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                    <text>Understanding Behind Shipwrecks:
filling the missing gap of local history
Dr. Widya Nayati1

Abstract
Archaeological evidence of contact and exchange can be found in many sites in Indonesia.
Different areas of the Archipelago experienced different levels of socioeconomic complexity
because of many factors including local resource distribution and topography, which in turn
affected the nature of contact with foreign traders. Contacts between resource-providing areas
and outsiders who sought these resources have affected the development of local cultures.
Buddhist, Islamic and Christian ideas and material culture were intensively and widely distributed
in the Indonesian Archipelago from the seventh century onward. Archaeological data supported
the activities of the contact, such as Hindu and Buddhist temples, Chinese temples, Mosques,
Churches, forts, ceramics, beads, statues (made from stone and metals), and shipwrecks. While
historical data gives information on the varieties of Indonesian commodities. Hundreds of
shipwrecks are believed to be within Indonesia seas. However, the study of shipwrecks—
especially in Indonesia--is always as a single object and usually only discusses the artifacts found
from the shipwreck.
Based on the information above, there are many data which could be helpful in
understanding the past from shipwrecks. How would it be if the ship had reached the local
harbour? Who would buy the artifacts? What would have happened with the locals if they used
the artifacts? Is there any tangible artifacts and intangible culture which could be related to the
development of the harbours or the local kingdom? Is there any ‗missing link‘ of the local history
which is found from the shipwreck? This paper will analyse the effect of shipwrecks and
understanding the role of local history behind the shipwreck. This paper will study the correlation
of shipwrecks found in the Batam and Cirebon regions of Indonesia with the history of those two
places.

Keywords: shipwreck, Development of settlements, tangible and intangible culture,
Cirebon, Batam Island, Indonesia

Introduction
The development of trading centres in the Indonesian Archipelago has been
significant since early in the first millennium Anno Domini (A.D.)2 when Javanese,
Chinese, Malay and west Asians traded in many ports in the Indonesian
Archipelago (van Leur 1955; Meilink-Roelofsz 1962; Wolters 1967). Then, all
commodities came to Melaka. The Indonesian Archipelago itself was legendary
initially for forest, sea and spice products (Cortesao 1944; van Leur 1955;
Meilink-Roelofsz 1962). The trade later developed to include inter local and
international products, such as ceramics, beads, coins, gongs, jewellery, metal
goods, and precious stones (Cortesao 1944; van Leur 1955; Meilink-Roelofsz
1962; Wolters 1967). The exchange in luxury items could possibly have taken
place in the coastal, hinterland or ecotone areas, by land (track) and river (Nayati
1

M.A, widyanayati@yahoo.com
A Georgian Calendar designation that starts at year one from the birth of Jesus Christ of
Nazareth.
2

�2005). In the harbors, the elites controlled the trading activity as they had
accumulated the necessary resources (Junker 1990; Nayati, 2005). Such land
trading was closely interconnected with sea/inter island trading (Nayati 2005) and
trading activity in this region has developed and is intertwined with other systems
over a long period. However, evidence shows that changes of trading patterns
have occurred as responses to internal, inter-regional, and international contacts
(Nayati 2005).
Artifacts have been found in the capital kingdom and their settlements
both on the coastal area and in land areas (Nayati 1994; Nayati 2005), while
intangible cultural influences were interacting with local people (Reid 1984; 1993;
Jungker 1990; Nayati 1994; Nayati 2005). Those introduced cultures became
interrelated with local cultures, thereby influencing such aspects as language,
daily activities, costume, ceremony, politics, and technology (Jungker 1990; Reid
1984; Reid 1993; Nayati 2005). It can be said that understanding the maritime
archaeology of this region is not as simple as recording local and non local
artifacts, but should be seen as a contact of land to land culture using both land
and sea transportation. Such contact involves time, energy, space, and
adaptation which could open many other possibilities. So, any interpretation of
the scope of maritime archaeology must encompass wider and deeper
considerations which can open the way to seeing and understanding the many
possibilities generated by the wider cultural contact.
Historical documents can help interpret the maritime archaeology. Some
documents describe the ships, the dates, the shift of trading activities from one
market to another depending on the supply of local products, the fluctuating
prices, and the influence of local rulers on the trading activities. The documents
also provide a record of each centre by illustrations, sketches and maps.
However these data are only recorded for the Complex Entrepots and Fort
Regulated sites, where the document writers stayed for longer periods and even
established settlements, such as in Banten, Batavia (Jakarta), west coast of
Sumatra, and Banda (Cortesao 1944; Nayati 1994; Nayati 2005). By contrast,
there are almost no comparable data about the development of the Direct
Exchange sites or about the people, culture and trade to be found in such sites
(Nayati 1994). Consequently archaeological evidence can throw further light on
these changes by comparing the material culture and archaeological remains
across different periods, even though not all historical information is supported by
material culture or vice versa (Nayati 1994).
The archaeological and historical data have already revealed much about
the successes of shipping and trading activity in the past. Trading activity by sea
and river was risky and full of danger, not only because of pirates but also
weather. Hundreds of shipwrecks are believed to lie within Indonesia and its
waters. It is believed that there are around 500 sites where ships have sunk
within the Indonesian seas, yet, less from data recorded by Nigel Pickford (1994:
155).

�Figure 1. Shipwrecks in Sumatra and Java (Pickford 1994: 155).
The discovery, investigation and removal of shipwrecks in the Indonesian
sea has been done many times. Nevertheless, the study of shipwrecks is always
a single object and usually only discusses the artifacts found from a particular
wreck. In Indonesian case, the findings from such an action is normally just a
"finding" without any further interpretation what it may reveal about the role of
local history to the world or vice versa. There are many data from the wreck
which could help in a wider understanding of the past. In this paper, I will focus
on one site and ask what might have happened in Cirebon and in Batam if the
ship had not sunk? Is there any "missing link" of the local history which can be
found from this shipwreck?
In the history of Indonesia, Batam does not seem to rate any special
mention (Cortesao 1944; Meilink-Roelofsz 1962; Kartodirdjo, et al. 1975; Reid
1993). It interprets that Batam, an island in the strait of Malacca, could have
acted as a stop-over harbor as Malacca had both important Complex Entrepots
and Fort Regulated sites, while direct trading sites were located in Sumatra and
Java. It can be assumed that Bantam could play an important role whenever the
trading ships/junks were attacked by pirates, or ran into weather problems—as
Batam island is located in the monsoon area. While Cirebon did not rate mention
in as many historical journals as the Banten kingdom, Batavia city, and Gresik
(Cortesao, 1944; Meilink-Roelofsz, 1962; Kartodirdjo, et al. 1975; Tjandrasasmita
2009), both are located on the north Java sea and Cirebon was an important
Islamic kingdom from the 15th to the late 19th century (Sulendraningrat 1972;
Kartodirdjo, et al. 1975; Sulendraningrat 1985).

�Trading Activity within the Indonesian Archipelago: filling some
missing link in local history
It is difficult to specify the nature of the connections among producers, traders,
agents, and consumers in pre-modern society (Nayati 2005). Many different
scenarios are possible as an individual can act as producer, as consumer, as
agent, and as trader at the same time (Nayati 2005). Goods were distributed and
redistributed both in simple and complex societies, both through reciprocity and
centralized movement, variables which are related to socio-cultural life (Nayati
2005). These may each have positive and negative gains for the actors – socially
and in terms of real wealth.
Archaeological artifacts have not been found to confirm the whole range of
recorded trading activities. Archaeological evidence can provide some
information about commodities arriving in trading sites but little about the local
commodities taken out from these markets (Nayati 1994; Nayati 2005). Yet
archaeological data can give clues about the local activities that lead to an
understanding and explanation of the past by drawing on both historical and
archaeological studies (Nayati 1994). However, there are still many questions on
trade remaining, such as how the local people–both coastal and in the
hinterland– were affected by the international trading network, and what kind of
socioeconomic structures and networks they developed to support their
involvement (Jungker 1990; Nayati 2005). Related to the questions of this nature
that arise, Jesse Ransley (2005) argues that maritime archaeology is a complex
discipline. We should be aware about the many possibilities generated for
interpreting the past, as the data are unique and the development of culture may
differ and is not always linear between one place and the next.

Case Study of Cirebon and Batam
For a start, not all sea trading was successful. Pickford (1994) in his study of
locations of wrecks does not mention any shipwreck along the north Java Sea
including Cirebon but does refer to some spots in Batam. There are reports of
underwater research activity there (H Harun). These activities were undertaken
by the people in Jakarta during the Suharto era and Haji Harun said that all
materials found have been brought to Jakarta. Equally, in 2004 to 2005 there
was research conducted on a shipwreck located on 05°14‘ 30‖ and 108° 58‘ 25‖,
which is 60-70 miles north of Cirebon.

�Table 1. Types of artifacts found in Cirebon Shipwreck

(Source: PT ParadigmaPutera Sejahtera (Setyawan 2009)—with modification.)
No

Type of Artifacts

Total

1
2
3
4
5
6
7
8
9
10
11
12
13

Metal (Gold, Silver, Iron, bronze, copper, Tin)
Precious stones
Earthenware
Ceramics
Glass beads
Container made from Glass
Upstream Kris
Ivory
Bones and tooth
Horn
Spices
Woods (part of the ship)
Others

15.215
2.607
35,819
256.943
1.475
1.591
1
59
281
10
28
19
114

Cirebon
Based on the artifacts found from the Cirebon shipwreck, it should be asked – if
there could also be any commodities which were destroyed by sea water. This
question must be addressed as ships could stopover in many ports before
(almost) reaching Cirebon harbor and this implies that these ships possibly
bought other commodities, though not from China. Researchers have interpreted
that the shipwreck - based on the ceramics and glassware - is dated to the 10th
century (Setiawan 2009). Yet such a date should be questioned as the first
Cirebon king came to power in 1478 (Sulendraningrat 1972; Sulendraningrat
1985; Panzuri 1994; Tjandrasasmita 2009). Before this time, Cirebon was just a
small fishing village under the local merchant Ki GedeTapa (Sulendraningrat
1972; Sulendraningrat 1985; Panzuri 1994). This village then became crowded
as many people settled there and this growing population was supported by the
surrounding area, especially with rice and sea products (Panzuri 1994).
According to local history Ki GedeTapa was replaced by his son who built a new
kingdom named Pakungwati, and used the name Pangeran Cakrabuana
(Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita 2009). He was in
turn replaced by his cousin, named Syarif Hidayatullah or Sunan GunungJati
(Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita 2009). In 1677
Kraton Cirebon (formally Pakungwati) was then divided into three kingdoms:
Kraton Kasepuhan, Kraton Kanoman and Keprabonan, which has a centre of
learning (Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita, 2009).
Between 1798-1803 Kraton Kanoman was further divided into two kingdoms:
Kraton Kanoman and Kasultanan Kacirebonan (Sulendraningrat 1972;
Sulendraningrat 1985).
Interestingly, the most intriguing point is the amount of ceramics found
from the Cirebon shipwreck. If all these commodities were to be sold in Cirebon
market, what would the Cirebon kingdom look like? Certainly, there are ceramics
used in the interior of the palace of Sunan Gunung Jati and the sultan‘s
graveyard (Figure 2). Gunung Jati is believed to have married Chinese women,
but if there were at least 271.000 ceramics, mostly bowls to be sold in Cirebon,

�the people of Cirebon would seem to have been practicing a Chinese life style.
Yet, based on the personal survey, only one Chinese temple is known to have
been located nearby the central market of the kraton in Cirebon.
If those artifacts were to be exchanged in Cirebon how did they collect all
the commodities to the harbor? And if so, where did they store these
commodities from outside Cirebon and from the local area come from? And,
most intriguing of all, what was Cirebon‘s most popular trade commodity, as
there are no precise historical data on this for Cirebon? Yet We have to interpret
more that Cirebon had developed a powerful political and social organization
which could organize the accumulation of local commodities to be exchanged
with international commodities. If so, the history of Cirebon is not to be restricted
to an account of the succession from father to son/cousin. Cirebon must have
been a rich country with great social and political organization; it must have
included many non local inhabitants but it was all controlled by the kingdom.

Figure 2. Ceramics at Gunung Jati Graveyard
(http://thearoengbinangproject.com/2010/11/wisata-gunung-jati/)

Batam
In contrast, while shipwrecks in Batam have not yet been covered scientifically,
yet there are more than 100 Chinese temples in the area. Only 20 of these
Chinese temples are legal (Ah Cui). A personal survey of the Chinese temples on
Batam island has found that many temples have been relocated because of the
developments on the island. Some hilly areas have been leveled, and new
settlements built—especially shop house—along the main road, although old
Chinese temples remain located in the bay (see Figure 3; the original location of
the Chinese temples). Moreover, there are some Chinese ceramics dated
between Ming and Qing dynasty and beads on the main altar.

