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                <text>External Resources: Find this item at Abebooks.com (Bookseller) Find this item at Alibris (Bookseller) Find this item at Antiquarian Booksellers Association of America (Bookseller) Find this item at Biblio (Bookseller) Cite This Item Search for versions with same title and author | Advanced options ...&#13;
More About This In: Books in Print (Publication status and optional reviews)&#13;
Edition: 2nd ed.&#13;
Language: English&#13;
Contents: Introduction. Guangdong wares ; The Tak/Omkoi burial sites ; New findings at Sawankhalok ; Gulf of Thailand sunken ships -- Vietnamese ceramics. Recent archaeology in Vietnam ; The Han Period ; The imtermediary wares ; The Ly Dynasty Period ; The Ly-Period chronology (AD 1009-1225) ; Early exported wares ; The introduction of blue-and-white ; The fifteenth and sixteenth centuries ; The seventeenth and eighteenth centuries ; Domestic cult wares ; The modern period -- The Go-Sanh kilns -- Khmer wares. The Phnom Kulen kilns ; Lie de Vin wares ; The Buriram kilns ; Prasat Ban Phluang ; General characteristics ; Dating -- The Sukhothai and Sawankhalok kilns. Origins and dating ; Chalieng wares ; Mon and Mon-associated wares ; 'Transitional' underglaze iron decorated wares ; Later chronology ; The old Sukhothai kilns ; Later Sawankhalok stonewares ; Later stoneware shapes ; Characteristics of decoration ; External influences ; The rebirth of celadon -- The northern and other Thai kilns. Northern Thai kiln sites ; A Lao tradition ; North-central and central Thai sites -- Burmese ceramics. The green-and-white group ; 'Martaban' storage jars ; Celadon wares ; Pegu temple plaques ; The historical setting.&#13;
Note(s): Reprint. Originally published: Singapore ; New York : Oxford University Press, 1988./ Includes bibliographical references (p. 113-124) and index.&#13;
Class Descriptors: LC: NK4154; Dewey: 738.0959&#13;
Responsibility: Roxanna M. Brown.&#13;
More Records: Show record information&#13;
Vendor Info: Baker &amp; Taylor YBP Library Services (BKTY YANK) 49.95 Status:             active&#13;
Entry: 20001106&#13;
Update: 20091210&#13;
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                    <text>Project Approach to the Establishment of
Underwater Heritage Management in the Kingdom of Cambodia
Heng Kamsan

Abstract
The establishment of Underwater Heritage Management under the leadership of Cambodia‟s Ministry of Culture
and Fine Arts started a project to set boundaries and recognize limitations in its ability to oversee activities in
underwater cultural heritage (UCH) management. The United Nations Educational, Scientific and Cultural
Organization‟s (UNESCO) 2001 Convention on the Protection of Underwater Cultural Heritage and the
UNCLOS III International Law of the Sea were adopted in November 2007 In 2011 Cambodia is the only
Southeast Asian country to ratify the convention. This paper will provide an outline of the bureaucracy and
project development currently ongoing in Cambodia. Details will be provided on the initiation of structural
management and of limitations authorities must consider when establishing proposed project outcomes.

I. Introduction
Cambodia has a long and important maritime history. The 2001 Convention was adopted in
June 2006 with the intention to define Cambodian UCH and protect it for future generations.
What is the project approach to Underwater Heritage Management in the Kingdom of
Cambodia? All operations are run under the Ministry of Culture and Fine Arts with the
following common characteristics: performed by people; generally constrained by limited
resources; requirements in planning, execution, and control. The Ministry of Culture and Fine
Arts (henceforth the Ministry) assigned a Director General of Cultural Heritage to supervise.
The Underwater Cultural Heritage Unit was established by the Ministry since January 2011
which consists of 11 members, one director, secretariat, and research team.
“Project Start-UP” provides the basic framework in establishing subsequent projects.
The proposed development entails a series of projects with the following parameters: define
requirements; identify expected outcomes; results; fixed start and end dates; and extent of
available budget/resources. Authorities must first define their expected results. A mission
statement and name for the organization may be the first order of business. After the
mandate has been established and a “project manager” (i.e. Ministry Director) assigned, the
project starts. The end date is based on resources and limitations in the following factors:
maritime cultural property, limits of authority on the sea and interior waters (lakes, rivers,
baray [ancient Khmer reservoir); personnel, skills, and equipment. At this stage a
comprehensive view of future requirements should begin to take shape (i.e. conceiving
Phase 2, 3, 4, 5) and where it is anticipated that the organization will be in 5 years or more.
With each project the following takes place in this order:
1. The Define phase: establish the plan; define what is to be accomplished and
WHY.
2. The Start phase: Organization of people and equipment involved.
3. The Perform phase: Go do it! Track progress and maintain control while
encouraging performance.
4. The Close phase: STOP! What are the results?

1

�II. Project Start-UP
A) Phase 1
Projects are often implemented to achieve an organization‟s strategic plan. Operations and
projects differ in that operations are ongoing and often the result of a project or projects,
while projects are temporary and unique. According to the Project Management Institute
(PMBOK) Guide a project is a temporary endeavor undertaken to create a unique product or
service”. The terms “temporary” denote a finite/defined beginning and end, and “unique”
means that the product or service is in some way distinguishable from others.
A project may be undertaken at almost any level within an organization. It may involve
one or more people and run over a few weeks to several years. In many cases a project may
cross inter-organizational boundaries and involve organizations that are outside the
perimeters of control.
Phase 1 is “Project Start-UP” or the basis for all that is to follow. Once the basic
framework is established “Project Start-UP” would be complete and subsequent phases of
the project initiated. Once the project is complete another project would be established to
take the Ministries efforts to the next stage of development. Subsequent projects are
expected to help in the strengthening and growth of the organization.

i)- Temporary
“Temporary” means that every project has a definite beginning and end (PMBOK p.5 see
footnote). Temporary does not always mean short duration and some projects can last for
several years until the desired results are achieved. However, a project has a definite end
and cannot and should not be construed as an ongoing effort. The difference between a
project and operations is that is a project ceases when the declared objectives are met, while
operations adapt a new set of objectives and continue to work. The end is reached when the
project objectives are achieved; or it becomes clear that the project objectives cannot be
met; or the need for the project no longer exists and the project is terminated.

ii)- Unique
Projects involve doing something that has not been done previously. The establishment of a
new department of underwater is unique even though the organization to which it will belong
is large. The uniqueness is in the contents and context in which the organization is formed.

iii)- Progressive Elaboration
Progressive elaboration is a characteristic of projects that integrates the concepts of
temporary and unique (PMBOK Guide p.5). Because of the uniqueness the project must be
progressively elaborated. “Progressively” means gradual movement, proceeding in stages or
development towards a destination or more advanced state; while “elaboration” means
involving many carefully arranged parts; detailed and complicated, to develop or present in
further detail. Initially broad elements are defined early in the project and progressively
elaborated while the scope of work remains consistent.

III. The Project
All projects must meet the formal commitments made to the world community in complying
with the 2001 Convention and UNCLOS III (1985). The unique product or service of a project
2

�is run under a specialized organization within the existing framework of the Ministry that can
implement and sustain the Cambodian commitment to underwater heritage management. the
PROJECT is to develop the framework for an Underwater Heritage Management Unit within
the existing framework of the Ministry and integrate the Unit‟s objectives with those of other
Ministries and government bodies.
CONCEIVE=DEFINE=START=PERFORM=CLOSE
The idea= The plan=The team=The work=The finish

A) Defining Requirements:
1- Specific outcomes: results
2- Define start and end dates
3-Establish budgets/resources: people, funds, equipment, facilities, and information.

B) What are the results?
Before results can really be defined authorities must start the process by defining what
desired results are expected.
The results may simply be an interpretation of the 2001 Convention and how it applies
to Cambodia or the required and expected results may be more complex. A mission
statement and a basic name for the organization may be the first order of business.
After the mandate has been established and a “project manager” (Ministry Director)
assigned the project starts. The end date can now be set based on requirements of
resources and definition of terms:
1- Maritime cultural property
2-Limits of authority on the sea and interior
3- Authority under existing Cambodia law
4- What personnel and skills are needed?
5- What equipment is required and when

IV. The background of the Kingdom of Cambodia
A)- Geographical setting
Situated in the Southeast Asia Region, Kingdom of Cambodia forms part of the south portion
of the Indochinese Peninsula between latitude 10º and 15º north and longitude 102º and
108º east. It is bounded on the north by Laos, on the east and southeast by Vietnam, and on
the west and northwest by Thailand. In the southwest, Cambodia is bordered by the Gulf of
Thailand (by the three provinces Koh Kong, Sihanoukville and Kampot) with a coastline of
435 kilometers (km). To the southeast of the country lies the delta of the Mekong River.

3

�Figure 1. Map indicating Cambodian waterways and plains (Encarta 2005)
The capital and largest city of the Kingdom of Cambodia is Phnom Penh, sited at
Chaktomuk, which translated means “four faces”, this relates to English as the geographical
confluence of four rivers - the Upper and Lower Mekong, the Tonle Sap and the Bassac (MCDAI 1997). The city traditionally has been a commercial centre for the Mekong Valley with
facilities for transportation by air, rail, river, and highway. Phnom Penh today, as it was in
history, is a major river port with an outlet to the South China Sea through the Mekong Delta
in Vietnam.
Cambodia‟s most important river and waterway is the Mekong River, the longest river
in Southeast Asia and the tenth largest in the world. Originating from the Chinese Himalayas,
it runs through Myanmar, Laos, Thailand, Cambodia and Vietnam before flowing into the
South China Sea. The Mekong River runs southward through Cambodia for 486 km passing
Phnom Penh where it divides into the aforementioned rivers. Both the Tonle Sap Lake and
the Mekong River are the hub of Cambodia's economy, transportation, and supports
fisheries, agricultural irrigation (particularly important for rice production), and other cultural
activities (Choulean, et al. 1996).

4

�Oudong

Figure 2. Satellite image of Phnom Penh showing the crossing Mekong and Tonle Sap
in front of the city (Phnom Penh développement urbain et patrimoine, MC-DAI 1997)
There are several other important river networks in Cambodia. To name a few, they
include the Battambang rivers (centered on the Sangke River), the Stung Treng group (the
Sesan, Sekong and Srepok Rivers), and the Sen River (Kompong Thom).

B) Historical Review of Waterways in Cambodia
Waterways have been and are important elements for communication. They are the most
reliable natural feature to support transportation, thus providing passage for the movement of
people, trade and culture. Maritime relations were established early between India, China,
and the Arabs and then firmed between various parts of the coast of the Indochinese
peninsula, the Malay Peninsula, the islands of Sunda in Indonesia and Japan (MC-DAI
1997). However, well before the arrival of foreign navigators the local populations living along
the littoral of rivers had established their own fleets of ships and built cross-community
relationships due largely to continual exchanges along the coasts (MC-DAI 1997). The river
network provided the grid along which settlements were established, of which the Mekong
River remains the most important feature.
Further to the southeast, another city contemporary to Angkor Borei, was built on the
coast. It was once the Gulf of Siam, now named Oc-Eo (in present day Vietnam). This was a
Funan site (Pélliot 1903) and an important port where foreign merchants came to settle since
sea routes from India and the Malay Peninsula probably ended here. The exterior wall of the
Oc-Eo site consisted of four embankments with five moats. The principal axis of the site was
probably a canal, and the site lay at the heart of a regional network of waterways. Aerial
photographs reveal a large network of waterways, dug by humans, which served as drainage
channels and irrigation canals. This network of canals, interconnected with each other and to
rivers was also used for water traffic between population centers found along the Bassac and
Mekong Rivers. In areas close to the sea, this system of waterways helped to regulate the
degree of salinization from the sea. Waterways in the Oc-Eo region seem to have run from
north-northeast to south-southwest, following the general gentle slope of the terrain.

C) Natural Environmental influences on the Typology of Khmer Traditional
Boats
Cambodia is located in a tropical region and under the influence of seasonal monsoons.
These weather patterns provide abundant water and forests are a dominant element in the
Eco-Environment of the Kingdom of Cambodia. During the wet season access by land is
5

�sometimes difficult as the region is often penetrated by floodwaters. Winds are moderate and
predictable with monsoons blowing from the west or south in May-August and northwest or
northeast in December-March. The temperature of freshwater is uniform, encouraging
fisheries and there is an abundance of wood near the river banks suitable for boat-building.
These access factors were conducive for our Khmer ancestors. They used the waterways
and maritime sea-lanes to supply the needs of their daily life. Artificial canals connected
rivers or the Great Lake to cities and villages which required many kinds of craft to move
over.
It is unfortunate that today some types of traditional boats, especially sea-craft, have
disappeared. Traditional boats are described in detail below. The information is primarily
focused on the riverine boats that ply the Mekong River, the Tonle Sap and the Great Lake. It
is sometimes difficult to precisely define the function or record the original name of boats so
they are identified by either method and/or materials-used in their construction:

Royal Barge is called Tuok Ke Hauv (early 20th Century)
Boat Cabin is called Tuok Koeng (late 16th century )
Racing Boats is called Tuok Ngor (Angkor period «802-1432»)
Sugar Palm Trunk Boat is called Tuok Thnaot (French Colonia «1863-1953»)
Touk Mead or Tuok Bilan (late 20th century)
Bamboo Raft in called Kbone Russei (Angkor period «802-1432»)
Fishing Boats (early 20th century)
Pleasure Craft (Early 20th century)
Ferry Boats (late 20th century)
House Boats (around 17th century?)

Figure 3a. Royal Barge called Tuok Ke Hauv, early 20th Century (National Museum),
historic photographs

6

�Figure 3b. Royal Barge called Tuok Ke Hauv, early 20th Century (National Museum) (cont.),
modern photographs

7

�V. Notes on underwater archaeology that provide scope to current and
future project requirements
Underwater archaeology fieldwork is not unlike its parallel sub-discipline of terrestrial
approaches, in that it requires broad scanning methods and detailed visual inspection. The
photography, recording, and surveying use the same general principles as on land, however
it is more time consuming, cumbersome and dangerous.

A) The assessment process of underwater archaeology:
i) Site identification: chronological position, date and nature of the site fundamentals
ii) Contents of the site: what type of evidence is expected to be encountered will dictate the
excavation strategy
iii) Condition: what are the condition of the site as well as the conditions at the site (depth,
currents, boat traffic i.e. in a port, or offshore)
iv) Recovery techniques: what if anything will be recovered and how, and the resources that
make recovery possible
v) Post-excavation/recovery: what samples should be considered for analysis, specialists
need, and the specific requirements of the post-excavation / recovery
vi) Conservation requirements: limiting exposure to air of fragile artifacts, and facilities to care
for the immediate and long term preservation of organic and fragile finds.

B) General view of UCH
Not all underwater archaeology concerns ships. In areas where the land has been altered
either naturally or manmade, the possibility of human habitation exists that should be
explored and studied. Canals, wetlands1 and other manmade engineering features make for
possible sites too. Sites are evaluated according to the following:
1. Site discovery
2. Initial assessment and research design
3. Excavation
4a. Feature and artifact recording and rising
4b. Structural recording, mapping and tracing
5a. Artifact and Spatial Analysis: activity area
5b. Structural disassembly, raise; record; rebury Cargo lading, ballasting
6a. Shipboard life
6b. Shipbuilding techniques

VII. 2001 Convention
This section is to provide clarity as to what Cambodian authorities understand the 2001
Convention to entail. It is a complement to other like international conventions.
1-Is a comprehensive international instrument on the protection of maritime cultural property.
2-The convention fills the gaps in the UN Convention on the Law of the Sea
Imbedded within the charter is the need for building capacity for heritage management and
conservation of artifacts in the coastal zone of the Kingdom of Cambodia. Capacity building
denotes the development of a core group of highly motivated professionals to manage the
heritage and cultural assets associated with the coastal zone and inland waterways.

8

�VIII. Objectives
The team must be able to develop and expand six key objectives:

A) Knowledge and understanding
i) Maritime archaeology management;
ii) Threats to underwater cultural heritage;
iii) Role of the maritime museum; public interpretation;
iv) Marine archaeological conservation; and
v) Marine archaeological protection.

B) Cognitive mastery
i) Assessment of maritime landscapes with respect to the application of management skills;
ii) Assimilate issues relating to legislation and preservation of marine archaeological
resources;
iii) Public awareness, and best practices of marine artifact conservation; and
iv) Independent research.

C) Practical application
i) Assist in establishing framework and legislative systems changes to benefit protection of
heritage;
ii) Apply best in class conservation, management, and preservation practices; and
iii) Develop future framework and systems.

D) Transferable skills
i) Research;
ii) Conferences and seminars; and
iii) Develop educational plans for future generations.

E) Tasks
i) Develop public interest in the historical environment with solid leadership, effective
partnering, and a sound base with which to develop policies.
ii) Develop the full potential of the historical environment as a learning resource.
iii) Develop accessibility to the site, knowledge base
iv) Protect and sustain the historical environment for future generations
v) Develop the historical environment‟s importance as an economic asset.

F) Special traits to be understood in current marine archaeology
i) The site can be located outside the territory of their state of origin.
ii) The discipline is poorly understood and as a result a poorly developed research
framework.
iii) The sites are situated in a hazardous environment subject to continuous and rapid
change.
iv) The sites are not easily accessible and manageable without specialized skills, techniques,
and equipment.
v) The undertaking of marine archaeology as a result of the above is expensive.

9

�Figure 4. View of shipwreck sites along the coastline provinces in the Kingdom of Cambodia

IX. Summary
The „Project‟ approach to heritage management provides a proven process and procedure
that can be adapted and refined to meet all the requirements of planning, executing, and
controlling a specific group of tasks that develop a unique product that will be on time, within
budget, and conform to all required specifications. It is only now that Cambodia is beginning
to progress and build its capacity in maritime archaeology after the country became the first,
and only, Southeast Asian country to ratify the 2001 Convention.
The Ministry has established an UCH Unit to lead the national efforts in the field of
underwater archaeology, heritage protection and preservation. This team is currently
conducting research and fieldwork surveys to establish a preliminary cartography of the
heritage within the boarders of Cambodia. The preliminary cartography of underwater cultural
heritage in Cambodia will be finalized and published at the end of year 2011.
The UNESCO Phnom Penh Office has been working on a project dedicated to the
inventory of Cambodia‟s UCH. The result of which will be a document that provides a
synopsis outlining a three year plan to introduce a capacity building project that will allow for
locating, protecting, conserving and studying the underwater legacy of Cambodia. This will
lead to the development of a framework that will eventually enable a permanent public
exhibition of this legacy. It will therefore be publicly accessible and will have the potential to
be appreciated by people around the world. Within the framework of ongoing cultural
10

�activities and with the objective to preserve UCH, UNESCO is supporting the project The
Preliminary Cartography of UCH in Cambodia.
Through the efforts and resources of organizations and the sound project
management of the people involved, the initiative to implement a world-class functioning
Underwater Heritage Management and Archaeological Organization within the Ministry will
be successfully achieved.

Bibliography
Choulean, A.,
Prenowitz, E., and
Thompson, A.,
1996
Ministère de la Culture,
Département des
Affaires Internationales
(MC - DAI),
1997
Bunker, E.C., and
Latchford, D.,
2004
Coedès, G.,
1989
Delaporte, L.,
1880
Ishizawa, Y.,
1999-2004
Higham, C.,
2002
Hoc, C. S.,
1973
Osborne, M.,
1866-1873
Prak, S.,
2000
Vann, M.,
1999
Vann, M.,
2003
Ya, D.,
1995
Pélliot, P.,
1903
Project Management
Institute
2009
Française d'ExtrêmeOrient
1942

A manual for the Past, Present, and Future, APSARA, Royal
Government of Cambodia, Phnom Penh, Angkor.

Atelier parisien d'urbanisme, Phnom Penh, developpement
urbain et patrimonie, Paris.

Adoration and Glory: The Golden Age of Khmer Art, Art Media
Resources, Chicago.
Articles sur le Pays Khmer, Française d'Extrême-Orient
(EFEO), Paris.
Voyage au Cambodge, Delagrave, Paris, Encarta 2006,
Microsoft DVD ROM.
Along the royal roads to Angkor, Weatherhill, Tokyo
Early cultures of Mainland Southeast Asia, River Books,
Bangkok.
"Esquisse d'une étude de la batellerie khmère", in Memoire
d'une fin d'étude,
River Road to China, the search for the source of the Mekong
"Traditional metalwork of Cambodia: A Case Study in the
Kampong Luong Commune", in Renaissance Culturelle du
Cambodge, 17, Socio-Cultural Development, Survey Report.
Les cités khmères anciennes, Toyota Foundation, Phnom Penh.
Modern Khmer cities, Reyum Publishing, Phnom Penh.
Khmer Boat-racing, Thesis for Diploma in Archaeology, Faculty
of Archaeology, Royal University of Fine Arts, Phnom Penh.
“Le Fou-nan", in Bulletin of Française d'Extrême-Orient
(EFEO), tome III, Paris.
A Guide to the Project Management Body of knowledge
(PMBOK Guide), Newton Square Pa, pp.4-5.
tome XLI 1941, fasc. 2, Hanoi.

11

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Some Challenges and Issues in Underwater Cultural Heritage in Southeast Asia</text>
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                <text>The establishment of Underwater Heritage Management under the leadership of Cambodiaâ€™s Ministry of Culture and Fine Arts started a project to set boundaries and recognize limitations in its ability to oversee activities in underwater cultural heritage (UCH) management. The United Nations Educational, Scientific and Cultural Organizationâ€™s (UNESCO) 2001 Convention on the Protection of Underwater Cultural Heritage and the UNCLOS III International Law of the Sea were adopted in November 2007 In 2011 Cambodia is the only Southeast Asian country to ratify the convention. This paper will provide an outline of the bureaucracy and project development currently ongoing in Cambodia. Details will be provided on the initiation of structural management and of limitations authorities must consider when establishing proposed project outcomes.</text>
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                    <text>Preservation and Management of
Underwater Archaeological Resources:
Role of Agency
Sunny O. Ngirmang and Calvin T. Emesiochel1

Abstract
Underwater archaeological resources within the Republic of Palau (henceforth referred to as the
Republic) cover a wide array of types from famous World War II wrecks, to Yapese stone money disks
which sank to the bottom of the sea during their transport, and to traditional sites - which includes but not
limited to semi-submerged docks/piers, fish traps, burials, and a sunken city mentioned in traditional
folklore. These resources are protected under the Cultural and Historical Preservation Act (henceforth
referred to as Title 19) mandated by the Palau Bureau of Arts &amp; Culture (henceforth referred to as the
Bureau). More specifically, Chapter 3 of Title 19 known as the "Palau Lagoon Monument" is exclusively
reserved for all submerged and semi-submerged foreign vessels located within the Republic’s territorial
waters. Tour agencies play a proactive role in monitoring the health and condition of the wrecks, report
new site locations, and notifies the Bureau of possible looting activities. A Geographic Information System
database maintained by the Survey &amp; Inventory/Archaeology Section within the Bureau keeps an
inventory of underwater sites obtained from earlier works plus data from affiliated tour agencies.
This paper will examine the current situation within the Bureau and its subdivisions particularly
the Survey &amp; Inventory/Archaeology Section. It will provide detail of their efforts and goals, challenges,
and gaps pertaining to the preservation and management of underwater archaeological resources. In
addition, present case studies where the "Palau Lagoon Monument" clause was enacted. Lastly, we will
discuss the measures and other aides available within the Bureau aimed towards assisting the state
government establish medium-term goals for preservation and management plus effective long-term
objectives beneficial for their state in terms of underwater cultural resources.

Palau Island Brief History, Geography &amp; Geology
The Palau Island is the westernmost archipelago in the Caroline chain approximately 7
degrees North of the equator, consisting of six island groups totaling more than five
hundred high and low islands (only 16 of which are inhabited) including World War II
battleground of Peleliu and world-famous mushroom shaped rock islands.
The inhabited islands of Palau including from north to south is Kayangel,
Babeldaob, Koror, Peleliu, Angaur and the Southwest Island groups. Most of the Islands
are encompassed in a barrier reef that stretches for approximately 105 kilometers
except for the Southwest Islands
Palau lies on a subduction zone causing Babeldaob, the largest island to
submerge about a half millimeter per year. Consequently, it is hypothesized according
to paleoenvironmental studies that the earlier colonization and settlement sites along
the coast of Babeldaob are underwater (Dickinson and Athens 2007). More
archaeological data are needed from other possible sites for examination and
identification pending comparative analysis. The possibility to access other sites around

1

Bureau of Arts &amp; Culture, Palau Historic Preservation Office, Koror, Republic of Palau 96940

�Palau Pg - 2 - of 8

Micronesia is needed for a further reexamination to cement together proposed
hypothesis of early settlement and exclude others.

Bureau of Arts &amp; Culture
The Bureau is a branch of the Palau National Government responsible for identifying,
documenting, protecting, preserving and managing all cultural and historical resources
within the Republic
First established in 1978, then called the Division of Cultural Affairs and is
presently the Bureau of Arts and Culture through Executive Order No. 203 since 2001,
is a Palau governmental entity under the Ministry of Community &amp; Cultural Affairs, which
mandates a framework for the adequate protection of archaeological sites and tangible
cultural resources (Emesiochel 2008:4).
Additionally, the Bureau implements Section 106 of the US National Historic
Preservation Act of 1966, as amended. The Bureau helps in the implementation of
acceptable historic preservation laws in the 16 states of the Republic of Palau.
The Bureau receives funds from the Palau National Government and the Historic
Preservation Funds from the U.S. National Parks Service, Department of the Interior.
The Bureau has a total of 11 staff members. It operates with the advice and assistance
from the 16-member Palau Historical and Cultural Advisory Board, 16-member Society
of Historians, and 5-member Technical and Professional Review Committee.
The mission of the Bureau is to protect and preserve all the Republic’s cultural
and historical resources to enhance, enrich, and foster the Palauan heritage now and
into the future. To achieve this mission, the Bureau had four main goals: First to
preserve and foster cultural and historical resources for the benefit of Palauan people;
Second, to preserve and educate Palauan tradition that are threatened with extinction;
third, to protect cultural and historical resources from destruction; and finally, to
preserve culture and tradition in the face of inevitable increasing foreign contact and
interaction.

A. Historical &amp; Cultural Preservation Act 19 PNC § 102
Created in 1974, the Palau Historic Preservation Act (PNC Title 19) is administered by
the Bureau that is intended to serve as the official inventory of all those historical sites
and tangible cultural properties which are deemed of significance to the Palauan people
and culture hence worth preserving, plus be protected from destruction and impairment.
The Palau Register is the legal instrument to ensure that registered properties or
properties that may be eligible, threatened by public or private development will be
subject to comment and review in accordance with the procedures prescribed by law.
19 PNC § 134: Each state (and national government) reserves to itself the exclusive
right and privilege of ownership and control over historical sites and tangible cultural
property located on the lands and waters owned or controlled by the state.

A.1 Survey, Inventory and Archaeology
The Survey, Inventory and Archaeology Section are the leading responsible for the
identification and inventoried of all cultural and historical resources within the Republic.

�Palau Pg - 3 - of 8

To carry out this responsibility, we have divided our survey into three phases: First,
Babeldaob survey, second, rock island survey then underwater survey. The basis of
determining and prioritizing our survey in this way was based on economical,
developmental, policy, as well as not enough staff, training and funding to do both
surveys at one time. Especially Underwater Cultural Heritage that require more
technical skills.
Even though data haven’t input into the database, the information of underwater
cultural heritage but we do have readily available hard copies that provide descriptive
information including coordinates, maps, drawings, and photos. There are records of
more than 60 wreck sites are submerged around the Palau lagoons. Some of these
sites are very popular for tourist diving spots which are shown on the map. Diving tour
companies are really strict as to preserve these sites for their own benefit. They usually
report to our office as they found new wrecks or even suspicious action of looting.
The issue of Geographic Information System (henceforth referred to as GIS) in
Palau and future plan is to centralize a main information office that manages all data.
Each government agency should be interconnected to the Information office and have
their own GIS program they manage and provide data to the central office. This will
allow all agencies to share and upload files from different agencies. But due to lack of
funding, only few government offices and NGOs are able to acquire GIS program.
Right now, the office of PALARIS - Palau Automated Land and Resource
Information System is the office that has well trained and full GIS operation staff. This
office is the one that supposedly be the central GIS information office.
Short-term Goals
• Revisit identified underwater archaeological sites/resources for further analysis
of: site condition, assessment, and verification of information, and inventory
• Identify immediate threat (deterioration, looting, etc) affecting underwater
cultural resources
• Develop community and local state government interest and collaboration
Long-term Goals
• Method of conservation and preservation
• Establish a database for underwater archaeological sites/resources
• Create a underwater cultural resources management plan to be implemented at
the state and national level
• Continuous management, protection, and preservation of underwater cultural
resources
This section assist in public education in “disseminating information and
educating the public through presentations and site visits, in order to foster awareness
and importance of protecting, preserving, and conserving our cultural heritage that is
our national identity for our future generations” (Emesiochel 2008: 8).

B. Palau Lagoon Monument 19 PNC § 306
It is hereby declared that it is a policy of the Republic to preserve forever
historic landmarks, structures, and other sites and objects of significance to
the Republic of the Trust Territory situated within the jurisdiction of the
Republic for the inspiration and benefit of the people of the Republic.

�Palau Pg - 4 - of 8

All ships, other vessels and aircraft, and any and all parts and contents
thereof, which formerly belonged to or were part of the armed forces or
commercial fleet of Spain, Germany, Japan, and the United States or any
other nation, which were sunk to or otherwise deposited on the bottom of the
Palau Lagoon and its territorial waters, subject to applicable salvage laws,
shall be and hereby are set apart as monuments which shall be collectively
called the Palau Lagoon Monument.

The administration, protection, and development of the monument shall be
exercised under the direction of the President of the Republic or his duly authorized
representatives. The strictness of this law, give us enough time to seek assistance and
trainings to accomplish the survey and inventory of the underwater cultural heritage of
Palau.
In order to convict someone for violating the Palau Lagoon Monument, the
government must prove that the individual (1) removes, appropriates, damages, or
destroys (2) ships, other vessels or aircraft (or parts thereof), which formally belonged to
the armed forces or commercial fleet of any nation and which are at the bottom of the
Palau lagoon.

C. Types/Categories of Underwater Cultural Resources
The most notable types of UCH sites within the Republic are the WWII wrecks located
mostly in the Southern Lagoon. There are more than 60 WWII ship and aircraft wrecks
sites in Palau. The wrecks sites are popular tourists dive spots. Tourists who decide to
dive the wrecks are educated in the types of ship, ship content, and their components.
Captain Wilson’s shipwreck of 1783 off the Coast of Ulong Island is also a well-known
site. The Antelope shipwreck site is under the control of the Koror State Government.
Some of the ship’s remnants can be seen during low tide.
Other UHC sites are locally known by the form of myths and folklore for instance
is the sunken City of Ngibtal. Fish trapping sites, stone docks/piers, underwater burial
sites, and submerged landmarks are known UCH sites which are found in different parts
of Palau – all are protected under Title 19.
Other known but not fully documented is the numerous Yapese stone money
disks which sank to the bottom of the sea during their transport from Palau to Yap.
These large stones or “megaliths” were quarried in Palau by Yapese islanders prior to
European contact (Hazell and Fitzpatrick 2006:12). During their several hundred
kilometers of oceanic voyage to Yap, some vessels transporting the money disks
capsized, leaving a trail of money disks from several trips on the ocean floor. It is not yet
certain where exactly these money disks are located. There has yet to be a full
documentary, mapping, and surveying of the Yapese stone money disks under the
waters of Palau.
Recent work by Scott M. Fitzpatrick in the management and protection of the
quarry sites provides the opportunity for the local communities in Palau and Yap to take
lead in the preservation of such sites. The proposed management plan covers sites
located inland. Sites or money disks underwater are also given the same amount of
attention and protection it deserve once the sites have been identified. One of Palau’s
local community leader and well-known scuba diver Francis Toribiong takes lead in the
advocacy and protection of UCH sites in the Republic.

�Palau Pg - 5 - of 8

As part of public education and outreach, the Bureau in collaboration with Palau
Visitors Authority, the Belau National Museum, and local state government aims to
promote community awareness on the types of underwater cultural heritage. From the
shipwrecks to sunken city and to the Yapese megaliths, Palau aims to increase the
fascination and value into the preservation and conservation of UCH sites.

D. Tourism, location, and accessibility
Palau was the headquarters of the Japanese command in Micronesia and was heavily
fortified by the Japanese in the years leading up to WWII in the Pacific. Malakal Harbor
was a major forward supply base for Japanese shipping.
On March 31, 1944 U.S. dive-bomber strikes from aircraft carriers Yorktown and
Bunker Hill, of Carrier Task Force 58 destroyed over 50 warships and airplanes of the
Japanese Imperial Forces, making Palau's western lagoon their final resting place.
Most of the wrecks are located within a few minutes of Sam's Tours dive center
and remain in excellent condition for diving. Each year in March, Sam Scott of Sam's
Tours hosts Palau Wreck Week to mark the anniversary of the sinking of the Japanese
fleet.
WWII shipwreck sites are mainly located in Palau’s Southern Lagoon in Koror,
the states of Peleliu and Angaur and other sites around the coast of Babeldaob. Most of
Palau’s dive shop, naming for instance Sam’s Dive Tour offer services, kayak, and
dives to the WWII wrecks. Provided in the tour, the dive operator educates the tourist
basic information of the wreck. There are 10 popular wreck dive sites which Sam’s Tour
takes their clients for diving. Accessibility to the sites is not restricted; tour operators can
freely access the wreck for photo taking, kayak, and other recreational activities.

E. Current legislation, Preservation and Management of Underwater
cultural resources
Aside from PLM, local conservation legislations and regulations pertaining to the
protection and management of UCH sites are very minimal. The permits or MOA’s
administered by the office of the President of stipulations of the management and
treatment of UCH sites are only created in the event such salvage, research, etc arises.
With the exception of Title19 and PLM, the Protected Areas Network Act
(henceforth referred to as PAN) and the Micronesia Challenge established in 2007 aims
to protect not only terrestrial cultural heritage but up to 20% of marine areas including
where such UCH sites are located. Since there is not a definite line where the 20%
occupies, it would be logical to deduce that such percentage be broken accordingly to
where high concentration of UCH sites are found. Included in the 20% however should
be reserved also for the protection and preservation of high marine biodiversity areas.
To be protected under PAN, local state government endorses the PAN Act and agrees
to the stipulations and guidelines under PAN to ensure full resource safeguarding. In
turn, the sites designated by the states as PAN sites are eligible for funding and other
opportunities for the effective management of the sites.
Local state governments take full responsibility in the protection of the UCH sites
located within their municipal boundaries. Such legislation, rules and regulations or
guidelines must address the proper protection, monitoring, and research around the
areas. Special cases such as the salvage of a particular vessel or parts thereof will be

�Palau Pg - 6 - of 8

under the unified consensus and understanding between the foreign entity, the state
government, and the President with the cooperation and guidance from the Bureau.

F. Threats
The ever changing climatic changes, erosion, and oil spills are potential yet inevitable
threats to marine cultural heritage. The supposed submerged landscape such as the
City of Ngibtal is prone to heavy silt erosion due to development projects inland. As
Palau is eagerly searching for economic and financial stability during this present-day
world financial crisis, Palau may explore other sources of renewable sources of energy
such as water currents which could inevitably have serious impacts to UCH sites.
The lack of or minimal legislation in place which specifies the integrity of UCH
sites makes these sites at risk of improper handling and inadequate recording or data
recovery.
Salvage of particular artifacts, relics, or components of a UCH site when exposed
to the elements may oxidize hence damage to the object. This possibility will hinder any
salvage attempts but will not impede any foreign entity to reclaim their objects.
The parts of some vessels of WWII ships are exposed during low tide. This
exposure speeds up oxidation and the deterioration. More attention needs to be made
from the administrative center in charge of and mandates UCH sites within the
Republic.

G. Status of Salvage
Any foreign entity wishing to salvage parts of or contents of any submerged vessel shall
comply with the provisions outlined in the rules and regulations of the Palau Lagoon
Monument section of Title 19. A signed memorandum of agreement between the foreign
entity and the Republic of Palau government must agree to the outlined stipulations in
the memorandum. Usually before any salvage, proper research and documentation of
the wreck site, the parts, and contents to be salvage are conducted.
Salvage instances seldom occurs in Palau. The expense of research and data
recovery rests on the foreign entity wishing to repatriate their artifacts. Entities wishing
to repatriate goes through a series of negotiation with the Palau Government stating
intention and the need of such artifacts being returned.

H. Case Study
Republic of Palau (plaintiff) v. Cameron James Avenell, Matthew Young,
Richard Sumor, David Tansey, and Ian McCombie; ROP vs. Avenell, 13 ROP
272 (Tr. Div. 2006) Criminal Action No. 06-072
Mr. Cameron Avenell and Mr. Matthew Young, the remaining defendants where
charged for removing pieces of artifacts from shipwrecks. These shipwrecks have been
declared by low to be preserved as “Palau Lagoon Monument”. The Government
charged the defendants for their conduct with counts based on the Palau Lagoon
Monument Act. The divers took artifacts from Amatsu Maru wreck, Chuyu Maru wreck,
Ryuku Maru wreck and an unidentified forth wreck. Amongst the artifacts found during
the search resulted in the recovery of a porthole, a compass, a frame, lanterns, light
bulb covers, and porthole frames. The artifacts were recovered from the Lionwind
vessel operated by divers.

�Palau Pg - 7 - of 8

Francis Toribiong and the Republic of Palau (plaintiffs) v. John C. Gibbons,
Koror State Executive Administrator, et al. Civil Action No. 451-91; 24
September 1993
Plaintiffs allege that Koror Sate intends to dismantle or remove a World War II Zero
fighter airplane which is located under the Palau lagoon at the depth of approximately
sixty feet. They allege that such removal would violate the provisions of 19 PNC § 301
et seq. because the Zero is part of the Palau Lagoon Monument. The relief sought by
the Plaintiffs is a declaratory judgment that Koror State may not remove or dismantle
the Zero without complying with the Lagoon Monument Act and that it be permanently
enjoined from the removing or dismantling the Zero unless it obtains a permit to do so
pursuant to the Lagoon Monument Act. Plaintiffs have proven by a preponderance of
the of the evidence that the airplane at issue herein is a Zero formerly a part of the
armed forces of Japan and that is has been sunk or otherwise deposited on the bottom
of the Palau lagoon. Section 304 of the Lagoon Monument Act requires that, before a
person may gain access to a monument aircraft to examine it or gather objects from it, a
permit must be obtained from the President of his duly authorized representatives.
Similarly, section 306 provides for penalties for any person who removes such aircraft
or any part thereof without first obtaining permission from the President. Koror State
contends that it does not have to comply with the Lagoon Monument Act by obtaining a
permit to gain access to or otherwise deal with the Zero because (1) under Article I,
Section 2 of the ROP Constitution, Koror State is the owner of the Zero, and the owner
can “do what he pleases with what he owns”; (2) the Republic of Palau’s regulatory
power are limited by Koror State’s right to own and derive revenues from exploiting
state resources; (3) the Lagoon Monument is unconstitutional as sought to be applied
here because, without compensation, it takes away Koror State’s right to exploit and
derive revenues from the Zero; and (4) absent regulations, the Republic of Palau has no
rights under the Lagoon Monument Act.

Conclusion
Currently, there is only three staff within the Bureau with adequate training on maritime
archaeology. The minimal expertise available within the Bureau reduces the speed of
anticipated surveys and monitoring.
In addition, there is no other available expertise on island particularly in maritime
archaeology. Due to a very few certified trainees in underwater archaeology and
courses on island, the support of such discipline is minimal. Public interest is high
however there is a lack of available resources for the proper education and awareness
of underwater archaeology. The Bureau is always looking for opportunities plus
welcomes any opportunity that offers the adequate training, education, and the right
tools in assessing, monitoring, and managing UCH sites.
The Palau Community College offers a course in archaeology but short of the
resources to expose students in underwater archaeology. The college aims to seek
available programs that are geared towards the protection of marine cultural heritage
which is a much needed field in Palau. In addition, such opportunity will help increase in
the public awareness and advocacy and the potential push needed to help create new

�Palau Pg - 8 - of 8

or strengthening existing legislations for the protection of UCH sites at the state and
national level.

Bibliography
Bailey, D. E.,
1991
Dickinson, W.
R., and Athens
J. S.,
2007
Fitzpatrick, S.
M.,
2008

Flatman, J.,
2009
Emesiochel, C.
T.,
2008
Hazell, L. C.,
and Fitzpatrick,
S. M.,
2006
Liston, J.,
2009
Olsudong, R.,
(M.A.) et al.,

Palau National
Code Title 19
1982
Sam’s Tours

WWII Wrecks of Palau, North Valley Diver Publications, California.
Holocene Paleoshoreline and Paleoenvironmental History of Palau:
Implications for Human Settlement. Journal of Island and Coastal
Archaeology 2(2):175-196
Maritime interregional interaction in Micronesia: Deciphering multigroup contacts and exchange systems through time. Journal of
Anthropological Archaeology 27 (2008) Pp. 131-147
Preservation and management for Yapese Stone Money sites in
Palau and Yap.
Editorial. Conserving Marine Cultural Heritage: Threats, Risks, and
Future Priorities. Conservation and Management of Archaeological
Sites (11):1 Pp. 5-8
Palau County Report: Training Course on Cultural Heritage
Protection: Research, Analysis and Preservation of Archaeological
Sites and Remains. Nara: Japan
The maritime transport of prehistoric megaliths in Micronesia.
Archaeol. Oceania 41 (2006) Pp. 12-24

Cultural Chronology of Earthworks in Palau, Western Micronesia.
Archaeol. Oceania 44 (2009) Pp. 56-73
Draft: Inventory of Cultural Sites and Oral History in Melekeok and
Irai. Palau: Bureau of Arts &amp; Culture (1997)
Draft: Inventory of Cultural &amp; Historical Sites and Oral History in
Ngarrard State. Vol. I: Inventory of Cultural and Historical sites. Palau:
Bureau of Arts &amp; Culture (2000)
Cultural and Historical Preservation Act

www.samstours.com, accessed Oct 11

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Pacific Islands region: Building UCH Capacity</text>
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                <text>Underwater archaeological resources within the Republic of Palau (henceforth referred to as the Republic) cover a wide array of types from famous World War II wrecks, to Yapese stone money disks which sank to the bottom of the sea during their transport, and to traditional sites - which includes but not limited to semi-submerged docks/piers, fish traps, burials, and a sunken city mentioned in traditional folklore. These resources are protected under the Cultural and Historical Preservation Act (henceforth referred to as Title 19) mandated by the Palau Bureau of Arts &amp; Culture (henceforth referred to as the Bureau). More specifically, Chapter 3 of Title 19 known as the "Palau Lagoon Monument" is exclusively reserved for all submerged and semi-submerged foreign vessels located within the Republicâ€™s territorial waters. Tour agencies play a proactive role in monitoring the health and condition of the wrecks, report new site locations, and notifies the Bureau of possible looting activities. A Geographic Information System database maintained by the Survey &amp; Inventory/Archaeology Section within the Bureau keeps an inventory of underwater sites obtained from earlier works plus data from affiliated tour agencies.&#13;
&#13;
This paper will examine the current situation within the Bureau and its subdivisions particularly the Survey &amp; Inventory/Archaeology Section. It will provide detail of their efforts and goals, challenges, and gaps pertaining to the preservation and management of underwater archaeological resources. In addition, present case studies where the "Palau Lagoon Monument" clause was enacted. Lastly, we will discuss the measures and other aides available within the Bureau aimed towards assisting the state government establish medium-term goals for preservation and management plus effective long-term objectives beneficial for their state in terms of underwater cultural resources.&#13;
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                    <text>Marine Archaeological Investigations on Tamil Nadu Coast,
India: An Overview
Sundaresh and A.S. Gaur1

Abstract
Ancient ports such as Kaveripattinam, Nagapattinam, Korkai, Alagankulam, Periyapattinam, all on
Tamil Nadu coast have played a dominant role in the transoceanic trade and commerce with many
countries since the beginning of the Christian Era (CE, starting from year one on the Georgian
Calendar). Many such port towns that existed on the coastal region vanished or were submerged in
the sea probably due to coastal erosion, sea level changes and neo-tectonic activity and other
causes.
Poompuhar, a flourishing port town, played a major role in maritime activities in the beginning
of the Christian Era. The Sangam literature vividly describes its location, habitation and town
planning. The marine archaeological explorations around Poompuhar brought to light the remains of
terracotta ring wells, brick structures, and storage jars in the inter-tidal zone. The brick structures,
stone structures, and pottery from offshore explorations support the existence of the ancient
settlement.
Mahabalipuram is said to have been a seaport right from the beginning of the Christian Era.
Geophysical survey and underwater exploration revealed structural remains including a fallen wall
running about 10 metres (m) in length, scattered dressed stone blocks, a few steps leading to a
platform and many other structural remains at various locations between 4 and 8 m water depth. The
available data confirms that a large area comprising of a building complex have been submerged.
These remains could be part of submerged structures and caused by severe coastal erosion in this
area.
The data collected at the above sites support the literary evidence to prove their existence as
ports. The major cause for the submergence of these port towns was due to shoreline changes
caused by coastal erosion.

INTRODUCTION
Ancient ports are the source of information to understand the strategic locations of
ports, maritime trade, routes, material exchange and the socio-economic conditions
of the contemporary period.
Important ports such as Kaveripattinam,
Mahabalipuram,
Nagapattinam,
Korkai,
Alagankulam,
Arikamedu
and
Periyapattinam all on the Tamil Nadu coast have played an important role in the
transoceanic trade from the beginning of the Christian era. The Periplus2 has
mentioned the ports on Tamil Nadu coast such as Camara, (Kaveripattinam) and
Sopatma, (Mamallapuram), had maritime contacts with Roman countries during
early centuries of Christian era (Ramaswami 1989:17). Many such port towns that
existed on the coastal region vanished or were submerged in the sea, maybe due to
coastal erosion, sea level changes and neo-tectonic activities. Ancient literary
sources exist that provide possible explanations for the loss of these littoral
settlements: like the Sangam literature which refers to the submergence of
Poompuhar; or the popular beliefs regarding the submergence of the temples of
Mahabalipuram; and the “Kumari Kandam” traditions of Tamil Nadu. It may well be
impossible to search for their roots or find proof that such beliefs are based on facts.
Nevertheless, many archaeological explorations have been taken up in an attempt to
verify the historicity of these traditions.
1

National Institute of Oceanography, Council of Scientific &amp; Industrial Research, (CSIR), Dona Paula,
Goa 403 004.
2
Periplus of the Erythraean Sea, a sailor’s manual written by a Greek of Alexandria dating to 1st
Century AD and deals with the trade, commerce &amp; ports from Red sea to Bay of Bengal.

1

�Sangam3 literature gives ample historical accounts on maritime trade and
mentions the flourishing port town of Poompuhar, the capital of the early Cholas4
culture (Pillai 1989:13). The Manimekhalai5 mentions that Poompuhar was
swallowed up by the sea due to the wrath of goddess Manimekhalai, for not
celebrating the festival of Indra (Na Mu, et al. 2007:353,365-6). Though the
reference is only to a supernatural incident, it may be taken as an echo of some
actual sea erosion due to some high tidal wave surge(s) that engulfed the city.
Mahabalipuram was well known to earlier mariners as ‘Seven Pagodas’. It is
generally believed that out of seven temples originally constructed, all but “Shore
temple” were submerged by the sea over a period of time. European travellers in the
18th and 19th century have recorded this folk tradition (Ramaswami 1989:48).
Captain M.W. Carr (1984:11) refers to the account given by William Chambers
(1869:11,1-29) after his second visit to Mahabalipuram in 1776 about the traditions
on the submergence of pagodas.
Marine archaeological explorations have been carried out at Poompuhar and
Mahabalipuram (Figure 1) by scholars at the National Institute of Oceanography,
Goa, to find out the extent of the submerged evidence on the famous port towns.
The underwater investigations have revealed information on submerged structures
and also data on shoreline changes. The details of the findings are described below.

3

Sangam literature refers to a body of classical Tamil literature, is a collection of more than 2381
poems composed by Tamil poets during 3rd Century BC and 3rd Century AD, from various professions
and classes of society about the marriages, dress, ornamentation, culinary fare, war and religious life
of the early Tamils.
4
Cholas were one of the most dominant political forces in the Tamil country. The early Cholas of the
Sangam era ruled from their capital Urayur and Kaveripattinam. Medieval and later Cholas (848 AD1279 AD) ruled from their capitals Thanjavur and Gangaikondacholapuram . Their empire consists of
Tamil country, part of modern Karnataka and part of Sri Lanka.
5
Manimekhalai is considered to be one of the great epics of Tamil literature, the sequel to the
Shilapaddikaram, tells the story of the conversion to Buddhism of the daughter of Kovalan and
Madhavi, which has been dated by various scholars between the 2-6th centuries AD. It is a poem in
30 cantos, describing about Puhar.
Manimekalai which states as ;
madavaral nallaai ninthan maanagar, kadal vayiru pukkadu kaaranam keelai (25:176-77) ..............
aninagar thannai alaikadal kolkena, ittanal saabam pattathu ithuvaal (25:200-01)
Meaning, the city Kaveripumpattinam was engulfed by the sea (200:176-77) since the festival for
Indra was not performed the Godess Manimeekala cursed "may the city is eaten by the sea" (25:200201).

2

�Figure 1. Location map of the sites explored on Tamil Nadu coast (Map: prepared by
R. Uchil, NIO, Goa).

POOMPUHAR
Poompuhar also known as Kaveripattinam, is situated on the northern bank of the
river Kaveri on the Tamil Nadu coast. Sangam texts, specifically the Silappatikaram
(Pillai 1989:13), Pattinapalai, Manimekhalai and Ahananaru vividly describe
Poompuhar as the port capital of the early Cholas (Ramachandran 1974:8; Chandra
1977:107).
Land excavations at Kilaiyur brought to light two brick structures that have
been described as wharves (Rajan 1994:25; Rao 1991a:6,5-20; Athiyaman 1999),
possibly located on an ancient channel of the river Kaveri, an inlet channel to a
reservoir at Vanagiri and Buddha Vihara at Pallavaneswaram (Rajan 1994:23,2632).
3

�Coastal archaeological explorations
Coastal archaeological explorations have been carried out between Poompuhar and
Tranquebar in the inter-tidal zone to find out the remains of archaeological
evidences.

Poompuhar
During the course of explorations in the inter-tidal zone at Poompuhar the following
were exposed: a brick structure of eleven layers running parallel to the coast with
dimensions 1.2 m width, 1.2 m height and 4 m length; and a terracotta ring well with
dimensions 25 centimetres (cm) high, 4 cm thick at the rim, and a diameter of 75 cm
with three courses (Figure 2). Further, four brick structures of 25 m length, 3.4 m
width aligned in a straight line, were noticed at a water depth of 1 m, opposite to
present Cauvery temple at Poompuhar. The size of the bricks is 22x13x6 cm.

Figure 2. Terracotta ring well exposed in the intertidal zone at Poompuhar (photo:
Mr. SN Bandodker, NIO, Goa)

Vanagiri
Vanagiri is located on the coast about 1 km south of Poompuhar. The 11th century
Yellaiyamman temple was found. It had collapsed and the remains are scattered in
the inter-tidal zone. Three terracotta ring wells (75 cm diameter, 15 cm high and 6
cm thick at the rim) were exposed about 300 m south of the Yellaiyamman temple.
A neatly paved structure made of bricks (probably the floor of a house) was exposed
in the inter-tidal excavation.

Chinnavanagiri
Chinnavanagiri is located on the coast about 3 km south of Poompuhar. A terracotta
ring well with rings of 25 cm height, 5 cm rim thickness and 115 cm diameter, was
found surrounded with burnt bricks, associated with megalithic black and red ware
and beads of terracotta and semi-precious stones. The other important finds are a
potsherd with an inscribed Brahmi letter ‘Ma’, an early Chola square coin (completely
eroded), and later Chola coins.
4

�Findings of brick structures, terracotta ring wells, storage jars and brick-paved
platforms prove the existence of a settlement in the inter-tidal zone. The pottery from
Chinnavanagiri suggests that the ring well could be dated to the 2nd century Before
Christ (BC) – Anno Domini (AD)6. The other ring wells found at Vanagiri and
Poompuhar are of the same period. Similar kinds of ring wells found at Arikamedu
and Vasavasamudram are dated to the 2nd century BC to the 3rd century AD (Rao, et
al. 1995-96:15,7-22). The size of the bricks is 36x18x6 cm and closely corresponds
to the bricks used in the Buddha Vihar at Kaveripattinam.

Tranquebar
Tranquebar, a principal port during Danish rule (1620 AD-1845 AD), is situated about
15 km south of Poompuhar. The 13th century Masilamani temple is partly collapsed
and the remains are found scattered in the inter-tidal zone (Figure 3). Two brick
wells were found exposed in the inter-tidal zone. There is also evidence on the
destruction of modern houses due to the encroachment of the sea (Sundaresh, et al.
1997:595, 593-98).

Figure 3. Partly collapsed Masilamani temple at Tranquebar (photo: SN Bandodker,
NIO, Goa)
A careful study of the ‘Historic map of Danish colony Tranquebar and Fort Dansborg,
1700 AD’, which is displayed at Dansborg museum at Tranquebar, suggests that
Tranquebar was well protected by a fort wall with a distance of 50 m from the
6

BC and AD are designations of the Georgian Calendar. BC refers to the years before the birth of
Jesus Christ of Nazareth from year -1 and continues backwards, whereas AD refers to the years after
his birth from year 1 with years added as time progresses.

5

�shoreline. The Masilamani temple was located sufficiently landward about 250 m
from the fort wall. This observation unequivocally suggests that the shoreline has
transgressed about 300 m in the last 300 years, therefore infringing at an average
rate of one metre per year.

Offshore explorations
Offshore survey was conducted between Tranquebar and Poompuhar with small
grids of 250 m. The survey revealed several isolated objects such as rock boulders
at a depth of 7-8 m and 11-13 m opposite to the Masilamani temple (Rao 1992:17,
17-22; Rao 1991b:22,21-31; Rao and Rao 1991:128,127-129). Off Poompuhar, three
major sites of interest were observed at water depths of 5.5 to 10.5m and 23m. A
few dressed stone blocks measuring 90x40x15 cm, a semi circular stone with an Lshape cut on its surface and many other irregular blocks of sandstone were noticed
in 5 to 8 m water depth off the river Cauvery's mouth. The other findings observed
during airlifting operations were rolled bricks and early historic pottery of black and
red ware, Red ware, Buff ware and Grey ware, found 1 m below the seabed (NIO
Technical Report 1993:30).
Explorations on the north of Poompuhar revealed a few dressed stone blocks
in three general dimensions (30x20x5 cm, 65x40x10 cm and 60x35x10 cm), and
brought to light potsherds of grey ware and storage jars. The echograms of the subbottom profiler revealed a submerged palaeo-channel of the river Cauvery on the
north of Poompuhar at 10 to 15 m water depth, with a width of 300 m to 500 m,
buried 20 m below the sea bottom (NIO technical report 1997:15).
Three structures identified with the help of side scan sonar surveys between
22 and 24 m water depth off Poompuhar were later confirmed by diving (Vora
1987:161,159-161). The first structure (in an oval shape) was located about 3.5 km
offshore at 23 m water depth. The total periphery of the object is 140 m. About 40 m
north of the abovementioned object, two smaller objects are found lying in east-west
orientation within a distance of 10 m. The circumference of each object is not more
than 15 m and their height is about 2 m (NIO Technical report 1995:22; NIO
Technical report 1997:18).
The archaeological evidence recovered in the inter-tidal zone as well as
offshore, are of the Sangam period (3rd century BC to 3rd century AD). Evidence in
the inter-tidal zone, hydrographic charts, and the 17th century map at Tranquebar all
confirm the shoreline recession is at an average rate of one meter per year. If the
same rate continued for the last 2000 years, then ancient Poompuhar must have
definitely been extended much further towards the sea from the present coastline.

MAHABALIPURAM
Mahabalipuram is famous for its architectural marvels such as the Shore Temple, the
Chariots, Arjuna’s Penance, bas relief and several cave temples built by the Pallava7
king Narasimha Varman during the 8th century. It is situated about 55 km south of
Chennai and presently a World Heritage Monument.

7

The Pallava dynasty was a Tamil dynasty of South India which ruled the northern Tamil Nadu region
and the southern Andhra Pradesh region with their capital at Kanchipuram, the largest capital of the
sovereign nation Tondai Nadu of Tamilakkam. The early Pallavas had established themselves as a
rd
th
notable rising power in the region during beginning of 3 – 4 Century AD. The later Pallavas came in
th
to prominence during early 5 Century AD and continued to rule till late 9th Century AD.

6

�Mahabalipuram is said to have been a seaport right from the beginning of the
Christian era. The Periplus has mentioned the Roman trade from Damirica to
Sopatma (Mahabalipuram) by very large vessels, made of single logs bound
together, called Sangara (Ramaswami 1989:17). A few Roman coins of Theodosius
(4th century AD) support this trade contact with the Roman world (Dayalan 1992:52).
An 8th century Tamil text written by Tirumangai Alwar described this place as Kadal
Mallai where ships rode at anchor (Ramaswami 1980:11). The epigraphical sources
mention that the Pallava kings had an active contact with Sri Lanka, China and
Southeast Asia. The Pallava king Sihmavarman lead two expeditions by embarking
ships from Mamallapuram. The Pallava embassy and Vajradanthi, a Buddhist monk
sailed, to China from the port of Mamallapuram (Ramaswami 1980:12). The huge
buried remains of structures and ceramic varieties of the early historic and early
medieval period found at Punjeri, about 1.5 km west of Mahabalipuram, on the
western bank of the Bunkingham canal prove its flourishing existence in the past
(Dayalan 1992:54).

Underwater Findings
The underwater explorations were carried out by geophysical surveys followed by
diving. The seabed off Mahabalipuram, in depths ranging from 6 to 15 m, is highly
undulating with variations in height from 1 to 6 m. Granitic rocks with patches of
coarse-grained sand, carpet the floor.
Several rectangular and square shaped structures appeared on most of the
sonographs, particularly in the northern part, showing groups and clusters of blocks
arranged in a systematic pattern. Strong reflections of the images suggest that they
are massive hard bodies that are well shaped. It appears from the sonographs of the
entire study area that some significant parallel discontinuous rocky structures exist
on the seafloor at some places in addition to the dominant occurrence of natural rock
outcrops. Based on the sonographs the following five major sites of interest were
observed between the water depth of 5 and 13 m.

Site A
A structure was found about 700 m on the eastern side of the Shore Temple at 6 m
water depth which comprised of several small structures on a raised platform. The
upper portion of the structure is above the sea surface during low tide. The structure
covers an area of approximately 75x35 m. The structure is broader on the northern
side where a heap of stone blocks are also observed, while on the southern side
scattered small stone structures of various sizes were observed. The structure has
several north-south oriented wall sections.

7

�Figure 4. Stone block with a joinery projection found off Mahabalipuram (Photo: SN
Bandodker, NIO, Goa)
Dressed granite blocks were used for the construction of this structure. A wall
about 250x65 cm with two to four courses is noticed. Huge rectangular blocks
measuring approximately 2x1x1.5 m were also noticed on the central upper portion
of the structure. Another wall measuring about 5.4 m in length was seen on the
northern side along with two parallel walls on the southern side of the main structure,
with a stair-like structure leading upwards. Further on the northern side, the remains
of a wall extend up to 15 m in length. The length of some of these six walls varies
from 7 to 32.5 m; the other walls being shorter in length. A floor measuring 2x2.5 m
was also noticed towards the north-western side of the structure. The entire structure
has thick marine growth of sponges, shells, barnacles and mussels; a few blocks
were cleaned and chisel marks were observed. One of the blocks shows that it has
joinery projections for interconnecting the blocks (Figure 4; Sundaresh, et al.
2004:1233).

Site B
Another interesting site was located about 200 m on the north-north-eastern side of
Structure A at a depth between 5 - 8 m. The site has the remains of a wall, 2 m wide
and 5 m in length running from east to west and many fallen dressed stone blocks
found scattered around it. Another wall was found running more than 10 m with a
width of 2.5 m. Some of the stone blocks appear to have figurines carved on them;
however, identification was not possible due to thick marine growth.
Apart from the above there were many more structural remains such as fallen
walls, L-shaped connecting walls (Sundaresh, et al. 2004:1234), dressed square and
8

�rectangular stone blocks and a square platform reached by a flight of steps were
found at different locations (NIO Technical Report 2003:22).
The plan of the structures indicates that this construction could be part of a
big complex, as the huge stone blocks and several fallen walls were noticed in situ. It
appears that construction had been carried out on a raised platform with several
walls and a floor made of granite blocks. An opening from the southern side between
two walls with steps has been noticed which may be the entrance to the complex.
The natural rock boulders noticed on the southwest side are similar in shape and
size to those found on land on the hill at Mahabalipuram. Similarly, the construction
style observed underwater is identical to that observed on adjacent land. It was not
possible, however, to verify the binding material of the underwater structure due to
thick marine growth and their damaged condition. There were many wall sections
observed at different locations including the “quarry area” on a huge rock. The
dressed stone blocks required for the construction were probably extracted from the
quarry found nearby. In fact, most of the religious or ceremonial constructions,
including the present shore temple at Mahabalipuram, have been built with granite.
The sand stone and granite was extensively used for the construction of temples
during Pallava rule (Srinivasan 1983: 28-67).

Dating of Underwater Structures
The archaeology of Mahabalipuram commenced from the early centuries of the
Christian era. A few Roman, Chinese and Pallava coins have been reported from
Mahabalipuram (Ramaswami 1980:4). One of the inscriptions of Narasimha I
mentions that he (Narasimha I) is the first person to introduce the construction of
cave temples made of granite. N.S. Ramaswami (1980:27) refers to several accounts
of Europeans who recorded the submergence of the city and the tradition that, "a
large city and six magnificent pagodas have been swallowed up at this place by the
sea". William Chambers (1869:11,1-29), Graham Hancock (2002:121), P.M. Mohan
and Victor Rajamanickam (2002:78,77-79) believe that out of seven temples carved
out of granite during the 8th century AD only one has survived and the rest are
submerged. Based on the facts that the rock art sculpture was encouraged by the
Pallavas at this place and most of them were constructed during that period, it is
inferred that these temples may not be less than 1200 years old.

Possible Causes of Submergence
M.S. Krishnan (1968:523), S.P. Mahapatra and M. Hariprasad (2002:134,132-136)
have pointed out that the major and important factor affecting the Mahabalipuram
coast is erosion, as severe erosion at Kalpakkam (south of Mahabalipuram) was
observed due to long-shore sediment drift (Krishnakumar, et al. 1994:45,41-45). A
recent study suggests the rate of coastal erosion in and around Mahabalipuram is 55
cm/year (Ramaiyan, et al. 1997:1179,1177-1181). If the same rate has prevailed
since the last 1200 years then the shoreline at that time might have been around 800
m eastward and all the structures noticed underwater would have been on the land.
The excavations at Saluvankuppam about 1.5 km north of Mahabalipuram,
about 150 m from the sea coast, revealed three phases of construction belonging to
8-9th century AD, 6-8th century AD and 4th century AD at a depth of 3.2 m below the
present ground level. Evident from the stratigraphy these structures were destroyed
by the coastal flooding during 950 AD and between 320-560 AD (Rajendran, et al.
2006:1246,1242-1247). Therefore it may be mentioned here that the coastal erosion
might have played a major role in the submergence of these structures.

9

�The underwater structures, especially the long walls having 2 to 3 courses,
the scattered dressed stone blocks of various sizes, and the stones with projections
are considered to be man-made. They may well be the remains of huge complexes
or the temples of the so-called “Seven pagodas”. As the Pallavas encouraged temple
architecture at Mahabalipuram during the 8th century, these structures may be
assigned to the same period. Mahabalipuram served as a port during the Pallava
period. Part of the earlier Mahabalipuram town may have been submerged in the
sea.

CONCLUSIONS
The marine archaeological explorations on Tamil Nadu coast have brought to light
the submerged structural evidence at Poompuhar and Mahabalipuram. The
traditions mentioning the submergence of these port towns have been partially
confirmed with the evidence from underwater. These structures may have been
submerged due to coastal erosion followed by shoreline changes. As evident from
Mahabalipuram excavations, these sites might have been submerged due to large
coastal flooding.

Acknowledgements
The authors are grateful to the Director, NIO for his support and encouragement. Thanks are also due
to Shri. KH Vora for critical review of the manuscript and constant support, our colleagues Sila Tripati,
SN Bandodker, SB Chitari for their help in fieldwork, Dr Mohan Rao and Shri Prem Kumar for their
bathymetric study and finally Shri R. Uchil for line drawings. This is the NIO contribution no. 5068.

BIBLIOGRAPHY
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Mohan, P.M., and "Importance of Studies on the recent sea level changes in the
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Nattar, N, M., and Uraiyum Saratha Pathippakam, Chennai (First edition 1951),
Duraisami
Pillai, pp. 353, 365-366.
A.S.,
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Technical Marine Archaeological Explorations in Poompuhar waters,
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National Institute of Oceanography, Goa. No. NIO/SP/13/93,
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Technical Marine Archaeological Explorations in Poompuhar waters,
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National Institute of Oceanography, Goa No. NIO/SP/13/95,
1995
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Technical Marine Archaeological Explorations in Poompuhar waters,
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National Institute of Oceanography, Goa. No. NIO/SP/13/97,
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Technical Underwater explorations off Poompuhar and Mahabalipuram,
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Tamil Nadu, National Institute of Oceanography, Goa, No.
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Cilappatikaram, Tamil University Thanjavur publications,
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Soundara, "Kaveripattinam Excavations 1963-73, (A port city on the
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C.P., "Evidence of ancient sea surges at the Mamallapuram coast
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�Ramaswami, N. S., 2000 years of Mamallapuram, Navrang, New Delhi, pp. 372.
1989
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“Marine archaeological explorations of Tranquebar1991a
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Rao, S. R., Rao, T. “Underwater explorations off Poompuhar”, in Journal of
C. S., Gaur, A. S., Marine Archaeology, Society for marine archaeology, Goa, 5Tripati
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Gudigar, P.,
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“Pallavas of Kanci: Phase I”, in (ed.) Michael W. Meister,
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Lower Dravidadesa, 200 BC-1324 AD, American Institute of
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Sundaresh, Gaur, "Our Threatened Archaeological Heritage: A Case Study from
A.S., Nair, R.R.,
Tamil Nadu Coast", in Current Science, 73, 7, pp.593-98.
1997
Sundaresh, Gaur, "Underwater Investigations off Mahabalipuram, Tamil Nadu,
A.S., Tripati, S., India", in Current Science, 86, 9, pp. 1231-1237.
and Vora K.H.,
2004
Vora, K. H.,
“A note on the geophysical explorations for marine
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Journal of Nautical Archaeology, London, 16, 1, pp.159-164.

12

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                <text>Marine Archaeological Investigations on Tamil Nadu Coast, India:  An Overview</text>
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Nautical (Ship and boat) Archaeology of South Asia</text>
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                <text>Ancient ports such as Kaveripattinam, Nagapattinam, Korkai, Alagankulam, Periyapattinam, all on Tamil Nadu coast have played a dominant role in the transoceanic trade and commerce with many countries since the beginning of the Christian Era (CE, starting from year one on the Georgian Calendar). Many such port towns that existed on the coastal region vanished or were submerged in the sea probably due to coastal erosion, sea level changes and neo-tectonic activity and other causes.&#13;
&#13;
Poompuhar, a flourishing port town, played a major role in maritime activities in the beginning of the Christian Era. The Sangam literature vividly describes its location, habitation and town planning. The marine archaeological explorations around Poompuhar brought to light the remains of terracotta ring wells, brick structures, and storage jars in the inter-tidal zone. The brick structures, stone structures, and pottery from offshore explorations support the existence of the ancient settlement.&#13;
&#13;
Mahabalipuram is said to have been a seaport right from the beginning of the Christian Era. Geophysical survey and underwater exploration revealed structural remains including a fallen wall running about 10 metres (m) in length, scattered dressed stone blocks, a few steps leading to a platform and many other structural remains at various locations between 4 and 8 m water depth. The available data confirms that a large area comprising of a building complex have been submerged. These remains could be part of submerged structures and caused by severe coastal erosion in this area. &#13;
&#13;
The data collected at the above sites support the literary evidence to prove their existence as ports. The major cause for the submergence of these port towns was due to shoreline changes caused by coastal erosion.&#13;
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                    <text>The Introduction of Conservation Treatment of Maritime
Artifacts in Korea
Dr Whan-suk Moon1

Abstract
Since 1976, the underwater excavation program, which began with the Shinan ship, has yielded
some 94,500 relics and eleven shipwrecks (including two foreign ships) from 18 sites in Korea.
To conserve each material appropriately
conserved on site and then

the artifacts salvaged from the sea were safely

moved to the laboratory. In particular the hulls of the ships were

salvaged by separated pieces. Treatment of PEG 2-step method was applied for several years.
The two ship hulls (Shinan and Wando) have been displayed after conservation treatment, and
one is being prepared for a new display.
We first tested pre-conservation treatment for safe stabilization and then have applied
the best method of pre-study results to the ceramics, wooden tags, metallic objects, bones,
crops etc. We excavated many bamboo artifacts after 2009, and are currently studying preconservation treatment.

1. Introduction
The dominant maritime relics found in Korea are shipwrecks and their artifacts.
They represent specific points in history, which like time capsules, clearly assert
the culture of previous eras. The number of declared maritime discoveries in
Korea has spanned approximately 242 cases since 1971. Underwater scientific
research began in 1976 with the excavation of the Shinan artifacts. To date,
there have been 18 excavations of underwater sites which have yielded 94,500
artifacts, 11 vessels, including 9 Korean vessels from the Goryeo dynasty, as
well as 2 Chinese vessels. Underwater salvaging was implemented after
determining which areas had the greatest spread of artifacts.
The Mokpo Conservation Center was established for the conservation of
the Shinan shipwreck site in 1980, and has taken full charge of the relics since
then. This paper describes the introduction of conservation treatment of
maritime artifacts salvaged in Korea.

1 Chief

of Underwater Excavation &amp; Conservation Division, National Research Institute of
Maritime Cultural Heritage (NRIMCH), KOREA, moon118@hanmail.net

�2. Conservation treatment and management of maritime
artifacts
2.1. Types of underwater artifacts
So far, the salvaged underwater artifacts are predominately the vessels
themselves as well as the porcelains contained within the site. In the case of the
Shinan shipwreck, interest from several international maritime institutes led to
its collaborative excavation in 1970. During that excavation, 20,000 Chinese
ceramics, red woods (native plants in India and west Asia), 28 tons of coins,
pewter bars, wooden tablets (shipping manifest), and the vessel kitchen utensils
were recovered.
At the Taean underwater site over 29,000 Goryeo porcelains, grains,
salted foods, and small portable dining tables made of bamboo were salvaged.
Scholastically speaking, the ship's manifest in the form of wooden tablets were
of the most interesting. These recorded a sailing time, an owner of the cargo
ship, the quantity of goods, as well as other important data. Also in the Mado
vessel excavation at Taean, more than 62 stone anchors were salvaged, which
demonstrates the frequency of marine accidents in the area. Historical
documents from that era note a lack of national finance as a direct result of
these frequent maritime accidents.

2.2. Conservation treatment of an organic materials
2.2.1. Conservation treatment of old vessels
If it is the case that a salvaged ship is not identified in Korea, then it is named
after the region (the sea) where it is excavated. To date, 10 vessels have been
salvaged, which includes the Shinan, a 14th century merchant vessel from
China.
Salvage operations on Mado vessel number 3 are currently underway.
The vessel's hull was normally made of pine, but the nails were made of more
durable oak. Because wooden nails were used in the vessel's construction, this
made it easier to separate the boards during the salvage operation. The boards
were then cut into smaller sections and labeled. Similarly, the Shinan was cut
into four sections to facilitate its recovery. The base plate of Mado vessel
number 2 was also made of oak. The Jindo ship was constructed with camphor
wood.
In the first stage of the preservation process the hulls of the ships were
placed in a desalination tank for 2~5 years. A consolidation process was also
necessary because of serious deterioration. The ships had been in tidal flats for
hundreds of years attacked by marine borer, bacteria, and soft rot. The
percentage of water content was up to 500%. The outer surface was
substantially deteriorated, but the interior remained consistent to that of green
woods.
In the consolidation process, the wood is first impregnated with 5~20%
of PEG 400 (Polyethylene glycol) at 40 , to begin the consolidation with PEG.
In the second stage the wood is saturated with 25~70% of PEG 4000 for 5~10

℃

�years. The conservation process of two ships is now complete, and they are
currently being exhibited. The third ship is being stored after the second stage
of the consolidation treatment. The fourth ship is now being dried after
consolidation. The Jindo ship, which is made of camphor wood, requires special
care and is being dried using the fixative FRP to prevent deformation and
warping. The drying conditions are being closely monitored.

Figure 1. Storage and desalination in
pool (NRIMCH)

Figure 2. PEG treatment tanks for
salvaged ship (NRIMCH)

Figure 3. Display condition after reconstruction
of Shinan ship (NRIMCH)

2.2.2. Conservation treatment of wooden tablets
From the underwater excavation at Daesom, Taean in 2007, bamboo tables
and wooden tablets (ship's manifest), which describe the type of cargo, the
quantity, the place of shipment, and the receivers were excavated. These
tablets and tables were constructed with bamboo, pine, ash, and chestnut wood.
Several kinds of small tools were used to remove mud from the surface of the
wooden tablets, and the wood was immersed in a 2% solution of EDTA-2Na.
Next, a low concentration (5~40%) of PEG#4000 (in t-butanol) was used to

�make the inscriptions on the wood more visibly distinct for accurate translation.
After that, a vacuum freeze-dry conservation treatment was applied. For
sufficient stabilization of the tablet dimensions, the PEG density of the
immersed tablets was gradually increased in stages over 15~20 days.

2.2.3. Conservation treatment of crops
At the Taean Mado 1 site many crops such as rice, buckwheat, and millet, were
salvaged. Only the husks remained because the crops’ main component of
starch had dissolved and disappeared after more than 800 years of being
underwater.
The safest conservation method for the crops, was chosen among the
waterlogged wood conservation treatments, using Sucrose, PEG immersion,
PEG (in t-butanol), a vacuum freeze-dry conservation treatment, an high quality
alcohol method (cethylalcohol,1 : 1 = cethyl alcohol : stearyl alcohol), which
involved distoetion, color change, by visual observation, and surface
observation using a stereoscopic microscope. It was determined impossible to
keep the logged crops in a consistent dry form without conservation treatment
first. Shrinkage was evident at 9.34% in length, and 26.0% in width. In such
cases, it is essential to apply conservation treatment prior to the drying process.
The formation and color of crops were well preserved in high quality alcohol
method (cethylalcohol). Also the impregnation was concluded in 70% grade,
since there was no difference between 70% and 100%.

Figure 4. After conservation treatment (NRIMCH)

2.3. Conservation treatment of metals
Most of the salvaged metals at the site were shipboard utensils such as metal
pots, copper dishes, and spoons. These were processed for conservation
treatment by initial examination, desalination, stabilization, consolidation and
restoration. In the case of metal pots, 0.5M NaOH was used to desalinate and
eliminate rust on it. Specifically, cast metals might have been severely damaged

�because cracking can occur during the drying process if the artifact is not
prepared properly. Cracking was prevented and reduced with the addition of
adhesive. 0.1M Sodium Sesquicarbonate was used to desalinate and wash the
bronze dishes and spoons. It was also noted that a Citric acid wash easily
removed debris from coins; especially debris on the many salvaged coins dating
back to the Chosun Dynasty. The coins were then treated to prevent corrosion,
dried, and consolidated to complete the conservation process.

2.4. Conservation treatment of pottery
As this paper previously mentioned, the staple of underwater excavation is
porcelains. The salvaged pottery was mostly intact with defined forms, but when
it was damaged, restoration was completed on speculation and through
reconstruction as best could be determined. The pottery that had shells fixed to
their surfaces were placed in HCI, and the shells were removed using a
bamboo knife. They were set in 60 immersion for desalination. After that the
acid was removed by placing the artifacts in flowing water. Fragments of similar
shaped porcelains were recovered in large quantities, thus making the
reconstruction process in the laboratory difficult. However, the more technical
and high quality fragments, such as inlaid celadon, were restored and colored
as well.

℃

2.5. Management
conservation

and

subsequent

change

research

after

There are two methods for managing finished conservation artifacts in Korea;
one method is to exhibit the artifacts, and the other method is to keep the
artifacts in storage. The latter method keeps the relics stabilized at a constant
temperature and humidity. The Shinan and Wando vessels are currently on
exhibition after completion of the conservation treatment. However soon after
the exhibition of the Shinan vessel, corrosion began to occur for two reasons.
First, the metal nails the shipbuilders used to connect the parts of the vessel
began to corrode. Secondly the PEG used as consolidant appeared to increase
the metal corrosion. This type of phenomena was observed in the Vasa, Mary
Rose timber, Batavia and other vessels. Experts are now conducting
investigative research to help prevent this sort of event from occurring. Likewise,
we have also been monitoring the state of change regularly since September
2010.
The two ships in exhibition are currently being monitored. This involves
measuring temperature and humidity, time-lapsed photographic comparison to
check the state of change, and illumination photometry. Oxidization of the
Shinan ship became apparent about a year after it was first exhibited in 1995.
PEG was leeching out of both the Wando and Shinan vessels. But until
currently the amount of the PEG has been small enough to be removed.
Based on the monitoring research results, our Institute is assured of the budget
to improve the constant temperature and humidity of exhibition spaces.

�3. Conclusion
To sum up, this paper has dealt with the introduction of conservation treatment
of underwater excavated artifacts in Korea. Conservation of underwater relics
began with the Shinan vessel excavation. At first, our Institute was in charge of
vessel conservation treatment only, but has treated all types of other artifacts as
well. The primary step in conservation of salvaged artifacts is on-site preliminary
processing, and the treatment of the artifacts prior to laboratory applications. In
Korea, underwater archaeologists and laboratory conservators must work
together to ensure complete treatment and conservation of the Korean maritime
heritage. For this purpose, a new conservation facility in Taean near the
excavation site, now processes everything immediately in conjunction and
cooperation with the conservation treatment centered at our division.
However, even with the addition of this new facility at Taean, the diverse
variety and large amount of materials makes it difficult to deal with conservation
of all artifacts perfectly. For this reason a collaborative research project has
been instituted through an exchange program of personnel with other foreign
maritime conservation organizations; Western Australia Museum being one.
Both institutions are working on research projects set up together. We are
specifically trying to solve the corrosion problem in the Shinan vessel. This will
improve not only our capacity to better treat maritime artifacts, but also their
overall safer conservation treatment in general through global cooperation and
exchange of knowledge.

Bibliography
Bowens, A., (ed)
2009

Underwater Archaeology - The NAS Guide to Principles
and Practice..

Cultural Heritage
Administration.
1984

The Wando Wreck Underwater Excavation.

Cha, M. Y.,
in press

Conservation of shipwrecks in Korea, International
Meeting on Protection Presentation and Valorisation of
Underwater Cultural Heritage, UNESCO and Chinese
Academy of Cultural heritage, Chongqing, November
2010.

Cha, M. Y. and
Yonn, Y. H.,
2011

Conservation of Waterlogged Archaeological Rice
Seeds. The 33rd National Conference of the Korean
Society of Conservation Science of Cultural Heritage,
Korea: 123-124.

Cultural Heritage
Administration.
1988

The Shinan Wreck Underwater Excavation

�Mokpo Conservation

Report on The Excavation of Jindo Log Boat.

Institute for Maritime
Archaeological finds.
1993
Moon, W. S., B. K.
Kim, I. J. and S. S.

On-Site Conservation of the Underwater Objects
Excavated, Conservation Studies 25, National Research

Yang.,

Institute of Cultural Heritage.

2004
National Maritime
Museum.
1999

Report on The Excavation of Talido Shipwreck.

National Maritime
Museum.
2004

The Conservation and Restoration Report of Ship.

National Maritime
Museum.
2005

The Underwater Excavation of the sea off Sibidongpa
Island, Gunsan.

National Maritime

The Excavation of Anjwa ship.

․

Museum Sinan-gun.
2006
National Maritime
Museum.
2008
Nation Research
Institute of Maritime
Cultural Heritage.
2009
Pearson, C.,
1987

Ansan Daebudo Ship Sea Site Submarine Excavation.

ⅠⅡ

Taean Treasure ship , - Submarine Excavation.

Conservation of Marine Archaeological Objects.

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                <text>Since 1976, the underwater excavation program, which began with the Shinan ship, has yielded some 94,500 relics and eleven shipwrecks (including two foreign ships) from 18 sites in Korea. To conserve each material appropriately  the artifacts salvaged from the sea were safely conserved on site and then  moved to the laboratory. In particular the hulls of the ships were salvaged by separated pieces. Treatment of PEG 2-step method was applied for several years. The two ship hulls (Shinan and Wando) have been displayed after conservation treatment, and one is being prepared for a new display. &#13;
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                    <text>Cricket run or Home run? Can a correlation between
Emporia and non-Emporia based trade be made using
the wreck of the Lena Shoal?
Brian Fahy

Abstract
Is it possible to look at a shipwreck like the Lena Shoal and investigate patterns of emporia and
non-emporia trade throughout Southeast Asia? Was the boat simply ferrying cargo from one
specific port to another specific one, or was the trade a linear, multi-legged run? By looking at the
artifactual assemblage of the boat and its cargo, its construction, as well as the socio-political and
th
economic climate of 15 Century Southeast Asia and China, it is the goal of this paper to assess
what trading might have looked like from a boat like the Lena Shoal.
Both types of trading were most likely happening simultaneously, but there may certain
characteristics that the Lena Shoal wreck possessed that may stress a specific role or function
that it had in the smaller (or larger) scheme of Southeast Asian trade. Construction methods and
ship size of the boat may reveal details into the boats’ intended role in maritime trade. Can
correlations be made between ships of specific sizes having specific purposes? An attempt at
comparing ship size and cargo of similar wrecked vessels that share a similar temporal space in
the area will be necessary and vital to ascertain such qualities.
Much, but not all of the cargo was Chinese, the whole of which may help reflect a
particular course of trade through the area. Planned testing of the metals excavated at the site
will hopefully help promote the need for a complete database of metallurgical sources in the
th
region, to help further understand the role that the Lena Shoal played in 15 Century Southeast
Asian Maritime trade.

Introduction
Shipwrecks are often referred to a “time capsules,” whereby the moment a ship
sinks and comes to rest on the ground; it produces a pseudo-effect of an event
“trapped” outside of time. Everything on that ship (including cargo and hull) in
that moment gives us a font of information most importantly due to their
connection with each other. Since all these items onboard were deposited in situ
at the same time, then they have relatability to one another. While fieldwork
methods of mapping, excavating and cataloguing the artifacts will yield a large
amount of data, there are a number of other inferential corollaries to be made
with the finds. Richard Gould (2000:12) notes that these, “so-called events (the
moment a ship wrecks, becoming a potential archaeological site) prove to be
embedded in ongoing processes linked to social, economic, and even symbolic
activities”. There is valued information to be gained not only from looking at the
moment of the wreck, but also from the various circumstances preceding and
proceeding it. Shipwrecks are part of larger social and cultural landscapes; they
are not without a wider set of interpretive contexts.
In the instance of the Lena Shoal wreck (or Busuanga), there is a great
deal of artifactual evidence to process. Dated to approximately 1490 CE, the
wreck carried a various array of materials: metal ingots and cannons, ivory, glass
beads with the bulk of the cargo being a large assemblage of Chinese and
Southeast Asian ceramics.

�The objective of this paper is to attempt to describe the environment of
15 century production and exchange in Southeast Asia, as it possibly relates to
the Lena Shoal, to put the wreck back into the social, cultural and economic
systems that created it. Can inferences be made on the cargo of a wreck to
determine whether the cargo practicing direct trade between two ports (making a
sort of “cricket run”, between two bases), or will the cargo tell us a tale of a linear,
port-to-port circuit trade known as “tramping” (like a batter traveling around the
bases in baseball)? I plan on addressing this in a two ways; the artifactual
assemblage, (ceramics and metals) as well as the material used in the
construction of the ship. Other sources located within the assemblage give
supporting claims to regional provenances, but are not as concrete as the
ceramic wares. Items like ivory tusks, brass arm bangles, brass and iron
cannons, bronze gongs and tin ingots reveal their presence in the remains, yet
are less distinct in the details. In these cases traditional typological studies can
reveal vague regions of production rather than specific production centers.
This paper is also intended to stress the strict need for metallurgical
surveys and X-ray Florescence (XRF) catalogues throughout the region, to aid in
distinguishing provenances of the ingots (both the iron and tin) and well as the
brass workings in the collection.
To achieve these goals, it will be necessary to understand the concepts of
what is and what is not an emporium, how this affects and directs trade routes
and connectivity, and whether the classical definition of the term applies to the
ports of trade in Southeast Asia.
th

The wreck of the Lena Shoal
The wreck was discovered in 1996. The book, Lost at Sea by Goddio, et al.
(2000) relates the discovery and subsequent archaeological excavation through
the following facts. The research vessel Kaimiloa, en route to another
archaeological site, was waylaid by reports of fisherman bringing up ceramic
shards in their fishing nets. A quick scan and reconnaissance dive by the
vessels’ crew revealed a large swath of ceramics and elephant tusks at a depth
of about 48 meters. After an impressive feat of organization and logistics, in a
matter of weeks the team managed to secure the site, map the wreck in
commendable detail, and bring up thousands of artifacts from the wreck.
The bulk of the cargo seems to have been ceramic in nature. Monique
Crick (2002:86) notes that there were blue and white porcelains, celadon ware,
monochrome and Fahua porcelains from China within the wreckage. The cargo
also consisted of Thai Sawankhalok and Tao Maenam Noi jars, Siamese
Celadons and Vietnamese stonewares. These items clearly have a specific
provenance in their creation; ones which archaeologists are able to correlate to
definite kiln sites throughout Southeast Asia and China.
Other items uncovered within the wreck include; bronze arm bangles,
bronze and iron cannons, iron pots, tin ingots and pig iron, as well as laquerware,
iron needles, elephant tusks, glass beads , stone/shell objects and pepper.

�Comparative analysis was done on the remainder of the hull (left in situ) to
determine the materials used in its construction, and spectrographic samples of
the tin, brass and beads were performed.

Concepts of Emporia
There are varying definitions for the word “emporia”. At its barest definition, the
word was used merely as a synonym for “port” (Rouge 1966); Its’ other
minimalistic meaning was known as a “place where ships are built” (Rouge
1966). This acts as a “stepping off” point, to be able to define the term in a more
elaborate manner. Defined from a purely economical position, emporia is
characterized by historian and Indologist Deitmar Rothermund (1991:3) as a:
(M)arket place in which a variety of goods is more or less continually available and in
which a plurality of buyers and sellers can meet without undue restraint under
predictable conditions of supply and demand.

A synthesis of these base definitions were made by Alain Bresson (1993), using
translations and writings from Greek geographer Strabo and analyses of Strabo
from Michel Casevitz (1993). He notes the necessity to include geographical
terms in the definition of emporia, notably the need for its connectivity to water
(i.e. river, canal, and sea). This is useful because it includes both a market
function AND connectivity. With the exception of Rothermund, these authors are
referring to emporia in the Mediterranean during the Roman period, yet I believe
there are similarities in the terms and universals in the concepts that can be used
to define emporia globally. Obviously there are some differences in defining
Asian emporia and Mediterranean emporia, as well as temporal differences in
entrepots between the Roman era (27 BCE - 476 CE) and the Medieval Era (10th
- 15th centuries), further research is needed to properly compare and contrast the
two.
In the case of Southeast Asia, an attachment to the sea certainly applies
here. The regions’ major centers of civilization come from water rich areas.
Riverine locales promoted an agricultural boon and the use of the rivers as trade
routes imply that early cities established on these coastal tributaries may embody
the very nature of emporia (see Hall 2011).
Strabo notes there are specific activities and structures that contribute to
the identity of emporia. Obviously, commercial activity is one aspect that defines
an emporium. He stresses that trade can have a single axis (i.e. one way trade,
tribute), or dual axes (i.e. forms of exchange, barter). With these commercial
activities come commercial structures; buildings like trade offices, storage
facilities and market halls. From an agricultural standpoint, it would be necessary
to have grain storage of some sort not only for the local populace, but as a
tradable commodity.
Technically, an emporium would benefit from places to build or repair
one’s ship as well as fabricate certain items. Certain religious structures would be
present to cater to the various religions of the local populace as well as the
passing sailor and traveler. Institutional and bureaucratic structures like tax

�offices and administrational centers would be in place to facilitate profit for the
state and establish diplomacy in state matters.
Emporia in Southeast Asia certainly had some of these structures and
processes in place to varying degrees. These structures may take form as a
“Bund”, built similarly like Shanghai’s port that was established during the 18 th
century steamship era, or something more organic, whereby structures and
processes were erected and established in a port as they were needed, and
wherever they could fit them. However, some of these structures may not have
been necessary in Southeast Asia, certainly depending upon how large or small
the emporium was. There are theories in maritime economics that propose
varying degrees of emporia, based upon region of connectivity. Some emporia
may cater to a local, riverine population; other mid-level emporia operate within
small seas or cities along a stretch of coast line, while other, even larger emporia
may provide interactions from a multitude of continents. Martin Stopford
attempts to place these emporia into different sizeable contexts, based on type of
maritime trade. He proposes that there are some ports that specialize in either
Interregional trade, Short sea trade, and/or Land/River/Canal based trade.
(1988:39) The models are applied by Stopford in a modern framework, defining
Interregional trade (or “Deep-Sea shipping”) as economic exchange between
continental landmasses; Short Sea trade is defined as the coastal distribution of
the cargo delivered to major ports by Deep Sea shippers. Local/River/Canal
transport is small scale, localized trade within a series of waterways or river
network (Figure 1).

Figure 1. Stopford’s Models of Modern Sea Trade

�There are certainly emporia that do some or all of these types of trade,
but within these types of emporia one trade method is usually more popular than
the others. Within the region of Southeast Asia, and using Stopford’s models of
trade I suggest breaking and splitting Interregional trade into Inter-regional
emporia and Intra-regional emporia (Figure 2). I believe that these terms would
easily assist in defining which ports were catering to ports mostly within (Intra)
Southeast Asia and those emporia whose region of trade and contact was
between two regions (Inter). Stopford’s “Short Sea” shipping model can apply to
vessels that operate Intra-regionally, because the largely common practice of
following the coast applies to Most of Southeast Asia. Examples of Inter-regional
emporia would be cities along the straits of Moluccas and Java in the West and
the Chinese cities of Guangzhou and Quanzhou in the East. There are other
regional emporia which had some degree of inter-regional contact, depending
upon politics and security at that time. Entrepots that typically operate as Intraregional emporia are those that are mostly engaged in trade within the South
China, Sulu and Java Seas, including the Gulf of Thailand (Hall 2011).

Figure 2: Augmented Inter/Intra regional model
for within Southeast Asian context.

�Reflections on the wreck of the Lena, as it relates to Southeast
Asian emporia
The ship
It is important to note that while the design of the Lena may be Chinese in nature,
the ship itself is not. Identification of the planking reveals the type of wood to be
a variety of Shorea (Shorea sp.) It is a tropical hardwood belonging to the family
Dipterocarpaceae, and found most commonly in Indonesia, Malaysia and the
Philippines. Two taxa of Shorea are found in China, but both are rare, and not
located near the coastal China.
The pegs/treenails used to connect the planking were identified as GuttaPercha (Palaquium sp.) of the family Sapotaceae. Again, this is a wood primarily
native to Southeast Asia and Northern Australasia. These factors point to a ship
that was most likely constructed in Southeast Asia, in the Southeast Asian junk
tradition, and most likely called its home port somewhere in the region.

The cargo
The wreck contained items from all over Southeast Asia and China, the majority
of the cargo coming from China. Franck Goddio (2000) surmises that the Lena
Shoal most likely overshot its port of call in the Philippines, after visiting ports of
China, Vietnam and Thailand (in that order), and while attempting to come
around, grounded itself along the Palawan Coast. It is most likely that the ships’
next port of call was the Philippines. A nearly identical list of commodities that the
Philippine elite were importing was documented by E.P. Patanñe (1996:59) in
The Philippines in the 6th through 16th Centuries, he states,
(t)he elite [of Tanjay] also possessed [in their burial contexts] status-symbolizing
goods such as trade porcelains from China , Annam and Siam, iron and bronze
weaponry, brass and copper gongs and drums, silks and fine cotton textiles,
elaborate basketry, beaded and gold ornaments.

This shows that there is a clear corollary between the marketable commodities
popular in the Philippines at that time, and the cargo on the Lena Shoal, deemed
as product that never made it to its intended destination.

Further Study
It is conjectured that the Lena arrived and traded at ports in China, Vietnam and
Thailand before making its last leg of the trip to the Philippines – tramping (Figure
3; Goddio, et al. 2000:259).

�Figure 3. Emporia based “Direct trade” example vs. Non-emporia, “Tramping”
model (adapted from Goddio, et al. 2000:259).
I wish to propose an alternative pattern of trade that the Lena may have
taken before its untimely end. As mentioned earlier, the tin was (expertly)
analyzed by Energy Dispersive Spectrometer. Without going into great scientific
detail about the process, an elemental spectrum is created of the sample, and,
with the help of other measured metallic spectra, there may be a chance to
source the material being analyzed. The goal is to look at sources of tin
throughout Southeast Asia, with the hopes of locating where the tin on the Lena
Shoal came from.
The island of Mendo Barat, in Indonesia is one of the largest, if not the
largest sources of tin in the region. If analysis of these sources of tin is
catalogued, then we can cross reference the data from Mendo Barat with the tin
ingots found within the Lena cargo.
The same holds true for the Brass bracelets located within the wreck.
Spectrographic analysis gives us a detailed look at the copper, zinc and tin
elements in the arm bangles. Again, if accurate analyses of said sources were
measured and catalogued, it might reveal useful information about the arm
bangle and bracelet trade as well as the ship(s) that carry them. At that time,
India held the largest sources of zinc, and if the spectrographic analysis matched
sources from there, it would reveal significant insight into the metallurgy trade of
the Indian Ocean and Southeast Asia.

�If the tin was from Mendo Barat, it could suggest that the Lena Shoal had
docked there previously. The ship could have made its way up from Srivijaya,
through Thailand and Vietnam, up into China and on its way to the Philippines
when it overshot its port. It still remains plausible that the Lena’s next port was in
the Philippines, quite possibly with the intent to unload the whole of its cargo.
However, the sheer volume of high quality blue-and-white ceramics on the boat
does not coincide with the social atmosphere in 15th century Philippines. Studies
done by John Miksic (2006) and Laura Junker (1999) show an increase in the
demand of high quality porcelain, but not to the extent of what the Lena Shoal
was carrying. It lends credence to the possibility that the Philippines was at least
the intended port of call for a portion of the blue-and-white, with the bulk of the
Chinese ceramics destined for points farther West. In that regard, we may
envision a ship whose route was forever clockwise, possibly engaging in a
cyclical trade pattern throughout Southeast Asia and Southern China.
Clearly identified trading routes would certainly contribute to such a
scenario. Goddio (2000:8) put forth the claim of a maritime trading route up and
down the Western Palawan coast, stating that although there are no textual
sources that mark a trade route via this corridor, he believed that it was a
frequently used route since the eleventh century. He backed that up with finding
and documenting other wrecks along the coast, showing that indeed the route
was a popular one. An original map of the region, recently rediscovered in the
Bodleian Library Special Collections in Oxford, dating to the mid-16th century
further supports his theory.

Figure 4. Selden Map. Orientation - North is to the right
(photo by author, copyright Ashmolean Museum).

�The “Selden Map”, is a detailed map of Southern China and Southeast
Asia in the 17th Century (Figure 4). Dated to 1653, it was allegedly made by
Chinese cartographers and captured during a British military operation. There
were two documented independent ventures from Britains to China around that
time; One by Henry Bornford made in 1635 and another made in 1637 by William
Corteen’s Association. Both were going to Macao, but no mention of the map
was in either record (Riddick 2006). The map appears to have been made in
Quanzhou, as it appears to be the start of all the sea routes on the map. The
map clearly shows Goddio’s suggested Palawan Strait route, supporting his
theory regarding that coastal trade route. The map also reveals a direct trade
route from Quanzhou to the Philippines, which may help bolster the cyclical route
of the Lena Shoal.
Certainly, there are a great many other factors to be taken into account to
help support this claim. Agents like weather patterns, politics and maritime
logistics need to be, and will be, studied to bolster this theory (Fahy in prep). I
hope though that the paper shows the necessity for a more complete
metallurgical spectroscopy catalogue, and a need for continued collaboration
supporting the field of maritime archaeology in Southeast Asia.

Bibliography
“Flora of China, 2004-2010”, in The Flora of China Project,
Missouri Botanical Garden Press, accessed June 17 th 2011:
http://flora.huh.harvard.edu/china/.
Bresson, A., and L’Emporion, De Boccard, Paris.
Rouillard,
P.,
1993
Cricket Run or Home Run: Emporia and non-Emporia based
Fahy, B.,
trade in Southeast Asia, unpublished DPhil thesis, Oxford
In preparation
Centre for Maritime Archaeology, University of Oxford.
Sunken Treasure: Fifteenth Century Chinese Ceramics From
Goddio, F.,
the Lena Cargo, Periplus, London.
Pierson, S., and
Crick, M.,
2000
Goddio, F., Crick, Lost at Sea: The Strange Route of the Lena Shoal Junk,
M., Pierson, S., Periplus, London.
and Scott, R.,
2002
Archaeology and the Social History of Ships, Cambridge,
Gould, R. A.,
2000
Cambridge University Press.
A History of Early Southeast Asia: Maritime Trade and
Hall, K. R.,
Societal Development, 100-1500, Rowman and Littlefield,
2011
Maryland.
Raiding, trading, and feasting: the political economy of
Junker, L. L.,
Philippine chiefdoms, University of Hawai`i Press, Honolulu.
1999
Brach, A. R.,
2011

�“Chinese Ceramics and the Economics of Early Southeast
Asian Urbanisation, 14th to 16th Centuries”, in Bulletin of the
Indo-Pacific Prehistory Association, 26, pp.147-153.
The Philippines in the 6th through 16th Centuries, LSA Press,
Patanñe, E.P.,
1996
San Juan.
The History of British India: a chronology, Praeger
Riddick, J. F.,
2006
,Connecticut.
Rothermund, D., “Asian Emporia and European Bridgeheads” in (eds.)
Roderich Ptak and Dietmar Rothermund, Emporia,
1991
commodities and Entrepreneurs in Asian Maritime Trade,
C.1400-1750., Franz Steiner Verlag, Stuttgart.
Recherges sur L’organisation du Commerce Maritime
Rouge, J.,
Mediterranee sous L’empire Romain, Service d'Edition et de
1966
Vente
des Publications de l'Education
Nationale
(S.E.V.P.E.N.) , Paris.
Selden Map of MS Selden Supra 105], Map Collection, Bodleian Library,
Southern China University of Oxford, Oxford.
and
Southeast
Asia,
1653
Stopford,
M., Maritime Economics, Unwin Hyman, London.
1988
Miksic, J. N.,
2006

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                <text>Is it possible to look at a shipwreck like the Lena Shoal and investigate patterns of emporia and non-emporia trade throughout Southeast Asia? Was the boat simply ferrying cargo from one specific port to another specific one, or was the trade a linear, multi-legged run? By looking at the artifactual assemblage of the boat and its cargo, its construction, as well as the socio-political and economic climate of 15th Century Southeast Asia and China, it is the goal of this paper to assess what trading might have looked like from a boat like the Lena Shoal. &#13;
&#13;
Both types of trading were most likely happening simultaneously, but there may certain characteristics that the Lena Shoal wreck possessed that may stress a specific role or function that it had in the smaller (or larger) scheme of Southeast Asian trade. Construction methods and ship size of the boat may reveal details into the boatsâ€™ intended role in maritime trade. Can correlations be made between ships of specific sizes having specific purposes? An attempt at comparing ship size and cargo of similar wrecked vessels that share a similar temporal space in the area will be necessary and vital to ascertain such qualities. &#13;
&#13;
Much, but not all of the cargo was Chinese, the whole of which may help reflect a particular course of trade through the area. Planned testing of the metals excavated at the site will hopefully help promote the need for a complete database of metallurgical sources in the region, to help further understand the role that the Lena Shoal played in 15th Century Southeast Asian Maritime trade.</text>
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                    <text>Understanding Behind Shipwrecks:
filling the missing gap of local history
Dr. Widya Nayati1

Abstract
Archaeological evidence of contact and exchange can be found in many sites in Indonesia.
Different areas of the Archipelago experienced different levels of socioeconomic complexity
because of many factors including local resource distribution and topography, which in turn
affected the nature of contact with foreign traders. Contacts between resource-providing areas
and outsiders who sought these resources have affected the development of local cultures.
Buddhist, Islamic and Christian ideas and material culture were intensively and widely distributed
in the Indonesian Archipelago from the seventh century onward. Archaeological data supported
the activities of the contact, such as Hindu and Buddhist temples, Chinese temples, Mosques,
Churches, forts, ceramics, beads, statues (made from stone and metals), and shipwrecks. While
historical data gives information on the varieties of Indonesian commodities. Hundreds of
shipwrecks are believed to be within Indonesia seas. However, the study of shipwrecks—
especially in Indonesia--is always as a single object and usually only discusses the artifacts found
from the shipwreck.
Based on the information above, there are many data which could be helpful in
understanding the past from shipwrecks. How would it be if the ship had reached the local
harbour? Who would buy the artifacts? What would have happened with the locals if they used
the artifacts? Is there any tangible artifacts and intangible culture which could be related to the
development of the harbours or the local kingdom? Is there any ‗missing link‘ of the local history
which is found from the shipwreck? This paper will analyse the effect of shipwrecks and
understanding the role of local history behind the shipwreck. This paper will study the correlation
of shipwrecks found in the Batam and Cirebon regions of Indonesia with the history of those two
places.

Keywords: shipwreck, Development of settlements, tangible and intangible culture,
Cirebon, Batam Island, Indonesia

Introduction
The development of trading centres in the Indonesian Archipelago has been
significant since early in the first millennium Anno Domini (A.D.)2 when Javanese,
Chinese, Malay and west Asians traded in many ports in the Indonesian
Archipelago (van Leur 1955; Meilink-Roelofsz 1962; Wolters 1967). Then, all
commodities came to Melaka. The Indonesian Archipelago itself was legendary
initially for forest, sea and spice products (Cortesao 1944; van Leur 1955;
Meilink-Roelofsz 1962). The trade later developed to include inter local and
international products, such as ceramics, beads, coins, gongs, jewellery, metal
goods, and precious stones (Cortesao 1944; van Leur 1955; Meilink-Roelofsz
1962; Wolters 1967). The exchange in luxury items could possibly have taken
place in the coastal, hinterland or ecotone areas, by land (track) and river (Nayati
1

M.A, widyanayati@yahoo.com
A Georgian Calendar designation that starts at year one from the birth of Jesus Christ of
Nazareth.
2

�2005). In the harbors, the elites controlled the trading activity as they had
accumulated the necessary resources (Junker 1990; Nayati, 2005). Such land
trading was closely interconnected with sea/inter island trading (Nayati 2005) and
trading activity in this region has developed and is intertwined with other systems
over a long period. However, evidence shows that changes of trading patterns
have occurred as responses to internal, inter-regional, and international contacts
(Nayati 2005).
Artifacts have been found in the capital kingdom and their settlements
both on the coastal area and in land areas (Nayati 1994; Nayati 2005), while
intangible cultural influences were interacting with local people (Reid 1984; 1993;
Jungker 1990; Nayati 1994; Nayati 2005). Those introduced cultures became
interrelated with local cultures, thereby influencing such aspects as language,
daily activities, costume, ceremony, politics, and technology (Jungker 1990; Reid
1984; Reid 1993; Nayati 2005). It can be said that understanding the maritime
archaeology of this region is not as simple as recording local and non local
artifacts, but should be seen as a contact of land to land culture using both land
and sea transportation. Such contact involves time, energy, space, and
adaptation which could open many other possibilities. So, any interpretation of
the scope of maritime archaeology must encompass wider and deeper
considerations which can open the way to seeing and understanding the many
possibilities generated by the wider cultural contact.
Historical documents can help interpret the maritime archaeology. Some
documents describe the ships, the dates, the shift of trading activities from one
market to another depending on the supply of local products, the fluctuating
prices, and the influence of local rulers on the trading activities. The documents
also provide a record of each centre by illustrations, sketches and maps.
However these data are only recorded for the Complex Entrepots and Fort
Regulated sites, where the document writers stayed for longer periods and even
established settlements, such as in Banten, Batavia (Jakarta), west coast of
Sumatra, and Banda (Cortesao 1944; Nayati 1994; Nayati 2005). By contrast,
there are almost no comparable data about the development of the Direct
Exchange sites or about the people, culture and trade to be found in such sites
(Nayati 1994). Consequently archaeological evidence can throw further light on
these changes by comparing the material culture and archaeological remains
across different periods, even though not all historical information is supported by
material culture or vice versa (Nayati 1994).
The archaeological and historical data have already revealed much about
the successes of shipping and trading activity in the past. Trading activity by sea
and river was risky and full of danger, not only because of pirates but also
weather. Hundreds of shipwrecks are believed to lie within Indonesia and its
waters. It is believed that there are around 500 sites where ships have sunk
within the Indonesian seas, yet, less from data recorded by Nigel Pickford (1994:
155).

�Figure 1. Shipwrecks in Sumatra and Java (Pickford 1994: 155).
The discovery, investigation and removal of shipwrecks in the Indonesian
sea has been done many times. Nevertheless, the study of shipwrecks is always
a single object and usually only discusses the artifacts found from a particular
wreck. In Indonesian case, the findings from such an action is normally just a
"finding" without any further interpretation what it may reveal about the role of
local history to the world or vice versa. There are many data from the wreck
which could help in a wider understanding of the past. In this paper, I will focus
on one site and ask what might have happened in Cirebon and in Batam if the
ship had not sunk? Is there any "missing link" of the local history which can be
found from this shipwreck?
In the history of Indonesia, