difficulties in implementing them. One of the
main difficulties is to find funding for archaeological projects. We had to depend on
funds allocated by the state under the national budget. So it has become a common
feature for a developing nation like Sri Lanka to depend on funds from other sources.
However, I emphasize that archaeological sites of this nature shall be further studied
and shall be protected for the use of future generations. As a place of archaeological
importance for more than 100 years this wreck site is protected by archaeological
law (Department of Archaeology 1940; Department of Archaeology 1998). Besides,
steps are been taken to declare this site as protective monuments under purview of
Government of Sri Lanka and thereby will get a blanket coverage for the site.

Acknowledgements
I wish to thank the organizers of the Asia Pacific Regional Conference on Underwater
Cultural Heritage for giving me an opportunity to participate. I also extended my gratitude to
professor Mark Staniforth and professor Nimal de Silva, The Director General (Central
Cultural fund) for encouraging me to publish this report.

Bibliography
Allen, T.,
2010
Bruzelius, L.,
1996
Clerk, A.C.,
1956-1957
Department
of Archaeology
1940
Department
of Archaeology
1998
Levers, R.W.,
1893

"Wreck of the Earl of Shaftsbury six Lives Lost", in Otago Daily
Times
23
June
Viewed
03
October
2011
http://www.wrecksite.eu/wreck.aspx?138941/&gt;.
Earl of Shaftesbury, Viewed 04 October , 2011.
http://www.bruzelius.info/Nautica/Ships/Fourmast_ships/Earl_of_S
haftesbury(1883).html
The reefs of Taprobane, printed in the united states of America,
Harper and Brother publishers, New York.
Antiquities ordinance No 9
Amendment to the Antiquities ordinance No 9 of 1940 (21st May
1998)

"Total Loss of The Ship Earl of Shaftsbury Off Akurella, Near
Ambalangodde", in The Ceylon Examiner News Paper,
08,09,10,11, May.
Dalanidu Magazine Vol II. Akurala verele Kedavachakaya Earl of
Rasika, M.,
2010
Shaftsbury, Maritime Archaeology Unit Central cultural fund.
Somaratne, W., A Modern Ceylon and world history, Ceylon publishing
1960
cooperation.

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                <text>Reading of the contemporary social consciousness through the shipwreck Earl of Shaftsbury</text>
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Nautical (Ship and boat) Archaeology of South Asia</text>
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                <text>The shipwreck Earl of Shaftsbury is buried on the southern coast of Sri Lanka very close to a frequented tourist destination. It was run aground hitting on a rock at Akurala about three miles away from the shore. In 1893 when sailing from Bombay to Diamond Island the ship sailed past Rangoon through Colombo harbour after unloading charcoal. It is an iron build four mast sailing vessel. It collided with a reef due to rough waves. Six of the crew drowned and 22 survived. The shipwreck settled at a 50 foot depth. The incident was first reported in the The  Ceylon Examiner Newspaper on 8th, 9th, 10th, and 11th of May 1893. The value of the vessel was estimated at Indian Rupees (Rs.) 300,000 at the time. In one article there is another steamer ship reported wrecked some years previously. This paper includes details of the wreckage as are available from the newspaper reports. What happened after her wreckage was an interesting story. The time was the British colonial period in â€œCeylonâ€ (now Sri Lanka) during which time there was a growing general unrest against the colonial masters. Some information reveals that this mindset may have influenced the rescuers during their rescue efforts of the drowning crew. This paper it is going to elaborate on the story behind the shipwreck of the Earl of Shaftsbury and investigate the social influences towards the wreck site then and now.</text>
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                <text>A.M.A.Dayananda</text>
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                    <text>The post-treatment deterioration of marine
archaeological wood – where to now?
Godfrey, I. M.1*, Richards, V. L.2 and Cha, M. Y.3

Abstract
As waterlogged wood is ubiquitous in excavation sites, being used for structures (ships and buildings),
tools, personal effects and for decorative artefacts, this material has been the subject of most
conservation research and treatment over the past few decades. The development of disfiguring white
deposits on treated timbers from the Skuldelev Viking ships from Roskilde Fjord in the late 1970s was
initially treated as a minor cosmetic problem. The seriousness of the situation was soon realized when
more timbers were affected and the destruction of timber tissue became evident. Similar problems
have also been encountered with the Batavia timbers from Western Australia, the Shinan ship in
Korea and artefacts from the Mary Rose in England. Problems associated with the presence of iron
corrosion products in treated, formerly waterlogged timbers were further highlighted in 2000 with the
development of highly acidic regions on some Vasa timbers and associated artefacts. These
outbreaks on the Vasa were thought to be related to the inability of the climate control system to keep
the relative humidity in the gallery below 60%. These post-treatment developments prompted a
significant period of focused research and conservation activities, this time involving multi-faceted
analyses and the development of strategies to address a problem that has the potential to affect all
waterlogged timbers excavated from anaerobic sites. This paper reviews the current situation
regarding the role that iron species play in promoting the formation of acidic species and in catalyzing
the oxidation of reduced sulfur species, cellulose and polyethylene glycol and the steps being taken to
reduce post-treatment deterioration of formerly waterlogged wood. The implications for future
conservation treatments of waterlogged wood are discussed.

Introduction
Waterlogged wood is ubiquitous in wet terrestrial or underwater excavation sites,
being used for structures (ships and buildings), tools, personal effects and for
decorative artefacts. As a result waterlogged wood has been the subject of much
conservation research and treatment over the past few decades. The work has been
essential because waterlogged wood may be irreversibly damaged by shrinking,
cracking, warping and possibly even crumbling into fragments should it be allowed to
dry in an uncontrolled fashion (Figure 1).

1

Corresponding author, Dr Ian Godfrey, Department of Materials Conservation, Western Australian
Museum, AUSTRALIA, ian.godfrey@museum.wa.gov.au
2
Department of Materials Conservation, Western Australian Museum, AUSTRALIA,
vicki.richards@museum.wa.gov.au
3
Underwater Excavation and Conservation Division, National Research Institute of Maritime Culture
Heritage , KOREA, cmy040301@nate.com

�Figure 1: Cross-sectional view of conserved (top) and untreated wood (bottom)
showing the extent of shrinkage if highly degraded wood dries without treatment
(Copyright: Western Australian Museum).

The aims of all conservation treatments should be to stabilize artefacts so that
as much of the original material is preserved as possible, the dimensions of the
object are retained and the causes of deterioration are ameliorated. Designated
treatments should involve minimum intervention and if possible, applied treatments
should be reversible or at least retreatable. Although reversibility is often quoted as
an important principle for conservation treatments, it is often very difficult to achieve
in practice. As long as dimensional change is avoided, the ability to retreat organic
objects is enhanced if voids in structures are left unfilled, allowing future access to
either solvents or alternative treatment chemicals. The importance of being able to
retreat organic archaeological objects is clearly highlighted in the case of alumtreated waterlogged wood that has subsequently become highly acidic (Braovac and

�Kutze in press). If it was not possible to retreat this wood, highly valuable
archaeological objects would be lost forever.
Many different conservation treatments have been applied to waterlogged
wood. Most treatments focused on preserving the wood surfaces and dimensions
upon drying. From the mid 19th century to the 1960s, heated, saturated alum
solutions [KAl(SO4)2] were the most commonly used treatment for waterlogged wood
(Herbst 1861:174-176). The aim was for the alum to displace the water and fill the
pores with a material that would solidify when cooled and dried. Unfortunately alum
was not able to fully penetrate the wood, was non-uniformly distributed throughout
the wood and left it prone to collapse. In addition, over time, many alum-treated
objects became highly acidic and deteriorated.
In the early 1960s, the raising of the Vasa and excavation of the Skuldelev
Viking ships from Roskilde Fjord stimulated further research into waterlogged wood
treatment methods. As a result the alum treatment was abandoned and the use of
polyethylene glycols (PEG) adopted as the preferred method for the conservation of
waterlogged wood. For the past 45 years PEG, applied in different media and with
various molecular weight and percentage compositions, has remained the most
commonly used treatment for waterlogged wood.
In addition to PEG however, many other techniques and chemicals have been
used to impregnate and consolidate waterlogged wood. These include sugars and
other polysaccharides (Franguelli 1971:339-346; Imazu and Morgós 1997:235-254;
Imazu and Morgós 1999:210-214; Imazu and Morgós 2002:413-428; Zhang, et al.
2009:253-269), melamine/formaldehyde (Haas and Muller-Beck 1960:150-158;
Wittköpper 1998:277-282), radiation-induced polymerization of vinyl monomers
(Braeker and Bill 1979:97-145; Munnikendam 1967:70-75; Tran, et al. 1990:217234), silicone oils (Smith 2003) and acetone-rosin (McKerrell 1972:111-125). Despite
the successful application of many of these techniques to waterlogged wood of
varying degrees of degradation, none of these methods has overtaken PEG as the
main treatment method for these archaeological materials.
Post-treatment problems have surfaced however, in PEG-treated
archaeological wood. The development of highly acidic regions in the Skuldelev
Viking ships (Jespersen 1989:141-152), the Batavia (Ghisalberti, et al. 2002:281307), the Vasa (Sandström 2003), the Shinan ship (Kim and Yang 2004) and on
artefacts from the Mary Rose (Wetherall, et al. 2008:1317-28) highlighted issues
related to display environments and the complex chemical reactions that continue in
waterlogged wood post-treatment. This paper examines the situation with regard to
PEG-treated wood, presents the results of the latest research and discusses the
implications with respect to the future conservation and research requirements of
waterlogged wood.

The nature of the problem
The acid salts problem associated with PEG-treated wood was first highlighted in the
late 1970s when disfiguring white deposits formed on treated timbers from the
Skuldelev Viking ships recovered from Roskilde Fjord. The issue was initially treated
as a minor cosmetic problem, with the powders simply brushed away and the spots
camouflaged with tinted paint. The seriousness of the situation was soon realized
when more timbers were affected and the destruction of timber tissue became
evident (Jespersen 1989:141-152). Kirsten Jespersen’s analyses identified the white
powder as hydrated iron sulfate, formed by oxidation of insoluble iron sulphides (FeS

�and FeS2). Astutely, Jerspersen also recommended relative humidity control as being
the key to protecting treated timbers from deterioration and encouraged cooperation
with chemists to find methods by which iron salts could be removed prior to
impregnation treatments. Similar problems had also been encountered with the
Batavia timbers and as a result, subsequent research focused on further refining the
problem, examining whether the problem was purely chemical in nature or if
microbiological activity also played a role (MacLeod and Kenna 1991:133-142).
Problems associated with the presence of iron corrosion products in PEGtreated wood were further highlighted in 2000 with the development of highly acidic
regions on many Vasa timbers and associated artefacts. These outbreaks were
thought to be related to the inability of the climate control system to keep the relative
humidity in the display gallery below 60% (Sandström, et al. 2003). High relative
humidity is also strongly linked to the development of acidity in the Batavia timbers
when the climate control system breaks down and in the Shinan ship due to the
naturally high summer humidity and temperatures in South Korea.
The Skuldelev ships, the Batavia, the Shinan ship, the Vasa and wooden
artefacts from the Mary Rose have common problems related to the complex
interactions between the wood and the assorted chemicals incorporated into the
wood structure during their immersion in the marine environment and as part of their
conservation treatment. Corrosion products from corroding iron objects/fastenings
and sulfur produced by sulphate reducing bacteria under anaerobic conditions in the
marine environment permeated the timbers prior to excavation. Recovered timbers
were then treated with PEG. Storage and/or display in high relative humidity
environments encouraged chemical reactions between iron salts, reduced sulfur
species, PEG and degraded cellulose that led to the development of highly acidic
regions in and on timbers and other wooden artefacts from these iconic shipwrecks
(Figure 2). This prompted extensive scientific investigations into the complex
chemistry associated with these problems and suitable treatments to reduce acidity
and ameliorate further deterioration.

�Figure 2. Acid-affected region on a hull timber of the Shinan ship (Copyright: National
Research Institute of Maritime Cultural Heritage, Korea).
Iron compounds found on and inside acid-affected timbers include reduced
and oxidized species, specifically pyrite, goethite, melanterite, rozenite, jarosite,
natrojarosite, magnetite, siderotil and siderite (Cha in press; Ghisalberti, et al.
2002:281-307; Jespersen 1989:141-152; MacLeod and Kenna 1991:133-142;
Sandström, et al. 2003). Acid levels in iron-rich areas range from pH4 0 to 3.5.
Although only very low levels of pyrite were detected in Vasa timbers, relatively high
levels of sulfur were found, predominantly in the form of elemental sulfur and thiols 5
of the cysteine6 type (Sandström, et al. 2003). In Batavia timbers however, higher
levels of pyrite and only small quantities of elemental sulfur were found (MacLeod
and Kenna 1991:133-142).
The development of acid salt problems focused attention on the role that iron
plays in promoting the formation of acidic species and in catalyzing the oxidation of
reduced sulfur species, cellulose and PEG. Catalysed oxidation of reduced sulfur
species, such as pyrite and elemental sulfur, leading to the production of sulfuric
acid, was initially thought to be one of the main degradation mechanisms occurring in
treated archaeological timbers (Ghisalberti, et al. 2002:281-307; Sandström, et al.
2003). While acidic hydrolysis of cellulose and hemicelluloses undoubtedly

4

pH – negative log10 of the hydrogen ion concentration.
thiol - an organosulfur compound that contains a –C–SH or R–SH group where R represents an
alkane, alkene, or other carbon-containing group of atoms.
6
Cysteine – a thiol-containing α-amino acid.
5

�contributes to deterioration of treated timber, subsequent studies demonstrated that
there was less degradation in organically bound sulfur-rich areas of the Vasa and
higher levels of degradation in low sulfur, high iron regions (Almkvist 2008). These
findings indicated that organically bound sulfur was acting as an anti-oxidant and
reducing the catalytic effects of iron compounds in these areas.
In addition to the contribution to acid development by the oxidation and
hydrolysis of iron salts and the production of sulfuric acid, iron species have also
been implicated in free radical reactions, the acid hydrolysis of cellulose and other
species, the oxidative depolymerisation7 of cellulose and PEG (Almkvist 2008; Elding
in press; Godfrey, et al. in press; Lindfors, et al. 2007:57-63), the depolymerisation of
hemicellulose and the formation of increased amounts of low molecular weight
organic acids (formic, oxalic, acetic and glycolic acids) in sub-surface Vasa timber
sections that have high iron to sulfur ratios (Almkvist 2008). While acetic acid
generation can be directly linked to hemicellulose breakdown, the presence of
greater amounts of formic acid in PEG-rich areas indicate that oxidative degradation
of PEG is the major source of this acid (Almkvist 2008; Godfrey, et al. in press). It
became clear that the situation in iron-impregnated, PEG treated wood is far more
complex than originally thought, with more than just sulfuric acid contributing to the
acidity of the timbers.

Where to now?
The increased knowledge regarding post-treatment deterioration of waterlogged
wood necessarily imposes on cultural heritage professionals the need to carefully
consider their actions with regard to the management of this valuable cultural
resource. Some of the questions facing heritage management professionals include:
 What can be done to minimise further deterioration in archaeological wood
that is already in a treated, dry state?
 If timbers are excavated with the intent of conservation, how should current
treatment regimes be altered to minimise on-going post-treatment
deterioration?
 For already excavated timbers for which conservation treatments are not yet
complete, can treatment regimes be modified to take into account recent
research developments?
 Should timbers continue to be excavated for study and conservation and if
excavation is undertaken, is study, documentation and then re-burial an
appropriate preservation management strategy?

Conserved, dry wood
It is clear that although waterlogged timbers initially appear to be stable after
treatment with PEG, deterioration may continue long after the timbers have been
dried. As low molecular weight PEGs are hygroscopic8 their presence in wood,
combined with elevated relative humidity levels, enables sufficient moisture to be
retained for chemical reactions to continue in the ‘dry’ archaeological wood. For
already treated archaeological wood there are limited options to minimize further
deterioration, all of which come at a significant cost. These options depend on the
7
8

Depolymerisation – a reaction which leads to the break up of polymer chains into smaller units.
Hygroscopic – readily absorbs moisture from the air

�condition, size and state of the wood - are they part of a hull structure for instance? In
this latter case, as typified by timbers in the Vasa, post-PEG treatment options are
extremely limited due to the restricted access to individual timbers in the multilayered hull structure. More options are available however for the timbers in the
Batavia hull reconstruction as each timber can be individually removed and re-treated
if necessary.
As first muted by Jespersen (1989:141-152), environmental control of the
storage/display environment, primarily by a reduction in the ambient relative humidity,
is critical to the mitigation of deterioration mechanisms. While the capital cost for
humidity control systems and the on-going running costs are very high, for large
objects such as complete hull structures, this may be the only option available to
minimise further degradation. The Vasa Museum installed a new air conditioning
system in 2004, reducing the relative humidity in the display environment from upper
levels of 65 – 70 % to a target range of 51 – 59 %. The effectiveness of this change
has been reflected in a dramatic decrease in the number of acidic outbreaks that
have occurred following this change in display conditions (Hocker, et al. 2009:469481). By comparison, the conditions in the Batavia display gallery are currently
maintained at 47 – 57 %, reduced from 50 – 60 %, in an attempt to reduce the
incidence of acidic outbreaks.
Conservation professionals continue their efforts to determine the best
treatment options for recovered waterlogged wood and to examine methods by which
already treated wood can be better preserved. In order to minimise the post
conservation problems associated with treated timbers, it is necessary to examine
the kinetics of deterioration processes, the rate of oxygen consumption in treated
timbers, and the environmental requirements that are needed in order to minimise
deterioration processes. Research is continuing in all of these directions with recent
research shedding further light on aspects of deterioration processes including PEG
degradation (Almkvist and Persson 2005:269-278; Mortensen, et al. 2005:261-267;
Mortensen et al. in press), oxygen consumption and measurement in conserved
archaeological wood (Matthiesen and Nordvig in press) and the effects of
consolidants on moisture absorption (and hence on the rates of chemical reactions)
in conserved wood (Jensen, et al. in press). These and more studies are needed in
order to fully understand the nature of the problem and the best way(s) to reduce
degradation of treated archaeological wood.

Treatment of excavated archaeological wood
Despite research into alternative impregnation and consolidation regimes, PEG
impregnation is still the most widely used treatment method for waterlogged wood.
Disadvantages of its use however, include its cost, surface finish (dark, waxy and
unnatural colour unless carefully cleaned) and its hygroscopicity that necessitates
careful control of the relative humidity of storage and display environments for PEG
treated wood.
PEG is viewed by some as being only suitable for short-term stabilization
because of its degradation over time (Christensen, et al. 2010:1-7). Mikkel
Christensen also considers that research is needed in order to develop a more
appropriate consolidant that leaves ‘an airy structure in order to allow re-treatment in
the future’ and that modern materials science should be applied to develop more
durable impregnation regimes, possibly involving ‘foaming a polymer’, a combination
of nanoparticles with a polymeric ‘spider web’, a framework using biomimetic

�materials such as an artificial lignin or via biomineralisation with an inorganic skeleton
(Christensen 2010:1-7).
Until such time as a more appropriate consolidant is developed however, PEG
use is likely to continue. If this is the case then it is critical that any treatment regime
include steps to remove iron compounds from waterlogged wood. The extent of iron
removal needed to minimise continuing degradation of polysaccharides and PEG is
still to be determined. Research efforts should therefore be made to determine if
there is a threshold concentration of iron at which these degradation mechanisms are
of minimal impact. Unfortunately the complex nature of deteriorated wood
components, incorporated chemicals from the burial environment and the differing
grades, concentrations and purities of PEG used to treat archaeological wood,
complicate research efforts in this area.
In the early 1990s preliminary experiments on the extraction of iron corrosion
products from degraded, iron impregnated waterlogged wood found that the use of
sodium dithionite in conjunction with diammonium citrate and PEG solutions, at
neutral pH, was very effective in removing iron minerals from iron impregnated timber
whilst successfully stabilising the wood structure (MacLeod, et al. 1991:119-132;
MacLeod, et al. 1994:199-211). More recently, high performance iron chelators,
diethylenetriamine pentaacetic acid (DTPA) and ethylenediimino-bis (2-hydroxy-4methylphenyl) acetic acid (EDDHMA), have been successful in removing iron
corrosion products from acid-affected, PEG treated waterlogged wood (Almkvist and
Persson 2006:678-684). Potential problems with the latter treatment however, include
degradation of hemicelluloses due to the alkaline nature of the chelating solution9
and post-treatment removal of the rich red colour that the iron-EDDHMA complex
imparts to the wood. While research continues in this area, a comparison of the
sodium dithionite/ammonium citrate/PEG treatment with both the DTPA and
EDDHMA treatments, found that the former solution was significantly more effective
in removing iron from waterlogged wood (Richards et al. in press).

Reburial of waterlogged wood
Excavation, study, documentation and reburial of waterlogged, archaeological wood
may be a valid conservation management option for some, though not all, of these
problematic materials. Reburial of excavated archaeological materials has long been
used as a management tool, particularly in cases where large numbers of similar
artefacts have been recovered, where the conservation budget is insufficient to allow
the treatment of all objects, where the display or further research value of objects is
limited or when sufficient archaeological information can be obtained from the objects
without the necessity of a full conservation treatment (Bergstrand, et al. 2005:9-39;
Godfrey, et al. 2004:343-351; Manders, et al. 2008:179-203).
Depth of burial has been found to be a very important parameter when relating
the degree of wood decay to the local environment. Many authors have shown that
the extent of biological degradation of wood decreases considerably with burial
depths greater than 50cm (Björdal and Nilsson 2002:235-244; Gregory 1999:78-83).
However, recent studies have indicated that to decrease degradation of wood to
almost negligible levels the depth of burial may need to be significantly greater than

9

Chelating solution – a solution containing a chemical that binds strongly to a metal, forming a
soluble, complex molecule.

�50cm (Bergstrand and Nyström Godfrey 2007:207-224; Nyström Godfrey, et al. 2011;
Richards, et al. 2009:113-160).
So based on past and current research, long-term preservation of reburied
wood requires burial depths of over 50cm, in an environment which is sub-oxic to
anoxic, is strongly reducing in nature with near neutral pH and dominated by
anaerobic chemical and microbiological processes (sulphate reduction and methane
production). In addition, the porosity of the reburial sediment should be low and
possess almost negligible levels of interstitial organic materials such as dead
seagrass, other dead/decaying organic matter or organic pollutants. More
importantly, the area in which the material is reburied needs to be stable and not
subjected to significant sediment movement through excessive water movement,
such as strong current flow, large tidal ranges and frequent storm events (Nyström
Godfrey, et al. 2011).

Conclusions
Although the guidelines for the conservation and preservation of underwater cultural
heritage, developed by UNESCO in 2001, strongly endorse the in situ preservation of
underwater cultural heritage sites and artefacts (UNESCO 2001), wood will continue
to be excavated from at least some underwater sites. Port developments, underwater
pipeline construction and dredging operations for example, often interact with
shipwreck or other submerged archaeological sites. In these instances, excavation
and either documentation, conservation or reburial, even at an alternative site may
need to be considered. More research is needed with regard to the development of
durable conservation treatments, for the amelioration of deterioration processes in
already treated wood and in the development of protocols and guidelines for the
effective preservation of waterlogged wood by reburial.

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                <text>The post-treatment deterioration of marine &#13;
archaeological wood - where to now?</text>
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                <text>Session 7&#13;
Preservation and conservation of wet archaeological materials and site management</text>
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                <text>As waterlogged wood is ubiquitous in excavation sites, being used for structures (ships and buildings), tools, personal effects and for decorative artefacts, this material has been the subject of most conservation research and treatment over the past few decades. The development of disfiguring white deposits on treated timbers from the Skuldelev Viking ships from Roskilde Fjord in the late 1970s was initially treated as a minor cosmetic problem. The seriousness of the situation was soon realized when more timbers were affected and the destruction of timber tissue became evident. Similar problems have also been encountered with the Batavia timbers from Western Australia, the Shinan ship in Korea and artefacts from the Mary Rose in England. Problems associated with the presence of iron corrosion products in treated, formerly waterlogged timbers were further highlighted in 2000 with the development of highly acidic regions on some Vasa timbers and associated artefacts. These outbreaks on the Vasa were thought to be related to the inability of the climate control system to keep the relative humidity in the gallery below 60%. These post-treatment developments prompted a significant period of focused research and conservation activities, this time involving multi-faceted analyses and the development of strategies to address a problem that has the potential to affect all waterlogged timbers excavated from anaerobic sites. This paper reviews the current situation regarding the role that iron species play in promoting the formation of acidic species and in catalyzing the oxidation of reduced sulfur species, cellulose and polyethylene glycol and the steps being taken to reduce post-treatment deterioration of formerly waterlogged wood. The implications for future conservation treatments of waterlogged wood are discussed.</text>
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                <text>Godfrey, I. M.</text>
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                <text>Richards, V. L.</text>
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                <text>Cha, M. Y. </text>
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                    <text>Deepwater

Archaeology off Tobishima
Northern Japan

Island

of

Hayato Kondo1 and Akifumi Iwabuchi2

Abstract
Tobishima island on the Japan sea, belonging to Yamagata prefecture, lies about 40 kilometres
to the northwest of mainland Japan.

Although the island itself is relatively small, it has been on

seaborne trading routes since ancient times. Trawl fishermen occasionally find earthenware
pots of the 8th century by accident around the seabed.

From the late 17th to the 19th

centuries Tobishima island was an important islet of call for Kitamaebune, which were wooden
cargo ships trading along the northern coast of Japan.

According to local legends, the

southeastern waters just in front of the main port is a kind of ships’ graveyard hallowed by
sacred memories.

Contrariwise, no reliable historical record on maritime disasters or

shipwrecks exists.

In February 2011 Tokyo University of Marine Science &amp; Technology

(TUMSAT) and the Asian Research Institute of Underwater Archaeology (ARIUA) conducted the
preliminary submerged survey around these waters, utilising a multibeam sonar system and a
Remotely Operated Vehicle (ROV). The research team succeeded in recording fine-resolution
bathymetries and video images of a few shipwrecks lying between 60 and 85 metres.
looks modern, but one seems to be potentially older.

One

For the next step, an Autonomous

Underwater Vehicle (AUV), which has been designed and developed by TUMSAT, is planned to
be employed for the visual mappings.

The AUV is able to hover for observation by

approaching very close to specified objects, and is equipped with high definition cameras.
Two-dimensional and three-dimensional photo mosaics will be obtained, while
accurate bathymetry data shall be recorded using sonar and an optical ranging system mounted
on the vehicle in order to creat fully-covered and detailed site plans.

Key words: Deepwater archaeology, Multibeam sonar, Remotely operated
vehicle (ROV), Autonomous underwater vehicle (AUV), Tobishima island

1

Deep Submergence Lab, Woods Hole Oceanographic Institution, Woods Hole, MA 02543,
USA
2
Tokyo University of Marine Science &amp; Technology, Tokyo 135-8533, Japan

�Introduction
According to James P. Delgado (1997:126-127), deepwater sites as
archaeology’s final frontier are the world’s last great archaeological resources.
Not only in Japan but also in other industrialized countries, deepwater
archaeology has just started. There are two main reasons why many
underwater academics have lately become interested in this branch of nautical
archaeology. First of all, almost all deepwater archaeological sites are still
intact and well-preserved, while shallow-water sites have often already been
disturbed by natural and human activities such as erosion, commercial fishing,
or treasure hunting.
Secondly, the incredible innovation of underwater
technology makes now deepwater sites more accessible. In particular,
Autonomous Underwater Vehicles (AUVs) are the most essential. Once sites
are discovered, drawing the precise plan of the sites distribution is the first step
in underwater archaeology as well as in land-based archaeology. Even
mapping shallow-water sites distribution by hand using divers, however, is not
so easy: in the past it has taken up to 10 years to complete a project. By
comparison, a newly-developed hovering type of AUV could manage to do the
same job in a fraction of the time even in the deep sea.
No unanimous definition of deepwater archaeology exists. Delgado
(1997:126) defines deepwater sites as submerged archaeological
sites, usually shipwrecks, found at depths greater than 300 metres.
On the other hand, John D. Broadwater implies that this field of study
encompasses all sites deeper than 30 metres, saying a majority of
submerged archaeological sites lie in coastal waters shallower than
100 feet. He stresses the hazards that divers face, including
potential fatalities at depths below about 130 feet (Broadwater
2002:642-643).
The deepwater archaeological survey around
Greece, which was recently conducted by an international team,
targeted submerged sites from 40 to 150 metres deep. Here again
the team points out the fact that in deeper water conventional diving
is impossible (Delaporta et al. 2006: 79-85). When we divide
underwater archaeology into two, i.e. shallow-water archaeology and
deepwater archaeology on the basis of divers availability, the depth
of 50 metres is an appropriate and suitable border line. Along the
similar ideas as for deepwater archaeology, Keith Muckelroy
(1978:149-150) said,

�Roughly speaking, this means depths in excess of about 50 metres. The upper
part of this zone, down to about 300 metres at present, constitutes the range of
commercial and naval mixed-gas-breathing divers, while the waters below that are
at present visited only by submersibles, manned or unmanned.

Historical and Archaeological Background
Tobishima island on the Japan sea, belonging to Yamagata prefecture, lies
about 40 kilometres to the northwest of mainland Japan. From the port of
Sakata on the mainland it takes approximately one hour to the island by ferry.
The island itself is relatively small; it covers an area of only 2.7 square
kilometres, being 10 kilometres round in circumference. The census gives the
population of the island in 2010 at 265 persons, but in 1949 at 1,621 persons.
According to historical records, on the contrary, its population from the 17th to
the 19th centuries showed the figure to be around 1,000 islanders, perhaps
because of traditional infanticide. Tobishima island consists of three villages:
Hoki village, Nakamura village, and Katsuura village. The easternmost Hoki
village is said to be the oldest, but the smallest. Nakamura village used to be
named Ura village, which is situated between Hoki and Katsuura villages. The
southernmost Katsuura village is the largest, having the main port and some
religious centres.
Katsuura village and its port used to be protected by a fort, which was built
on the top of the cape of Ebisumaesaki, just to the southwest of the port. The
historical or archaeological origin of the fort is unclear. It is surrounded by
stone bulwarks, and it clearly aimed at defending the port. However, neither
islanders nor historical documents could give us any reliable information.
From the archaeological viewpoint, its construction technique seems to have
come from Korea or from northern Asia. Village rumour suggests that at the
Middle Ages a pirate group held this fort. According to a historical source, one
local chief from the mainland attacked it in 1559. Because he would not have
assaulted poor unarmed fishermen, his target was most likely sea bandits at this
fort (Kasuya 2010:58-60). Although further historical study will be needed to
conclude that pirates really did play an important role in Tobishima island, there
is a strong probability of the fort being an ancient lookout or signal fire station.
In any event, the vestiges of an old fort prove what a strategic position
Tobishima island was on the Japan sea.

�Around 6,000 years ago the island had already been inhabited as the
archaeological excavations have proved. In the few thousand years following,
however, it became uninhabited. The forefathers of contemporary islanders,
who settled down in Tobishima island around 1,500 years ago, built some
Shinto shrines, and since then the island has been one of the most important
sacred and consecrated places, as well as a traffic point, on the Japan sea.
Katsuura village has been keeping the Shinto shrine of Ogami Jinjya, which
used to be named Oshaku-jima Jinjya. Oshaku-jima is a small uninhabited
rocky islet, which lies to the west of Tobishima island. Women are not allowed
to land on the islet. Since this islet still acts as the inner shrine or sanctuary of
the Shinto shrine of Ogami, islanders even now revere the coastal waters
including the islet and other tiny rocks. Partly because of these religious
reasons, and partly because of unaffordable island economy, islanders have not
permitted strange fishermen to trawl near to shore. This fact has ironically
succeeded in helping to preserve the underwater cultural heritage around the
island.
The most important industry on Tobishima island is fishing, with little or no
agricultural activity on the island. As above mentioned, the island has been a
seaborne strategic point on the Japan sea since ancient times. Trawl
fishermen, who are not islanders, occasionally find earthenware pots of the 8th
century by accident around the seabed between Tobishima island and the port
of Sakata. One of them seems to have been manufactured in western Japan.
The Shinto shrine of Ogami Jinjya keeps many wooden and stone guardian
lion-dogs, which also seem to have come from Hokuriku region or from Korea
(Kasuya 2010:54). From the late 17th century Tobishima island on seaborne
trading routes grew in importance in naval trade as it became a principal port of
call for Kitamaebune. Kitamaebune were wooden cargo ships, between 20 and
30 metres from stem to stern, which traded along the northern coast of Japan.
The staple shipping commodities were oil, spirits, salt, herring, tangleweed, and
rice. In particular, rice was the most important for Kitamaebune which touched
at Tobishima island, because the port of Sakata on the opposite shore in the
mainland became the leading rice exporting base of northern Japan, to the city
of Osaka or to the capital of Edo.
Kitamaebune, which intended to call at the port of Sakata or to sail out of
the port along the main seaborne route, occasionally waited for favourable
winds at the port of Katsuura of Tobishima island. The port of Sakata at the

�mouth of the River Mogami is not free from danger at all, because it is
vulnerable to westerly or northwesterly winds and its depth of water varies from
season to season. On the other hand, the port of Katsuura has ample depth of
water, being sheltered from westerly or northwesterly winds by the cape of
Ebisumaesaki. Historical records tell us that in 1792, for instance, 593 ships
called at the port of Katsuura. Before the 19th century approximately 300
ships on average put in at the port per year. Most stopped from March to
September (Nagai 1951:164-167). We could still observe some old mooring
posts made of stone and some holes for wooden ones at the foot of the cape of
Ebisumaesaki. However, the port of Katsuura is absolutely vulnerable to
northeasterly or easterly winds. Hundreds of ships are said to have sunk just
in front of the port.
Unfortunately, neither detailed historical record nor hard documentary
evidence regarding maritime disasters or shipwrecks exists for the area, thereby
reinforcing the importance of the underwater archaeological work. According
to some fragmentary materials or local stories, maritime accidents around
Tobishima island could be divided into two categories: drifting ashore and
sinking. The former was by far the commoner of the two. In the cases of
drifting ashore, ships sometimes lost their masts or rudders a good distance off
Tobishima island, and they were driven ashore suffering significant damage.
On the way to Tobishima island, they often threw huge amounts of cargo into
the sea for safety reasons. Between 1685 and 1866 roughly 100 ships were
recorded as having been wrecked (Nagai 1951:252-264). This figure includes
both drifting ashore and sinking. Other than these 100 cases, however, no one
knows how many ships really sunk around Tobishima island, in particular, before
reaching the island. If islanders had not succeeded in rescuing neither crew
nor cargo, they could not have written any records.
One of the typical drifting cases is as follows: a Kitamaebune left the city
of Osaka on 1st March in 1820 carrying mainly cotton and salt, and then arrived
at Tobishima island on 26th March. On 28th she tried to clear the port, but
owing to strong easterly winds she was obliged to return to the port. Again on
30th she tried to do so, but by the winds she was drifted ashore (Nagai
1951:193, 256). Infrequently, only lifeboats whose mother ships had sunk a
good distance off Tobishima island managed to arrive at Tobishima island. In
1804 a Kitamaebune leaving the port of Hakodate on 25th August was
damaged by strong winds and lost the mast and much of its cargo just off

�Tobishima island. The crews abandoned the ship and landed on the island by
lifeboat on 4th September.
Around 11th September, however, they
rediscovered the deserted ship, and then towed her into the port (Nagai
1951:192-193, 255).
According to the Japanese maritime customary laws during the
premodern era titled Kaisen Shikimoku, by the way, the coastal community
which first found flotsam and jetsam could claim an ownership to them in order
to appropriate them for the renovation of local religious buildings, only when all
crews died or disappeared. As long as the very last one survived, on the other
hand, they did belong to the cargo ship or the ship’s owner. Usually, however,
the captain or owner had to pay a generous remuneration in reward to the
community’s services. In 1832 the following local rules were issued: islanders
at Tobishima island were invariably granted a right to receive 5 percent of
cargos whose ship had drifted ashore and to receive 10 percent of jettisoned
and sunken cargos (Nagai 1951:190). In addition, islanders who tugged
half-wrecked ships on to the port normally succeeded in receiving a substantial
amount of cash from captains by secret. Once one Kitamaebune was drifted
ashore, Tobishima island fairly enriched. However, that was not always the
case. When official or governmental cargo ships wrecked, islanders often
received no remuneration at all. Sometimes they had to dry soak cargos for
nothing.
Even after the era of steamers, the area of Tobishima remained a kind of
ships’ graveyard. In 1868 during the civil war of Boshin, two battleships
belonging to the ruling Tokugawa shogunate came to Tobishima island. One
was a wooden schooner, and the other was a steel steamer built in Glasgow.
On 23rd October, the strong easterly wind blew against those battleships. The
schooner succeeded in leaving the port of Katsuura, but the steamer named
Nagasaki-maru No. 2 was driven ashore by the wind. Fortunately all crews
managed to land on Tobishima island, and later on to unload almost all
weapons, navigation requisites, and personal belongings from the ship. On
23rd December a rescue ship arrived at Tobishima island, accommodated all
crews and weapons, and left the island. When she sailed, some requisites and
belongings such as a barometer, a binocular telescope, banners, and kitchen
utensils were gifted to some islanders in gratitude for their kindness. More
than for 100 years these heritages were kept in Tobishima island, but they were
recently transferred to a museum at the city of Sakata. As the wreckage was

�scrapped, however, there is no trace of Nagasaki-maru No. 2 herself in the
island at present (Kasuya 2010:158-159; Nagai 1951:214-219).

Preliminary Survey
In February 2011 TUMSAT and the ARIUA conducted the preliminary
submerged survey around these waters, utilising a multibeam sonar system and
a ROV. Typically side scan sonars and magnetometers are used for shipwreck
survey, but old wooden shipwrecks may not have iron parts, and they may be
submerged in sands or silts and covered. Thus a multibeam sonar, which can
obtain a detailed profile of the seabed, is sufficient for these targets instead of
side scan sonars. The along track resolution of the multibeam sonar which is
used for the survey is 1 degree and across track resolution is 0.5 degree.
Supposing that the depth is about 70 metres the footprint of one beam is 1.2 x
0.6 metres. The mutibeam sonar provides 256 points of depth ranges within a
130 degree swath. These measurement data are stored together with GPS
and Inertial Measurement Unit (IMU) data, which are roll and pitch angle of the
sonar, in a computer on board of a survey boat, and a bathymetry is obtained by
post processing. Multibeam sonar also provides backscatter data so the
operator can see side scan like image in real time while doing survey.
The purposes of this multibeam sonar survey were as follows: 1)
Explore shipwrecks and locate suitable sites of interest because the research
team have no detailed information about shipwreck positions. 2) Obtain
detailed bathymetry for AUV survey mission planning because a hovering AUV
will cruise very close to the seabed at an altitude of 2 metres to take
high-resolution images. 3) The bathymetry will be used for three-dimensional
mapping with high-resolution mosaic image draped on. No one sensor is
sufficient in itself but combinations of different sensors provide a very powerful
mechanism for addressing the needs of the archaeologist working underwater
(Singh, et al. 2000:319-328).

�Figure 1. Bathymetry of the Survey Site near the Port of Katsuura (© TUMSAT)

Figure 2.

A Shipwreck Found in the Survey Site (© TUMSAT)

�Figure 3.

AUV “BA-1” (© TUMSAT)

The team set the survey site just south-east off of the port of Katsuura.
The size is about 400 x 1,500 metres and depths vary from 45 to 90 metres.
The bathymetry contour map obtained by the survey is shown in Figure 1. The
research team succeeded in detecting a few shipwrecks lying between 60 and
85 metres in depth on the seabed. One looks modern, but one seems to be
potentially older. A small ROV was deployed from the boat to visually prove
whether the objects are shipwrecks or not. Figure 2 shows a picture of the
Wreck 2 in the Figure 1, which was taken by the ROV. The water current and
wind was too strong for the small boat and the small ROV to reach from
reaching the Wreck 1 and 3.
For the next step, an AUV (Figure 3), which has been designed and
developed by TUMSAT, is planned to be employed for the visual mappings.
The AUV is able to hover for observation by approaching very close to specified
objects, and is equipped with high definition cameras. Two-dimensional and
three-dimensional photo mosaics will be obtained, while the accurate
bathymetry data shall be recorded using sonar and an optical ranging system
mounted on the vehicle in order to create fully-covered and detailed site plans.

�Acknowledgements
This research project is supported by the Canon Foundation Research Grant Program. The
authors would like to thank Windy Network Corporation, Toyo Corporation and laboratory
students for helping the multibeam sonar survey. We also would like to express our thanks to
Q.I Corporation for kindly letting us use their ROV “DELTA-150” for visual survey of the
shipwreck.

An author would like to acknowledge Dr. Hanumant Singh at Woods Hole

Oceanographic Institution for providing me an opportunity to stay at his laboratory to do
research and giving me precious advises.

Bibliography
“Digging Deeper: Deepwater Archaeology and the Monitor
National Marine Sanctuary”, in (eds.)Carol V. Ruppé and
Janet F. Barstad, Handbook of Underwater Archaeology,
pp. 639-666, Kluwer, New York.
Delaporta, K.,
“The Greek-Norwegian Deep-Water Archaeology Survey”,
Jasinski, M. E., and in The International Journal of Nautical Archaeology, Vol.
35, No.1, pp. 79-87.
Søreide, F.,
2006
Encyclopedia of Underwater and Maritime Archaeology,
Delgado, J. P.,
1997
British Museum, London.
Tobishima: A Remote Island in the Sea of Japan,
Kasuya, S.,
2010
Tohoku-shuppankikaku, Tsuruoka (in Japanese).
Maritime Archaeology, Cambridge University Press,
Muckelroy, K.,
1978
Cambridge.
The History of Tobishima, Kobun-do, Tokyo (in Japanese
Nagai, S.,
1951
with English Summary).
“Imaging Underwater for Archaeology”, in Journal of Field
Singh, H., Adams,
J., Mindell, D., and Archaeology, Vol. 27, No.3, pp. 319-328.
Foley, B.,
2000
Broadwater, J. D.,
2002

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                    <text>The Ethics of Archaeology Documentaries
Karen Martin-Stone

Abstract
Archaeology documentaries are an essential tool in the communication of archaeology to the public. It
is in the interests of the discipline to ensure that archaeological research is portrayed accurately and
ethically. Various professional archaeology organisations have developed voluntary codes of ethics
for their members, yet documentary filmmakers are not bound by an established code of professional
ethics. This study investigates whether archaeological codes of ethics can apply to filmmakers of
archaeology documentaries, with a specific focus on films with underwater cultural heritage (UCH)
subjects.
This study also seeks to explore specific ethical considerations. It looks at the range of key
stakeholders in archaeology documentaries, including participating archaeologists, the cultural
stakeholders of the heritage site (eg. survivors of wreck events, descendants of individuals involved,
and affiliated contemporary cultural groups), organisations with heritage management responsibilities,
members of the public and interest groups. The concept of “truth” and its representation in film is
discussed, as is the impact of filming on the conservation of UCH sites.

Introduction
Archaeology documentaries are an essential tool in the communication of
archaeology to the public. It is in the interests of the discipline to ensure that
archaeological research is portrayed accurately and ethically. Documentaries aim to
communicate a message in an engaging way to a broad audience. The purpose of
this paper is to investigate the nature of ethical collaboration between archaeologists
and documentary filmmakers. This study looks at the three fundamental ethical
considerations in archaeology documentaries – participants, truth and conservation.
It also considers existing archaeological examples of ethical codes, their treatment of
the fundamental ethical considerations, and their applicability and enforcement within
the documentary sphere.

Ethics
The ancient Greeks were the first to conceptualise ethics. They had a philosophy
that deconstructed applied thought into the three disciplines of aesthetics,
epistemology and ethics (Patterson and Wilkins 2008:4). These disciplines sought to
understand beauty, knowledge and ‘good’ behaviour. Over time, ethics has come to
mean the rational decision-making process when faced with a moral dilemma.
Centre and Jackson (2003) have created a simple working definition of ethics as,
“standards set by a profession, an organization (sic), or oneself, based on
conscience – what is right or fair to others as well as to oneself?” (Centre and
Jackson 2003:362). As such, ethics are a cultural construct intended to influence
individual behaviour for the greater good. At its most broad, this definition can be
understood to include state and national legislation and international legal
instruments, such as the United Nations Educational, Scientific and Cultural
Organization’s (UNESCO) 2001 Convention on the Protection of the Underwater
Cultural Heritage (2001 Convention). This paper will review three different kinds of
ethical codes that apply to underwater archaeology, and discuss them in the context
of archaeology documentaries. There is a bias in the examples selected, towards the

�Australian experience; however the concepts can be applied to the international
experience.

Ethics in underwater archaeology
Ethical codes in underwater archaeology apply at the level of industry-adopted code,
state and territory legislation, national legislation and international legal instruments.
Adoption of these codes varies between countries. This study examines three
examples to illustrate how ethical principles are upheld.

AIMA Code of Ethics
The Australasian Institute for Maritime Archaeology (AIMA) Code of Ethics
proscribes an archaeologist’s responsibility to the public, to his / her colleagues and
to his / her employers and clients. The Code establishes the general aims of
encouraging members to:
- Represent archaeology in a responsible manner;
- Support conservation of the archaeological resource;
- Respect the concerns of cultural stakeholders;
- Support and promote the discipline of maritime archaeology; and
- Maintain professional standards. (after AIMA, undated).
The AIMA Code of Ethics is binding on members under the organisation’s
constitution [Section 5(15)], and breaches of the Code can result in expulsion from
the organisation under Section 32(1) (AIMA 2004:11).

Historic Shipwrecks Act (1976)
In Australia, the Commonwealth Historic Shipwrecks Act (1976) (the Act) was
developed at a time when pressures from treasure hunting required robust measures
to prevent the destruction and looting of significant wrecks in Australian waters
(Hosty and Stuart 1994:12). The Act provides for:
- Blanket protection of shipwrecks and relics over 75 years old in Australian
waters;
- Protection of shipwrecks and relics less than 75 years old, by Ministerial
declaration;
- The maintenance of a Register of Historic Shipwrecks;
- Prohibition of interference with shipwrecks and relics;
- Regulation of permits for the exploration and recovery of wrecks and
relics;
- Notification of the discovery of wrecks and relics;
- Administration of parts of the Act by State and Territory authorities; and
- Inspection and seizure measures where an offence may have been
committed under the Act. (Commonwealth Consolidated Acts 1976)
The Act applies to activity in Commonwealth waters, and is supported by
complementary State and Territory legislation that applies in State and Territory
waters. The Criminal Code applies to the Act, and offences attract a penalty of up to
$AUD10,000 for individuals, or $AUD50,000 for companies.

2001 Convention
The 2001 Convention was established at the 2001 UNESCO General Conference.
The 2001 Convention has been ratified by thirty-six countries, termed ‘state parties’

�in the Convention, and accepted by four further state parties. The 2001 Convention
provides for the following general principles:
- In situ preservation of UCH should be considered as the first option;
- Commercial exploitation of UCH is fundamentally incompatible with its
protection;
- Activities directed at UCH shall be as non-destructive as possible, and
conducted to the highest possible professional standard;
- Public awareness of, and access to, UCH should be promoted, except
where incompatible with its protection; and
- International co-operation in UCH research and management is
encouraged (after UNESCO 2001).
The 2001 Convention applies to UCH greater than one hundred years old, in
seas beyond the limits of national jurisdiction. It is binding only on state party
signatories. These signatories are responsible for the seizure and protection of
underwater cultural heritage illegally obtained, and for imposing and enforcing
sanctions for offences committed under the 2001 Convention.

Ethics in documentary practice
Professional organisations
The documentary filmmaking profession is yet to develop a professional code of
ethics for the broad field of documentaries. However, a code of ethics has been
developed by the organisation, Filmmakers for Conservation, which focuses on the
ethical treatment of animals and the natural environment during the process of
filming nature documentaries (Filmmakers for Conservation 2008:1).
This paper does not intend to imply that individual documentary filmmakers do
not conduct their practice ethically, nor that the profession is averse to the
development of a code of ethics. Documentary ethics have been discussed at length
in academic and mainstream media (for example, Aufderheide, et al. 2009; Butchart
2006; Donovan 2008; Maccarone 2010; Nash 2009; Nichols 2001; Rosenthal and&amp;
Corner 2005; Schilt 2000; Winston 2000). Despite this, “documentary ethics remains
a field characterised by a focus on crises and the application of multiple ethical
theories and concepts” (Nash 2011:1).

Commonwealth legislation
Australia does not have specific legislation for media practice, only media ownership.
It has neither Constitutional protection nor a Bill of Rights protecting freedom of
expression. Some freedom of expression is regulated by States and Territories
through racial vilification and defamation legislation, and it is possible that censorship
laws, “may also be used to prevent freedom of speech by restricting distribution of
certain films and publications, although these laws now serve mainly to classify
publications according to the age groups which can see them, rather than preventing
their publication” (Jordan 2002:3). In practice, the High Court is seen to protect
freedom of expression rights through its interpretation of the Constitution and
common law (Williams 2000:35).

International legal instruments
Unlike UCH, media expression has not received the focus of a specific international
legal instrument. However, the concept of freedom of expression has been
enshrined in an international legal instrument. The Universal Declaration of Human

�Rights (UDHR) was adopted by the United Nations General Assembly in 1948.
Article 19 of the UDHR specifies that:
Everyone has the right to freedom of opinion and expression; this right includes freedom to
hold opinions without interference and to seek, receive and impart information and ideas
through any media and regardless of frontiers (UN General Assembly 2011:5).

The UDHR has held the force of international law since 1976, as part of the
International Bill of Human Rights.

Ethical considerations in archaeology documentaries
Documentary filmmakers are not journalists. Clarifying the position of documentary
filmmakers within the broad category of ‘mass media’ will assist archaeologists to
make informed decisions about the mass communication of their work. Many
governments include film and television in a group of professions termed “creative
industries” (Flew 2005:118). Documentary theorists accept that representing reality
involves creating a fiction, in the sense that it necessarily involves artifice,
contrivance, selectivity and subjectivity (Eitzen 1995:82).
At their core, documentaries are non-fiction films that tell a story. Like all
story-telling, documentary films often have a point of view. Film theorist, Erik
Barnouw (1993), categorises the various forms of documentary according to their
point of view: explorer, reporter, painter, advocate, bugler, prosecutor, poet,
chronicler, promoter, observer, catalyst and guerrilla (after Barnouw 1993:v). These
categories demonstrate the storied nature of documentary, and the fundamental
difference between journalism and documentary: that documentary does not claim to
be objective. “[T]he documentarian’s concern is to win an audience’s assent, not
provide an ‘information transfer’ device or simply entertain” (Nichols 2006:1).
The necessary selectivity of the documentary editing process, in order to tell a
story, inevitably draws questions over the ethics of selectively portraying reality.
These questions usually reflect concern about the documentary representation of
participants (responsibility to subjects) or truth (responsibility to audience) (Nichols
2006:1-2). Archaeology documentaries also have an implied responsibility to
manage risk to the featured cultural heritage.

Participants
The need for archaeologists to address ethical issues around people has been well
documented (see, for example, World Archaeological Congress, 1990; Zimmerman,
et al. 2003). Ethical issues are mostly consistent across terrestrial and underwater
archaeology, and include addressing an archaeologist’s responsibility to descendant
and Indigenous communities, the discipline of archaeology, organisational
stakeholders and diverse publics. The archaeologist takes responsibility for external
people – the amorphous ‘them.’
Film theorist, Bill Nichols, asks, “What Do We Do with People When We Make
a Documentary?” (Nichols 2001:5). This is the ethical question central to
documentary filmmaking. “Filmmakers who set out to represent people whom they
do not initially know but who typify or have special knowledge of a problem or issue
of interest run the risk of exploiting them” (Nichols 2001:9). Nichols (2001:5)
contends that a human subject’s value to the filmmaker lies in, “the ways in which
their everyday behaviour and personality serves the needs of the filmmaker”. As

�such, a power imbalance is inherent in the filmmaker-participant relationship. In the
documentary context, archaeologists now face an internal, powerless ethical
situation – they become part of the amorphous ‘them.’
The ‘us and them’ power imbalance between filmmaker and archaeologists is
central to the discussion of ethics in archaeology documentaries. Brian Fagan and
Mark Rose (2003:164) note that, “on all too many occasions, we [archaeologists]
have almost no control over the content, even over what is being said”. They
advocate that archaeologists carefully balance the ethical dilemma of promoting the
findings of science within the demands of a television marketplace. Brian Winston
(2000:162) proposes that the filmmaker’s power over the participant should be
renounced by taking the stance of an advocate or enabler, though he admits this is
‘unlikely’ when the ‘powerless’ participants are exploited by the media industry.
Each participant or stakeholder in a documentary will have an expectation that
their concerns will be handled sensitively and accurately by the filmmaker. So how
do established codes of ethics protect the participants in archaeology
documentaries? First, we must acknowledge who the participants are. The key
stakeholders in underwater archaeology documentaries include:
- participating archaeologists;
- owners of the site;
- cultural stakeholders of the heritage site (eg. survivors of wreck events,
descendants of individuals involved, affiliated contemporary cultural groups,
and organisations with heritage management responsibilities);
- members of the public and / or the audience; and
- other interest groups, including salvors.
The codes of ethics profiled in this paper address some, but not all,
stakeholder groups. The AIMA Code of Ethics requires members to respect the
concerns of cultural stakeholders, and addresses the concerns of archaeologists
through its requirements for professional standards of conduct, promotion of the
discipline and responsible representation of archaeology. Members of the public / the
audience are addressed through the 2001 Convention’s requirement that public
awareness be promoted. The 2001 Convention also encourages co-operative
research and site management, which benefits archaeologists and cultural
stakeholders. Owners of the site and other interest groups are not explicitly
acknowledged, however they may have other avenues of recourse to address any
concerns.
It is pertinent to note that the AIMA Code of Ethics is not binding on a
documentary filmmaker (or any other non-member), and the 2001 Convention is only
binding on state party signatories. Therefore, it is incumbent upon archaeologists
participating in a documentary to seek information about the filmmaker’s ethical
position and to communicate comprehensively about ethical issues.

Truth
The archaeologist’s version or representation of their research may not be consistent
with the story or point of view the filmmaker wishes to represent. “[T]he narratives
often applied to archaeology revolve around words like ancient, secret, mystery, lost,
civilisation, empire, detective” (Henson 2005:2). Archaeologists with significant
experience working with television documentaries have concluded, “All you can do is
ensure that the science is compromised as little as possible, realizing that some loss
of integrity, some overstatement, is inevitable” (Fagan &amp; Rose 2003:165).

�Truth in underwater archaeology is encouraged by the AIMA Code of Ethics’
requirement to represent archaeology responsibly and to respect the concerns and
input of cultural stakeholders. The 2001 Convention’s emphasis on collaborative
research and management of UCH also places value on the perspectives of cultural
stakeholders. Again, it should be noted that neither of these codes necessarily apply
to the documentary filmmaker.
The right to freedom of expression upheld by the UDHR enshrines an
individual’s right to represent their perspective, regardless of an audience’s
perception of the truth value of that perspective. In Australia, there are no
professional organisation codes of ethics, nor State, Territory or Commonwealth
legislation that influence a documentary filmmaker with regards to representing
‘truth.’
However, “truth” is a subjective judgement, and there may be multiple truths
and perspectives threading through a single story. A documentary filmmaker must
edit reality to tell a story, and create his or her own version of truth.
While relatively powerless in the filmmaker-participant dynamic, the risk of
being blatantly misrepresented is probably low, particularly if an archaeologist has
ensured their research is ethically sound.
Perhaps most vulnerable are the local and descendant communities that archaeologists must
reach out to when they use the media and that the media must treat fairly if they intend to
profit by them. (Fagan &amp; Rose 2003:174).

Conservation
The conservation of UCH is better protected than participants and truth through the
process of filming a documentary. The AIMA Code of Ethics, the Historic Shipwrecks
Act (1976) and the 2001 Convention all provide for the protection and conservation
of UCH. While there are limits to the protection provided by the Act and the 2001
Convention, the Act is equally binding on the filmmaker as it is on the archaeologist.
The 2001 Convention only protects cultural heritage greater than one hundred
years old, and the Act shipwrecks greater than 75 years old (unless through
Ministerial declaration). While age is a useful determinant for applying blanket
protection, it has no regard for the significance of the cultural heritage being
protected. Consequently, it does not protect more recent UCH that may be deemed
to hold cultural or archaeological significance, such as wrecks associated with wars
or natural disasters, until such time as these sites have been identified, assessed,
nominated for protection and declared by the Minister to be a historic shipwreck
under Section 5 of the Act.

Conclusion
This study has found that there are fewer codes of ethics that apply to filmmakers
than apply to archaeologists. When these codes were assessed according to their
effect within archaeology documentaries, it was found that while archaeologists may
be bound by an enforceable code of ethics in their research, there was little
protection guaranteeing that the archaeologists would be ethically represented by
the filmmakers. This imbalance of power in the filmmaker-participant relationship
requires archaeologists to take a proactive approach to addressing their concerns
within the filmmaking process.

�Regardless of the shortcomings of the various codes, it is clear that both
professions embrace discussion of ethical considerations and the development of
ethical approaches. This paper seeks to open an interdisciplinary dialogue to
balance filmmakers’ requirements within ethical archaeological practice, to achieve a
satisfactory outcome for all participants. With clear communication and wholehearted
collaboration, it is expected that mutually beneficial productions can be developed in
a highly ethical manner.
Formatted: Font: 12 pt

Acknowledgements
The author would like to acknowledge the contribution of Ms. Helen Carter, Dr. Julia Erhart and
Associate Professor Heather Burke to the development of the ideas in this paper. Any errors are the
responsibility of the author.
Formatted: Font: 12 pt

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&#13;
This study also seeks to explore specific ethical considerations. It looks at the range of key stakeholders in archaeology documentaries, including participating archaeologists, the cultural stakeholders of the heritage site (eg. survivors of wreck events, descendants of individuals involved, and affiliated contemporary cultural groups), organisations with heritage management responsibilities, members of the public and interest groups. The concept of â€œtruthâ€ and its representation in film is discussed, as is the impact of filming on the conservation of UCH sites.&#13;
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                    <text>Screen and Shipwrecks: Bridging the Divide
Helen Carter and Emily Jateff

Abstract
The use of visual media is an aspect of recordkeeping and a necessary component of
outreach and community engagement in maritime archaeology. Recent technological
innovations have created the need to acknowledge multiple available methods of transmitting
information to the public. Cross-disciplinary education in screen and archaeology provides
students with an innovative means to enhance archaeological knowledge at the tertiary level
and the skills to better inform the public through the use of digital media and practice.

Introduction
In 2008, the Departments of Archaeology and Screen and Media at Flinders
University were given a substantial infrastructure and equipment grant to
purchase a High Definition video camera (HDV) with an underwater housing.
This interdisciplinary partnership has encouraged the development of
knowledge to use the equipment, and then how best to use it in the context(s)
of research, teaching and learning. Archaeology students know how to dive
and work underwater, and Screen students know how to record and edit, but
gradually we have bridged this gap so that both groups can work together on
projects, combining expertise in the two areas.

Project Aims
The collaborative program bridges the divide between archaeologist and
screen-practitioner perspectives. Screen and Media education is used as a
tool to prepare archaeologists for future issues (dealing with hosting,
presenting, proper representation of data in the media) and proper collection
of data in the field. Best practice informs sustainable management as
archaeologists trained in screen media make the best use of the tools
available to provide an accurate record of investigated sites. Engaging screen
practitioners in the issues relating to archeology enables them to tell more
accurate archaeology narratives and confidently address issues in
archaeological ethics and practice.

Collaborative Education
Collaborative teaching and cross-disciplinary education provides a proactive
means of training future archaeologists and screen professionals to protect,
preserve and interpret underwater cultural heritage (UCH) through film. The
ability to video record underwater opens the door to many opportunities for
both disciplines. Jointly, the most obvious advantage is the ability to write,
produce and edit screen stories with underwater content.
Initially, both groups are taught to use the camera on land so as to
practically
learn
the
skills
of
dealing
with concepts of exposure, colour temperature, focus and composition in

�a straightforward environment. They are then taught how to put the camera
into its waterproof underwater case, or housing, how to verify the housing is
watertight and how to operate the housing.
The next step is to learn and practice the procedure for handling
equipment in and out of the water, how to keep camera equipment dry and
how to communicate with each other once they are in the water. Safety
issues are also addressed at this point. Students are taught to prepare the
cameras
on
a
jetty
or
boat,
get
them
into the water, safely change tapes and batteries and then clean up the
gear after the shoot. Finally, students are able to practice using the equipment
in the water, with the aim of collecting images that could later be constructed
into meaningful, informative, culturally accurate stories. The significance of
making documentaries about places and items of UCH is in opening a window
that would otherwise be closed to most people.

Theory
Maritime archaeology and visual media have been hand-in-hand since
underwater footage was shot at Uluburun in the 1960s. Peter Gathercole,
Jane Stanley and Nicholas Thomas (2002:158) stated, “Archaeology can lead
visual art in a socially responsible direction”. It naturally follows that screen
and media studies and relationships can educate archaeologists-in-training
about how to best convey the results of their research to the public.
Archaeology students bring their unique knowledge and understanding
to the development of the content; while screen students lend their
technical and aesthetic skills to the telling of the story. As both
students exchange skills and knowledge, more complex issues and stories
can be communicated through the use of relevant sound and pictures. Both
groups of students work together in the planning of shots, the structure of the
edit and in making choices around who will provide the narration and where
will interviews take place.
The videos are produced by staff and students and made to screen
within the university context so the authors are able to receive feedback on
their narrative choices from staff and students directly involved in the creation
of the ideas and research. “Archaeologists should make sure to be critically
engaged with the structure, as well as the content, of our documentaries,”
(van Dyke 2006:372). These videos are screened to both Archaeology and
Creative Arts students, leading to an inter-disciplinary dialogue around
technical and narrative issues.

Practice-led Research
The last three years have been spent defining and refining our methodology
and teaching philosophy. The methods for taking cameras underwater for
university research are necessarily different from those employed by
commercial film and television producers. Each activity must be safe,
informative and replicable in a student context. All students must be able to
participate on some level in the production. It must provide opportunity for
relevant feedback and reflection on practice for both students and staff. This
section discusses the Flinders University underwater archaeology video
program from 2008-2010.

�2008 Collaborative Teaching
2008 concentrated on building the working arrangement between the Maritime
Archaeology Program and Screen and Media. In May 2008, Screen and
Media and the Maritime Archaeology Program received a Flinders University
equipment grant to purchase an Amphibico underwater housing, a Sony Z7
camera and ewa®-marine underwater bags for Sony PDX10 video cameras
with the view to utilizing cross-departmental skills for the production of
archaeological documentary projects. There was a steep learning curve as
staff realized the complexities of getting students in the water and the current
obligations for Flinders University Occupational Health and Safety (OH&amp;S)
Guidelines. In the first year the Amphibico housing was not used.
One of the first issues we had to address was getting divers and nondivers working together. Most of the Screen and Media students were nondivers and could not assist with collection of video data below surface. As a
temporary stopgap all 2008 filming was conducted on land and mostly
focused on capturing images of jetties and small wrecks close to shore.
We also dealt with issues of perception. Screen and Media students
believed that everything maritime archaeologists did was in the water.
Maritime Archaeology students thought cameras were point-and-shoot fun
toys. In August 2008 Mark Staniforth led an assessment of a ferro-cement
hull in Port Adelaide (Mulloway Studio, et al. 2009). Due to very low visibility,
underwater footage was not recorded. Sian Bates, a Flinders University
honours student, filmed the documentation of the project from land. In 2010
this footage was edited and made into a film by Deb Shefi, a Flinders
University doctoral candidate (Shefi 2010). Sian Bates also assisted with the
Society for Underwater Historical Research assessment of the Nelcebee
(Bates 2008b). This video was screened at the 2008 Australasian Institute of
Maritime Archaeology (AIMA) in conjunction with a poster presented by Zack
King and Steven Lake (King and Lake 2008).
We have been fortunate to draw on the expertise of local and worldrenowned underwater cinematographer Malcolm Ludgate ACS.1 Sian Bates
compiled a short interview-based documentary with Ludgate describing
underwater camera techniques (Bates 2008a).

2009 Collaborative Teaching
Field projects scheduled for 2009 necessitated the training of archaeological
staff and supervisors in the basics of camera operation and screen theory. In
preparation for the 2009 Maritime Archaeological Field School at Mount
Dutton Bay, Helen Carter taught a one-day workshop in camera use for
supervisors and staff. Up to this point cameras were used only as recording
devices — footage shot by maritime archaeologists was stream of
consciousness and purely observational. Most were single shots with a
noticeable lack of structure. The workshop addressed the necessity for
capturing a variety of shots, with a strong beginning, middle and end to the
story, which could then be edited into a suitable narrative. The camera should
be used to observe many angles, details, textures and perspectives of the
1

Australian Cinematographers Society (ACS)

�subject. Archaeologists were also taught the basics of recording technically
proficient images and sound.
The February 2009 Maritime Archaeology Field School/Australian
Leadership Awards Fellowship Program at Sceale Bay and Mount Dutton Bay
utilised Screen and Media staff and equipment to record field practice and
produce a short documentary. The Flinders University Maritime Archaeology
Program was the recipient of an ALA Fellowship Program grant to support
travel and accommodation for mid-career maritime archaeology professionals
from the Asia-Pacific region to participate in the field school. Teaching
Underwater Cultural Heritage was produced as a record of this program
(Carter 2009a).
One PDX10 and tripod were used at the Mount Dutton Bay site to
record field operations and one PDX10 camera, bag and tripod were used to
record activities at Sceale Bay. PDX10 cameras and bags were utilized onland and in-water by staff and students. Staff and students were interviewed
and commented on their progress of learning skills in recording cultural
heritage. Collected footage resulted in the documentary Teaching Underwater
Cultural Heritage (Carter 2009a). Teaching Underwater Cultural Heritage was
shown at the 2009 United Nations Educational, Scientific and Cultural
Organization (UNESCO) meeting in Paris.
Also in 2009, a Documentary Camera topic with an emphasis on
underwater camera technique (SCRN8027/8028) was offered in semester 2
by the Department of Screen and Media. One doctoral candidate in maritime
archaeology (James Hunter) completed the topic. This topic included trips to
maritime sites such as the Ships’ Graveyard at Port Adelaide, and produced
two short student films (Rafferty 2009; Kalsan 2009).
In May of 2009 a project was designed to assist doctoral candidate
Adam Paterson with the Port Adelaide Community Archaeology (PACA)
project at Port Adelaide (Paterson in prep). A short documentary film was shot
and directed by Helen Carter and edited by Ed Powell (Carter 2009b).
From semester 2 of 2009 Masters Classes were offered each semester
that addressed camera use for terrestrial and underwater archaeological
projects.2 A two-part program, on the first Friday, Helen Carter repeated the
workshop delivered to the staff/supervisors of the 2009 Field School to
archaeology students. On the second Friday, students participated in a field
practical. Archaeology students assisted with camera operation underwater.
Screen and Media students assisted Helen Carter with aspects of camera
operation above water. The semester 1 Master Class was the first time the
Sony Z7 Camera with the Amphibico housing was used underwater by
archaeology staff and students. A short film was made about this training day,
Teaching Underwater Cultural Heritage: using underwater cameras (Carter
2010a). It used footage recorded by maritime students and terrestrial footage
shot by Screen and Media students and was edited by a Screen and Media
honours student (Carter 2010a). This film is available through the Asia Pacific
Regional Conference on Underwater Cultural Heritage website at:
http://www.apconf.org/about/video/.
2

The Flinders University Department of Archaeology runs Masters Classes on Fridays
throughout semester. These short topics are designed to offer students training in topics
otherwise not covered in general teaching (e.g. archaeological illustration).

�2010 Collaborative Teaching
By 2010, representatives from both departments had developed a workable
program of training that prepared master students for camera operation and
underwater filming through a program of Masters Classes prior to field school.
At the 2010 Maritime Archaeology Field School, Sceale and Streaky
Bays (ARCH3309/8152) Z7 camera training was conducted with Helen Carter
and other trained supervisory staff to provide direction to the participating
students about filming techniques. In just one week in the field archaeology
students gathered a wide range of footage including jetty surveys,
measurements of a wreck at low tide, details of wood in a local museum,
artifacts on a local beach and boat-based dive activities. This footage was
used to make the film Maritime Archaeology Field School 2010 (Carter 2010b)
A second underwater Masters Class was offered in a contained
environment at the Adelaide Scuba swimming pool. This was designed to
make training available to students who did not yet meet the strict Flinders
University dive guidelines (and therefore could not dive in-field) and provided
an opportunity for more Screen and Media students to join the Maritime
Archaeology students in the water.
‘Rushes’3 were used as on-site training tools. This gave students an
initial opportunity to view their footage directly after recording and receive
feedback from a trained professional before returning to the water to rerecord.
To the new divers, this class also demonstrated more practical issues such as
buoyancy.
In 2010 the Maritime Archaeology Department's Associate Lecturer
Emily Jateff and doctoral candidate Deb Shefi audited the Screen and Media
Underwater Cinematography topic along with six Screen and Media honours
students. This was the first time that Screen and Media students were
registered as divers/snorkellers with Flinders University and allowed to take
cameras underwater. Two documentaries were produced in 2010. The first
was a record of archaeological investigations in the basement of the South
Australian Maritime Museum Bond Store basement (ca.1854) conducted by
doctoral candidate Adam Paterson (Shefi 2010). The second documentary
titled Torpedo Station was produced by honours student Ian Bethune and
recorded excavation of three test units at the Port Adelaide Torpedo Station
conducted by doctoral candidate James Hunter (Bethune 2010; Hunter in
prep.).

Outcomes
Outcomes of this work include a methodology for teaching underwater
camera practice to university students, instructional videos for use in camera
Masters Classes, a library of stock footage for use on student documentaries,
videos which promote the work of the university in UCH and videos which
convey edited versions of the efforts and meaning of specific
archaeology projects.
3

‘Rushes’ are unedited prints of a scene

�Students also have additional skills for use in archaeological fieldwork
and for producing their own videos, making them all more employable
upon completing their degrees. Screen Students have been encouraged to
pass dive medicals and to acquire diving qualifications. All students
have increased their diving hours while maintaining all requirements as per
the Flinders University Diving Procedures Manual (2008). Screen and Media
Department staff have a greater appreciation of the issues and techniques
involved in the field of archaeology and are better able to contribute to the
production of meaningful underwater narratives.

Developing a Methodology (The Process)
The first three years of this collaborative project concentrated on developing a
methodology for continuing practice safely within the university system. This
stressed the following three points:
1) How to video-record underwater
Students worked with small cameras in basic underwater bags. We
researched and practiced what camera-shots are required in order to edit
sequences and scenes together. Students devised methods of
communicating with each other in the water about what shot they were
working on, whether it needed another take and/or other directorial input.
Students also learned the best times of day to shoot and how to get the best
lighting conditions for a particular location.
2) How to use the camera(s) and housing in the water
Masters Classes focused on issues of buoyancy, steadiness, focus and
using light to the best advantage. Students would practice their skills in a
swimming pool then review the footage with lecturers and go straight back
in to the water to improve their camera-shots. Building on this experience
students were able to apply these skills to using the more complicated
Amphibico housing with a larger HDV camera. Procedures for handling and
testing equipment in and out of the water were developed.
3) Advanced screen and media techniques
Through the documentary camera class students learned how to edit their
material, to colour grade the footage and to create suitable sound tracks. By
watching other films students explored how to visually take the
audience
into and out of the water, how to establish an underwater location or
geography and how sequences are cut together.

2011 and beyond
Since the inception of this collaboration over a dozen films have been
produced with input from students and staff from both departments. A review
of the program and conducted research was presented at the 2010 AIMA
Annual Meeting in Melbourne, Victoria (Carter, et al. 2010). In 2011 Flinders
University announced the new graduate degree options Graduate Certificate,
Graduate Diploma and Master of Screen and Media Production. Archaeology,
Cultural Heritage Management and Maritime Archaeology topics are required
as part of these degree options.

�Masters degree classes are planned for the academic year 2011-2012
which include camera workshops, dives and events. Current Maritime
Archaeology Program and Screen and Media graduate students are working
on post-production of archaeological films recorded over the winter break.
Screen and Media Department students are also finally able to dive and
record their own footage.
Areas for future development include regularly using the videos we
produce in films on topics (this is currently done to a limited extent), editing
and sound for underwater footage and continuing theory and development in
teaching. Efforts will be made to secure funding for larger scale projects and
integration of film techniques into more research projects. Future projects will
stress working relationships in site management, and current underwater sites
of cultural significance including a special emphasis on the South Australian
shipwreck Star of Greece. Experimentation with small Go-Pro cameras is of
interest, as underwater they can achieve a full high-definition (HD) image and
are relatively safe for students to use due to their incredibly small physical
size (42mmx60x30mm).

Conclusion
Cross-disciplinary education in screen and archaeology subjects provides
researchers and students an innovative means to enhance skills and
knowledge and better inform the public through the use of digital media and
practice. By combining our experience (archaeologists can provide the ‘insider
information’, screen professionals the skills to turn it into a film) to produce
multiple benefits. Archaeologists learn how to better translate data sets to the
public and provide clarity on the role of the heritage-professional in the
filmmaking process (Clack and Brittian 2007). Maritime Archaeology students
learn about equipment needs and the video process, including what questions
to ask and what types of camera-shots they need to get in order to create
short documentaries. Screen production students and staff have a better
understanding of archaeological method and theory which allows them to
make better informed films.

Acknowledgements
The Departments of Screen and Media and Archaeology, in particular Dr Mark Staniforth,
Cole Larson, Scott Castledine, John Naumann, PhD Candidates Deb Shefi, James Hunter
and Adam Paterson, with special thanks to the South Australia Department of Environment
and Natural Resources Heritage Branch (Amer Khan), David Nutley, the 2009 ALA Fellows,
Malcolm Ludgate ACS, Adelaide Scuba and past and current Master of Maritime Archaeology
students for their unflagging enthusiasm.

Bibliography
Bates, S.,
2008a
Bates, S.,
2008b
Bethune, I.,

Mal Ludgate: Cinematographer. 13 minute documentary,
Flinders University, SA.
Nelcebee. 5 minute documentary, Flinders University,
SA.
Torpedo Station. 8 minute documentary, Flinders

�2010
Carter, H., Jateff,
E., and Shefi, D.,
2010
Carter, H.,
2009a
Carter, H.,
2009b
Carter, H.,
2010a
Carter, H.,
2010b
Clack, T.
and Brittain, M.,
2007
Flinders University
Diving Procedures
Manual,
2008
Gathercole,
P.
Stanley, J.,
and Thomas, N.,
2002
Kalsan, M.,
2009
King, Z., and Lake,
S.,
2008
Hunter, J.W.
In prep.

University, SA.
Screen and Shipwrecks: Bridging the Divide. An earlier
version of this paper presented at the Australasian
Institute for Maritime Archaeology Conference,
Melbourne, VIC, 2010.
Teaching Underwater Cultural Heritage. 5 minute
documentary, Flinders University, SA.
Teaching Underwater Cultural Heritage: Field Methods.
DVD. Flinders University, SA.
Teaching Underwater Cultural Heritage: using
underwater cameras. DVD. Flinders University, SA.
Maritime Archaeology Field School 2010. 10 minute
documentary, Flinders University, SA.
Archaeology and the Media. Left Coast Press, CA.

Flinders University Diving Procedures Manual. Internal
report, April 2008. Flinders University, SA.

Archaeology and the media: Cornwall Archaeological
Society-Devon Archaeological Society joint symposium.
Cornish Archaeology 41–42, 2002–3, 149–160
Ships’ Graveyard. DVD. Flinders University, SA.

Nelcebee: A South Australian Ketch. Poster presented
at the 2008 AIMA Annual Meeting, Archaeology from
Below, 24-28 September, Adelaide, SA.
Throwaway Navies: Naval Transition Abandonment
Processes and the Archaeology of Australasia’s
Torpedo Boat Defences, 1884-1924. PhD Thesis,
Flinders University, SA.
Mulloway Studio, Cultural mapping and survey: Port Adelaide waterfront:
Kloeden, P., and Stage 2: Jenkins Street Boatyards, Precinct 2B. Report
Staniforth, M.,
produced for LMC, Port Adelaide.
2009
Paterson, A.
Port Adelaide Community Archaeology (PACA) Project
In prep.
[working title]. PhD Thesis, Flinders University, SA.
Raftery, D.,
Ships’ Graveyard. 3 minute documentary, Flinders
2009
University, SA.
Shefi, D.,
Untitled. 7 minute documentary, Flinders University, SA.
2011
Shefi, D.,
South Australian Maritime Museum Bond Store. 8
2010
minute documentary, Flinders University , SA.
Van Dyke, R. M.,
Seeing the Past: Visual Media in Archaeology. American
2000
Anthropologist. 108.2: 370-375.

�</text>
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UCH in the Makingâ€¦ online session</text>
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                    <text>Filling the Gap: A 19th Century Shipwreck in
Tanapag Lagoon, Saipan
Sarah Nahabedian1, Jason T. Raupp2 and John D. San Nicolas3

Abstract
Over the past 4000 years several cultural groups have utilized the island of Saipan in the
archipelago now known as the Commonwealth of the Northern Mariana Islands (CNMI) for a
variety of purposes including settlement, trade, provisioning and as a strategic position for
wartime activities. Maritime heritage sites ranging from ancient coastal settlements to those of
wrecked ships, planes and other World War II era sites have been identified on the island and in
the surrounding waters. Over the past five years the CNMI Historic Preservation Office has
endeavored to better understand and protect the submerged heritage of the island through
remote sensing surveys, site inventories and site inspections.
Recently the remains of a previously undocumented site were located along the island’s
fringing reef in Tanapag Lagoon. A multi-agency investigation of this site determined it to be the
partial remains of a mid- to late-nineteenth century sailing vessel. This investigation represents
the first archaeological study of an early colonial shipwreck in the CNMI and helps to fill a gap in
the archaeological record of pre-World War II period maritime sites.
This paper examines the historic maritime activities in the CNMI during the midnineteenth to early-twentieth century and discusses the significance of this site to them. Though
data pertaining to Saipan during this period is sparse, historical documents suggest that five
wooden sailing vessels are known to have wrecked there during that time. The historical and
archaeological analysis of these remains contributes to a broader understanding of colonial
interaction and trade in the CNMI and the Pacific region in the nineteenth century.

Introduction
Since the time of first colonization around 3500 years ago (Rainbird 2004:81),
several cultural groups have utilized the island of Saipan in the Commonwealth
of the Northern Mariana Islands (CNMI) for settlement, trade, provisioning and as
a strategic position for wartime activities. While archaeological investigations on
the island have revealed many sites of ancient coastal settlements and World
War II (WWII) era ship and airplane wrecks, until recently a nearly four hundred
year gap in the submerged heritage record of its colonial period has existed. The
discovery of an artefact scatter associated with the wreck of a 19th or 20th century
sailing vessel presented an opportunity to begin filling that gap. Historical and
archaeological investigations of this site have produced a list of possible
candidates for the identity of this wreck and provided the groundwork for a
colonial shipwreck survey for the CNMI.

1

Please send all correspondence to: Sarah Nahabedian, Department of Archaeology, Flinders
University, GPO 2100, Adelaide, South Australia 5001, AUSTRALIA,
naha0004@flinders.edu.au, 0449 711 208
2
Department of Archaeology, Flinders University, ADELAIDE, SA 5042
3
Coastal Resources Management Office, SAIPAN, COMMONWEALTH OF THE NORTHERN
MARIANA ISLANDS

�Saipan Maritime Historical Context

Since the late 15th century the Pacific Ocean has served as a trading highway for
European nations by aiding in the movement of people and the colonization of
new areas. Ferdinand Magellan arrived in the Mariana Islands in 1521 and
named them “Islas de Ladrones”, or Thieves’ Islands, after a misunderstanding in
trade practices with the Chamorro people (Marche 1889:3). Regardless, their
geographic location offered a perfect refuge for vessels caught in storms and a
reprovisioning point during the lengthy Pacific crossing (Olive y García 2006:7).
For the next three centuries, continual exchange existed between Spain’s
colonies in the New World and those in the Far East and the Marianas operated
as an entrepôt for the galleon trade (see Junco this volume; see McKinnon and
Raupp this volume).
By the late 17th century Spanish efforts to Christianize the Indigenous
population resulted in their subjugation. To colonize the entire archipelago, the
native Chamorro were forcibly removed from all of the northern islands and
resettled into church-centred villages on Guam (Hezel 1983; Carrell 1991). Until
the end of the 19th century, the islands to the north of Guam served mainly as
ranches or infirmaries; as a result only sparse records of the activities that
occurred there exist. In the early 1800s, Spanish authorities granted a request
from a group of voyagers from the central Caroline Islands to establish a
settlement on Saipan (Russell 1984:2). By the middle of the 19th century, whale
ships and trading vessels commonly visited the island to obtain supplies.
Subsequent to Spain’s loss in the Spanish-American War in 1898 all
Spanish Micronesian possessions except Guam were sold to Germany, thus
beginning what is known as the German Colonial Period (Spennemann 2007:7).
The settlement of Garapan on the west coast of Saipan served as the
administrative seat of the Marianas District. Between 1898 and 1907 German
colonists constructed an administration building that was visible to approaching
ships, a landing pier and shelters along the waterfront, and roads linking villages
on the island (Fritz 1901:34-46). An important aspect contributing to the growth of
Garapan was its proximity to Tanapag Harbor, considered by most shipmasters
as the second best anchorage in the Marianas (Russell 1984:46).
Though Germany held claim to the Northern Mariana Islands throughout
this period, the Japanese controlled trade and economic life, primarily through
large-scale sugar cane production (Peattie 1988:22). Shortly after Japan
declared war on Germany in World War I, German officials in Saipan abandoned
their post and Japan quickly seized several Pacific islands including the Northern
Marianas (for an example of warship activity here see Arnold this volume; see
Ishimura this volume). From that time through the 1930s, the Japanese
government increased maritime works, including the building of a lighthouse and
channel markers to guide ships coming into and out of Saipan. Also during this
period, Japanese military infrastructure construction was clandestinely increased
in preparation for war.
Upon the entry of the United States (US) into WWII, the islands of the
Pacific basin were subjected to events beyond their control and eventually
Saipan would play a pivotal role in the war. “Operation Forager” was the

�codename for the Allied plan to seize control of the Northern Mariana Islands
from Japan. The 1944 invasion and capture of the islands by US forces caused
devastation on both sides and left military vehicles and debris scattered on land
and in the water surrounding the island. From 1945 to 1947 the islands continued
under US military occupation (Carrell 2009:348). In 1947 the Northern Mariana
Islands came under US Trust Territory status and in 1978 the constitutional
government of the Commonwealth of the Northern Mariana Islands took office.

Previous Investigations of Saipan’s Submerged Sites
The submerged cultural resources of the island of Saipan have been the subject
of both public and private archaeological surveys, as well as commercial salvage
over the past thirty years. Beginning in 1979, the first literature search and diver
visual surveys were conducted, which resulted in the location of objects from the
Japanese, WWII and American periods (Thomas and Price 1980). In the 1980s
the US National Park Service (NPS) and private archaeological consulting firms
assessed the submerged WWII remains in Saipan (Miculka and Manibusan
1983; Miculka, et al. 1984; Pacific Basin Environmental Consultants 1985). In
1986 and 1987, a treasure hunting company, Pacific Sea Resources,
commercially salvaged the 1638 wreck of Nuestra Señora de la Concepción off
the south coast of Saipan (Mathers, et al. 1990; see Junco this volume). Upon
completion of the salvage project the artefacts were divided between the treasure
hunting company and the CNMI government.
In 1990 the NPS again documented the WWII sites in the lagoons on
Saipan (Miculka, et al. 1990), and in 1991 published a comprehensive
submerged cultural resources summary for all of Micronesia which included
details of more than 50 shipwrecks and abandoned vessels in Saipan (Carrell
1991). Little research or fieldwork was conducted on Saipan until 2001, when the
National Oceanic and Atmospheric Administration (NOAA) initiated an
abandoned vessel inventory for the CNMI (Lord and Plank 2003). This survey
identified 28 historic resources, most of which were WWII-era pontoons/barges
and freighters (Lord and Plank 2003).
Beginning in 2008, interest in Saipan’s underwater cultural heritage was
reignited. That year Southeastern Archaeological Research, Inc. conducted
extensive remote sensing and diver identification surveys of Saipan’s western
lagoons, which identified over 1500 magnetic targets; of these only 142 were
identified through diver investigation, side scan sonar or were previously known
(Burns 2008a; Burns 2008b). Using this survey data, a research project to
document the submerged remains of the WWII Battle of Saipan was initiated in
2009 by researchers from Ships of Exploration and Discovery Research, Inc. and
Flinders University. This project has resulted in the creation of an underwater
heritage trial based on these sites (McKinnon, et al. 2011).

�Archaeological Investigation of the “Japanese Channel Light
Wreck”
In February 2010, a marine biologist from Saipan’s Coastal Resources
Management Office (CRM) notified maritime archaeologists from Flinders
University of a possible wooden shipwreck site in Tanapag Lagoon. Initial
investigations found several shards of green bottle glass, iron and copper-alloy
fasteners and a piece of burnt wood buried in the sand and encrusted in the coral
reef. The site was assessed as the remains of a wooden shipwreck or anchorage
debris field. As there is little archaeological documentation of pre-WWII historic
maritime-related artefacts within Saipan, the uniqueness of the site justified
further investigations. In April 2011 a team of archaeologists joined staff from the
CNMI Department of Environmental Quality (DEQ) and CRM Offices to record
the extent of the artefact scatter. The site is located approximately one kilometre
(km) from shore, along the edge of the lagoon’s shipping channel and was
archaeologically investigated over a two-day period.
The site is scattered over approximately 90 metres (m) in sandy pockets
of the fringing reef adjacent to the shipping channel. It was recorded using
baseline offsets, trilateration and triangulation to collect data on site dimensions,
major site features and artefact locations. This data was then used to produce
detailed scale drawings and a two-dimensional site plan. Photographic surveys of
the artefact scatter were completed before and during the investigation in order
to document the site and to aid in the completion of the site plan. Most features
and artefacts were documented in situ; however, a limited number of portable
artefacts were recovered for more detailed drawing, photography, and
measurement onboard the diving vessel, then returned to their original locations
(Gould and Conlin 1999:208).

Artefacts
A total of 114 artefacts were recorded on this site and overall the assemblage
indicates an association with a wooden sailing vessel. Artefacts noted during this
investigation included ship construction and rigging materials, as well as
shipboard items and some likely intrusive objects.
Artefacts associated with the vessel’s hull consisted mainly of ballast
stones, sheathing and fasteners of various sizes, forms, and material. Small,
oval-shaped, granite ballast stones were found scattered around the site and a
dense concentration was identified directly adjacent to the shipping channel.
Fastener types included heavily concreted iron drift pins or bolts, copper bolts
and copper nails and tacks. Four copper sheathing pieces were identified around
the site; these would have been placed on the outer hull planking of a vessel
protecting the vessel from marine borers (Bathe 1978:3.10; Burns 2003:61-62;
McCarthy 2005:101-102). One peculiar piece of identified ship’s hardware was a
lead object in the shape of an Arabic number “4”. Research has concluded that
this is a draft mark, which would have been attached to the stem and sternpost to
indicate the depth at which each end of the hull is immersed (Steffy 1994:270).
Many elements of standing rigging were found on the site. The most
dominate and diagnostic of these were portions of broken wire rigging. By the

�early 1850s most large British ships had wire standing rigging and by the 1860s
wire rigging was in use by US shipbuilders (Macgregor 1984:151; Stone
1993:69). Several of the noted sections were end pieces, as indicated by the tear
shape created by back splicing them to situate a thimble. Other components of
standing rigging included a chainplate and deadeye contained within an iron
strop. Chain plates were solidly bolted to the ship’s side to which the shrouds are
secured by a system of deadeyes and screws and were used to steady the
masts (Bathe 1978:4.08; Stone 1993:72).
A heavily concreted metal oarlock was found on the site. Also known as a
crutch or rowlock, these were u-shaped metal swivels that mounted on a boat’s
gunwales for an oar (Bathe 1978:9.02). The oarlock has a ribbed horn-style
opening and is most likely off a gig or lifeboat (Bathe 1978:9.01).
A number of artefacts related to shipboard life were also located. Whole
glass bottles, bottle fragments and ceramic sherds scattered across the site
represent a wide date range. Many of these are thought to be associated with the
wreck, and others are likely intrusive artefacts deposited by cultural or natural
means. The most diagnostic of these artefacts are the bottles; types include dark
green, three-piece mould or “Ricketts mould” bottles which date between the
1820s and 1920s and a two-piece mould or “turn-mould” bottle which was most
common from the 1870s through around 1920 (Toulouse 1969:532).
Several artefacts of questionable provenance were found scattered
around the site. These included glass bottles embossed with characters that
indicated Japanese origin and dated from the 1870s through around 1920
(Toulouse 1969:532); two fragments of an unidentifiable ceramic vessel; a
stoneware body and rim shard of indeterminate date; and a shard of blue on
white porcelain. Though the manufacture dates for these could be contemporary
with this wreck, it is likely that they are intrusive artefacts deposited through
cultural or natural means after the time of loss.

Wood Samples
An unidentified conglomeration of wood, iron and copper-alloy metal was the only
piece of wood found on the site. Though no part of the object was identifiable, a
timber sample was obtained from the object for possible specie identification.
Timber analysis showed the sample as birch (Betula sp.) and the structure of the
wood is most likely yellow birch after comparison with other samples (J. Illic,
email, May 2011).

Site interpretation
Through archaeological recording and historical research it has been determined
that this site is the remains of a ship dating to the mid-19th or early- 20th century.
The presence of ballast stones, copper sheathing and tacks, as well as iron drift
pins and bolts, indicate that it was a wooden vessel, and the hemp core wire
rope, wooden deadeye and chain plate specify that it was a sailing vessel. The
small collection of glass and ceramic fragments further signify a mid-19th to early20th century use and illustrate an aspect of shipboard life at this time. The oarlock

�found on the site is most likely from the vessel’s gig or could be an extra oarlock
to be used in case one was lost. Timber analysis indicates yellow birch, a
species found in North-eastern North America and commonly used in
shipbuilding.
The close proximity of the ballast area to the channel suggests that the
vessel hit the reef and wrecked while entering or exiting the lagoon through the
channel. The shallow nature of the site, the length of the scatter and fact that no
major features of the ship were found is a good indication of post depositional
salvage. The discovery of burnt wood during the February 2010 fieldwork and the
overall lack of timber on the site could be evidence of salvage. Often wrecked
wooden vessels were burned to their waterline so that below deck cargo could be
salvaged or metal fasteners could be removed for recycling. However it is
important to note that the abundance of marine wood-boring organisms in the
tropical water would have aided in the degradation of any wood left on the site
whether the vessel was salvaged or not.

Possible Candidates
Forty-one documented ship losses have occurred in and around Saipan between
1552 and 1941 (Carrell 1991: 280). Though data pertaining to the island during
this period is sparse, historical documents suggest that seven wooden sailing
vessels are known to have wrecked in Saipan’s water between the mid 19th and
turn of the 20th century. Though little historical information pertaining to any of
these was located, comparison between them and the archaeological evidence
recovered indicates four of them as possible candidates for the identity of the
“Japanese Channel Light Wreck.”
The barque William T. Sayward was built in Rockland, Maine in 1853
(Fairburn 1946(5):3421). Accounts state that the barque was sailing from San
Francisco to Shanghai with a cargo of flour and $164,000 in specie4, when it
sprang a leak off the “Ladrone Islands” and was abandoned on December 21,
1854 (Daily National Intelligencer 1855, Plain Dealer 1855, Salem Register
1855). Unfortunately details about the exact location where William T. Sayward
came to rest are vague and therefore its association with the wreck in Tanapag
Lagoon is unknown.
The next sailing vessel reported to have wrecked around Saipan is the US
ship Lizzie Jarvis. Historical sources present some discrepancies about the fate
and identity of this vessel. One source reports that the whaler Lizzie Jarvis was
lost in the “Ladrone Islands” while travelling from Hong Kong to San Francisco in
1855. The ship was previously known as Lady Pierce and was owned by Mr.
Silas E. Burrows, who at one time intended to present the vessel to the Emperor
of Japan (Ward 1967(4):187). A later report states that the ship was actually
John N. Gossler, another vessel of the same owner which traded between the
US and China and which wrecked in 1855, 150 miles Northeast of Saipan
(Lévesque 2002(20):73; Ward 1967(4):187-188). Though the loss location of
4

The ship was carrying $164K in coin, or specie.

�John N. Gossler would exclude it, the confusion surrounding the loss of Lizzie
Jarvis make it a possible candidate for the identity of the “Japanese Channel
Light Wreck.”
An unknown barque was lost in 1876 in Saipan (Carrell 1991:280).
Current historical research was unable to ascertain further information about this
wreck. Until further information pertaining to this vessel and its loss are obtained,
it is impossible to determine an association between it and the wreck in Tanapag
Lagoon.
The 103-ton American schooner Iolanthe was wrecked at Saipan in 1896.
All hands survived and were transported to Guam on the Japanese schooner
Chomey-Maru (Lévesque 2002 (20):512). Little information was found about this
vessel aside from the fact that it was built in Essex, Massachusetts in 1883
(Record of American and Foreign Shipping 1896). Again the limited data relating
to this vessel or the circumstances and location preclude any direct association
with the “Japanese Channel Light Wreck.”

Discussion
Though the identity of the shipwreck recently located in Tanapag Lagoon was not
absolutely determined, this investigation is considered significant for its
contribution to increasing knowledge of a little explored period in Saipan’s
history. As stated previously, until the “Japanese Channel Light Wreck” was
identified, a nearly 400-year gap existed in the archaeological record pertaining
to shipwrecks that had occurred around the island. The study of this 19th or early
20th century sailing vessel has produced archaeological data that will be added to
the growing database of sites in the waters surrounding Saipan, as well as
providing the impetus for building a comprehensive understanding of archival
information relating to colonial ship losses in the CNMI. Thus the compilation and
analysis of this data has begun to fill the gaps, and in doing so provides insight
into colonial interaction and trade in the Pacific region around the turn of the
century.
The investigation of the “Japanese Channel Light Wreck” also represents
the first multi-agency archaeological investigation of a submerged non-military
shipwreck in Saipan. This approach allowed multiple local government agencies
to collaborate with archaeologists from Australia and the US to assess and
record this important piece of CNMI heritage. Due to the site’s location along the
fringing reef, it also allowed agencies concerned with reef health and
environmental quality an opportunity to monitor and protect the reef that has
grown around this site. Ultimately this kind of collaboration offered all groups
involved the opportunity to better understand and appreciate each other's work
and can be seen as best practice for the protection and management of Saipan’s
marine resources.

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                <text>Filling the Gap: A 19th Century Shipwreck in Tanapag Lagoon, Saipan&#13;
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                <text>Session 8&#13;
Pacific Islands region: Building UCH Capacity</text>
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                <text>Over the past 4000 years several cultural groups have utilized the island of Saipan in the archipelago now known as the Commonwealth of the Northern Mariana Islands (CNMI) for a variety of purposes including settlement, trade, provisioning and as a strategic position for wartime activities. Maritime heritage sites ranging from ancient coastal settlements to those of wrecked ships, planes and other World War II era sites have been identified on the island and in the surrounding waters. Over the past five years the CNMI Historic Preservation Office has endeavored to better understand and protect the submerged heritage of the island through remote sensing surveys, site inventories and site inspections.&#13;
&#13;
Recently the remains of a previously undocumented site were located along the islandâ€™s fringing reef in Tanapag Lagoon. A multi-agency investigation of this site determined it to be the partial remains of a mid- to late-nineteenth century sailing vessel. This investigation represents the first archaeological study of an early colonial shipwreck in the CNMI and helps to fill a gap in the archaeological record of pre-World War II period maritime sites.&#13;
&#13;
This paper examines the historic maritime activities in the CNMI during the mid-nineteenth to early-twentieth century and discusses the significance of this site to them. Though data pertaining to Saipan during this period is sparse, historical documents suggest that five wooden sailing vessels are known to have wrecked there during that time. The historical and archaeological analysis of these remains contributes to a broader understanding of colonial interaction and trade in the CNMI and the Pacific region in the nineteenth century.&#13;
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                <text>John D. San Nicolas</text>
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                    <text>Recoding the Nautical Archaeology:
Virtual Museum of Underwater Cultural Heritage in Turkey
Dr. Guzden VARINLIOGLU1

Abstract
The preservation of underwater cultural heritage (UCH) requires availability and access to data
produced by nautical archaeology alongside tools for analysis, visualization and communication.
Although numerous archaeological surveys and excavations have been carried out in the past
decades in Turkey, there is no publicly available information system integrated to nautical
archaeology. This paper proposes a framework of a virtual museum of UCH. For the creation of this
framework, a data collection methodology for underwater surveys has been formulated and a webbased information system has been designed to store the collected data. This paper explores the
methods of analysis, visualization and communication embedded in this online system towards the
development of a virtual museum.
Virtual museum (VM) incorporates the practices of collection, preservation, research,
visualization and exhibit, thus offering new approaches to the preservation of cultural heritage. In this
paper, a web-based information system has been developed for a model of a virtual museum using
the data collected during underwater surveys conducted on the coastal region of Kaş, Turkey in 20072010. Divers from a variety of professional backgrounds followed the practice of in situ preservation.
They collected visual, geographical and descriptive data using structured datasheets. Through the
analysis of these non-destructive methods, an open-content information system is designed aiming the
contribution of all interested parties in a collaborative manner. The system currently contains
information on 22 sites in the form of sketches, measurements, drawings, photographs of finds.
Combined with Google Maps, the database illustrates the initial technological steps towards the
development of a virtual museum.
Divers, archaeologists and other interested users of this information system participate in the
musealization of information through separately applied analysis, visualization and communication
tools by open software programs. These initial steps demonstrate the methods for the automation of
data analysis and visual documentation, the visualization of information and the communication of this
knowledge. Futuristic concepts of automated, immersive and interactive design redefine the virtual
museum of UCH as well as offer different approaches to the discipline of nautical archaeology.

Keywords: nautical archaeology/ underwater cultural heritage/ database/ digital/
virtual museum/ information system /in situ preservation/ museology/ Kaş.

Research aims
The research responds to the lack of systematic methodology for the collection,
preservation and dissemination of data in cultural heritage studies. Although
numerous underwater archaeological surveys and excavations have been carried out
in Turkey since the 1960’s (Bass 2005), there is no publicly available information
system for nautical archaeology. This work comes within the context of research
conducted as part of the Ph.D. thesis entitled “Recoding the Nautical Archaeology:
Virtual Museum of Underwater Cultural Heritage” (Varinlioglu 2011). The author
proposes the creation of a virtual museum, in other words, a framework of a digital
repository of underwater cultural heritage. Within this framework, a data collection
methodology for underwater surveys has been formulated. Data collection using this
1

Güzden Varinlioğlu, PhD, Bilkent University, Faculty of Art, Design and Architecture; Principal
Manager of Kaş Archaeopark Projects on behalf of SAD (Sualtı Araştırmaları Derneği, Ankara, Turkey,
(Underwater Research Society), e-mail: arkeopark@sad.org.tr.

�methodology is stored in a web-based information system specifically designed for this
purpose. Furthermore, the methods of analysis, visualization and communication are
explored to enable the development of a virtual museum in the second phase of the
project. The virtual museum is not in place yet, however, basic information on the field
studies called Kaş Archaeopark Projects is publicly online on www.sanalmuze.org.tr.
In the near future, a model of the system is expected to be online on this webpage.

Introduction
The widespread use of information technologies brought new challenges to the
preservation of cultural heritage as well as to museology. A new concept of virtual
museum has emerged from a need to acquire, store, research, communicate and
exhibit the digital heritage data. Drawing parallel lines between the virtual and
underwater environments, this paper aims to explore the conceptual framework for a
virtual museum of underwater cultural heritage. The objectives of the study are to
formulate a framework for the collection of data on underwater cultural heritage using
the non-destructive process of in situ preservation methodology and documentation,
and explore the methods of transferring, storing and sharing the collected data in the
digital domain. The information system is designed to store various types of data and
also allows collaborative analysis, visualization and communication. Furthermore, at a
conceptual level, the digital technologies of the future are explored to promote a
framework of a virtual museum and to develop a tool for the archaeology.

Theoretical framework
This paper questions the so-called “brick and mortar” (Schweibenz 2004:3) museum
and its practices. The International Council of Museums (ICOM) founded in 1946
defines the museum as a “non-profit, permanent institution in the service of society
and its development, open to public, which acquires, conserves, researches,
communicates and exhibits for the purposes of education, study and enjoyment”
(ICOM 2010). These activities of musealization include the collection, conservation
and research of museum objects through exhibition for better communication with the
public. Separated from its context, however, is isolated from its meaning; the cultural
heritage is enclosed in a single place, which may be termed a heterotopian space
(Foucault 1998:178). Once an object is detached from its original context and placed
in a museum environment, the archaeologists categorize, classify, and derive meaning
in order to impose a new order on artifacts.
As an alternative to this decontextualization, a virtual museum is proposed as a
product of the revolutionary changes in digital reproduction, which led to the
emergence of new definitions in the field of museology (Kalay 2008). The digital
reproduction of the heritage is one of the most attractive ways in which computer
technology can be employed in the field of archaeology (Forte 1997). The use of this
technique allows visual reproduction of the data through representation, modeling, and
display. These methods of display allow the creation of virtual exhibitions in the web
environment. The virtual domain, unlike the “brick and mortar” museum, is a flexible
medium for sharing information in various formats, such as digital images, video
recording, hyperlinked texts, etc. Moreover, the digital domain recodes the way the
information is displayed in such a way to move it from a passive to a more interactive
style.

�Literature Review
In the field of heritage preservation, five digital repositories stand out with their
applications of the practice of virtual repositories: Historical American Building Survey
(HABS) dealing with acquisition of building documentation data in the US (Burns
2004); Turkish Archaeological Settlements Project (TAY) focusing on the conservation
of archaeological data through archival documentation of publications in Turkey
(TAY 1998); Nautical Archaeology Digital Library (NADL) designed as a research tool
on multilingual manuscripts in Texas A&amp;M University, Nautical Archaeology Program
(Castro 2006); Institute for the Visualization of History (VIZIN) projects about
visualization of the artifacts discovered in various archaeological excavations (VIZIN
2003); and Virtual Museum of Canada (VMC), a user-centered virtual museum
network of the Canadian museums (CHIN 2009). These digital projects illustrate the
diverse applications of cultural heritage management.
The digital repositories focusing on three main types of underwater
remains, namely anchors, amphoras, and sites are respectively Big Anchor (NAS
2008), Roman Amphorae (Keay 2005) and VENUS (2006) projects. Although none of
these three examples can be considered within the category of virtual museum, it is
worth mentioning that these three are the most prominent information systems on
nautical archaeology. Their assessment is a useful exercise to conceptualize the
information system for the virtual museum of underwater cultural heritage.
A digital cultural heritage repository of a virtual museum is a medium that
allows the heritage professionals to preserve, manage, and make the data accessible
to the public. Even though the digitization of the repositories challenges the heritage
professionals in technical terms, these issues are being gradually solved with
technological progress. The construction of knowledge in virtual space involves
hyperlinks between different types and aspects of information, which is, in essence,
groups of data. Within this general framework, a model in virtual space illustrates
the concept of the museum as an interactive, recurrently re-interpretive, and
experimental experience. The aim here is to form a platform of knowledge building
through the collaboration of multiple authorities with different backgrounds and a
variety of interests. In order to achieve this aim, the initial stage of operation is forming
a web-based information system.

Information System
The deficiencies and drawbacks of information systems currently used in the field of
cultural heritage are related to the establishment of databases for archaeological sites
using collection methods other than in situ preservation. Currently, there is no
information system satisfying the needs of this data collection methodology.
Furthermore, the analysis and visualization of the collected data through a
collaborative method necessitated an online system of data storage and sharing. The
idea was then to propose an information system for underwater cultural heritage,
which aimed notably to avoid the difficulties mentioned before. By the help of three
computer programmers, a tool was developed for the management of the data
collected during the surveys conducted since 2007. Essentially an online database for
systemic data collection, description, and interpretation, the system currently contains
information on approximately 600 finds through sketches, measurements, drawings,
and photographic entries of individual finds, in addition to regional descriptions and
observations made by divers. Combined with the GPS locations of sites and findspots,
the result of integrating the database with Google Maps illustrates the distribution of

�sites along the Kaş shoreline. The process of gathering and recording data for the
Virtual Museum has been interactive and continually increasing.

Figure 1. Screenshot from the information system showing the distribution map of the
findspots (G. Varinlioglu based on Google Maps)

Field Studies
The field surveys were preceded by the introductory training of the divers on the
survey and documentation methodology to be followed. After this brief introduction,
divers from a variety of disciplines were assigned various tasks in order to fill
datasheets, test the database, and collect visual data. These field surveys were
followed by primary data analysis. This was the first interaction between divers and
archaeologists. As a result of this evaluation, datasheets and database were modified
according to user needs. Following the data produced by field surveys, the information
system was designed and developed. As a result of the comprehensive research on
and study of available tools, financial and technological contingencies, the information
system was selected to be used as a tool for the virtual museum implementation.
With the participation of almost one hundred divers, the author and her team
developed a data collection system for recording, preserving, sharing, presenting and
analyzing the underwater cultural heritage in the coastal region of Kaş (Varinlioğlu
2011). Considering the costly nature of research on the sea and underwater, the
project intends to rely on a team of divers using simple and standard tools for
scanning the bottom profile and recording underwater features in datasheets.
While using these data collection methods, the main concern was the in situ
preservation. The constraints of in situ preservation without dislocating the material
culture helped to develop optimized solutions to data collection methodology
(UNESCO 2001). These constraints are considered as challenges for the design and
realization of a unique archaeological survey all along Kaş coastal area.

A Model of Virtual Museum
As mentioned before, the virtual museum is not in place yet. However, basic methods
necessary for the creation of the virtual museum are investigated as well as the
methods that are followed and the examples that are created by online users working
in collaboration. Thus, the users of this information system participated in the
musealization of information through independently used open source analysis,

�visualization and communication tools such as Gimp, QCAD, Picasa, Hugin, SketchUp
etc. The first step in the data analysis is the definition of the sites and finds, the
analysis of the collected data, the distribution maps of the finds and the statistical
study of these maps.

Figure 2 Panoramic view of a cargo site discovered during the surveys (G. Varinlioglu
based on Hugin software)
Once meaningful information is driven from these analyses using different
software programs, the data was visualized. The drawings and 3D models were driven
from the measurements and typological data. The images were created using digital
darkroom that is processing and enhancing photographs through digital photo editing
programs. In addition, photogrammetric, panoramic and photomosaic images were
generated from of the photographs. The last step was the communication of data
through geo-referenced maps.

Figure 3 Solid modeling of an amphora (G. Varinlioglu based on Google SketchUp
software and handdrawings ).
Analysis of the systematically collected data is a necessity for further research
in the field of archaeology. As analysis tools are not yet integrated to the system, the
analysis is driven manually from the information system. The archaeological questions
answering the distribution map of the findspots and of the find types, some statistical
approaches to distribution maps and to dating of the artifacts, description of the sites,
environment, and finds should have adequate query mechanisms.
The comments of users showed that collected data should be displayed on the
same page. As the system stores and displays all the collected data, there are
inconsistencies between the measurements and observations of different users.
Archaeological measurements have discrepancies related to the skills of divers
measured objects and measurement tools. As separately stored entities, these
ambiguities and inconsistencies should not be eliminated, but rather, a statistical
mechanism should be integrated to standardize the data. Similarly, the visualizing of

�the data should have some automated tools for producing drawings, for enhancing
photographs, and for stitching images to create the photogrammetric representation of
the sites and objects.
The application of visualization tools to archaeological data is part of both
analysis and exhibition of the artifacts. Initially the applications are implemented by
computer-knowledgeable interested parties. Advances in experimenting with these
tools show that archaeologists tend to replace the traditional conventions with new
recording strategies. As the ease of use of adequate software programs is taken into
account, these tools would be largely used not only for visualization but also for
analysis and interpretation. Automated 3D tools, as well as panoramic and
photomosaic, would enhance the level of interaction with the depicted objects.
To date, there is no exhibition tool integrated to the information system. The
Google Maps, listing tools, and preview images of the visual materials such as
photographs, images, sketches, and drawings are used as the main navigation pattern
in the information system. However, a variety of exhibition strategies should be added
to the system, coupled with an interactive interface that will attract the attention of the
users from different backgrounds.

Conclusion
The survey on the Kaş shoreline followed closely the principles of in situ preservation,
which prohibits the dislocation of material culture. This constraint introduced
challenges in designing and conducting an archaeological survey. Hence, it
necessitated the development of optimized solutions for data collection, which led to
the creation of a unique methodology. The survey relied on a team of recreational
divers rather than archaeologists. For this reason, during the project, most of the
developed techniques were quotable by different groups of divers. Keeping the
methods simple helped to cover more nautical miles along the coast. The participation
of recreational divers and the local people living in Kaş raised the awareness about
cultural heritage. This will ensure the sustainability of the project for the preservation
of the underwater cultural heritage.
The information system discussed in this paper was the first web-based
collaborative and open-content platform for raw data of nautical archaeology in
Turkey. In this respect, it was a pioneering and unique project for local
underwater cultural heritage preservation. Based on the analysis of the
datasheets and later the database, this information system met the majority of
the needs of archaeologists; hence the possibility of its use should be considered
by the Ministry of Culture and Tourism of Turkey (MoCT), which aims to put a
regulation similar to the currently available information systems into practice.
Thus, the archaeological data collected during the surveys can be used to prepare an
official underwater archaeological repository of Turkey. Although the components of
the information system were designed according to the material remains found in
Turkey, with little modification it can be adapted to other remains of material culture in
different countries.
Users of this information system participated in the collaborative process by
using a limited number of open source software programs that are not integrated to
the information system. In visualizing the data, the emphasis was on
photogrammetry because of its ease of use and availability. The 3D modeling was
done at a basic level, as “blank” models. However, three-dimensional digital models
are required in applications of inspection, navigation, object identification, visualization

�and animation. In 3D modeling, photogrammetry has limited use. Therefore, in
addition to reconstructions, archaeological documentation data and the
photogrammetric depictions should be included in the system.
The interactive user interface that will be designed in the future should include all
these features. Further research will include these applications of advanced
technology for modeling and immersion tools for an interactive user interface. Once a
fully integrated system is created, the user analysis should be evaluated for the impact
of the system on the users.

Bibliography
Bass, G.,
2005
Burns, J. A.,
HABS, HAER &amp;
HALS
2004
CHIN,
2009
Forte, M.,
1997
Foucault, M.,
1998
ICOM,
2010
Kalay, Y. E.,
Kvan, T. &amp;
Affleck, J.,
2008
Keay, S.,
2005
NADL,
2006
NAS,
2008
Schweibenz, W.,
2004
TAY,
1998
UNESCO,
2001
Varinlioglu, G.,
2011

Beneath the seven seas: adventures with the Institute of Nautical
Archaeology, Thames and Hudson, London.
Recording Historic Structures, John Wiley &amp; Sons, Hoboken, N.J.

Virtual Museum of Canada (VMC), Canadian Heritage
Information
Network,
viewed
24
March
2011,
&lt;http://www.museevirtuel-virtualmuseum.ca&gt;.
”Introduction”, in Forte, M. &amp; Siliotti, A. (eds.), Virtual
Archaeology: Great Discoveries Brought to Life Through Virtual
Reality, Thames and Hudson, London, pp. 9-13.
”Different Spaces“. Essential works of Foucault, 1954-1984.
Penguin Books, London.
Key Concepts of Museology, in Desvallées, A. &amp; Mairesse, F.
(eds.). Armand Colin ICOM International Committee for
Museology.
New heritage: new media and cultural heritage, Routledge, New
York.

Roman Amphorae: a digital resource, Archaeology Data Service
(ADS),
viewed
21
June
2010,
&lt;http://ads.ahds.ac.uk/catalogue/resources.html?amphora2005&gt;.
Nautical Archaeology Digital Library (NADL), Texas A&amp;M
University, viewed 26 June 2010, &lt;http://nadl.tamu.edu&gt;
Big Anchor Project, Nautical Archaeology Society, viewed 28
June 2010, &lt; http://www.biganchorproject.com&gt;
”The development of virtual museums“, Icom News, vol. 57, no.3,
pp. 3.
TAY Archaeological Settlements of Turkey, viewed 23 June
2010, &lt;www.tayproject.org&gt;.
Convention on the Protection of the Underwater Cultural
Heritage,
viewed
28
June
2010,
&lt;http://unesdoc.unesco.org/images/0012/001260/126065e.pdf&gt;
”Data Collection for Virtual Museum on the Underwater Survey at
Kaş“, International Journal of Nautical Archaeology, vol. 40, pp.
182-188.

�VENUS,
2006
VIZIN,
2003

Virtual Exploration of Underwater Sites, viewed 1 March 2011,
&lt;http://sudek.esil.univmed.fr/venus&gt;
The Institute for the Visualization of History, The Institute for the
Visualization of History, viewed 30 June 2010, &lt;
http://www.vizin.org&gt;

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                <text>The preservation of underwater cultural heritage (UCH) requires availability and access to data produced by nautical archaeology alongside tools for analysis, visualization and communication. Although numerous archaeological surveys and excavations have been carried out in the past decades in Turkey, there is no publicly available information system integrated to nautical archaeology. This paper proposes a framework of a virtual museum of UCH. For the creation of this framework, a data collection methodology for underwater surveys has been formulated and a web based information system has been designed to store the collected data. This paper explores the methods of analysis, visualization and communication embedded in this online system towards the development of a virtual museum. &#13;
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Virtual museum (VM) incorporates the practices of collection, preservation, research, visualization and exhibit, thus offering new approaches to the preservation of cultural heritage. In this paper, a web-based information system has been developed for a model of a virtual museum using the data collected during underwater surveys conducted on the coastal region of Kas, Turkey in 2007- 2010. Divers from a variety of professional backgrounds followed the practice of in situ preservation. They collected visual, geographical and descriptive data using structured datasheets. Through the analysis of these non-destructive methods, an open-content information system is designed aiming the contribution of all interested parties in a collaborative manner. The system currently contains information on 22 sites in the form of sketches, measurements, drawings, photographs of finds. Combined with Google Maps, the database illustrates the initial technological steps towards the development of a virtual museum.&#13;
&#13;
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                    <text>Bringing Asia to the World: Public Outreach via the
Museum of Underwater Archaeology
Michelle Damian

Abstract
The most fascinating explorations of underwater cultural heritage lose much of their value if the
information gathered is not disseminated to a wide audience. While much of our public outreach
has traditionally come from publications and conference talks, the Internet has become the
fastest way to reach the greatest numbers of people. Though technology for website creation has
become easier in recent years many archaeologists lack the time and expertise, not only to
create web sites, but also to promote them in ways that will reach the widest possible audience.
The Museum of Underwater Archaeology (MUA)’s mission is to assist and promote the use of the
Internet by ethical professional, student, and avocational underwater archaeologists.
This paper will focus on the various methods the MUA uses to present different projects,
with a special spotlight on our Asian sites. It will also highlight ways to connect what is on the
screen to actual hands-on experiences through different classroom-based teaching resources
developed by the museum.

Introduction
As archaeologists we are responsible for disseminating information about the
projects we conduct. Unfortunately those ideas are often pushed aside in the
excitement of digging a new site. The often-heard lament is that archaeologists
like to be in the field, but are less inclined to publish their findings. The nonprofit
Museum of Underwater Archaeology (MUA) was founded in 2004 in an effort to
combat this problem (http://www.themua.org). Our mission statement is to assist
and promote the use of the Internet by ethical professional, student, and
avocational underwater archaeologists, encouraging archaeologists at all levels
to circulate information about our craft.
From the outset the MUA has tried not to focus on one particular nation or
territory. Although it was founded in the United States it has sought to provide
global coverage of underwater archaeology and to that end has made concerted
efforts to introduce its audience to projects outside of the western hemisphere.
We have an established audience: to date we have had over one hundred
sixteen thousand views from over ninety countries on the main page, let alone all
of the individual projects and subposts throughout the site. We do not charge any
fees, but make our services available for free to all ethical archaeologists. The
Asia-Pacific region is of particular importance to the MUA. The underwater
cultural heritage of this area includes some of the most significant shipwrecks in
human history and so requires due attention, preservation, and curation. The
MUA seeks to assist underwater archaeologists working within this region with
their public outreach efforts. This paper will discuss not only the publishing
options available on the MUA website but also our past efforts within the AsiaPacific territories included in this conference. Our hope is to provide greater
coverage and assistance to the conference attendees in the future.

�There are numerous benefits to posting one’s research online. First and
foremost is the need to publish our findings for the general public as well as our
professional colleagues. The best discovery is meaningless if the information
remains unavailable, locked away on a dusty shelf in a small office. A typical
archaeological investigation publishes results through a journal article or two, or
perhaps in a presentation at a conference. That results in a highly limited,
specialized audience. Conversely, online publishing can reach a worldwide
audience literally at the click of a button. Promoting this information helps draw
greater numbers of viewers to our projects, in turn hopefully increasing interest in
preserving our underwater cultural heritage.
Posting project reports online for a general audience can also be helpful to
the individual authors. I have posted my own research as a project journal on the
MUA, and I as well as other authors have been fortunate enough to gather
additional information from readers who contribute their own observations. While
those comments can occasionally be somewhat off-topic, often readers will
provide helpful information or suggestions for further research. The internet
allows us to connect with others whom we may never have reached otherwise.
On a very pragmatic level, particularly for students and young archaeologists, it
also helps to increase name recognition. My own research as posted on the MUA
has been seen by over seven thousand people, and in the “real world” I have
encountered archaeologists working on projects as diverse as Confederate
submarines or American government preservation projects who have read my
Asia-related work on the MUA. It is highly unlikely that our paths would have
crossed in any other way.

MUA Presentation Styles
The MUA’s presentation formats consist of three major categories as well as
several experimental designs. The most in-depth category is museum exhibits,
generally focusing on a detailed presentation of a single site or concept. Based
on the idea of a brick-and-mortar museum, exhibits consist of several “galleries,”
similar to walking into a room of a museum. Within each gallery are a number of
clickable links, representing the “artifact cases” of a traditional museum exhibit.
MUA exhibits most often consist of three galleries, usually focusing on the
history, methodology, and findings of an archaeological investigation. Each
gallery might have anywhere between five and twelve links, allowing the
archaeologists to introduce numerous aspects of the site. While at present there
are no exhibits focusing on an Australasian maritime site, the MUA is eager to
develop one with a partner from the region.
The exhibit format is not limited to site-specific topics, but is also used to
explore more conceptual frameworks. The two best examples of this are the
“Raising the Fleet” and the “Children’s Introduction to Underwater Archaeology”
exhibits. The former highlights the synthesis of science with art. In the project
director’s words, “the exhibit team used their artistic talents and scientific
expertise to develop new and exciting methods of exploring the underwater
frontiers of Lake George, New York, USA” (Zarzynski, et al. 2010). This not only

�brought a new perspective into the archaeology of Lake George, but it also
broadened the appeal of the site to artists and scientists as well. Similarly, the
“Children’s Introduction” was designed to target the younger generation, teaching
the basic steps of any underwater archaeological investigation. This exhibit
incorporates interactive exercises encouraging the viewer to solve problems or
explore the tools of maritime archaeology (Knoerl and Damian 2006). Neither
exhibit is limited to a particular geographic locale, but encourages a topical
approach to the concepts introduced.
Project journals also highlight one site or project, but are less structured
than the exhibit galleries. They are generally conducted in “real time,” following
an individual or group throughout the course of a project in a bloglike format. This
type of MUA submission is most often utilized in a field school or student project,
though it is not restricted to those submissions. Through periodic updates for
projects spanning anything from two weeks to several years, the audience
follows along with the archaeologists on their investigations. We are fortunate to
have several Asia-based project journals, including a survey by the USA-based
company Southeastern Archaeological Research, Inc. (SEARCH), of World War
Two landing sites in Saipan. The SEARCH team worked in conjunction with the
Commonwealth of the Northern Mariana Islands Historic Preservation Office in
Partnership with the National Park Service, Department of the Interior, to identify
and record magnetic anomalies along Saipan’s coastline. SEARCH also used
their project journal to appeal to the general readership for additional information
about the invasion as well as for insight into some of the artifacts found (Burns
and Krivor 2008).
Our most common form of project journal is conducted in conjunction with
training projects. Particularly in teaching underwater archaeology, many
instructors are likely to focus on mapping, research, and technologies used for a
project. Dissemination of information often gets short shrift in the classroom. The
project journal format offers a way to incorporate public outreach and publication
into the field experience itself. Assigning students entries in a project journal
reinforces the need to present the work to a variety of audiences. The success of
the first university field school project journal, done by East Carolina University in
2006, prompted Flinders University in Australia to incorporate the same training
for their students. Two consecutive field schools in 2007 and 2008 showcased
students learning maritime archaeological techniques and crafting journal entries
that described their daily activities in an entertaining and informative manner
(Flinders University 2007). The UNESCO Project on Safeguarding the
Underwater Cultural Heritage of Asia and the Pacific is another Asia-based
example of the field school project journal. This enterprise, conducted in Sri
Lanka, trained the future trainers of maritime archaeology. Fourteen maritime
archaeologists and conservators participated in a two-week series of lectures
and fieldwork for the long-term goal of protecting Sri Lankan maritime heritage.
This journal highlights international cooperation as well, as instructors came from
within Sri Lanka, India, Japan, and Australia (Khan, et al. 2008). The various
perspectives from within Australasia are brought together in this type of
collaborative field school project journal.

�Figure 1. Sample page from the Sri Lanka field school project journal
(Sanath 2008)
A third variant of project journal focuses on student research, chronicling a
single graduate student’s advanced research. This is exemplified in our final
example of an Asian-based project journal, my own master’s program research
at East Carolina University. My project focused on examining representations of
Japanese wooden boats in the late eighteenth and early nineteenth centuries, a
topic that has gone almost entirely unstudied in Western scholarship. As such,
resources were scarce, and I wanted both to cast a wide net to gather
information and to promote this topic to an audience that was likely largely
unfamiliar with Asian maritime history (Damian 2005). These types of projects
are a fantastic chance for individual students to promote their own research as
well as disseminate information about their studies. The versatility of this format
is apparent, as fully half of all the MUA’s project journals are Australasian-based,
and have been produced by students, professionals, non-profits, and instructors.
The third major category of MUA presentation is the “In the Field.” These
are brief entries, usually only a page or two of text with three or four illustrations.
This type of entry is ideal for shorter projects or for those individuals or groups
who want to introduce their work to a global audience via the MUA. We have
several Australasian In the Fields that showcase a variety of topics. Warang
Petch, a student at Silpakorn University, Thailand, wrote about overcoming the

�challenges of obtaining underwater archaeology training in an area with no
formal university program (Petch 2007). An Australian avocational group, the
Pericles Research Group, described the history of the White Star Line’s SS
Pericles and their work mapping its wreck (Pericles Research Group 2006). The
chronicle of the General Harrison, written by James Delgado, is based in San
Francisco and is at first glance not an Asian story. Through reading this post,
however, we learn about the Chinese diaspora, as Delgado describes the
evidence of Chinese workers in Gold Rush era California (Delgado 2010). An
even more dramatic tale of Chinese emigration is evident in posts by Dione Chen
on the Free China, an early 20th-century Chinese junk that crossed the Pacific
and is desperately awaiting preservation in a California shipyard today (Chen
2009). These relatively brief posts are wonderful examples of different
manifestations of Australasian maritime archaeological and historical issues.

Figure 2. "In the Field" post calling for preservation of a Chinese junk
(Chen 2009)
The MUA is also exploring other presentation methods. Recent
innovations include the periodic Guest Blogger, which invites leaders in the field
to discuss key topics and concerns in maritime archaeology. This conference has
been highlighted in the guest blog by Mark Staniforth, and in August 2011
another Pacific Rim country was featured for the first time as Peruvian

�archaeologist Carlos E. Ausejo submitted a state of the field report. We also have
begun creating online posters that incorporate a number of pictures into a
zoomable poster-style presentation, allowing for a variety of images and videos
to be visible on the same page. Flinders University’s most recent field school
posting from 2010 is presented in this way (Flinders University 2010).
We draw our contributors from all levels of archaeology, so long as those
archaeologists subscribe to the Code of Ethics as put forth by the USA-based
Society for Historical Archaeology. Each post undergoes minimal editing for
grammatical clarity, and although the MUA reserves the right to edit content, we
strive to maintain the integrity of the original authors’ words and formats.

Additional Outreach
A final step in the MUA’s outreach includes moving out of the online realm and
into the classroom. At present there are over three hundred pages of content on
the MUA, by over seventy archaeologists from six continents. This represents an
invaluable collection of information about sites and projects from a myriad of
perspectives worldwide. In the online world, however, people want new, updated
content constantly, often relegating previous posts to obscurity. This does not
negate the validity and importance of those earlier contributions, though. To
maintain the current relevance of all of the posts online, we work to use that
information in other ways as well. We feel that students especially can benefit
from our contributors’ experiences, and have targeted younger students in some
of our outreach efforts.
Our flagship student outreach program includes the classroom kit,
“Holding History in Your Hand,” based loosely on the framework outlined in the
Children’s Introduction to Underwater Archaeology exhibit (MUA 2008). We have
gathered materials for teachers to use in the schoolroom, including a written
curriculum presenting the six steps of the archaeological process, replicas of
artifacts for examination, videos, a sidescan sonar slideshow, and other activities
for further exploration. The lesson plan familiarizes the teacher with the items
and information in the kit, and allows them to teach their classroom about the
basic steps of a maritime archaeology project. In order to make this kit as easily
available as possible, we only charge a shipping and handling fee; no money is
collected for the kit itself. To date it has been widely distributed throughout the
world including numerous kits sent to western Australia and the Republic of
Korea.
The most critical step in the program is the artifact analysis, in which
students are each given an “artifact” similar to one they might find on a shipwreck
site – beads, buttons, plain and decorative ceramics, bone, glass, coins, brick,
and more. Students are encouraged to examine their artifact for clues as to
where it might have come from, what its function was, and whether it was
manmade or natural. The teacher then posits several questions to encourage the
students to think about the fictitious wreck site. Who might use a fancy pottery
piece? What if there are a lot of plain ceramics and fewer fancy pieces? Where is
the coin from? What might the marks on the bone mean? Through examining the

�artifacts and questioning the relationship between them, students recognize that
we are not only investigating the objects, but more importantly are learning about
the people associated with the wreck site.

Figure 3. Students examine a replica "artifact" as part of the classroom kit artifact
exercise. Photo by author, 2005.
This process also encourages students to recognize the importance of
provenience and site preservation. When the students have thought through the
ramifications of the presence of the various objects, we then suggest that they
consider what happens in their absence. Perhaps they have decided that a site
with a large amount of decorative ceramics may have been a trade ship, sunk on
the way to deliver its wares. We then ask them to imagine the consequences of
sport divers on a site, one by one each taking away a piece of those ceramics as
a souvenir – and giving the archaeologist fewer clues to work from to understand
the history of the ship and its people. Invariably the students, having just gone
through the reasoning process themselves, are shocked and saddened to think
that we may no longer have the tools to piece together the ship’s story. Instilling
these ideas at a younger age will help the next generation be more concerned
about preserving our maritime cultural heritage.
As an additional follow-up to the classroom kit, we also provide online
“learning paths” for students and teachers who may want to further explore
particular topics or the MUA as a whole. The original MUA learning paths were
divided by age group, with a designated page that asked additional ageappropriate questions and suggested links within the MUA that addressed the

�answers. Students are encouraged to read the linked pages to draw their own
conclusions. This again allows older content to remain fresh and in use, even if
the posts themselves are several years old. We are excited to announce the first
of our regional-based learning paths, highlighting thematic approaches to some
of the issues discussed in the Asian projects on the MUA. Using posts from the
Pacific and Indian Oceans, we encourage readers to consider topics ranging
from maritime archaeological training, to Asian ship construction, problems in
interpreting evidence, remnants of war, and the Asian diaspora. We hope to
continue to add to these learning paths with additional contributions to the MUA.
Finally, we have also created a pdf compilation of the first year of guest
blogger posts, containing contributions from eminent archaeologists such as
James Delgado, Joe Flatman, Felipe Castro and more. Taken together these
essays become an excellent introduction to the state of the field and would be a
useful learning tool particularly in an undergraduate class on maritime
archaeology.

Conclusion
We are grateful for the opportunity to discuss the MUA at this first Asia-Pacific
conference on maritime cultural heritage, and hope to be able to increase our
service here in Asia and the Pacific. We strongly encourage anyone interested in
promoting their work on the MUA to contact us. We also welcome additional
volunteers who may be willing to help us expand our offerings. Please do not
hesitate to contact us with additional questions, suggestions, or potential posts.
We look forward to continuing to work to make information about our global
maritime cultural heritage available at the click of a button to archaeologists, the
general public, and students throughout the world.

Bibliography
(NOTE: All the Websites listed here are hosted on the Museum of
Underwater Archaeology webpage address)
Burns, J.,
and Krivor
M.,
2008
Chen, D.,
2009
Damian, M.,
2005
Delgado, J.,
2010
Flinders
University

Underwater Archaeology Invasion Beaches Survey 2008: Plane
Wrecks, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/project_journals/saipan/saipan_55.shtml
A Junk At Risk, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/in_the_field/junk.shtml
Japanese Wooden Boats in Woodblock Prints: A Research Project
Journal, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/project_journals/aj/aj_intro.shtml
A Long Forgotten Buried Ship, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/in_the_field/jd2.shtml
Flinders University Field School in Underwater Archaeology, Viewed
12 October 2011.

�2007
and
2008
Flinders
University
2010
Khan, A. et
al. 2008
Knoerl,
T.
K., ed.
2010
Knoerl,
T.
K.,
and
Damian, M.,
2006
The
Museum of
Underwater
Archaeology
2008
Pericles
Research
Group
2006
Petch, W.,
2007
Sanath, W.
K.
Zarzynski,
J., Bowser,
S.,
and
Mossop, E.,
2010

http://www.uri.edu/artsci/his/mua/project_journals/flinders/flinders_intro
.shtml
Flinders University’s Streaky Bay and Sceale Bay: Field School
February 2010, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/posters/flinders2010.html
UNESCO Training Project Journal, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/project_journals/un/un_intro.shtml.
The Museum of Underwater Archaeology Guest Blogger Anthology.
Viewed
12
October
2011.
http://www.uri.edu/artsci/his/mua/documents/MUA_Guest_Blogger_An
thology.pdf
A Children’s Introduction to Underwater Archaeology, Viewed 12
October 2011.
http://www.uri.edu/artsci/his/mua/HTMLTEST/childrens.htm.
Teaching Resource, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/teaching.html

Initial Investigation of the SS Pericles, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/pericles.html

Underwater Archaeology Training Project: Hin Bush Shipwreck Site,
Rayong, Thailand, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/in_the_field/thai.html
End of the Earl, Viewed 12 October 2011.
http://www.uri.edu/artsci/his/mua/project_journals/un/un4-5.shtml
Raising the Fleet: An Art/Science Initiative, Viewed 12 October 2011.
http://www.themua.org/raisingthefleet/index.php

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                <text>The most fascinating explorations of underwater cultural heritage lose much of their value if the information gathered is not disseminated to a wide audience. While much of our public outreach has traditionally come from publications and conference talks, the Internet has become the fastest way to reach the greatest numbers of people. Though technology for website creation has become easier in recent years many archaeologists lack the time and expertise, not only to create web sites, but also to promote them in ways that will reach the widest possible audience. The Museum of Underwater Archaeology (MUA)â€™s mission is to assist and promote the use of the Internet by ethical professional, student, and avocational underwater archaeologists.&#13;
&#13;
This paper will focus on the various methods the MUA uses to present different projects, with a special spotlight on our Asian sites. It will also highlight ways to connect what is on the screen to actual hands-on experiences through different classroom-based teaching resources developed by the museum.&#13;
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                    <text>Conservation in Archaeology – an awareness training
programme
Jon Carpenter1 and Vicki Richards

Abstract
Since the inception of tertiary maritime archaeological courses in Australia in the early 1980s, the
Materials Conservation Department (MCD) of the Western Australian Museum (WAM) has
presented a conservation awareness and training component to archaeology students. Creating
awareness and an appropriate understanding of principals was the aim, because the intention
was not to teach archaeologists how to apply conservation techniques or to conserve artefacts,
but for them to appreciate the need for conservation, to encourage consultation with conservators
and to stress the importance for conservator participation in archaeological projects. As integral
participants in expeditions on-site conservators provide the archaeologist with a degree of
assurance that recently exposed and subsequently recovered artefacts will be effectively
managed i.e. have optimal prospects for their stabilization and be afforded the best postexcavation care. Appropriately trained conservators may also be engaged to determine the
environmental conditions prevailing at, and within, an archaeological site in order to ascertain the
condition of anticipated artefact materials and identify any potential problems prior to excavation.
This information, including any risk factors determined, can guide the archaeologist when the
investigation of sites is being prioritized and importantly indicate if urgent action is required.
Conservators qualified to use Self-Contained Breathing Apparatus (SCUBA) diving equipment are
an additional asset to the investigation of underwater sites as they are able to directly apply the
above procedures to this aspect of archaeology. Considering their knowledge of waterlogged and
corroded materials the archaeologist may also prefer the diving conservator to recover badly
deteriorated artefacts.
The Conservation in Archaeology training programme can be tailored to suit particular
aspects of the subject and target different levels of education. It provides straightforward
explanation and demonstration to school children, provides a chemistry emphasis for exceptional
science students, presents Nautical Archaeology Society (NAS) courses for the public and
avocational practitioners and most recently a Conservation Field School incorporating higher level
tutorials and practicals for post- graduate maritime and terrestrial archaeology university students.
The WAM Conservation in Archaeology courses are presented intra-state, nationally and
internationally. Awareness of the conservation considerations and requirements during
archaeological investigations of cultural heritage sites is now more widely accepted by
archaeologists and through school education programmes appreciated by young students who
are the potential conservators and archaeologists of the future.

Introduction
Over the past 30 years the MCD has developed a well-established international
reputation in archaeological conservation education and more recently, in the area
of in situ monitoring and on-site preservation of shipwreck sites in particular. The
Department is regarded as Australia’s primary source of expertise in this field. The

1

Department of Materials Conservation, Western Australian Museum, Shipwreck Galleries, 4547 Cliff St, Fremantle, WA 6160, Australia; TEL: +61 8 9431 8431: FAX: +61 8 9431 8489: email:
jon.carpenter@museum.wa.gov.au

�greater interest in and promotion of in situ management rather than more intensive
excavation has meant this aspect of the training programme is timely.

Early Learning and the Wider Community
Educating people about maritime archaeology and materials conservation begins
at an early age at the WAM. At the Shipwreck Galleries, in Fremantle, more than
10,500 students ranging in age from primary to tertiary level visited the museum
in the 2010/11 financial year. Education programs are focussed on the historical
aspects, the story of the exploration and charting of the WA coast, the story of
shipwrecks and what archaeology tells us about them. The legislation concerning
protection of underwater cultural heritage (UCH) sites is also introduced as the
students become older. Primary and secondary students are also introduced to
the simpler concepts of materials conservation.
In these Maritime Archaeology and Shipwreck Scientists programmes the
teachers and education staff explain that the objects and artefacts require
conservation intervention to ensure their survival and future stability and they are
not simply recovered from the sea and put into display cases. In consultation with
conservators, and referring to specific artefacts as examples, they also explain
what happens to the artefact materials during long-term immersion in the sea and
the steps that need to be taken to treat metals or impregnate organic materials
with consolidants. Older students, year 12 (aged 17-18) studying Maritime
Heritage and Archaeology units as part of their school curriculum, have the
opportunity to engage with conservators who can explain more complex
processes and demonstrate procedures utilising artefacts at various stages
of treatment. Schools can also enrol Marine and Maritime Technology Studies
students in the Australasian Institute for Maritime Archaeology/Nautical
Archaeological Society (AIMA/NAS) Level 1 course which includes an
introduction to maritime archaeological conservation practices.
Conservation research scientists, as well as conservators, annually
engage with groups of exceptionally bright science students (at a level equivalent
to 2nd year university) as part of the National Youth Science Forum (NYSF).
These students come from all parts of Australia to visit our conservation
laboratories for a more extensive introduction to conservation and the associated
chemistry (Figure 1).
On request our conservation staff will also visit schools, often during
specific weeks, such as National Science Week and National Archaeology Week
to present illustrated talks and in some instances, facilitate teachers to establish
conservation treatments (using expendable objects) that make the demonstration
of chemical principles and processes to young science students more interesting
and show that they are actually applicable outside the classroom.
Lectures are also presented at Summer Vacation Schools and are aimed
at interested persons in the general community. Specific NAS courses are also
run for the wider community usually attracting scuba divers, persons interested in
maritime heritage and those working for maritime service organisations, etc.
Education in materials conservation is presented on many levels and is

�considered one of the MCD’s primary roles. This is also reflected in the number
of national and international conservation interns the department attracts every
year.

Figure 1. Conservator Jon Carpenter with school students in the MCD, WAM.
Image M. Brevenholt.

Teaching and Training Conducted by the MCD, WAM
Another main teaching and training role for the MCD is its contribution to the Post
Graduate Maritime Archaeology courses. The programme was originally
conceived in conjunction with Curtin University, then in collaboration with Flinders
University and James Cook University and more recently undertaken with the
University of Western Australia. Many of these post-graduates have
subsequently guided the establishment of, and head the maritime archaeological
units established in the other states and territories of Australia.
The most intensive and long-term programme of teaching and training was
undertaken in Sri Lanka when the WAM was approached to provide its expertise
to guide the formal establishment of maritime archaeology and conservation in
the island republic. Importantly the MCD was involved from the outset, not only to
support initial archaeological investigations of sites and shipwrecks in Galle
Harbour (Carpenter and Richards 1993; Richards and Carpenter 1998) but to
train new and practicing Sri Lankan maritime archaeologists and conservators
(Figure 2). Sri Lanka has a long history of terrestrial archaeology and
conservators dealing with land finds had to become more versatile by extending
their work practices to waterlogged and corroded artefacts recovered principally
from marine sites (Carpenter and Godfrey 2005). Conservation lectures, tutorials

�and practicals were presented and importantly, guidelines provided to establish a
conservation laboratory (Carpenter 1997). In 2006 the United Nations
Educational, Scientific and Cultural Organization (UNESCO) sponsored a "Train
the Trainers’’ Maritime Archaeological Field School in Galle incorporating a
conservation awareness component provided by the WAM. The workshop
involved local conservators and archaeologists as well as inviting archaeological
students from countries in the extended region to participate.

Figure 2. Training Sri Lankan conservators (early 1990s). Image P.E. Baker.
The MCD, WAM has also supported the capacity building programmes, in
Maritime and Underwater Cultural Heritage (MUCH) established by Robert
Parthesius and Bill Jeffery in developing countries. Jeffery strongly endorsed the
involvement of conservators and conservation scientists in a project he initiated
in Micronesia and this led to the WAM working in Chuuk. Including a group of
Earthwatch volunteers, the aim was to compile an archaeological record of the
World War Two (WWII) wreck sites and assess their condition and corrosion
status which has a direct bearing on the tourism livelihood of the Chuukese
people (Richards et al 2007). NAS based courses in maritime archaeology and
conservation have been the subsequent focus, conducted both at the University
of Guam (University of Guam 2010) and most recently in South Africa (Richards
and Carpenter 2011a; 2011b). The latter course was run with the support of the
Centre for International Heritage Activities (CIE - Centrum Internationale
Erfgoeda) and the organization’s Director Parthesius.
In 2008 Jennifer McKinnon, Lecturer in Maritime Archaeology at Flinders
University, in South Australia, instigated a conservation awareness training
programme for maritime and terrestrial archaeology post-graduate students. The

�Conservation Field School is a one week intensive course including lectures,
tutorials and practical sessions presented by WAM conservation staff (Figure 3).
As is stated in the Flinders University Conservation Field School handbook
(McKinnon 2011: 2) the topic aims, "to expose students to the range and variety
of field projects, methodologies and practical skills necessary for implementing
conservation strategies and give further meaning and relevance to their
classroom learning experiences".

Figure 3. Conservation Scientist Vicki Richards at Flinders University
demonstrating the use of meters etc for recording environmental data and
corrosion activity. Image J. Carpenter.
The first three days of the programme introduce the archaeology students
to the basic principles of deterioration, identification, recovery, initial storage,
stabilization and transportation of the major artefact material types (typically
found on archaeological sites), conservation surveys (principles, techniques and
data interpretation) and in situ preservation and monitoring techniques for
archaeological sites. The lectures and tutorials presented are listed below.

• Marine Environment
•
•
•
•
•
•

Shipwreck Artefacts, Conservation In situ to Display
Deterioration and Conservation of Ceramics, Glass and Stone
Organic Materials – Deterioration and First Aid for Finds
Corrosion and Conservation of Ferrous Metals
Corrosion and First Aid for Non-Ferrous Metals
On-Site Conservation Surveys – Principles and Techniques

�•
•
•
•

On-site Conservation for Terrestrial Archaeological Sites
Techniques for In situ Preservation – Reburial
Techniques for In situ Preservation – Cathodic Protection
Tutorial - Preparation and Calibration of On-Site Conservation Survey
Equipment

Fieldwork is conducted on the fourth day. The lectures and tutorials
provide students with the necessary background information and skills to perform
a basic conservation survey (Richards and Carpenter 2008) on an easily
accessible, historic jetty located on a local beach. For training purposes actual
field practicals are best conducted above water depending on availability and
access to suitable sites. The land-based situation allows the trainers to easily
demonstrate procedures, it facilitates normal communication and the general
ability to perform the tasks involved. It also reduces the preparation required with
respect to equipment, minimizes risk and some potential safety concerns. If
however, data and information from an actual wreck site(s) is to be a specific
outcome from the training programme then appropriately qualified diving students
can be supervised underwater.
On day five, the students are assisted in the interpretation of the data
collected during the practical fieldwork session with the primary aim to produce
an individual preliminary conservation survey report including brief
recommendations for a conservation management programme for the jetty site.
The students are assessed based on their level of participation both in the
classroom and in the field (50%) and the final conservation survey report (50%).
Depending on the specific requirements of a conservation awareness and
training programme, existing lectures may be deleted if they are not considered
applicable and additional lectures can be incorporated into the course. The
programme is specifically designed to be flexible and can thereby be custommade for any prerequisite requirement or situation.

NAS Courses
NAS courses usually form the basis of the conservation awareness training
programme. As stated the level and extent of materials and in situ conservation
taught is dependant on the specific requirement for a particular course. Generally,
in the NAS I Course, a one hour lecture is presented and provides an overview of
the marine environment and the factors that have implications for UCH sites, the
emphasis generally being on shipwreck sites and the artefact materials
commonly encountered. The NAS II (2-3 days) and NAS III courses (5 days)
expand on this theme and also include lectures on conservation surveys and insitu preservation and monitoring techniques. These courses also include a
practical component. The level at which the information is presented is tailored to
suit the level of maturity and considers prior knowledge of the student audience.
One of the introductory lectures presented in both the NAS II and NAS III
courses concerns shipwreck artefacts and the conservation procedures involved
from the time of their in situ discovery through to their storage or display. This

�presentation illustrates what maritime archaeological conservators do, why, and
how the procedures are carried out. The presentation includes a reasonable
amount of text so that foreign students with perhaps a better understanding of
written English will also be appropriately informed. An interpreter can also be
employed as was the case in Taiwan (Carpenter 2007). It provides general
information about subject matter that is dealt with in more detail in the
presentations and practical sessions that follow.
Lectures concerning actual treatment of the different types of artefact
materials, both organic and inorganic, are usually not presented in great detail
but only briefly introduced in order to inform archaeologists of the general
conservation processes involved and what is the usual outcome for the artefacts
they recover. However, the lectures do emphasise that at the first available
opportunity, after artefacts arrive at the conservation laboratory, the conservator
and archaeologist responsible for artefacts need to determine treatment priorities
and these are usually based on a compromise between the conservator’s advice
on the urgency of treatment for specific artefact materials and the archaeologist’s
research requirements. Importantly the main emphasis and focus of the practical
aspects of these NAS II and III courses is the pre-disturbance conservation
assessment of sites, usually shipwrecks, and their in situ management (Figure 4).

Figure 4. Recording data after demonstrating the use of corrosion meters.
Image R. Chan.
The courses are usually conducted over a period of two to five days and
permits the tutorials and practicals to be incorporated as well as illustrated

�lectures. If diving is involved, with the intention of acquiring specific information
from a number of underwater sites then depending on the primary focus of the
course a longer time frame may be required.
As an example, a recent 5 day NAS III course, conducted in South Africa
for university students and maritime services personnel in conjunction with staff
from the MUCH unit of the South African Heritage Resources Agency (SAHRA),
provided an introduction to the deterioration processes of the main types of
materials found on shipwreck sites in the marine environment, on-site
conservation survey methodology including corrosion data acquisition and the
information that can be gained through the scientific process. The in situ methods
used for site stabilisation in order to ameliorate further degradation of terrestrial
and UCH sites was also explained. For the practical component, the diving
participants performed an on-site conservation survey on a local shipwreck and
the non-diving participants assessed the condition of a number of vessel remains
wrecked on the shoreline of Robben Island. One collaborative report for each
team (diving and non-diving) had to be produced including an assessment on the
stability of the sites using the acquired survey data and based on these
conclusions, suggest recommendations for their future management.
The NAS III course emphasises the need for accurate interpretation of
conservation survey results and the information this can provide regarding the
stability or otherwise of a site with respect to different physico-chemical,
geological, biological and archaeological variables. It also demonstrates how to
evaluate the potential effectiveness of various in situ preservation techniques
based on the interpretation of the conservation survey results and the necessity
for continued on-site monitoring of sites, especially those to be preserved in situ.
Importantly it also instils awareness that conservators and conservation
scientists, with their specific training, knowledge, skills and experience need to
be consulted and engaged for the effective management of cultural heritage sites.
The course is suitable for individuals undertaking the NAS Training syllabus and
professional archaeologists and conservators wanting to increase their
knowledge and skills in on-site conservation survey and in situ preservation
management techniques. Most importantly, SCUBA diving qualifications are not
necessary for participation.
It has been found that a number of marine services organisations, such as
the Water Police and Fisheries are keen for their personnel to have an
awareness of maritime archaeology and conservation practices, especially since
they may encounter these activities during the course of their duties. In countries
with legislation protecting UCH sites Water Police can enforce the laws and
Fisheries personnel report inappropriate activities.

Conclusion
The presentation of conservation awareness workshops and courses to national
and international participants will ensure the dissemination of this knowledge to a
wide range of people, especially post graduate archaeologists, the future
practitioners, and other cultural resource managers who may be involved in or be

�confronted with heritage conservation issues. By consulting and involving
conservators, the archaeologists and heritage managers will have a degree of
assurance that recently exposed, and subsequently recovered artefacts will be
effectively managed i.e. have optimal prospects for stabilization and be afforded
the best post-excavation care. Appropriately trained conservators may also be
engaged to determine the environmental conditions prevailing at, and within, an
archaeological site in order to ascertain the condition of anticipated artefact
materials and identify any potential problems prior to excavation. This information,
including any risk factors determined, can guide the archaeologist when the
investigation of sites is being prioritized and importantly indicate if urgent action
is required. In the past this action may have meant urgent recovery but with the
establishment of in situ stabilization methods and the development of improved
environmental monitoring techniques, the in situ management of UCH is a viable
option.

Bibliography
Carpenter, J.,
1997

Carpenter, J.,
2007

Carpenter, J.,
Godfrey, I.M.,
2005
Carpenter, J.,
Richards, V.L.,
1993
McKinnon, J.,
2011
Richards, V.L.,
Carpenter, J.,
1998

Richards, V.,

A Maritime Archaeological Conservation Laboratory in Galle,
Sri Lanka - A guide to establishing the laboratory,
unpublished report, Materials Conservation Department,
Western Australian Museum, Fremantle.
Shipwreck Artefacts – Conservation Procedures In situ to
Display, Procedural Guide for Conservators Working with
Maritime Archaeologists, prepared for the Institute of History
and Philology of Academia Sinica, Taipei, Taiwan,
Underwater Archaeology Training Program, 26 February - 10
March 2007, Materials Conservation Department, Western
Australian Museum, Fremantle.
Galle Maritime Archaeological Unit – Conservation,
Procedures for the Treatment of Marine Archaeological
Materials, unpublished report, Materials Conservation
Department, Western Australian Museum, Fremantle.
Conservation in Galle, Sri Lanka, unpublished report,
Materials Conservation Department, Western Australian
Museum, Fremantle, pp. 1-86.
Department of Archaeology, Flinders University. ARCH 8802,
Conservation Field School (4.5 Units) Semester 2, 2011
Handbook, Flinders University, Adelaide.
“Conservation Management. Report. Site L”, in Sri Lanka
Department of Archaeology Report on the Joint Sri-LankaAustralia-Netherlands Galle Harbour Project 1996-1997.
Archaeology, History, Conservation and Training, eds,
Jeremy Green, Somasiri Devendra and Robert Parthesius,
Special Publication No. 4, The Australian National Centre of
Excellence for Maritime Archaeology, Fremantle, pp. 50-60.
On-Site Conservation Survey Data Sheet, unpublished

�Carpenter, J.,
2008
Richards, V.,
Carpenter, J.,
2011a

Richards, V.,
Carpenter, J.,
2011b

Richards, V.L.,
MacLeod, I.D.,
Carpenter, J.,
2007

University of
Guam,
2010

internal
information
sheet,
Materials
Conservation
Department, Western Australian Museum, Fremantle.
In situ Preservation Programme – Barrel Wreck, prepared for
the Marine Underwater Cultural Heritage Unit, South African
Heritage Resources Agency, Cape Town, South Africa,
Materials Conservation Department, Western Australian
Museum, Fremantle, pp. 1-15.
Report on the Nautical Archaeology Society (NASIII) In situ
Conservation Course held at Robben Island, Cape Town,
South Africa, 7-11 February 2011, unpublished report,
Materials Conservation Department, Western Australian
Museum, Fremantle, pp. 1-3.
Practical Guidelines in Documenting and Monitoring the
Natural and Cultural Attributes of Submerged Historic Sites in
the Federated States of Micronesia, prepared for the Historic
Preservation Office, Chuuk, FSM, Materials Conservation
Department, Western Australian Museum, Fremantle, pp. 116.
AN393 Maritime Archaeology Course AIMA/NAS Training
Program Summer Session. College of Liberal Arts and Social
Sciences, Mangilao, Guam.

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Empowerment and relevance in maritime and underwater cultural heritage programs in developing countries</text>
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                <text>Since the inception of tertiary maritime archaeological courses in Australia in the early 1980s, the Materials Conservation Department (MCD) of the Western Australian Museum (WAM) has presented a conservation awareness and training component to archaeology students. Creating awareness and an appropriate understanding of principals was the aim, because the intention was not to teach archaeologists how to apply conservation techniques or to conserve artefacts, but for them to appreciate the need for conservation, to encourage consultation with conservators and to stress the importance for conservator participation in archaeological projects. As integral participants in expeditions on-site conservators provide the archaeologist with a degree of assurance that recently exposed and subsequently recovered artefacts will be effectively managed i.e. have optimal prospects for their stabilization and be afforded the best post-excavation care. Appropriately trained conservators may also be engaged to determine the environmental conditions prevailing at, and within, an archaeological site in order to ascertain the condition of anticipated artefact materials and identify any potential problems prior to excavation. This information, including any risk factors determined, can guide the archaeologist when the investigation of sites is being prioritized and importantly indicate if urgent action is required. Conservators qualified to use Self-Contained Breathing Apparatus (SCUBA) diving equipment are an additional asset to the investigation of underwater sites as they are able to directly apply the above procedures to this aspect of archaeology. Considering their knowledge of waterlogged and corroded materials the archaeologist may also prefer the diving conservator to recover badly deteriorated artefacts. &#13;
&#13;
The Conservation in Archaeology training programme can be tailored to suit particular aspects of the subject and target different levels of education. It provides straightforward explanation and demonstration to school children, provides a chemistry emphasis for exceptional science students, presents Nautical Archaeology Society (NAS) courses for the public and avocational practitioners and most recently a Conservation Field School incorporating higher level tutorials and practicals for post- graduate maritime and terrestrial archaeology university students. &#13;
&#13;
The WAM Conservation in Archaeology courses are presented intra-state, nationally and internationally. Awareness of the conservation considerations and requirements during archaeological investigations of cultural heritage sites is now more widely accepted by archaeologists and through school education programmes appreciated by young students who are the potential conservators and archaeologists of the future.&#13;
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                    <text>UNESCO Regional Capacity Building Programme on
Safeguarding the Underwater Cultural Heritage of
Asia and the Pacific
Ricardo L. Favis1

Abstract
In response to the recommendation of delegates and experts during the Asia-Pacific Regional Workshop
on the 2001 Convention on the Protection of Underwater Cultural Heritage (Hong Kong, Special
Autonomous Region of China, November 2003), The United Nations Educational, Scientific and Cultural
Organization (UNESCO) is implementing a regional capacity building programme on underwater cultural
heritage (UCH) in Asia and the Pacific through the establishment of a Regional Field Training Centre.
Supported by the Norwegian Government, the programme aims to facilitate and enable the training of
maritime archaeologists and conservation experts from Asia and the Pacific region in the proper
safeguarding and management of UCH, in line with the principles of the 2001 Convention and the Rules
of its Annex. Operated by the Government of Thailand, the Regional Field Training Centre is attached
within the precinct of the Underwater Archaeology Division of the Fine Arts Department in Chanthaburi,
Thailand. With the support of implementing partners including International Council of Monuments and of
Sites - International Council of Underwater Cultural Heritage (ICOMOS-ICUCH), the Centre has
successfully organized since 2009 three Foundation Courses and an Advanced Course on the application
of Geographical Information systems (GIS) in underwater archaeology and cultural heritage
management. The six-week Foundation Courses aim to bring regional experts of different academic
backgrounds to a common level of understanding on the multi-disciplinary nature of UCH management.
So far, the regional capacity building programme has benefitted seventy national experts from seventeen
countries in the Asia-Pacific Region, including Kenya.
This paper will discuss the development of the regional capacity building programme, the training
activities and projects in which the Centre is involved, future plans and efforts to sustain the Centre over
the long term.

Background
The threats of treasure hunting and illicit trafficking of artefacts found underwater, as
well as commercial exploitation of marine resources were the reasons why UNESCO
engaged to take legal and practical action to ensure better protection for the underwater
archaeological sites. After four years of intense negotiations, four experts meetings and
the participation of more than 100 Member States2, the UNESCO General Assembly
finally adopted the Convention on the Protection of the Underwater Cultural Heritage in
2001 (2001 Convention). More importantly, every Member State agreed that the Annex
to the Convention, which sets out very specific rules concerning activities directed at
UCH, should be accepted and applied as the reference document for interventions
directed at UCH.
To introduce and discuss the 2001 Convention among concerned stakeholders in
our region, UNESCO organized the Asia‐Pacific Regional Workshop on the 2001
Convention on the Protection of Underwater Cultural Heritage in Hong Kong, Special
Autonomous Region of China in November 2003. Eighty six delegates and experts from
twenty-three Member States participated in the workshop. Realizing that the 2001
1
2

Project Officer, UNESCO Bangkok Culture Unit
Sovereign States that are members of UNESCO. There are currently 193 Member States of UNESCO.

�Convention can only be effectively implemented through capacity building in underwater
archaeology, a relatively new discipline in the Asia-Pacific region, the participants
unanimously recommended the establishment of a regional field training centre. In
response, the delegates from Sri Lanka offered to host the centre within the
infrastructure of their Maritime Archaeology Unit located in the World Heritage Site of
Galle, Sri Lanka.
In 2005, a project document entitled Safeguarding the Underwater Cultural
Heritage of Asia and the Pacific: Building Regional Capacities to Protect and Manage
Underwater Archaeological Sites through the Establishment of a Regional Centre of
Excellence Field Training Facility and Programme of Instruction was formulated and
submitted to the Government of Norway for their consideration under UNESCO-Norway
Funds-in-Trust Cooperation. Approved for funding by the Government of Norway in
2007, project implementation started in March 2009 with a training programme for Sri
Lankan archaeologists and conservators to prepare them for their eventual role as
trainers of trainees coming from the region. Due to civil unrest in Sri Lanka and lack of
facilities and necessary equipment to support regional training activities, UNESCO
decided to transfer the venue of the regional field training centre to Thailand in early
2009.

The UNESCO regional capacity building programme
The regional training platform aims to facilitate and enable the training of underwater
archaeological site managers and conservation professions from Asia and the Pacific. It
aims to provide a system of embedding this training into the national development
planning of participating Member States, particularly the national strategy for
capacity‐building and human resource development through the participation of
national experts nominated by the relevant national agencies of participating Member
States. It focuses on integrated approaches towards the conservation and management
of underwater archaeological sites that are participatory and inclusive, and foster social
cohesion and peace by promoting intercultural dialogue through the animation of shared
heritage.
Professional capacity‐building has been identified as the key to successfully
safeguard the UCH. Without a concerted and sustained effort to build the region’s
capacity to manage it, it is not possible for UCH to be protected in the long term.
The development goals towards which the regional project contributes are: (a) the
protection of UCH; and (b) fostering peace and social cohesion among participating
Member States. The protection of UCH also has an important economic aspect,
considering that tourism may develop around underwater sites if properly managed and
interpreted in on‐site museums which may be established.
Through the establishment of a Regional Field Training Centre in Underwater
Cultural Heritage (hereinafter referred to as the Centre), the project aims to achieve the
following objectives:
1. To build regional capacity in the protection and management of UCH through
professional training in field techniques on underwater archaeological site
inventory and mapping, non‐invasive techniques of site identification, inventory

�and investigation, museology techniques, and site monitoring and protection
according to international professional standards. The application of the
provisions of the Annex to the Convention is particularly stressed.
2. To provide a platform for an effective networking among partner Member States
by encouraging close collaboration and dissemination of best practices, thereby
promoting regional cooperation through exchange of information on the
conservation and management of a shared heritage.
3. To prepare Member States in the ratification and implementation of the 2001
Convention and its Annex.

Thailand as venue of the Centre

The Government of Thailand hosts the Centre within the infrastructure of the
Underwater Archaeology Division (UAD) of the Fine Arts Department in Chanthaburi,
Thailand. The UAD has a long experience in underwater archaeology since 1974 and
has closely collaborated with the Royal Thai Navy, the Regional Centre for Archaeology
and Fine Arts of the Southeast Asian Minister of Education Organization (SEAMEOSPAFA) and Silpakorn University over the years. UAD has more than adequate human
and technical resources to support the training activities of the Centre. It has a
professional staff of two maritime archaeologists and a technical diving team of ex-navy
personnel. The staff operates under high safety standards, collaborates closely with the
Royal Thai Navy and links up with a nearby naval hospital during their diving missions.
Just before the first training course was organized, the UAD procured a new fully-

�equipped diving boat with a decompression chamber. UAD has also adequate diving
equipment including technical diving equipment, re-breathers and trimix.

Implementation strategy
In April 2008, a Project Steering Committee meeting was convened in Galle, Sri Lanka
to discuss and decide how to best implement the regional capacity building programme.
Considering that maritime archaeology is relatively a new discipline in Asia and the
Pacific, and that expertise in most countries in the region is mainly focused on terrestrial
archaeology, the Committee decided to build national capacities through Foundation
Courses aimed at bringing national experts of different academic backgrounds from
participating Member States to a common level of understanding on the
multi‐disciplinary nature of maritime archaeology. The Committee also decided to
organize Advanced Courses aimed at training heads of maritime archaeology units and
senior UCH managers on specialized topics using state‐of‐the‐art technologies and
latest developments.
To embed the training programmes into the national development planning of
participating Member States, particularly their national strategy for capacity‐building
and human resource development, the committee decided that only those who are
nominated by national agencies responsible for the protection of their territorial waters
are eligible to take part in the training activities of the Centre under the project.

Foundation Courses
ICOMOS-ICUCH assisted in devising the course curriculum for the Foundation Course.
Considering that prospective regional trainees working for relevant government
agencies cannot leave their work for an extended period of time, a six-week Foundation
Course was decided upon in consultation with the UAD of Thailand and other project
implementing partners.
Four weeks of the Foundation Course are devoted to lectures, country reports
and practical exercises on the following topics:
• Introduction to the 2001 Convention and its Annex
• Nautical Archaeology Society (NAS) Introductory and Part 1 training modules
(under license)
• Diving safety and project logistics
• Iron and steel ship construction and site formation
• Desk based assessment
• Significance assessment
• Material cultural analysis
• Archaeological publication
• Finds handling and conservation
• Public archaeology
• Museology
• Asian ship technology
• Asian ceramics

�Trainees also undergo two weeks of training in underwater field survey exercises
at the ship wreck site of Ruea Mail. At a depth of 20 meters, the site is located near
Mannok Island in Kleng District, Rayong Province, Thailand. The ship is possibly a mail
steamboat plying the French colonial coastline from Thailand to Cambodia and Viet
Nam about 90 to 100 years ago. Coins dating back to 1917 during the reign of King
Rama VI of Thailand were found in the shipwreck.
During the underwater field exercises, trainees are taught the following topics
and how they are applied. After two weeks of site survey, the trainees are required to
prepare a management plan and storyboard on the shipwreck, which they present
during the closing ceremonies of the Foundation Course.
• Baseline and offsets
• Ties to baseline for levelled profile bars
• Site datum for vertical depth gauge measurements
• Geographical Positioning System (GPS) location using site recorder
• Use of photo scales for underwater photographs
• Seabed elevation/ profiles survey using depth gauge and site datum
• Centreline/baseline elevation survey using depth gauge survey and site
datum
• Port and starboard hull elevations using depth gauge survey and site datum
• Taking sections/ profiles across wreck using levelled profile bars
• Drawing using planning frame
• Measuring and recording iron ship construction details (frames and spacing,
rivets, plating, stem and sternpost dimensions)
• Circular searches

�To ensure high standards of the Foundation Course, trainees nominated by
participating Member States are selected based on the following criteria:
• Must have a college degree from a reputable university;
• Must be an archaeologist in a scientific institution/agency, a site manager or a
conservator in UCH;
• Must have interest in the conservation and management of UCH, and must
agree to the principles of the 2001 Convention and its Annex;
• Must have logged a minimum of 50 dives, of which 20 dives have been
conducted under supervision by recognized research/academic/scientific
institution, and 5 dives undertaken deeper than 25 meters (applicants are
required to submit their dive logs before they can be considered for the
Foundation Course);
• Must be medically certified to be fit for diving (applicants are required to
submit their medical certification before they can be considered);
• Must have good comprehension, writing and communication skills in English
(applicants are required to submit proof of their English skills before they can
be considered).
To ensure the safety of the trainees, UNESCO has provided trainees with dive
injury insurance coverage and membership with the Diving Alert Network (DAN AsiaPacific) before the start of their training course.
Three Foundation Courses of six-week duration were successfully organized in
October 2009, March 2010 and February 2011. The three Foundation Courses have
benefitted fifty five (55) national experts from 15 countries (Bangladesh, Brunei
Darussalam, Cambodia, India, Fiji Islands, Indonesia, Kenya, Kyrgyztan, Lao PDR,
Malaysia, Pakistan, Philippines, Sri Lanka, Thailand, Viet Nam).

�Adapted to the Asia-Pacific regional context, the curriculum of the Foundation
Course has been developed for the Regional Field Training Centre in Chanthaburi,
Thailand. The curriculum will be made available for use by other UNESCO-sponsored
training programmes elsewhere in the world.

Advanced Courses
The Centre also delivers Advanced Courses aimed at training heads of maritime
archaeology units and senior UCH managers on specialized topics using state‐of‐the‐art
technologies and latest developments identified during the Foundation Courses and
recommended by ICOMOS‐ICUCH. Advanced Courses of short duration (one to two
weeks) provide the opportunity for national authorities in maritime archaeology to
develop strategies for collaborative endeavours.
An Advanced Course on the Application of GIS in the Management of
Underwater Cultural Heritage was organized during the period from 20-29 September
2010. Nineteen national experts from 13 countries (Bangladesh, Cambodia, Fiji Islands,
India, Indonesia, Malaysia, Pakistan, Palau, Philippines, Singapore, Sri Lanka, Thailand
and Viet Nam) took part in the training.
An Advanced Course on In Situ Preservation of Underwater Cultural
Heritage was organized from 19-26 October 2011. Fifteen graduates of earlier
Foundation Courses were chosen by a selection committee. They came from nine
participating countries: Cambodia, Indonesia, Kenya, Kyrgyztan, Malaysia, Pakistan,
Philippines, Sri Lanka and Thailand. The Advanced Course enabled the selected
participants to apply knowledge and skills they learnt during the Foundation Course in in
situ preservation, which is the first option in the preservation of UCH under the 2001
Convention.

�Expert trainers and resource persons from Australia, Netherlands, Philippines,
Thailand, United Kingdom, United States and Switzerland have shared their expertise
with the regional trainees during the training courses. They were carefully selected, in
consultation with the ICUCH of ICOMOS3 (Footnote: List of Expert Trainers).
3

Karina Acton, Senior Objects Conservator, International Conservation Services, 1st Foundation Course :
Finds Handling and Conservation
Ross Anderson, President of the Australian Institute of Maritime Archaeology, Maritime Archaeologist of
nd
the Western Australian Museum, 1st and 2 Foundation Courses: Co-Trainer: Underwater Survey Field
Exercises
Will Brouwers, Development educational programmes Museum het Valkhof, Netherlands, GIS Advanced
Course
st

Somlak Charoenpot, Former Deputy Director General, Fine Arts Department, Thailand, 1 , 2
Courses: Museology

nd

rd

and 3 Foundation

Wim Dijkman, Project Leader, Hydrography, Ministry of Transport, Public Works and Water Management, Region
Ijssel Lake at Lelystad, Netherlands, GIS Advanced Course

�Other project activities
“Saving the Underwater Cultural Heritage” Exhibit
To bring UNESCO’s message on the need to safeguard UCH to a wider audience,
UNESCO Bangkok Office organized the first ever UNESCO exhibition on global UCH in
the Asia-Pacific region at the Siam Ocean World Bangkok from 16 August to 31 October
2010. The interactive exhibit featured underwater heritage scenes from around the
world, life-sized replica of a Thai shipwreck, showcases of artefacts recovered from the
seabed, special demonstrations of maritime archaeologists in action, and various
interactive play zones for children. The exhibit was viewed by an estimated 150,000
local and foreign visitors. Exhibit items are now part of the permanent exhibition of the
National Maritime Museum in Chanthaburi, Thailand.
Project Experience Exchange Asia: 8-16 December 2010
To encourage active networking and experience sharing among graduates of the
Centre, UNESCO and the Dutch Government supported the Project Experience
Exchange Asia initiated by the Central Cultural Fund of Sri Lanka. The project was a
joint survey and research activity to conduct non-intrusive survey on an ancient

David Gregory, Conservation Scientist, National Museum of Denmark, Co-Trainer: Advanced Course on In Situ
Preservation
Martijn Manders, Member of ICOMOS-ICUCH, Senior Maritime Archaeologist, Dutch Cultural Heritage, Lecturer,
st
nd
rd
Leiden University, Leiden, Netherlands, Lecturer, Saxxion University, Deventer , Netherlands, 1 , 2 and 3
Foundation Courses: Archaeological Resources, Managing UCH, In-Situ Preservation, GIS for UCH; Co-Trainer:
Underwater Field Exercises; Co-Trainer: Advanced Course on In Situ Preservation; Coordinator, Curriculum
preparation for the Foundation Course
Bobby Orillaneda, Museum Researcher II, Underwater Archaeology Section, Archaeology Division, National Museum
nd
rd
rd
of the Philippines, 2 and 3 Foundation Courses: Asian Ceramics, 3 Foundation Course: Support Trainer during
the Underwater, Field Exercises
Charlotte Pham, Bursary of the Ecole Française d’Extrême Orient – Vietnam; Brussels, BELGIUM, 3rd Foundation
Course : Asian Ship Technology and Practicum
st

Sayan Prainchanjit, Dean of the Faculty of Archaeology , Silpakorn University, Thailand, 1 Foundation Course:
nd
Asian Ceramics, 2 Foundation Course: Public Archaeology and Awareness Raising
Mark Staniforth, Director, Maritime Archaeology Programme, Faculty of Archaeology, Flinders University, South
st
Australia, 1 Foundation Course: Significance Assessment, Desk-based Assessment, Material Cutlure Analysis,
Archaeological Publication
st

nd

rd

Christopher Underwood, International Development Officer, NAS, 1 , 2 and 3 Foundation Courses: NAS
Introduction and Part I; Supervising trainer, Underwater Field Exercises
Hans Van Tilburg, NOAA Office of National Marine Sanctuaries Regional Maritime Heritage Coordinator for Pacific
nd
Islands Region, Honolulu, Hawaii, USA, United States of America, 2 and 3rd Foundation Courses: Desk-based
Assessment, Significance Assessment, Archaeological Publication
st

nd

Erbprem Vatcharangkul, Director, Underwater Archaeology Division, Fine Arts Department of Thailand, 1 , 2
rd
3 Foundation Courses: Asian Ship Technology and Practicum

and

Andrew John Viduka, Assistant Director Maritime Heritage, Department of Environment, Water, Heritage and the
nd
Arts, Historic Heritage Division, Maritime Heritage Section, Australia, 2 and 3rd Foundation Courses: Material
Culture Analysis, Introduction to Intrusive Archaeology, Finds Handling and Conservation

�shipwreck, located at 31 meters depth in Godawaya, southern Sri Lanka. The ship
wreck dates back to the 1st-4th century Anno Domini (AD)4, making it one of the oldest
shipwrecks found in Asia. UNESCO sponsored the participation of one Malaysian and
one Filipino, while the Dutch Government sponsored the participation of three
Indonesians and one Indian. They joined the maritime archaeologists of the Maritime
Archaeology Unit of Sri Lanka. All participants including the team from the Maritime
Archaeology Unit are graduates of the Foundation Courses. Their joint report will be
published in a scientific journal.

Implementing partners
The Thai Government through its relevant national agency, the Fine Arts Department,
has supported the project by hosting the Regional Field Training Centre within the
precinct of the UAD of Thailand. It has provided a permanent venue and building to
house the facilities of the Centre in Chanthaburi. The Fine Arts Department has
designated the Director of UAD to administer and implement the training activities of the
Centre, until such time that a Director of Centre can be assigned. UAD has provided its
human and physical resources, and logistic support for the implementation of training
courses. It has also enlisted the support of relevant Thai government agencies and
academic institutions, and arranged for national experts to complement international
expertise provided by UNESCO.
ICOMOS-ICUCH has assisted in coordinating the preparation of training
curricula, and in identifying and providing technical advice to expert trainers and
resource persons.
The following institutions in the region have supported the regional capacity
building programme by providing their experts to share their knowledge during the
training courses:
• Flinders University (Australia)
• International Conservation Services (Australia)
• Western Australian Museum (Australia)
• Department of Environment, Water, Heritage and the Arts (Australia)
• Bursary of the Ecole Francaise d’Extreme Orient (France)
• Dutch Cultural Heritage (Netherlands)
• Museum het Walkhof (Netherlands)
• Ministry of Transport, Public Works and Water Management (Netherlands)
• National Museum (Philippines)
• Bursary of the Ecole Francaise d’Extreme Orient (Viet Nam)
• Silpakorn University (Thailand)
• Nautical Archaeology Society (United Kingdom)
• NOAA Office of National Marine Sanctuaries (United States)

4

Georgian Calendar designation that begins at the birth of Jesus Christ of Nazareth in year one, with
additional years added one by one.

�Project sustainability
After the Norwegian-funded project expires at the end of 2011, the Fine Arts
Department of Thailand has expressed its commitment to sustain the Centre over the
long term and to nominate the Centre to be placed under the auspices of UNESCO as a
Category II Centre in the near future. To realize these objectives, the Department shall
explore long-term collaboration with the Association of Southeast Asian Nations
(ASEAN), the Regional Centre for Archaeology and Fine Arts (SPAFA) of the Southeast
Asian Ministers of Education Organization (SEAMEO), Silpakorn University (Thailand)
and other institutions in the region to assist in future activities of the Centre. The
Department plans to organize one Advanced Course on specialized topics and new
technologies on maritime archaeology once every year and one Foundation Course
every two years. To take advantage of the relatively low cost of organizing training
programmes in Thailand, national and sub-regional training initiatives are welcome to
arrange with UAD of Thailand for the use of the Centre’s facilities and to avail of the
technical support of the experienced team of UAD.

Conclusions
Being the first training courses on UCH that are regional in scope, the project has
achieved high visibility not only within the Asia-Pacific Region but beyond. As a result of
the regional capacity building programme, participating Member States have started to
strengthen their existing underwater archaeology units or establish their units. Four
graduates of the Foundation Courses have established the Underwater Archaeology
Unit in Cambodia. Five beneficiaries at the National Museum of the Philippines have
initiated collaborative projects with other government and academic institutions for a
shipwreck management program in the Philippines. Amjad Ali of Pakistan (2nd
Foundation Course) has submitted project documents on underwater archaeology to
funding agencies. Using knowledge and skills learnt during the 3rd Foundation Course,
Caesar Bita of Kenya supervised an UCH impact assessment on an underwater fibre
optic cable laying project and dredging of a harbor. Eko Triarso of Indonesia (3rd
Foundation Course) has mobilized a team to prepare a management and conservation
plan for underwater archaeological resources in the Natuwa Waters in northern
Indonesia. Chandraratne Wijamunige (2nd Foundation Course) initiated the Project
Experience Exchange Asia in Sri Lanka in December 2010, participated by graduates of
earlier Foundation Courses from four countries. Beneficiaries working for the Malaysian
Department of Heritage have launched an awareness campaign among divers and
coastal communities. Nia Ridwan of Indonesia (2nd Foundation Course) has conducted
a survey of potential underwater archaeological resources to support the establishment
of a Maritime Conservation Area in Bangka Belitung Waters, and a survey of a ship
wrecked by tsunami in Mentawai Waters. Other beneficiaries of the regional programme
have sent their feedbacks on how they have improved their strategies in the protection
and management of their UCH.
Considering the multi-disciplinary nature of maritime archaeology and given the
limited knowledge and skills acquired by trainees during a six-week Foundation Course,
participating Member States are encouraged to support their continuing education and
training in established universities offering maritime archaeology courses, and to enable

�them to participate in joint underwater research and survey activities in other countries.
Relevant national agencies are therefore encouraged to seek bilateral cooperation with
countries with expertise in maritime archaeology and financial resources to sponsor the
training of their experts.

For further information
Capacity Building Programme of UNESCO Bangkok Office
http://www.unescobkk.org/culture/uch/capacity-building/

Tutorial on the Annex to the 2001 Convention:
http://www.unesco.org/new/en/culture/themes/underwater-cultural-heritage/underwaterheritage-tutorial/tutorial/

Code of Ethics for Diving on Submerged Archaeological Sites:
http://www.unesco.org/new/en/culture/themes/underwater-cultural-heritage/scubadiving/

2001 Convention on the Protection of the Underwater Cultural Heritage
http://www.unesco.org/new/en/culture/themes/underwater-cultural-heritage/

Bibliography
Prott, L.V.(Ed),
2006

Grenier, R.,
Nutley, D.,
Cochran, I. (Eds),
2006

Finishing the Interrupted Voyage: Papers of the UNESCO AsiaPacific Workshop on the 2001 Convention on the Protection of the
Underwater Cultural Heritage, Leicester, UNESCO/Institute of Art
and Law.
Heritage at Risk, Special Edition, ICOMOS.

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Empowerment and relevance in maritime and underwater cultural heritage programs in developing countries</text>
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                <text>In response to the recommendation of delegates and experts during the Asia-Pacific Regional Workshop on the 2001 Convention on the Protection of Underwater Cultural Heritage (Hong Kong, Special Autonomous Region of China, November 2003), The United Nations Educational, Scientific and Cultural Organization (UNESCO) is implementing a regional capacity building programme on underwater cultural heritage (UCH) in Asia and the Pacific through the establishment of a Regional Field Training Centre. Supported by the Norwegian Government, the programme aims to facilitate and enable the training of maritime archaeologists and conservation experts from Asia and the Pacific region in the proper safeguarding and management of UCH, in line with the principles of the 2001 Convention and the Rules of its Annex. Operated by the Government of Thailand, the Regional Field Training Centre is attached within the precinct of the Underwater Archaeology Division of the Fine Arts Department in Chanthaburi, Thailand. With the support of implementing partners including International Council of Monuments and of Sites - International Council of Underwater Cultural Heritage (ICOMOS-ICUCH), the Centre has successfully organized since 2009 three Foundation Courses and an Advanced Course on the application of Geographical Information systems (GIS) in underwater archaeology and cultural heritage management.  The six-week Foundation Courses aim to bring regional experts of different academic backgrounds to a common level of understanding on the multi-disciplinary nature of UCH management. So far, the regional capacity building programme has benefitted seventy national experts from seventeen countries in the Asia-Pacific Region, including Kenya.&#13;
&#13;
This paper will discuss the development of the regional capacity building programme, the training activities and projects in which the Centre is involved, future plans and efforts to sustain the Centre over the long term.&#13;
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