�Figure 3. Location of Old Chinese Temples in Batam Island (sources: BAPPEKO
Batam (1995-1998), http://pn-batam.go.id/profil-daerah/45-pemerintahan-kotabatam/81-sejarah-pulau-batam.html
In Bantam, based on the personal survey on July 2011, there are three
groups of temples: firstly, temples used for Toa Pe Kong (ancestor) and
Santikong; secondly, temples for Kwan Im; and thirdly, temples with Buddha
statues. This can be interpreted as that the first settlers placed their ancestors
and santikong in their temples as Tao followers and their clan continues to
venerate their grandparents‘ temples. Their duties are to renovate and rebuild it
better than before. If they have to move the temple, they have to move the Toa
Pe Kong and Santikong with them. Interviewed with Ah Chui informed that when
renovations or rebuilding of the old temples are still to still maintain the traditional
shape. Any reshaping can only be done in unimportant parts of the temple, while
any new buildings must be built outside the original temples.
Base on the same survey, there are several Chinese temples with Toa Pe
Kong and Santikong located in the strategic bay of Batam. It can be assumed
that these temples have been built by the Chinese who originally stopped over in
Batam temporarily, possibly because of bad weather or pirates and or trade
matters. They could safely anchor in Batam bay—as Batam has many safe bays.
It assumed that some Chinese continued living in Batam. This assumption is
supported by information from Ah Cui‘s that people in Batu Ampar were Chinese
who worked as fishermen and merchants. Moreover there were 13 Chinese
families who lived in Batu Ampar, a settlement with a trading center, namely A
Chui, Tok Riri, AngTeng Hiang, A Ti Pincang (An Kai Lai), Tan Ching Long, Tan
Pa Long, Pen Kiang, Cui Siang, Lao Ho, Qi Bak, Bak Ti, Tio Seng, Po Lim and
Po Chin. The oldest Chinese temple was originally in Batu Ampar, but then
moved to Nagoya because a factory was built in Batu Ampar. Moreover, Ah Cui a
local Malay fishermen living in Tanjung Uma and adjacent areas — noted this is

�the case especially along the coastal area. Based on personal survey on the 24th
of July 2011, in Tanjung Uma an old mosque has been renovated and became a
masjid Jami‘ named Al Mukminin.
The history of Batam should be expanded to include the existence of the
Chinese and their settlements and history during the 1950s, when the Chinese
and Malay of Batam worked in rubber plantations and planted pepper and
gambier (Ah Cui). These plantations no longer exist as all the forest has been cut
down and replaced with shop houses, factories and malls. Based on interviewed
with several people in Batam from 21th to 25 of July 2011, it can be concluded
that Batam people do not forget their history.
Much of the history of local Batam is still missing. However, from the
location of the Chinese temples we can understand a little more about the past of
Batam. Clearly it was not under firm local control as it was not a kingdom, as the
Chinese were free to choose where they settled and where they built their
temples. It assumed that the Chinese visited Batam because it was located near
trading activity, and a safe haven from bad weather and pirates. Thus this
location could have then become a silent trading place where the merchants met
the producers from Sumatra and other places in Asia before reaching the major
trading centre of Malacca.

Conclusion
The difference in the commercial functions of Cirebon and Batam influenced the
spread of Chinese in those places. In Cirebon, a the Complex Entrepots-Chinese were located in a Chinese settlement called Pecinan, near the market
and Kraton, however in Batam—a Direct trading sites—Chinese lives spread in
the island. Yet any analysis of trading activities must also take account of the
reality that trading is not just confined to the exchange of goods but also involves
and influences culture (Nayati 2005; Nayati 2009). The different types of trading
sites between Batam and Cirebon seems affected to the development of
traders—especially the Chinese.
People now living in Batam and Cirebon are often not aware of the
richness of their own history and culture. Knowledge merely about their local
culture and the role of their local histories provides only an inadequate
understanding of their true culture. As people who live in coastal areas, the
inhabitants of Batam and Cirebon are largely unaware of the significance of their
location in relation to both land and sea. Yet it should be the role of education to
make people aware that their local histories are developed and influenced from
both land and other resources from the sea, and vice versa. However, their
culture and histories are not complete as much information could still be hidden
under the land surface and underwater. The findings of recent archaeological
and historical data should be anticipated in augmenting the riches of the past,
local, national, and international, as local history is strongly correlated with world
history, especially in relation to trading activity. This data does not always come
exclusively from researchers but should, where possible, involve the local
community. Therefore, researchers – especially in Indonesia - have a duty to

�inform the communities who live surrounding the historical sites about their
findings so the local people will better appreciate the importance of their own
past for the wider world.
Archaeological findings from shipwrecks both in Batam and Cirebon can
fill out their local history. Ceramics from the shipwreck in Cirebon dated on the
10th century, nonetheless, there are ceramics in Cirebon—including on the wall—
are dated on the 15th onwards. Moreover the historical data of Islamic kingdom of
Cirebon is dated on the 15th century. So, the artifacts and the ships are not only
data for the shipwreck itself but raise wider issues such as where did the ships
come from, what kinds of artifacts were found in the wrecks, how accurately is
the dating of the artifacts and ships, and then those shipwreck data should be
related with the situation on the land, in this case the island of Batam and the
kingdom of Cirebon.
Data from shipwrecks is not extensive, but it can help in filling in the local
history of the nearby land area. It is important for gaining a better understanding
of the local people‘s role (and their ancestors‘ roles) in the wider world. Each
place in the world is intertwined and inter-correlated. Why should we think our
place is better than others if their lives and cultures, like ours, have been
supported and developed in conjunction with other cultures (including other
commodities)?

Acknowledgments
Thanks you to Ms. Ika Ayu Kristianingrum and Mr. Anggoro Budi Prasetyo for
accompanied me to do the survey in Batam. Thanks also goes to Mrs. Brigid
Ballard to help me fixing my English in this paper. Thanks also to Miss. Jennifer
Craig to sharpen the quality of this paper.

Oral Sources
Ah Cui alias Lim Bouson (61 years old), Head of Vihara Cipta Dharma at Sei
Panas, Batam; Coordinator of Yayasan Sosial Umum at Batam, interview on the
21st of July 2011, cited as Ah Cui
Haji Harun (70 years old), former fisherman, Batam, interview 23rd July 2011,
cited as H Harun.

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filling the missing gap of local history</text>
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                <text>Session 12&#13;
Some Challenges and Issues in Underwater Cultural Heritage in Southeast Asia</text>
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                <text>Archaeological evidence of contact and exchange can be found in many sites in Indonesia. Different areas of the Archipelago experienced different levels of socioeconomic complexity because of many factors including local resource distribution and topography, which in turn affected the nature of contact with foreign traders. Contacts between resource-providing areas and outsiders who sought these resources have affected the development of local cultures. Buddhist, Islamic and Christian ideas and material culture were intensively and widely distributed in the Indonesian Archipelago from the seventh century onward. Archaeological data supported the activities of the contact, such as Hindu and Buddhist temples, Chinese temples, Mosques, Churches, forts, ceramics, beads, statues (made from stone and metals), and shipwrecks. While historical data gives information on the varieties of Indonesian commodities. Hundreds of shipwrecks are believed to be within Indonesia seas. However, the study of shipwrecksâ€”especially in Indonesia--is always as a single object and usually only discusses the artifacts found from the shipwreck.&#13;
&#13;
Based on the information above, there are many data which could be helpful in understanding the past from shipwrecks. How would it be if the ship had reached the local harbour? Who would buy the artifacts? What would have happened with the locals if they used the artifacts? Is there any tangible artifacts and intangible culture which could be related to the development of the harbours or the local kingdom? Is there any â€˜missing linkâ€™ of the local history which is found from the shipwreck? This paper will analyse the effect of shipwrecks and understanding the role of local history behind the shipwreck. This paper will study the correlation of shipwrecks found in the Batam and Cirebon regions of Indonesia with the history of those two places.</text>
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                <text>Dr. Widya Nayati</text>
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                <text>November 2011</text>
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                    <text>A Blueprint for the Conservation of Underwater Cultural
Heritage in Taiwan
Dr. Ying-Ying Tung (Kuo-King Tung) 董盈穎
Associate Researcher, Bureau of Cultural Heritage, Ministry of Culture,
Taiwan
Istituto Centrale per la Patologia del Libro
Istituto Italiano Arte Artigianato e Restauro
Museology, Tainan National University of the Arts
Art Administration Management, National Taiwan Normal University
Email: ch0235@boch.gov.tw ; telephone: 866-912600718
Abstract
Located on an important East Asian shipping route, the island of Taiwan
is surrounded by waters containing a large number of underwater
artefacts as a result of weather conditions, changes in the current,
submerged reefs, war and other human factors. In 2006, the Bureau of
Cultural Heritage (BOCH) commissioned the Institute of History and
Philology at Academia Sinica to carry out a survey of underwater cultural
heritage. In the ten years since, and with the assistance of scholars from
France’s DRASSM, Australia, the United States and Japan, Taiwan has
made remarkable progress.
Wherever underwater archaeological sites are found, underwater
artefacts are also. In the last ten years, the BOCH has recovered 1,567
items, the vast majority of which are metal and pottery. In addition, parts
of wooden boats and vessels of the two World Wars and freighted goods
have also been found. Because there is a lack of professional facilities
and conservators, half of the recovered objects are still being stored in
water.
Taiwan’s Underwater Cultural Heritage Preservation Act, promulgated on
9 December 2015, ensures the protection of Taiwan’s underwater cultural
heritage. Item 6 of Article 2 of UNESCO’s 2001 Convention on the
Protection of the Underwater Cultural Heritage states that “Recovered
underwater cultural heritage shall be deposited, conserved and managed
in a manner that ensures its long-term preservation.” In order to enhance
the safety of artefacts once they are out of the water, and to provide
comprehensive information about the restored artefacts, it is necessary to
plan in advance and proceed carefully. In the next ten years, we need to

�train more professional conservation and restoration personnel and to
expand the necessary facilities into a complete system for the handling of
underwater archaeology—including a series of tasks such as surveying,
verification, monitoring, exploration, conservation and restoration,
research, educational exhibition and promotional publication. Conserving
recovered underwater artefacts is also an important task for underwater
archaeology.
A complete plan is needed before undertaking an underwater
archaeological project, encompassing the conservation, registration and
recording of submerged objects and the restoration, research and storage
of recovered objects. We need to train conservation and restoration
personnel, set up conservation and restoration facilities, equipment and
laboratories for recovered artefacts, and all documentation regarding
underwater cultural heritage must be centrally administered and kept in
good condition at the data centre. A data system should also be set up for
use by researchers and the general public.
If recovered artefacts are to retain their full cultural and historical value,
their conservation must be carried out by professional personnel in a way
that retains all their historical information and “make the artefact talk”.

Key words: Underwater Archaeology, Underwater Cultural Heritage,
Conservation-Restoration, Bureau of Cultural Heritage (BOCH)

1.

The Importance of Recovering Underwater Artefacts

1.1 Underwater Cultural Heritage Provides Data Integral to Human
History
With progress in diving technology and equipment, underwater cultural
heritage has become an important type of cultural heritage, providing
evidence of historical processes relating to human maritime culture and
trade, oceanic migration routes and other human maritime activities.
Underwater heritage sites are like time capsules, providing supplementary
historical data and enriching human history. Underwater cultural heritage

�makes up for deficiencies in land-based cultural heritage; only together do
the two types provide the full historical information on human activity.
1.2 Evidence from Historical Research
Although recovered relics can supplement or corroborate much historical
information, it is only in the last 50 to 60 years that the study of underwater
cultural heritage has come to be an academic discipline. Thus, many
mammalian fossils have been discovered in the Penghu submarine
canyon in Taiwan, including skeletons of mammoths, water buffalo, deer
and horses. According to palaeontologists, these fauna fossils (known as
“Taiwan Land Bridge Fauna Fossils”) prove that in antiquity the Taiwan
landmass was connected to the continental landmass. Many wrecked
naval vessels from the Second World War were also discovered in the
Penghu sea area (such as the Guangbing gunboat), which, together with
historical records and nearby lighthouses built on islands, such as the
Guangbing gunboat (from the Guangdong Fleet) and(including the Gupo
(Koba) Island lighthouse), constitute a complete network of underwater
cultural heritage and sites. According to Japanese historical records, the
Yamafuji Maru cargo ship ran aground and sank, whereas United States
records state it was sunk by torpedo. Perhaps damaged objects recovered
from the area could set the record straight.
1.3 A Perfectly Preserved Time Capsule
The artefacts most likely to have retained their original appearance from
the time of sinking are those that lie buried under the seabed at depths
greater than 60 metres, where they are relatively undisturbed by human
passage and where the environment is especially oxygen-depleted. An
artefact that has sunk into the sea and remained there for a thousand
years may look exactly as it did at the moment it sank, while a land-based

�thousand-year-old artefact may long ago have shattered and even been
reduced to dust. The thousands of century-old artefacts allow us to turn
back time and thus constitute an important asset for historical research.
2.

Characteristics and Classification of Recovered Artefacts

2.1 Characteristics of Recovered Artefacts
Recovered underwater artefacts are different from regular land-based
artefacts because they have been immersed in cold, dark, low-oxygen,
salt-saturated seawater for hundreds or thousands of years. Recovery
brings them into a new environment, which makes their conservation and
restoration even more difficult than for land-based artefacts. Without
expert treatment, when they leave their original environment and are
exposed to the atmosphere, the rate of decomposition will accelerate. In
order to avoid degradation and corrosion, artefacts have to be adapted to
suit the surface environment, ensuring that all physical and chemical
changes are gradual. Thus, immediately upon being taken from the water
they are given urgent first treatment, and once they have been
documented (photographed, registered, labeling) they are sent to the
laboratory or conservation studio to continue the conservation and
protection work, such as desalination, cleaning(algae, molluscs, sand,
chlorine), impregnation, reinforcement, drying, filling and retouching. The
aim is to restore the object to its original form with minimal intervention, to
preserve its integrity and make its historical value “speak” so that it can
be used for research and exhibition.
2.2 Classification of Recovered Artefacts
According to the definition in Article 1 of the UNESCO Convention on the
Protection of the Underwater Cultural Heritage, underwater cultural
heritage consists of:

�(a) “sites, structures, buildings, artefacts and human remains,
together with their archaeological and natural context”
(b) “vessels, aircraft, other vehicles or any part thereof, their cargo
or other contents, together with their archaeological and natural context”
(c) “objects of prehistoric character”
Objects found in ruins and towns are mainly stone sculptures, parts of
buildings, artefacts and everyday items. Recovered vessels, aircraft and
other means of transportation are generally made of wood or metal, while
the objects that they carry are mainly pottery, porcelain, coins, stone
goods, daily items and food supplies, and cannons and munitions for
warships. Organic matter such as rope, sailcloth, textiles, leather and
human bones can also be found.
In sum, underwater cultural heritage can be divided into three broad
categories:
(1) organic matter such as bones, textiles and wood
(2) inorganic matter such as metal and pottery
(3) Composite material
The number of categories of underwater artefacts depends on the
categorization of discovered underwater archaeological sites and their
contents.
3.

Recovered Underwater Artefacts in Taiwan

3.1 Quantities
To date, the Bureau of Cultural Heritage has overseen the recovery of
1,567 items in total: 174 in 2009, 118 in 2010, 144 in 2011, 126 in 2012,
87 in 2013, 96 in 2014, 393 in 2015 and 429 in 2016 (as shown in Table
1).

�Table 1. Total recovered artefacts by year.

Total recovered artefacts by year
500
400
300
數量

200
100
0
98年

99年

100年 101年 102年 103年 104年 105年

The recovered items fall into the following categories: 946 metallic items,
15 wooden, 327 pottery, 58 seashell, 127 glass, 56 stone, 1 seed and 37
other.
In addition to the artefacts recovered during the BOCH survey, the
underwater artefacts were recovered by many places:
(1) the Cultural Affairs Bureau of Yilan County government recovered
1,471,804 items at the Qiwulan site, including 946 metallic items,
15 wooden, 327 pottery, 58 seashell, 127 glass, 56 stone, 1 seed
and 37 other.organic matter such as bones, textiles and wood
(2) In Penghu the recovery of Jiangjun No. 1 shipwreck, under the
direction of the National Museum of History, 284 items were
recovered in 1995-1998.
(3) The Sobraon shipwreck recovery off Matsu Island saw the
discovery of X items.
3.2 Storage Sites

�BOCH currently stores recovered artefacts at four locations: Taichung,
Penghu, Keelung and Tainan. Many of those recovered by the Yilan
County Cultural Affairs Bureau are stored in Yilan Cultural Centre.
Artefacts from the Jiangjun No. 1 are stored at the National Museum of
History and the Penghu County Bureau of Cultural Affairs. The Sobraon
artefacts are stored on Matsu Island. (as shown in Table 2).
Table 2. Total recovered storage place.
Site

Department in charge /
Deposit Place
Green
Island BOCH
No.1, Guangbing Penghu
Underwater
gunboat,
S.S. Archaeology
Work
Bokhare,
Station
Masushimakan, The National Museum
…
of Marine Science &amp;
Technology, Keelung
Cultural
Heritage
Research
Center,
Tainan
Qiwulan Site
Yilan County Bureau of
Cultural Affairs
Jiangjun No. 1
Penghu
County
Bureau of Cultural
Affairs
Sobraon
Cultural
Affairs
department
of
Lienchiang
County
Government. Matsu

Quantity

notes

100
1,022

26

100

1,151,066 Before the
setting up
of
the
284
Underwater
Cultural
Heritage
25
Section at
BOCH

In its earlier development in Taiwan, underwater archaeology was
understaffed, with a relative lack of manpower and technical ability for the
conservation and restoration of recovered artefacts. Thus, the first batch
of artefacts salvaged from Jiangjun No. 1 did not go through each and
every part of the conservation process: 794 items of the underwater
artefacts recovered by BOCH are still being stored in water. approx. 51%

�have yet to be processed. Of the 1,473,655 items recovered in Taiwan,
most of them have yet to be processed.
3.3 Efforts to protect underwater cultural heritage
On 10 December 2015, Taiwan passed the Underwater Cultural Heritage
Preservation Act, which laid the optimal groundwork to guarantee
conservation of Taiwan’s underwater cultural heritage. To bolster the
security of recovered artefacts, BOCH has set up an index to record their
information and is organizing a storage/exhibition space and professional
training in conservation workshops. This will preserve for posterity the
historical data of these recovered remnants and fully realize their great
historical value.
3.3.1 Staff Training and Workshops
In August 2015, BOCH invited two scholars, Australia’s Mark Staniforth
and Japan’s Jun Kimura, to come to Taiwan and share their expertise with
the Taiwan Underwater Archaeology Team. From 2 to 12 October 2016,
Australians Andrew Viduka and Jon Carpenter ran a study workshop on
on-site processing of underwater artefacts (metal and wood). In
collaboration with Academia Sinica’s underwater archaeology team,
BOCH carried out the Taiwan Coastal Waters Underwater Cultural
Heritage Survey Project and trained front-line staff at the site of the Green
Island No. 1 shipwreck in the waters off Green Island to correctly handle
recovered artefacts and follow the right workflow. The training gave
personnel a good grasp of the knowledge and skills needed to carry out
on-site conservation and protection of recovered artefacts and work
management. It also helps improve the process of conserving and
managing recovered underwater cultural heritage.
3.3.2 Taking Inventory and Building a Database

�In 2015 and 2016, an inventory of recovered artefacts was carried out and
a data registration form was drawn up in the hope of gathering the
scattered information about recovered objects into one place, ultimately
to be entered into a forthcoming database.
3.3.3 Setting Up the Penghu Work Station
In 2014, BOCH signed a contract with Chunghwa Telecom to turn the
historic Penghu Post Office and the telecommunications bureau dormitory
on its east side into a national underwater archaeology work station,
combining data resources and equipment for the use of the underwater
archaeology workforce as a work and exhibition space. By May 2015, the
renovation was complete, a reuse survey had been carried out and a plan
had been drawn up to finish the work by February 2018. The historic post
office building was chosen to act as an exhibition space, and the
underwater archaeology work station would be moved to the former site
of the telecommunications bureau dormitory. A research area, storage
area, car park, preparation zone, cleaning zone and dormitory have been
planned.
3.3.4 Setting Up a Collection Space for Recovered Artefacts
BOCH will set up a collection space on the fourth floor of the Weishui
Building at our Taichung office’s to be used as an initial repository for
underwater artefacts recovered by the future underwater archaeology
research centre. The space is approximately 90 m2 and able to house
around 24,000,000 m3 of recovered artefacts. Detailed plans have
already been drawn up, and construction is due to be complete before the
end of the year.
4.

Recommendations

4.1 Train conservation and restoration personnel

�The lack of professional staff is why the majority of recovered underwater
artefacts continue to be stored in water and also one reason why Taiwan
is not doing its utmost to recover objects. Of course, if the necessary skills
to treat recovered artefacts are lacking, recovery is the wrong course of
action, but it is also poor policy not to salvage important underwater
artefacts that are of historical value or that lie in an inhospitable
environment simply because of a lack of professional restoration staff. In
this way, the laborious work of surveying and identifying underwater
cultural heritage has all been in vain, and the hard-won discovery of
underwater archaeological sites will not lead to any further research. After
surveying,

checking,

rechecking

and

confirming

underwater

archaeological sites, if they contain objects that fill in gaps in human
history, recovery should be under consideration. But in order to resolve
this problem, we must immediately start training conservation and
restoration personnel, perhaps by inviting international scholars to Taiwan
on a yearly basis to give courses on metal, pottery, wooden and other
organic materials, so that staff can earn course credits or certificates on
the treatment of recovered artefacts.
Training of underwater cultural heritage conservation staff could start with
those who have a Master’s degree or higher in cultural heritage, art
culture, artefact conservation or other fields relating to conservation
techniques. They should be encouraged to gain qualifications in
underwater cultural heritage conservation, protection or management,
either in Taiwan or abroad.
4.2 Expand the size of underwater archaeological work station
The Penghu underwater archaeology work station is located opposite
Makung Harbour. The Penghu site has a high number of wrecks, so it is
the ideal location for the work station, but it currently measures only

�633.54 m2. Discounting the Penghu Post Office exhibition space, the
telecommunications bureau dormitory has to provide space for
underwater archaeology personnel and diving-related facilities such as
divers’ sleeping quarters and office space, diving tank recharge area,
shower area, drying room for diving suits, storeroom, a room for various
marine survey equipment, car park and corridors. If an emergency room
for treating recovered underwater artefacts is to be set up, it will be rather
cramped. In the event that a large volume of objects is recovered, a certain
amount of space will be necessary for their treatment, so it will be
necessary to find a bigger space in Penghu. Other underwater
archaeological sites such as Green Island, should evaluate its quantities
of underwater cultural heritage.
4.3 Integrate the data and management of all underwater artefacts in
Taiwan
Information regarding the underwater artefacts at Yilan’s Qiwulan site
(more than 10,000) the Jiangjun No. 1 wreck in 1995 (over 200), and the
Matsu Sobraon wreck (25), which were all recovered before the passing
of the Underwater Cultural Heritage Preservation Act, should be
integrated and managed centrally.
4.4 Set up first-rate restoration laboratories in work stations
Recovered underwater artefacts are vastly different from regular landbased artefacts. The former requires immediate appropriate treatment, so
the more underwater sites an area has, the more first-rate restoration and
testing spaces are needed. A properly equipped facility can be used to
give recovered artefacts the care they need. By restoring and preserving
an artefact’s original shape and appearance, we can preserve its original
historical data, to be studied by historians and exhibited for the public, and

�everyone can get a closer look at precious underwater cultural artefacts
that would otherwise be out of reach.
The size of the conservation room determines the size of the artefact that
can be treated. Because artefacts require desalination, impregnation, and
chemical substitution, we must install large tanks for water or solvents or
electrolysis tanks. These are extremely heavy and must be installed on
the ground floor to make it easier to unload artefacts and avoid concerns
about overloading the floor.
4.5 Set up an underwater archaeology data centre
According to Rule 33 of the UNESCO Convention on the Protection of the
Underwater Cultural Heritage, “The project archives, including any
underwater cultural heritage removed and a copy of all supporting
documentation shall, as far as possible, be kept together and intact as a
collection in a manner that is available for professional and public access
as well as for the curation of the archives.”
Since the promulgation of the Underwater Cultural Heritage Preservation
Act in Taiwan, BOCH, Ministry of Culture is the only government
administrative body to have jurisdiction over underwater cultural heritage.
Although Taiwan has only been undertaking underwater cultural heritage
work for ten years, the annual surveys and related research data should
be systematically collected and stored centrally as soon as possible. An
underwater archaeology centre should also be set up with the goal of
assembling all the data for the use of researchers and the general public.
4.6 Underwater excavation work only to be carried out by trained
conservation and restoration personnel
According to Article 35 of Taiwan’s Underwater Cultural Heritage
Preservation Act, when artefacts are excavated a plan must be drawn up

�for their conservation and protection. Emergency treatment must be
carried out by professionals of underwater archaeology, underwater work
and conservation.
During assessment of artefact recovery, professional restoration
personnel must be brought in in order to understand the degree of risk
artefacts face in their environment and situation and so better prepare for
recovery. For example, should the artefact be recovered by hand, by
wrapping it up, or using a bag or a hook? On the day of recovery, the
professional conservation personnel should be on board the work boat to
handle, labelling and clean the items or give urgent attention to more
fragile items. Some excavation sites are remote, and excavation may take
several days or weeks, in which case a temporary work station should be
set up on shore. If the quantity of objects is very large, it will be necessary
to consider setting up a formal work station, where personnel, apparatus
and all the main facilities can be stationed.
5.

Conclusions
The waters around Taiwan are teeming with historical maritime culture.

It is estimated that just over 99% of our underwater cultural heritage still
lies on the seabed, waiting to be uncovered. Underwater archaeology has
developed late in Taiwan and still faces serious challenges. It needs the
support of government policy and an influx of fresh young talent.
Recovered artefacts need to be dealt with carefully, with advance
planning. Item 6, Article 2 of the UNESCO Convention on the Protection
of the Underwater Cultural Heritage states that “Recovered underwater
cultural heritage shall be deposited, conserved and managed in a manner
that ensures its long-term preservation.” It is impossible to store recovered
artefacts in water tanks forever—they will still decompose. But while we
cannot allow over half of our recovered artefacts to continue to be stored

�in water, nor can we leave them unrecovered simply because we lack
storage locations or trained personnel, i.e. preserving the status quo by
using “in-situ preservation”.
Henceforth, the most important criterion for conservation and protection
personnel is professional qualification, which means we need to start
training people straightaway. We need to work closely with professional
personnel when setting up laboratories and conservation facilities.
Surveying, verification, exploration, conservation and restoration,
research, educational exhibition and promotional publication are all tasks
for underwater archaeology. We must not merely work on the initial stages
and then ignore the subsequent conservation and restoration of recovered
artefacts. Rather, we have to look at it as a whole process and take each
task to completion. With the right restoration and testing space and the
right equipment and tools, we can give recovered underwater artefacts
the attention they require, restoring and preserving their original shape
and appearance. In this way, we can preserve the entirety of these items’
historical data, so historians can study them, the public can see them in
exhibition and everyone can get a closer look at precious underwater
cultural artefacts that would otherwise remain out of reach.

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                  <text>2017 Session 7: Underwater Cultural Heritage Politics, Laws, Ethics and Values</text>
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                  <text>All cultural materials are potentially cultural resources. However, because not all of them can be preserved or studied, choices must be made based on evaluation and re-evaluation. Values are learned and depend on cultural, intellectual, historical, and psychological frames of reference. Consequently, valuation is made individually, but is shared by communities. Valuation of underwater cultural heritage has, then, a broad range of determining value depending on the community to which it belongs.&#13;
&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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                  <text>Elena Perez-Alvaro&#13;
Licit Cultural Heritage Ltd., UK</text>
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                <text>Located on an important East Asian shipping route, the island of Taiwan is surrounded by waters containing a large number of underwater artefacts as a result of weather conditions, changes in the current, submerged reefs, war and other human factors. In 2006, the Bureau of Cultural Heritage (BOCH) commissioned the Institute &#13;
 of History and Philology at Academia Sinica to carry out a survey of underwater cultural heritage. In the ten years since, and with the assistance of scholars from France’s DRASSM, Australia, the United States and Japan, Taiwan has made remarkable progress.&#13;
&#13;
Wherever underwater archaeological sites are found, underwater artefacts are also. In the last ten years, the BOCH has recovered 1,567 items, the vast majority of which are metal and pottery. In addition, parts of wooden boats and vessels of the two World Wars and freighted goods have also been found. Because there is a lack of professional facilities and conservators, half of the recovered objects are still being stored in water.&#13;
&#13;
Taiwan’s Underwater Cultural Heritage Preservation Act, promulgated on 9 December 2015, ensures the protection of Taiwan’s underwater cultural heritage. Item 6 of Article 2 of UNESCO’s 2001 Convention on the Protection of the Underwater Cultural Heritage states that “Recovered underwater cultural heritage shall be deposited, conserved and managed in a manner that ensures its long-term preservation.” &#13;
&#13;
In order to enhance the safety of artefacts once they are out of the water, and to provide comprehensive information about the restored artefacts, it is necessary to plan in advance and proceed carefully. In the next ten years, we need to train more professional conservation and restoration personnel and to expand the necessary facilities into a complete system for the handling of underwater archaeology—including a series of tasks such as surveying, verification, monitoring, exploration, conservation and restoration, research, educational exhibition and promotional publication. Conserving recovered underwater artefacts is also an important task for underwater archaeology.&#13;
&#13;
A complete plan is needed before undertaking an underwater archaeological project, encompassing the conservation, registration and recording of submerged objects and the restoration, research and storage of recovered objects. We need to train conservation and restoration personnel, set up conservation and restoration facilities, equipment and laboratories for recovered artefacts, and all documentation regarding underwater cultural heritage must be centrally administered and kept in good condition at the data center. A data system should also be set up for use by researchers and the general public. If recovered artefacts are to retain their full cultural and historical value, their conservation must be carried out by professional personnel in a way that retains all their historical information and “make the artefact talk”.&#13;
&#13;
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                    <text>A National Cultural Treasure Revisited – Re-assessing
the ‘Balangay’ Boat Discoveries
Roderick Stead1 and Dr. E Dizon2

Abstract
The discovery of the balangay boats in the Butuan area of Northern Mindanao was arguably the
most important find in pre-colonial maritime archaeology throughout island South East Asia. This
class of vessel was well known from the accounts of early Spanish visitors to the Philippines,
such as the Pigafetta journal of Magellan‟s voyage, but no extent examples had been located
until the 1970s. As a by-product of an organised excavation of a settlement at the mouth of the
Agusan River, a wave of illegal pot-hunting began in the Butuan area. As these ships had no
commercial value they were reported to the National Museum. A total of 11 vessels were reported
as discovered between 1976 and 1998, under some 2 metres of silt. In recent years a replica of a
balangay boat has been built in the Philippines and it carried out a number of trial voyages in
South East Asia. This replica is due to be put on show for the public in Manila.
The first vessel discovered was conserved and is exhibited on site. A second ship was
excavated and is on display in Manila in a partially reconstructed form. A third vessel and portions
of a fourth have been excavated and are stored in pieces on site. The National Museum is
planning to reopen the site in order to record in detail the remaining ships, to trace the stylistic
developments of these vessels, and to test the dating evidence. The earlier excavations indicated
a range of dates covering the millennium before the Spanish colonisation. This paper is a
description of the plans for the re-excavation of this prominent site. The location is very sensitive
as vessels were declared „National Cultural Treasures‟ by Presidential Decree in 1986.

1.

Introduction

The discovery of a collection of the hulks of balangay boats in Mindanao has
been the most important archaeological contribution to our understanding of the
maritime heritage of the Philippines in the last forty years. Many of the boats
discovered were not fully excavated, dated nor recorded. This paper describes a
current review being carried out to assess whether this site should be reexcavated to allow further investigation of the remaining vessels.

2.

Historical References to Balangay Boats

Early European visitors to the Philippines reported and described a number of
indigenous vessels and boats, constructed in accordance with a local ship
building tradition. The first detailed reports were from the voyage of Ferdinand
Magellan. The account of Antonio Pigafetta, the chronicler of this voyage, was
translated and published by Lord Stanley of Alderley in the nineteenth century.
Soon after the arrival of the expedition in the Philippines in1521 Pigafetta
records, “we came upon two long boats, which they called ballanghai, full of men.
In the largest of them was the king sitting under an awning of mats” (Stanley
1

Phd student at Southampton University
Head of Maritime Archaeology at the National Museum, Manila

2

�2
1874:76). He also records a conference near Samar, “the king… led us under a
place covered with canes, where there was a ballanghai, that is to say, a boat,
eighty feet long or thereabouts, resembling a fusta. We sat with the king upon its
poop” (Stanley 1874:78).
The fusta was a kind of light galley from this period, used mainly in the
Mediterranean, with a single mast, a lateen sail and up to 18 oars. Ruy López de
Villalobos certified the receipt of a fusta, the San Martin, as one of six vessels
provided for his voyage to the Philippines in 1542 (Blair and Robertson 1903:2,
60).
The spelling of balangay took various forms in the early accounts, perhaps
due to Pigafetta preparing his original account in Italian, with subsequent
translations into French and Spanish. Most of the modern versions of his
chronicle are based on French texts, such as the 1525 Paris imprint (which has
been reproduced in facsimile by the University of Michigan). The word appears
as barangay, barangai, ballanghai or balangay in various sources. There is no
doubt that the etymological source of this word is linked to the expression in
Tagalog and other local languages for the smallest political unit of Philippine
society, which is consciously modelled on a boat crew (Scott 1994:4-6).
There is an extensive description of the balangay and the ship building
techniques used to construct them in Francisco Ignacio Alcina‟s unpublished text,
Historia de las Islas e Indios de Bisayas (1668:197-213). He recorded that he
had actually built and sailed a number of these craft himself. He described the
vessel as follows;
barangay, llaman a la que va creciendo ya en tamaño y talle; y estas
embarcaciones, llamadas así, son las mas ligeras que se usaban, y usan, por
acá entre estos naturales. Lábrense sobre quilla cuadrada, añadiéndole sus
tablas por banda, con que quedan bajas de bordo y a propósito para remar
3
(Alcina 1668:200-203).

Apart from Alcina there were frequent descriptions of these vessels in
other early accounts, notably in the Sucesos de las Islas Filipinas of Antonio de
Morga (1609:190). In the translation by Alfonso de Salvio, Norman F. Hall and
James Alexander Robertson he describes the barangays as, “certain quick and
light vessels that lie low in the water, put together with little wooden nails. These
are as slender at the stern as at the bow and they can hold a number of rowers
on both sides”. These early accounts indicate that they were general purpose
cargo-carrying vessels and widely used in inter-island trade. They were propelled
by rowers or paddlers and by sail. They can be contrasted with the caracoa, a
swifter, lighter naval vessel used for raiding and as a people carrier (Scott
1981:5-10).
The barangay has not survived to the present day, but a number of more
modern types of plank-built wooden craft show some influence from this tradition.
3

“Barangay is what they call the next larger in size and proportion. The vessels bearing this
name are the lightest that were used and are still being used by these natives here. They are built
upon a square keel, adding boards for the side. They are completed with low sides suitable for
rowing…” translated by C.J. Kobak and L. Gutiérrez 2005:201-202.

�3
Many of the boats used as houseboats by the sea gypsies in the Sulu Sea
(between Mindanao and Borneo) have similar features to the balangay (Peralta
1980:42).

Luzon

Butuan Site

Cebu
Palawan

Sulu Sea

Mindanao

Figure 1. Map of the Philippines to illustrate site location

3.

Discovery of the Balangay Boats in Butuan

No original examples of the balangay were known until a fortuitous discovery in
Butuan City in Northern Mindanao (See Figure 1). Archaeological materials were
found near the estuary of the Agusan River in 1974 by the Butuan City engineers
who were draining seasonal flood water from the low-lying land near the Masao
creek. Excavation of fish ponds in the local area also produced evidence of
ancient burials.

�4
These accidental discoveries were reported to Xavier University in
Cagayan de Oro and a series of archaeological excavations were carried out
from 1975 to 1977 by staff and students from Xavier University and Mindanao
State University. A report on the earlier finds and these excavations was
prepared by Linda Burton (1977:95-112). The sites revealed a number of burials
with extensive grave goods, including porcelain items from the Yuan period
(thirteenth to fourteenth centuries) and the Ming period (fourteenth to
seventeenth centuries). A settlement area with middens was also located. The
material culture excavated here included sherds, iron slag, ornaments and
animal and marine remains.
The discovery of undisturbed burials, with valuable imported ceramics,
caused a surge in illegal excavations to loot cemeteries in the area. The activities
of the pot hunters, using sounding rods and test pits, destroyed much of the
archaeological potential of the area, but turned up a number of timber boats
preserved in the estuary mud and silt . As these had no commercial value they
were reported to the National Museum (Cembrano 1998: 2-4).
It is not surprising that these vessels were discovered at Butuan as this
was a well-known trading port in the pre-Hispanic era, and this area, called the
Caraga, was an important source of gold (Scott 1994:164-165; Hontiveros 2006).
The first recorded trade mission to China from the Philippines was dispatched in
1001 Common Era (CE) from Butuan (Pu-duan in the Chinese sources). The
Song Shi (Sung History) describes it as a small country with regular contact with
Champa. The King is named as Kiling (Qi-Ling) (Scott 1989:3 and Appendix 1).

4.

The Geophysical Environment

The Agusan River delta is an area of extensive deposition of sand and silt. The
evolution of the estuary has been traced in detail by a recent geophysical report
(Javelosa, et al. 2002).
The site where the boats were found is a waterlogged, marshy forest,
mixed with coconut, banana and nipa palm. In some areas it has been cleared
for fishponds, which will have destroyed the subsurface deposits. All the boats
were found buried in one to two metres of silt, within a two kilometre radius
around a paleochannel which survives as the narrow Masao creek. The sites are
some distance from the present channel which indicates that it was considerably
wider at the date of hulking4, or that it has subsequently changed its course. The
high water table means that this is a difficult area to excavate, but this is, of
course, the key to the preservation of the timber structures.
None of the sites was marked on the ground and it is difficult to correlate
the excavation sketch maps in the National Museum files to modern
topographical maps. Even the memories of those who participated in the
excavations are unclear given the lack of land marks in the marsh (as discussed
on site with the original excavation team members).

4

Hulking, meaning the deliberate abandonment of the vessel

�5
It is not clear the extent to which illegal pot hunting has disturbed and
contaminated the sites as a large number of test pits have been dug.

5.

The Boat Discoveries

A total of eleven hulks or wreck fragments have been reported in total. The first
nine vessels were identified by serial numbers 1 to 9, and subsequently two
further boats were reported. All these discoveries were accidental or due to the
activities of illegal pot hunters.

Figure 2. Boat No 1 on display at „Balangay Shrine‟ (Photo M R Stead 2011)
The first vessel was excavated in 1976 and following conservation
treatment with polyethylene glycol, has been displayed in a glass case at the
„Balangay Shrine‟, just next to the original discovery site (see Figure 2). The
plank hull has a length of approximately 15 metres and beam of approximately 4
metres (Peralta 1980: 43). The carbon dating of this hulk indicated a surprisingly
early date of 320 CE, +/- 110 years (Ronquillo 1987:71-78). There is a detailed
plan drawing of the surviving timbers in Joseph Peralta (1980:44-45). The
ceramics associated with the excavation seem to suggest a much later date but
the depredations of the pot hunters may have disrupted the stratigraphy (Peralta
1980:44).

�6
The second vessel was discovered in 1977 (see Figure 3). This vessel is
of a similar size, about 14 metres long with a comparable design. This vessel has
a C14 date of 1250 CE +/- 90 years reported by Wilfredo Ronquillo (Ronquillo
1987:71-78). The vessel has been comprehensively recorded by an Australian
team, including a photo mosaic and a plan drawing of the timbers derived from
the photos (Clark, et al. 1993:143-159). The boat is now exhibited in the National
Museum in Manila in a partially reconstructed state.

Figure 3. The Balangay No 2 under Excavation (Courtesy of National Museum).
The third vessel was represented by only three planks and these
suggested a rather smaller boat. This vessel was reburied.
Boat no. 4 was discovered after damage from pot hunters. A few remnants
of this vessel are retained on site at the „Balangay Shrine‟ whilst the rest was
reburied.
The 5th vessel was excavated and is retained at the „Balangay Shrine‟ in
pieces. It is currently the subject of further conservation efforts. This vessel was
dated to 990 CE +/- 70 years (Ronquillo 1987:71-78). A plan drawing of the
timbers of this vessel from the National Museum archives is reproduced by Paul
Clark, Jeremy Green, Tom Vosmer and Ray Santiago (1993:145).
Vessels number 6, 7, 8 and 9 have not been excavated. Subsequently two
further vessels are reported to have been discovered, but have not been formally
numbered (Cembrano 1998:4).
The excavations mostly took place a generation ago and no site
identification marks or landscape features are available to fix the sites exactly.
Memories of the precise locations are not clear or consistent. The sites lie in
three groups in three separate properties. The site maps from the original

�7
excavations are essentially sketch maps, which are difficult to tie in to modern
topographic maps. Therefore it is not always possible to identify exactly where
the boats were excavated and where the unexcavated vessels lie (see Figure 4,
which is a comparison of the original site map with a Google Earth image of the
area today). The area is extensively scarred by pot hunter pits.

Figure 1. Google Earth image (left) and old site map (Bautista 1988). Note highway bend and forks in river for reference (indicated
by red arrows). Approximate site locations retrieved from this field visit are shown on the Google Earth image, and are compared
with locations marked in the old map (indicated by orange arrows and encircled).

Figure 4. Modern satellite map comparing site location to historic site map
(Courtesy of Ms Ligaya Lacsina of the National Museum).

6.

Vessel Construction

The balangay boats found at Butuan seem to have followed similar designs.
They correspond closely to the descriptions contained in Alcina‟s manuscript
(1668:167-195). He indicates that all the larger craft in this indigenous tradition
had common construction methods. He uses a number of technical terms in
Spanish and the local language, Visayan, to describe the components and
construction methods. The construction began with carving a keel and stem and
stern posts, “la quilla y las dos rodas de proa y popa”. The strakes, “tablas”, were

�8
carved two from each tree trunk using axes and adzes. This avoided using the
outer sap wood and the core of the log, neither of which gives strong, resistant
timber. These strakes were carved with curved ends, “lubag”, to create the
appropriate hull curvature. The strakes were always cut to the full length of the
hull. The size and shape of the strakes determined the beam of the vessel and
the shape of the hull. On the inside of the planks were left rounded protrusions or
lugs, “tambuko”, with holes for the hull fastenings. Inner ribs called “agar” were
lashed to the hull using the “tambukos” to hold the vessel together. The strakes
were joined and attached to keel by wooden battens or dowels which fitted into
holes carved by an auger5. The number of strakes determined the height of the
freeboard. Oars of appropriate lengths were selected based on the height of the
freeboard.
According to Alcina the ship was usually left to season for one or two
months and then the dowels were checked by dismantling the hull. The strakes
were caulked with a palm extract, “baruk”. The hull was then stressed by lashing,
a process called “usus”. The dowels were locked in position with wooden plugs,
to “cegar las junteras” called in Visayan “pamuta”. The vessel was then fitted with
outrigger poles and connecting timbers, “katig”. The outriggers could support
platforms especially for fighting or carrying passengers. A central hull platform,
the “burutlan”, was used for working the sails or carrying passengers or freight. A
temporary awning of palm leaves was often rigged to protect the passengers
from the sun or rain. The ships carried either a single mast or a tripod mast,
which could be raised or lowered quickly. The sails themselves were usually
wider than they were high, and strung on two bamboo yards.
However, there is very little evidence from the excavations as to whether
these vessels had outriggers and masts. This probably reflects the theory that
they were hulks and such equipment would have been stripped. The lack of finds
of shipboard equipment in the excavations would seem to support this
interpretation.
Most of the vessels have not been published in detail although there is
much information in the excavation reports in the files of the National Museum.
The most comprehensive published account is the survey of the timbers of boat
number 2 carried out in 1988 (Clark, et al. 1993:143-149). This vessel is about 14
metres long and the remains consist of a keel with two strakes on one side and
five on the other. The dowels were not locked in this vessel, but locked dowels
had been noted in the first Butuan discovery. A series of hooked scarf joints6
were observed on these strakes. It would clearly be very valuable to have all the
vessels published to this level of detail, in order to easily compare and contrast
the vessels and seek to develop a typological evolution linked to comprehensive
dating evidence.

5

Auger, a tool for carving circular holes in wood
Hooked scarf joints are a way of fitting together strakes in a potential area of hull weakness,
discussed at length (Clark, et al. 1993: 150).
6

�9

7.

The Reception of the Discoveries

This discovery is without doubt one of the most important maritime
archaeological sites in Southeast Asia from the pre-colonial era. The importance
of these discoveries was recognised immediately and the early moves by the
National Museum to excavate and conserve the first two vessels were
commendable. There are extensive displays on these vessels in the National
Museum in Manila and in the Regional Museum in Butuan City. The first vessel is
now, of course, the central focus of the „Balangay Shrine‟.
The importance of the discoveries was confirmed in 1986 when they were
declared as „National Cultural Treasures‟ by President Corazon C. Aquino under
Presidential Proclamation No 86.
Since 2009 there have been three separate replicas of balangay boats
built in the Philippines. A series of voyages were undertaken in Philippine and
South East Asian waters with the first replica to demonstrate the seaworthiness
of the design (discussed with Daniel Calo, a crew member). This vessel is to be
preserved in Manila and put on permanent display. The third vessel, the Masawa
Hong Butuan, was built in Mindanao and is currently moored in the Agusan
River, close to Butuan (visited by the site visit team in 2011).

8.

Proposal to Conduct Further Work on Site

In February 2011 a visit to the site was organised by Roderick Stead, one of the
authors, accompanied by Ligaya Lacsina of the Archaeology Division from the
National Museum in Manila. The purpose of this visit was to evaluate if further
work should be undertaken on the site. The staff of the Regional Museum in
Butuan were particularly helpful in seeking to identify the original sites of the boat
discoveries.
To reopen the site would be feasible, but is complicated as the exact
location of the boats is not always clear. The first challenge would be to locate
the hulls again, which ironically would probably require the use of similar
sounding rods as in the pot hunters‟ tool kits. The use of more sophisticated
electronic devices would be complicated by the waterlogged nature of the site.
The wet site is also a complication for re-excavation as the trenches would need
to be shored up and kept clear of water by continuous pumping. Great care
would be needed to avoid deterioration of the fragile wood of the vessels, even if
the exposure was only temporary.
However such is the importance of this site that further excavations on the
remaining craft is certainly justified. This would include testing the date range of
all the vessels. A fairly limited number of C14 tests were undertaken on the three
excavated boats and the reported results ranges over a millennium, which would
seem suspiciously broad considering the very consistent range of designs.
The surviving timbers would need to be recorded accurately using
photography and scanning technology. The wood species used in construction
would need to be analysed. The surviving tool marks may give clues to the
construction process. Computer modelling could be used to reconstitute an
electronic model of each vessel. A range of environmental samples would be

�10
needed to analyse the stratigraphic layers in which the vessels sit. Finally there
could be an attempt to construct a typological evolution of the design if the time
elapse period is as long as reported.
There are two precautionary considerations. We do not know how much
the trial pits of the pot hunters have damaged the archaeological layers and
contaminated the site. It is also important to note that these appear to be
abandoned hulks, discarded at the end of their useful lives. Therefore it is likely
that all reusable equipment was stripped from the hulls at the time of
abandonment.

9.

Conclusion

The „balangay‟ boats continue to be an important symbol of the pre-colonial
maritime culture of the Philippines. This project could significantly extend our
knowledge of these vessels, their use and their construction. A controlled
process of reburial would protect the hulls for future re-examination.

Abbreviations
IJNA

International Journal of Nautical Archaeology

Bibliography
Historia de las Islas e Indios de Bisayas, 1, 3, 3, republished in Manila in 2005 by University of Santo Tomas
with a translation by Kobak C.J. and Gutiérrez L.
Report on Archaeological Excavation Butuan City, Agusan
Bautista, A.P.,
del Norte Province June 5 to July 5, National Museum,
1988
Philippines
Blair, E.H., and The Philippine Islands, 1493-1898, 55 vols, Cleveland
Robertson, J.A.,
1903-7
Burton L.,
"Settlement and Burial Sites in Butuan City: A Preliminary
Report", in Philippine Studies, 25, pp.95-112.
1977
Cembrano, M.R., Patterns of the Past, the Ethno Archaeology of Butuan,
1998
National Museum, Manila.
Clark, P.,
"Philippines Archaeological Site Survey, February 1988",
Conese, E.
International Journal of Nautical Archaeology 18, 3,
Nicolas, N. and
pp.255-262
Green, J.,
1989
Clark, P., Green, "The Butuan Two boat, known as a balangay in the
J., Vosmer, T., National Museum, Manila, Philippines", in International
Journal of Nautical Archaeology, 22, 2, pp. 143-159
Santiago R.,
1993
Green, J. N., "Interim Report on the Australian-Philippines Butuan boat
Alcina, I. F.,
1668

�11
Vosmer T., Clark
P., Santiago R.,
and Alvares M.,
1995
Hontiveros, G.,
2006
de Morga, A.,
1609
Ronquillo, W.P.,
1987

project", IJNA, 24, 3, pp. 177-188.

Butuan of a Thousand Years, Butuan City, Butuan City
Foundation
Sucesos de las Islas Filipinas, reissued in 2006, London,
Hard Press

"The Butuan archaeological finds: profound implications for
Philippine and Southeast Asian prehistory", in Man and
Culture in Oceania, 3, pp. 71-78.
"Ancient mariners of the Philippines", in Archaeology, 35,
Peralta, J.T.,
1980
5, pp.41-48.
First Voyage Round the World by Magellan: Translated
Pigafetta, A.
trans. by Stanley, from the Accounts of Pigafetta and Other Contemporary
Writers Cambridge. C.U.P.
J.E.H.,
2010
The Voyage of Magellan, The Journal of Antonio Pigafetta
Pigafetta, A.
trans. by Page,
William l. Clements Library, University of Michigan
S.P.,
1969
Scott, W.H.,
"Boat Building and Seamanship in Classic Philippine
Society", in Anthropological Papers No 9, National
1981
Museum, Manila,
Filipinos in China before 1500, De La Salle, Manila.
Scott, W.H.,
1989
Barangay, Sixteenth Century Philippine Culture and
Scott, W.H.,
Society, Ateneo de Manila U.P. , Manila.
1994

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                <text>The discovery of the balangay boats in the Butuan area of Northern Mindanao was arguably the most important find in pre-colonial maritime archaeology throughout island South East Asia. This class of vessel was well known from the accounts of early Spanish visitors to the Philippines, such as the Pigafetta journal of Magellanâ€™s voyage, but no extent examples had been located until the 1970s. As a by-product of an organised excavation of a settlement at the mouth of the Agusan River, a wave of illegal pot-hunting began in the Butuan area. As these ships had no commercial value they were reported to the National Museum. A total of 11 vessels were reported as discovered between 1976 and 1998, under some 2 metres of silt. In recent years a replica of a balangay boat has been built in the Philippines and it carried out a number of trial voyages in South East Asia. This replica is due to be put on show for the public in Manila.&#13;
&#13;
The first vessel discovered was conserved and is exhibited on site. A second ship was excavated and is on display in Manila in a partially reconstructed form. A third vessel and portions of a fourth have been excavated and are stored in pieces on site. The National Museum is planning to reopen the site in order to record in detail the remaining ships, to trace the stylistic developments of these vessels, and to test the dating evidence. The earlier excavations indicated a range of dates covering the millennium before the Spanish colonisation. This paper is a description of the plans for the re-excavation of this prominent site. The location is very sensitive as vessels were declared â€˜National Cultural Treasuresâ€™ by Presidential Decree in 1986.&#13;
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                    <text>Maritime Means and Mountain Ends: the origin of
stoneware jars in mid 15th CE burial complexes of the
Southern Cardamom Ranges, Cambodia.
Peter Grave
Archaeology &amp; Palaeoanthropology
University of New England, NSW Australia 2351
email: pgrave@une.edu.au
orcid.org/0000‐0001‐5076‐2386
Lisa Kealhofer
Anthropology/Environmental Studies
Santa Clara University, Santa Clara, CA USA 95053
orcid.org/0000‐0002‐8308‐462X
N. Beavan
Institute of Environmental Science and Research,
Kenepuru Science Centre,
Kenepuru, Porirua 5022, New Zealand
orcid.org/0000‐0001‐5649‐0430
Tep Sohka
Royal University of Fine Arts, Cambodia
Miriam Stark
University of Hawai’I‐Manoa, Honololulu, USA 96822‐2223
orcid.org/ 0000‐0003‐1700‐4406
Ea Darith
APSARA Authority
Siem Reap, Cambodia
Abstract
Southeast Asia during the first half of the second millennium CE. Their
hegemony is particularly apparent in lowland areas throughout the Lower
Mekong basin, expressed in both architecture and ceramics. How strongly
this control was exercised in more geographically marginal regions – and
what the nature of power was after the capital moved southward -- has
not been explored. In this paper we present the results of a geochemical
analysis of ceramics from absolutely and comprehensively dated mid-15th
century CE burial complexes in the Southern Cardamom Ranges of
southeastern Cambodia and a nearby contemporary shipwreck. The

�wreck assemblage was typical of a Southeast Asian maritime trader.
Comparison of burial and shipwreck ceramic compositional data enables
us to confirm a provenance for some of the jars and fine wares from
production centres in central Northern Thailand. A second group, not
represented in the wreck assemblage, is from a yet unidentified source
that we suggest is located in the adjacent Cambodian lowlands. The
results of this provenience analysis highlights both the role of the relatively
well-known maritime trade, as well as a previously unsuspected continuity
in local Cambodian stoneware production. This window into 15th c
exchange networks expands our understanding of the context of
subsequent European 16th-17th c engagement during the Early Modern
Period, is one piece of the broader picture needed to more closely define
the processes of economic transformation.
Key words: Southeast Asia, ceramics, geochemical analysis, shipwreck,
Cardamom Mountains
Introduction
The dramatic expansion of archaeology across mainland Southeast Asia
in the last twenty years is beginning to provide the level of detail needed
to evaluate previous models of exchange and interaction (e.g., Bronson
1977; Reid 1988). The role of maritime interaction and trade has long
been argued to be a critical factor in the development of coastal polities
throughout the region (Manguin 2000). However, this perspective has
relied heavily on historical data, much of which begins in the Early Modern
period for this region. This historical bias has focused attention on
economic and political development for the coastal regions and the Early
Modern period as an instant of economic and political rupture (Wallerstein
1974). It has also promoted an externalist bias in how mainland political
and economic transformations are viewed. Arguably, our understanding
of the posited economic and political ruptures in the region remains
hampered by the still relatively sparse direct archaeological evidence of
the local economic trajectories across the transition (Stark 2010).

�Here we add to a growing body of material evidence that Southeast Asia
was a large scale, internally complex and integrated exchange system
prior to European engagement (e.g., Carter 2013; Manguin 2004;
Manguin 2014). Ceramic compositional data from exceptionally well dated
mid-15th c burial sites in the Cardamom Mountains of Cambodia, as well
as from a contemporary shipwreck just off the west coast of Cambodia,
are analyzed to better understand these local maritime/coastal economies
outside the main political centers, in the decades prior to the Early Modern
period engagement in SE Asia and the Pacific.
Maritime exchange spheres in mainland SE Asia
The organization of trade and exchange systems in Southeast Asia is a
key research area for archaeologists and historians of the region. In the
1970s, Bronson suggested a dendritic model integrating coastal and
inland sites (Bronson 1977), while others have focused on maritime
patterns over time (Cartier 1988; Evers 1988; Manguin 1993). These
earlier models heavily relied on historical data and ethnographic
comparisons, but with a few exceptions, little direct archaeological data
(e.g., Junker 1993; Junker 1998). More recent terrestrial archaeology
across both island and mainland Southeast Asia has greatly expanded
our understanding of the development of polities and their interaction
beginning in the first millennium CE (Hendrickson 2010; Hendrickson
2011; Manguin 2004; Manguin 2014; Murphy and Stark 2016; Stark 2010;
Stark 2006).
Two main types of evidence are used to reconstruct pre-modern trade and
exchange in the region: shipwrecks and trade goods. Shipwreck data
allow us to track the expansion of maritime trade (and technology).
Beginning with the 9th c. Belitung shipwreck in Indonesia, with cargo from
China and the Middle East, the shipwreck evidence increases through the

�early second millennium CE. The Gulf of Thailand, in particular, has a
shipwreck record of extensive local trade from the 13th-15th c. CE (Brown
2004; Green and Harper 1987). Wrecks like the 15th c. Pandanan, in the
South China Sea, reveal the extensive exchange between island and
mainland SE Asia, and with points to the west (Diem 1998). In terms of
ceramics, these wrecks commonly include a range of jars and fine
tablewares (typically glazed bowls and plates) from a wide range of
production centres in Southeast Asia and China (Grave and Maccheroni
2009).
With the improvement and expansion of both regional archaeological
databases and archaeometric analyses, we can begin to evaluate the
regional trajectories of trade across SE Asia. In addition to site
excavations and surveys, specific trade goods, such as carnelian beads
from burials, provide some evidence of the direction, scale, and intensity
of interaction across mainland SE Asia (Carter, et al. 2016; Carter 2015;
Carter and Dussubieux 2016; Theunissen, et al. 2000). Patterns of
exchange and emulation of South Asian religious items and iconography
have also provided insights into inland and maritime exchange networks
(Brown 1996; Shaffer 2015).
Large scale changes in economic and political relationships SE Asia took
place in the 10th-11th c. CE. These included the development of the
Khmer Empire and the expansion of interaction with China (Wade 2009).
Chinese interaction and exchange is apparent through both technological
adoption and trade goods. Manguin (Manguin 2000) argues that the 10th13th c CE is one the major phases of intensified maritime exchange that
promoted the growth of coastal polities (Baker 2003). However, while the
Khmer traded with the Chinese, and expanded northward in mainland SE
Asia, their production and exchange appear to have remained internal.

�The 15th c CE was a critical nexus in both political and economic
reorganization in SE Asia. Documentary sources suggest the Khmer
Empire collapsed by the mid-15th c. CE. Post-Angkorian power migrated
south to a series of 15th-18th c capitals that flanked the Tonle Sap lake
(Srei Santhor, Bakan [Pursat] and then to the Oudong and Longvek area
that lies c. 35 km NW of Phnom Penh). At the same time, other polities
emerged across the region during this time (Grave 1995), and the
expansion of maritime trade was supported by a network of entrepôts
(e.g., Melaka, in the Malacca Straits).
Chinese records suggest that 15th c Cambodia was a sea power in close
relations with China (Vickery, et al. 2004:43). Despite Ming Dynasty trade
restrictions, 15th c private Chinese ships continued their active trade
throughout Southeast Asia (Hall 2016:406-409; Wade 2004:19-27). At
least one previously-established Ming trade route through Southeast Asia
included Siam (Ptak 1998:27), and maritime research on 15th c shipwreck
sites offer ample evidence of durable Southeast Asian goods, including
high-fired ceramics from kiln complexes in central northern Thailand
(Flecker 2001:225-226).
The onset of the Early Modern period, in the 16th c. with the European
intervention in the region, arguably, caused a major rupture, redefining
production, exchange and scale of interaction. While current research
projects are beginning to address the nature of this transformation, we
argue that the political and economic relationships of the 15th-16th c. CE
in Southeast Asia are critical elements for understanding the impact of the
Early Modern economic transformation in SE Asian societies. Our use of
two Cambodian case studies allows us to trace one such relationship:
mid-15th century commodity flows across the region.

�Here we make use of contemporary evidence from mid-15th c. CE
isolated burial sites in the Cardamom Mountains as well as a
contemporary shipwreck on an adjacent coastline to assess exchange
networks on the eve of the Early Modern Period. Our Cardamom Mountain
samples derive from work at “Jar and Coffin burial sites” whose artifacts
and bioarchaeology has been reported previously (e.g., (Beavan, et al.
2012a; Carter and Beavan 2014; Halcrow, et al. 2014).
Using Neutron Activation Analysis [NAA] we characterize ceramics from
both the burial and shipwreck sites, and compare these results with legacy
stoneware data sets from both well dated shipwrecks and production
centers in Thailand and Cambodia. These analyses allow us to begin to
evaluate the economic relationships of these upland communities with
coastal shipping and elsewhere at this key historical juncture.

Background: The Sample &amp; Context
A relatively small sample of seventy one ceramics were selected for
geochemical profiling from fragmentary material in four contemporary mid15th c CE archaeological assemblages (i.e. three burial sites in the
Cardamom Range and the shipwreck Koh Sdech assemblage)(Fig 1). A
total of fifty samples were selected from the three burial sites and 21
samples came from the shipwreck (Table 1). Both the burial sites and the
shipwreck included earthenware and stoneware samples. Due to the
disparity in sample populations between the burial sites the burial sites
are combined into a single Southern Cardamom group to compare with
both the shipwreck assemblage and other reference NAA datasets. The
contemporaneity of these sites facilitated this grouping.

�Fig. 1: Study area and general location within mainland Southeast Asia
(inset) showing locations of burial sites and shipwreck discussed in the
text.

�Table 1: Summary of the NAA geotechnical results for the Cardamom
and Shipwreck samples organized by ware type
(stoneware/earthenware) and by compositional group (A-D for

S. Cardamom

A
B
C
C1
C2
D
E
100
200
210
300
400
500
S
SW
EW

N
20
4
2
1
1
11
1
4
3
2
5
12
5
71
40
31

Koh Sdech Shipwreck

Earthenware

Stoneware

Group

stoneware, E refers to the celadon singleton; 100-500 for earthenware).

12
1
1
0
0
0
0
0
0
2
5
0
0
21
14
7

8
3
1
1
1
11
1
4
3
0
0
12
5
50
26
24

The earthenwares include cooking pots, kendis, water jars, while the
glazed stoneware are mainly storage jars but also includes a few fine
glazed and decorated bowls. The glazed stoneware jar assemblage
includes brown, black, and green glazes, and potentially some unglazed
samples.
The shipwreck site is located in the Gulf of Thailand near the island of Koh
Sdech (20 km off shore). Radiocarbon dating of a piece of short-lived
cargo (bamboo core lacquerware box) established a mid-15th c CE date
for this assemblage (Beavan, et al. 2012b). The shipwreck included a
large assemblage of small, medium and large stoneware jars,

�predominantly from Singburi / Maenam Noi (based on typology (Cort
2017), as well as basins, bowls, mortars, kendis and Sisatchanalai and
Sukkhothai bowls (black under-painted and green glazed/celadons).
Earthenware types included cooking pots, lids, and stoves. Only a few
Chinese ceramic bowls were found, and were interpreted as the private
items of the ship crew (Sokha 2013). Non-ceramic items included
lacquerware, ‘picul’ (lead tokens), a betel box, ingots, a cannon, two ivory
tubes, and some sandstone.
The three burial sites, all with secondary interments, are distributed in a
cluster within the southern Cardamom Mountain range, 150-700 m asl,
ca. 40 km inland from the east coast of the Gulf of Thailand. Both log coffin
and jar inhumations are present at these sites. Through an extensive
program

of

radiocarbon dating

these burials

have

also

been

chronologically bracketed within the mid-15th c. CE (Beavan, et al. 2012a;
Beavan, et al. 2015). Other trade goods present in the burials include
simple copper finger rings and glass beads (Carter, et al. 2016). The glass
beads are consistent with types circulating in the maritime trade of SE
Asia at the time.
Methods
The ceramic samples were processed at UNE, and shipped to Maxxam
Labs, Ontario Canada for NAA. Processing included documentation,
photography prior to sampling. Subsamples were cleaned and crushed to
homogenize the sample, and submitted for analysis.
NAA results were structured and grouped using an iterative combination
of non-parametric multivariate procedures (PCA) and hierarchical cluster
analysis (Ward’s method).

�The compositional data from the ceramics were compared with two
general reference stoneware compositional data sets from Thailand and
Cambodia.

For

Thailand

the

production

sites

include

Sisatchanalai/Sawankhalok, Sukkhothai, and Suphanburi (n=24); the
production sites from Cambodia, dating to the Angkorian period, include:
Tani, Sar Sei, Thnal Mrech, Bangkong, Khnar Po, Torp Chey, Chong
Samrong, Veal Svey, and Cheung Ek (n=877). Several of these kiln sites
are closely clustered and have similar compositional fingerprints (e.g., Sar
Sei/Thnal Mrech as one group, and Torp Chey/Chong Samrong/Veal
Svey as another). Our sample of five stoneware samples from the
Suphanburi kilns are of unglazed grey stamped jars.
The excavated shipwreck assemblage included a large number of jars of
various, all attributable to the Maenam Noi kiln complex in the Singburi
province of central Thailand. While we could not include reference results
from the Maenam Noi kilns in Singburi, we suggest that that there is a
common geochemical profile for Singburi and Suphanburi (75 km to the
southwest), reflecting the geographic proximity of these two Thai
production centres in the same geochemically undifferentiated (?) alluvial
plain.
Results
The Cardamom Mountains and Shipwreck data (Table 1)
Analysis of the NAA dataset for the combined Cardamom Mountains
burial and shipwreck assemblages shows that it is highly compositionally
structured with multiple discrete groups. We identified six earthenware
groups (n=31) and four stoneware groups (n=40) including one singleton
outlier

(Group

E;

a

fine

ware

celadon,

typical

Sisatchanalai/Sawankhalok, central Northern Thailand)(Table 1).

of

�The largest stoneware group (Group A, n=20) is split between burial (n=8)
and shipwreck (n=12) samples. The samples in the second largest
stoneware group, (Group D n=11), are from burial sites only, and include
several samples previously identified as dark brown glazed “Angkorian”
jars.
Four of the six earthenware groups are from burial sites only, and are
dominated by cooking pots. None of these have compositional matches
or external parallels and therefore are treated here as locally produced in
the Cardamom Mountains area. The other two earthenware groups are
exclusive to the shipwreck samples and include a range of vessel types.
Therefore, the distribution of earthenwares in this sample shows no
evidence of maritime trade in earthenwares.
Comparison with all SE Asian production centers (Table 2)

�Table 2: In this table we compare the burial and shipwreck
stonewasamples with the reference kiln ceramics from Thailand and
Cambodia. The data presented are a subset of the data illustrated in
Figure 2, focusing on the groups found only in the Cardamom Mountain
burials and the shipwreck. Singleton samples have also been excluded.

Cambodia Thai.

The table notes the total number of samples for each assemblage (N)
followed by percentage membership in each compositional group. The
letters following groups 3 and 4 refer to group identifications defined in
Table 1 (e.g., 3(A)). The matches in the greyed blocks are suggested to
be misleading, see Discussion section. The matches in black boxes
indicate matches between assemblages. For example, for Group 3,
matches are between the Cardamom and shipwreck jars and a
production center in Suphanburi/Singburi; the greyed block for Cheung
Ek indicates an apparent, but rejected, connection to the Group 3 burial
and shipwreck

Site
S. Cardamom burials
Koh Sdech Shipwreck
Suphanburi
Sisatchanalai
Chong Samrong
Torp Chey
Veal Svey
Cheung Ek

N
26
14
5
16
117
53
41
145

% Jars
W.ware
3 (A) 4 (D)
2.9
42
42
4
93
--100
---69
19
-98
--100
--98
-92
---

Given the size of the region with potential production centres, and the
strong likelihood there were many more production centers in operation
than we have reference material for, we undertook a further comparative
analysis to provide more general provenience information. This combined
analysis is useful for allowing a better understanding and differentiation of
shared or unique geological settings.

�We combined the compositional data from the nine Khmer and two Thai
ceramic production complexes (n=799). In this analysis, five general
geochemical groups were identified (Table 2) which were most clearly
distinguished by systematic variations in Fe (iron) and Sb (antimony)(Fig.
2). Four singletons are discounted due to small sample size (with the
exception of two fine ware bowls: Sukhothai underpainted and
Sisatchanalai celadon sample). The groups and sites with singleton
matches, or with production groups not matched in our burial and
shipwreck assemblages, are excluded from Table 2.

�3.

Antimony (Sb)
ppm

3

5
2
1

4

2.9
Iron (Fe) %
Fig. 2: Five compositional groups for stoneware samples identified in the
combined NAA dataset (n=839) defined by Fe/Sb concentrations in the
Southern Cardamom burial sites, the Koh Sdeach shipwreck assemblage,
Thai production centres at Sisatchanalai and Suphanburi, and nine Khmer
production centres (Bangkong, Cheung Ek, Chong Samrong, Khnar Po,
Tani, Thnal Mrech, Torp Chey and Veal Svey). Note group 2 is composed
entirely of whitewares from residual clays in the Kulen hills and is not
represented in the burial or shipwreck assemblage. It is also distinct from
white wares from Sisatchanalai (group 2.9). The singleton 3.9 is the only
example of a fine ware bowl produced at Sukhothai (inset) from the
Cardamom burials.

�At this scale, these groups represent the broad differences in chemical
composition of stoneware clays across the region. In some cases, specific
kiln complexes can be identified within specific groups, but more
commonly where complexes shared geologically similar settings, multiple
kiln complexes are grouped together (as noted above). For example, one
group combines kiln samples from Torp Chey, Chong Samrong, Veal
Svey, and Sisatchanalai although these can be differentiated at a finer
level of analysis.
Evaluation of the shipwreck and burial assemblages within this combined
analysis of production centers, shows that all of the burial and shipwreck
samples can be assigned to four of five general compositional groups
(Groups 1, 3-5; Table 2, Fig 2). (The fifth group [Group 2] is composed
entirely of whitewares from the Kulen hills which are absent in the
shipwreck and burial assemblages.)
Group 3, which matches with the Suphanburi kiln samples, includes both
shipwreck and burial site samples. In addition to the Suphanburi reference
samples, Group 3 also includes all the Cheung Ek samples. We discount
Cheung Ek as a source for this material for several reasons. First, a more
detailed separate analysis of Group 3 shows that Group A samples group
separately from Cheung Ek reference material. Second, the Cheung Ek
kilns date to the 11th c. CE, centuries before the Cardamom Mountains
burials. Lastly, there is no evidence for Cheung Ek jars, or any Khmer jars,
in Southeast Asian shipwreck assemblages.
However, the burial sites also match a second source (Group 4) that is
not found in the shipwreck assemblage. In addition to samples from the
burial sites, Group 4 includes the proxemic Angkorian production centers
of Torp Chey/Chong Samrong/Veal Svey (also the latest dated Angkorian
production center 14th c CE). While not direct support for an origin in these

�specific complexes, it does suggest an origin in a similar geological setting
within the region.
We would note that Group 4 also includes samples from the Thai
reference group of Sisatchanalai/ Sawankhalok. We suggest that the
Cambodian reference groups provide a more likely source region for two
main reasons. First, Sisatchanalai jars are not found in the shipwreck
assemblages; and second, the burial samples are compositionally closer
to the Cambodian reference samples when Group 4 is analyzed
separately.
Archaeological perspective
Burial site assemblage: The earthenwares from the burial sites are
predominantly cooking pots. Their compositional differentiation into
multiple groups is likely to reflect local production groups.
The stoneware samples from the burial sites include matches with both
the Suphanburi and the Sisatchanalai reference samples (jars and bowls;
Groups 3 and 2.9). A further group of jar samples (n=10), is not
represented in the shipwreck assemblage and only broadly/generically
matches our Thai reference groups. This group (Group 4) includes the
“Angkorian” jars and compositionally is better approximated by the
geographically proximate Cambodian centres of Torp Chey/Chong
Samrong/Veal Svey.
Shipwreck assemblage: The earthenware groups identified in the
shipwreck assemblage only occur in the shipwreck. We do not have
sufficient data to posit any origin for these earthenware samples. The
shipwreck stoneware sample, including typical Maenam Noi jar types, are
strongly

dominated

by

one

compositional

group

(93%),

which

�approximates the Suphanburi grouping, supporting a likely origin in this
region (Singburi).
Discussion
The unusually fine chronological resolution of these data, based on an
extensive dating program of multiple materials from multiple sites, allows
a high degree of certainty about the mid-15th c. single generation use of
the Cardamom burial sites (Beavan, et al. 2012a; Beavan, et al. 2015). In
addition to this inland assemblage, the shipwreck assemblage is also
firmly dated to the mid-15th c. from short-lived cargo (Beavan, et al.
2012b). In combination these two assemblages provide an unparalleled
window on exchange dynamics between inland and maritime trade.
The shipwreck assemblage is typical of other contemporary local trading
vessels within the Gulf of Thailand: with a few exceptions, the cargo is
composed of locally produced (mainly Thai) goods, cooking pots, multiple
jar types, and fine ware bowls (Brown and Sjostrand 2002). The
composition of the stoneware samples from the shipwreck are consistent
with production from a single complex, in this case jars that are readily
typologically attributed to Maenam Noi, Singburi province. The Cardamom
Mountains burial assemblage includes locally produced earthenwares,
fine wares and jars from Thailand (Sukkhothai, Singburi, and
Sisatchanalai), but also a typologically unmatched stoneware jar type.
This distinctive stoneware jar type has no parallels in the shipwreck
assemblage, either in form or composition. However, geochemically it is
consistent with stoneware samples from the 14th c. Angkorian kiln
complexes (Torp Chey/Chong Samrong/Veal Svey) east of Angkor. As
the likelihood that this group reflects heirlooming of old jars is small given
the number of jars represented (n=11), we suggest this compositional type

�was probably produced in a similar geological zone (near Torp Chey?) in
the 15th c.. The combination of both maritime and inland trade goods in
the Cardamom Mountain burials supports a scenario where upland groups
are providing goods in both directions as part of a larger regional
interaction sphere.
This is better documented in Northern Thailand where upland and lowland
groups were closely connected through an inland exchange economy in
the 13th-16th c..

Lowland urban elites controlled production of

stonewares, both emulating exotic types and innovating new ceramic
types (Grave 1995). Upland groups, thought be harvesting and
exchanging forest goods (Wheatley 1959), consumed both these
regionally produced ceramics as well as relatively large volumes of
maritime trade wares. Again the combination of local and exotic
stoneware ceramics were critical to the operation of Northern Thai inland
economic networks.
A further parallel is the similar and distinctive mortuary practices of the
Cardamom Mountain and upland northern Thai groups, particularly in
relation to stoneware consumption. These comparable patterns of
consumption suggest that while historically invisible, groups in the upland
and inland regions across mainland Southeast Asia engaged in extensive
interaction networks which supported local lowland production centers
and their controlling elites (in this case, stoneware production, but likely a
wider range of goods).
Conclusion
Historians have presented the transition from the premodern to Early
Modern period in Southeast Asia primarily through the lens of maritime
trade (Reid 1993). Arguably, the greatest impact of this transition is in the

�production and consumption dynamics of groups in the interior of
Southeast Asia, who remained beyond the reach of historical sources.
While as yet relatively rare (e.g., Grave 1995), archaeological research on
the Early Modern period in inland areas offers the potential to understand
the interior dynamics of this transition.
Our data provide insight into an economy that was apparently still
functional within and beyond the Greater Angkor region after the collapse
of the Khmer Empire. This economy utilized (at least) local stoneware
production to articulate with a large regionally integrated economy. We
conclude that local lowland elites in Cambodia found ways to engage with
the larger regional exchange economies after the political collapse of
Angkor Wat. How these inland groups negotiated the transformations of
the Early Modern period of the following century is now the challenge and
opportunity for future fine-grain, chronologically high resolution studies.
Acknowledgments
We thank Cambodia’s Ministry of Culture and Fine Arts for permission to
undertake field investigations that collected data used in this project.
Analytical research for this project was supported by the Australian
Research Council (DP140103194). Our Khmer Production and Exchange
Project is a collaboration between APSARA Authority, University of New
England, Santa Clara University, and the University of Hawai’i at Mānoa.
We thank Don and Toni Hein for Thai reference material used in this study.
We also thank the conference organizers for the opportunity to present
our research.
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                    <text>Ceramics and Other Archaeological Finds as Evidence of
Ancient Ports Existence and Its Role in Eastern Coast of
South Sumatra in Early Centuries
Eka Asih Putrina Taim
National Research Center of Archaeology
University of Indonesia
ekaasih_taim@yahoo.com
Abstract
The East Coast of Sumatra has been often associated with great maritime
empire in Southeast Asia, namely Srivijaya. However in this paper does
not focus on the presence of that empire, but the traces of settlements
and port related maritime activities early centuries AD. Foreign ceramics
is one solid indication of their relationship and trade exchange activities
between the origin places of ceramics was produced with which it was
found on the very site of east coast South Sumatra, the same thing
happened to other findings as well. By revealing these sites we might have
picture what Southern Sumatra role was in maritime activities of early
centuries AD.
Key words: Ceramics and Archeological Findings, Southern Sumatra,
Ancient Ports
Preface
The east coast region of Sumatra Island is commonly known for seafaring
since ancient times. As a “gate route” to enter the Indonesian Archipelago,
its connected or passed by ships with destinations to and from the Yellow
Sea in the North. The peak of trade activity in east coast region of Sumatra
Island happened during the period of the Maritime Kingdom of Srivijaya.
Its vast territory covered almost all of the western part of Indonesian
Archipelago and Malay Peninsula (Kedah) up to southern part of Thailand
(Ligor).
Based on ancient inscriptions and foreign written sources, the period of
this enormous kingdom was emerging presumably in 6th until 13th

�Centuries. Yet it cannot deny, some of archaeological evidences that
found in east coast of Sumatra Island, indicated the contacts activity with
foreigner already conducted far before 6th Century. The peak of trading
activity in eastern Sumatra through the Malacca Strait at that time
appropriated with the period of “silk road” trade routes between East and
West from the 8th -11th Centuries (Wolters, 1967). In land route of “silk
road”, the traders were assessing the desert land through Central Asia,
Eastern Asia to Europe, like wise from Europe to Central Asia. However,
the sea routes in “silk routes” were sailing the routes which connected
Mesopotamian and Persian Gulf in the West to South of China, through
the Melaka strait and the East Coast of Sumatra.
Meanwhile the trade network from trade centers in the West also
expanded to the South East. The 8th -11th Centuries were expanding
period of Muslim trade along coastline of Indian Sea to China. The Ships
sailed from Mesopotamia and Persian Gulf or from Egypt and Middle Sea
(Mediterranean) to India and Malabar, continued to Srilangka, Indonesia,
Indochina, and Southern China territory. They were loaded with
commercial goods such as rocks, turtle skin, comb, and metal bars. All of
those things were exchanged for elephant trunks, rhinoceros horn, and
camphor along the Indian seashore. Whereas in China, the trade goods
were exchanged for precious things such as silk and ceramic, all of those
were going to sale in Mediterranean markets and the Indian sea became
center for the distribution of spices, perfume, aromatic ingredients, and
medicines. (Lombard, 1996)
The sea trade routes between East and West had went on far before the
arrival of the Islamic religion into Indonesian Archipelagos. Traders and
seafarers from China, Arabia and Persia had travelled using the
advantage of monsoon winds. By assessing the historical records, we

�have descriptions of their navigation network and the kind of commodities
which were traded. The journey from China to Indonesian Archipelagos
and South East Asia, at least had 3 stages period of journeys:
The first period was the 5th – 7th Centuries; the journeys were motivated
by religious pilgrimages. It is marked by Fa-shien journeying to religious
centers in India and Ceylon in 414 AD. In his returned journey to China,
he passed and stopped in Yeh Po Tie which located in the East Coast of
Sumatra. At this time, the trade commodity was limited only to luxurious
or royal goods such as: pearls, turtle skin, and religious effects such as
benzoin, perfume and other exceptional things (Wolters, 1967).
The second period was in the 7th – 13th Centuries; the sea journeys not
only were intended for luxurious and royal goods, but also for spices and
medicines.

This period was marked by the emerging of maritime

kingdoms in Sumatra such as Sriwijaya and Melayu. As we found in ItTsing’s records (677 AD), in his journey to India he stopped in Palembang,
he noticed that Palembang had already become an important port.
Another record made by another Chinese traveler, Hsu- T’ang –Shu,
mentioned that Sriwijaya had at least 14 harbors or ports and Barus were
one of its biggest one in the west coast of Sumatra, which produced
camphor and had its own administrative rules (Wolters, 1967).
The third Period was in the 14th -17th Centuries; it was the summit of
Chinese commercial activity in the Ming Dynasty. At that time the Chinese
Empire was as its acme in prosperity and leading culture. At the beginning
of the 15th century, it was a period where there was an enormous interest
from the Chinese Empire to expand its influence to overseas lands, its
trade’s become more developed and more diverse, as well as China’s
knowledge in geography had became wider and more detailed (Mills,
1969). The famous and legendary trader and envoy at this time was

�Admiral Cheng Ho or Ma Huan (1403-1430 AD). Ma Huan or Cheng Ho
noted and recorded on his journey in his journal and he wrote a book “
Ying Yai Sheng Lan” ( The Overall Survey of The Ocean’s Shores) (Mills,
1969).
Base on its chronology, ports and trade settlements along east coast
Sumatra could divide into several periods,
1. Ports which emerged in pre or early Sriwijaya period 4th– 7th C
2. Ports during Sriwijaya Period 7th – 13th C
3. Ports which existed after Sriwijaya period and at the time of
emerging of many maritime kingdoms in Sumatra such as
Panai, Malayu, and Samudra Pasai, as same period with
Majapahit supremacy in East Java in 13th C.
4. Port that was emerged and developed in 18th-19th C
From all of the five stages of Chronology, the existing of the ports was the
most varied. Some of ports could survive through several periods but
there also ports which only existed only in one period and abandoned
afterward.
Archaeological researches in eastern Sumatra, supported by written
sources, is also conducted by field research through either surveys or
excavations. The results of this research revealed that most of the sites in
this area were dated back to pre- and during the Sriwijaya period in 4th 13th C. The primary indications for the existence of those ports in east
coast of Sumatra were an enormous number of ceramics found, mostly
along the line of its seashore. As well as the ceramic sherds there’s also
traces of ancient settlements remains such as bricks, poles of wooden

�house pillars, fragments of ancient ships/vessels, beads, metal and wood
relics.
Other data that we could use to explain the existence of the ports are the
shipwreck cargos, which found in Indonesian Sea, such as shipwreck from
Pulau Buaya, Bangka Belitung, and the recent finding from Cirebon Sea.
The data from these projects are very important and relevant evidences
reveal the ancient trade activity and its commodities for export and import
from other places outside of the Indonesia Archipelago. More over with
sunken ship sites, which might have same chronological assemblage,
contains a high value of large number ceramic data related to other kinds
of commodities which were also important.

The ceramics we could

identified the origin of its dated and place, and from ceramics dating we
could confirm the variation of other commodities which came from the
same period of the ceramics.
This paper tries to decipher which sites have indicated that these activities
and how their role in shipping, trade and cultural exchanges of the past by
using both written source and artifacts that found in very sites.
The Archaeological Findings And Past Ten Years New Reveals In
South Sumatra
Most of sites that indicated maritime and long distance trade activity in
early centuries are located in two provinces in southern part Sumatera,
which are South Sumatra province and Jambi province.
A. Jambi Province
The existence of ancient port in south Sumatra began with toponim of a
place called “Muara Sabak”. It’s located in Batanghari estuary. The word
Sabak could be refer to Arabian noted in 7th C called Zabag , a place that
might be located in Sumatera (L. Damais, 1964). Nowadays Muara Sabak

�is in Tanjung Jabung distrik, along with others sites that had reveals later
in late 90’s such as Lambur. Nipah Panjang, Siti Hawa, and Koto Kandis.

Fig. 1: Tanjung Jabung District in Jambi Province.
Tanjung Jabung district lies in a delta at the mouth of the Batang Hari
River, the second largest river in southern Sumatra. The lowland region
mostly consists of peat swamps. Several rivers flow into this delta, which
partly empties into the Berhala Strait, among other rivers; Pemusiran,
Lambur Luar, and Simbur Rise. Those sites located in this region are on
the banks of the river flow, both of which still exist as well as the flow of
an ancient river that has dried up. The most prominent finding on sites in
this region is the distribution of foreign ceramics which is quite dense and
evenly distributed on every surface of the site.
Ceramic findings, especially Chinese ceramics are quite dominant to the
sites in the estuary area up to Muara Jambi site in the mid-stream of the
River Batanghari. In addition to ceramics, the findings in the estuary of the
river, also a variety of other ship findings such as wooden pegs, fiber
ropes, ship fragments, metal, pottery, gold, and other findings that show
traces of settlement activities and maritime activity of past trade. Mostly

�ceramic finds in this area came from the Sung Dynasty era; 11th to 13th
Century, and consists of various kinds of white ceramics, caldrons, jars,
ewers, which came in quite fine quality.
B. South Sumatra Province
Other than Batanghari River, the largest river in South Sumatra is Musi
River. The maritime site in this province mostly scattered in the bank of
this river. South Sumatra province are well-known on its role in trade route
either in historical or archeological data.

Fig. 2: Air Sugihan Site, South Sumatra Province.
The oldest data in this region date came from the early of the 7th century
AD, known as the Srivijaya period. The sites located in the estuary of the
Musi River facing directly into the Strait of Malacca, among others are the
wetlands sites on along the edge of the east coast of South Sumatra, such
as the sites in Bayunglincir, Karang Agung to Air Sugihan, and the site of
Kota Kapur in Bangka Island. These sites clearly indicate the trace of
ancient settlements existence and maritime activities from the beginning
of AD (century 3-4 AD). In addition to the findings of ancient settlements,

�there are household appliances (grinding), pottery, beads, and metal
fragment fragments, as well as Chinese ceramic findings from Tang
dynasty by the end of 9th century AD. For the oldest ceramic find in the
eastern seaboard South Sumatra is a jug from the 6th Century Sui dynasty
found on the site of Air Sugihan.
The district of Air Sugihan lies on the south side of the delta of Musi River
on an ebb and tide, swamp area. Since 1980 was made for transmigration
settlements, canals and bridges were built to reach the villages. Since
inhabited, many archaeological findings were reported yet illegal digging
occurred around the 1990s. Preliminary surveys were conducted in 1998
and again in 2003 through to 2011, and 2013 by Indonesian National
Research Center of Archaeology. The research had identified several
sites with surface finds such in Kertamurti, Nusakarta, Banyubiru, and
canal 7. Excavations were carried on at 2007 and 2008, 2011 and 2013.
Beside the traces of ancient settlement, sites in east coast of South
Sumatra also show remains of ancient maritime activities such as; part of
the remaining ancient boats, wooden fragments of ships; oars, peg wood,
rope fibers, shoe stoves, as well as remnants of an ancient dock. Some
others finds in Air Sugihan area which indicated similarity with other sites
in South India. China Mainland and South East Asia have various beads
made of glass and stone; stamps made of glass/stone; decorated pottery;
Chinese ceramics; and metal objects.

�Fig. 3 (left):Tthe end of a wooden
boat fragment (National Research
Center of Archaeology).

C. Bangka Island
Bangka Island was used to part of South Sumatra Province, now the
island namely Bangka and Belitung have became a Province of Bangka
Belitung. The Bangka Island it self with its Menumbing hill has been known
by sealer in early centuries. The oldest written story written before
Sriwijaya about Bangka obtained in India. A Buddhist literature written in
century 3 AD (Mahaniddesa) mentions a number of place names in Asia,
among others about Swarnnabhūmi, Wangka, and Java. Swarnnabhūmi
name can be identified with Sumatra as mentioned also in the book
Milindapanca while Wangka may be identified by Bangka. More detailed
information about the picture there Bangka Island the Chinese news from
the year 1436 AD is Hsing-Ch'a Sheng-lan ( General Reports Journey at
Sea) written by Fei Hsin of a place called Ma-yi-tung lying west of Kau-lan
(Belitung) in the southern sea (L. . Damais, 1995; Groeneveldt, 1960)
Kota kapur, a prominent archaeological site in Bangka island, well known
as its inscription about the invasion to Bumijawa. The inscription was
originally thought to have come from the 7th century AD, but with the
discovery of a statue Vishnu style 4 -5 centuries AD as it is also found in
the port of Oc Eo sites in northern Vietnam. With the discovery of these
findings, it can be said Kota Kapur site has been going on around the 4th

�century AD or the period before the Realm of Srivijaya. The findings from
this site not only inscription but also remains of brick temples, with one of
it center consist about 20 ceramic bowls dated from North Song Dynasty
10th C arranged in circle row.
The island of Bangka has a strait of Bangka that connects with Malacca
Strait. In the 7th century AD, the Malacca Strait has become an important
shipping lane and crowded with the Indian region. In 2013, National
Research Center of Archaeology has revealed remnants of an ancient
dock /port on southwest shore of Kota Kapur, facing to the mouth of Musi
River, This remnant presumably as an entrance dock to Kota Kapur in
early century. In addition to the rest of the pier, around the location are
also found the remains of a large wooden boat, pottery shard, and the
remains of house poles.

Fig. 4 (right): Excavation on ancient dock
in Kota Kapur Site of Bangka. (National
Research Center of Archaeology)

Conclusion
Indonesia was presumably greatly involved in the Indian Ocean network
trade at very early period. Indonesian products such as camphor, benzoin,
cloves, and gold were demand in India and China, moreover to Middle
East, Rome and west coast of Africa. Historical evidence however

�indicates that the main emporia in western Indonesia were not located
near the producing center, but instead were in south east Sumatra (Miksic,
1979)
The oldest evidences of long distance trade route, between southern
Sumatra’s east coast to elsewhere, are the finding of ceramic jars from
the Sui dynasty’s 6t -7th century , the Arikamedu’s pottery shard of 4th 5th century, also some potteries which as the same as found in Oc Eo site
(4-5 C). In Air Sugihan site, not only the potteries but also beads, metal
works, and also amulet are similar with those found in 4th-5th century site
of Oc Eo.
From the chronology of ceramic finds, ceramic that found in Tanjung
Jabung area of Batanghari estuary are mostly latter than those found
South Sumatera east coast. It is indicated that settlements in South
Sumatra by the Musi River estuary were older (9th-10th C) than
Batanghari’s (11th -13th C). The ceramics and other artifacts such as metal
work , glass and others found in Jambi and South Sumatra sites are the
same as those found in Pulau Buaya, Intan and Cirebon Shipwreck ,
which mean all those were came from the same period and the same trade
business (Taim, 2016)
Some boat fragments found in Air Sugihan or Bangka site shown the use
of Southeast Asian tradition of boat making. Southeast Asian boat making
techniques that consist of sewn plank technique and lash lug techniques.
This technique was flourishing in Southeast Asia so it use to call as
Southeast Asian Technique, which starts in early first century (Abas,
2009).
The eastern coastal area of southern Sumatra contains several areas that
indicate long-distance maritime and trade activities. The region covers

�Jambi province, south Sumatra, and Bangka Belitung. Based on the
findings of archaeological remains, the Jambi province area relatively
younger by archeological findings than the other two regions (southern
Sumatra and Bangka). This is in accordance with the chronology of the
history of the kingdom of Srivijaya which was mentioned in Sumatra by
Coedes (Coedes, Damais, Kulke, &amp; Manguin, 2014). Wolters, an English
Historian , also said that Jambi to South Sumatra area are the suitable
and strategic location, as enter port while waiting for the best wind that
might bring the ship to east (Manguin, Py,. Soeroso MP, 2006)

References
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About Author
Name: Eka Asih Putrina Taim
Occupation: Researcher / Doctor Candidate of Indonesian University
Affiliation: National Research Center of Archaeology/ University of
Indonesia
Address: Jln. Raya Condet Pejaten no .4, Jakarta Selatan 12510
Indonesia
Email: ekaasih_taim@yahoo.com
Specialty in: Ancient Settlement of Hindu Buddha period in Sumatra and
Ancient Ceramics

�</text>
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                  <text>2017 Session 3: Ceramic trade and cross-cultural exchange from Asian-Pacific region to the world</text>
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                  <text>Ceramics are the crucial cultural materials for understanding the cross-cultural exchange from Asian-Pacific region to the world.  This session will discuss how interdisciplinary approaches such as archaeology, art, history, geophysics, and material science can broaden our horizons on the study of ceramic trade and cross-cultural exchange. Second, we will discuss the connection of ceramic trade and exchange between the early age of commerce (c.900-1300 C.E.) and the age of commerce (1450-1680 C.E.) in Southeast Asia and other regions. This established some challenges in ceramic trade including the influence for new creativity and production development, such as in Europe where some trademarks were developed under the Chinese influence. Our goal is to deepen our knowledge on the application of interdisciplinary approaches on the study of ceramic trade and cross-cultural exchange across the two historical periods.</text>
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                  <text>Sharon Wong Wai-yee &#13;
Department of Anthropology, The Chinese University of Hong Kong, Shatin, N.T. &#13;
Hong Kong </text>
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                <text>Ceramics and Other Archaeological Finds as Evidence of Ancient Ports Existence and Its Role in Eastern Coast of South Sumatra  in  Early Centuries </text>
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                <text>The East Coast of Sumatra has been often associated with great maritime empire in Southeast Asia, namely Srivijaya. However in this paper does not focus on the presence of that empire, but the traces of settlements and port related maritime activities early centuries AD. Foreign ceramics is one solid indication of their relationship and trade exchange activities between the origin places of ceramics was produced with which it was found on the very site of east coast South Sumatra, the same thing happened to other findings as well. By revealing these sites we might have picture what Southern Sumatra role was in maritime activities of  early centuries AD. </text>
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                <text>Eka Asih Putrina Taim </text>
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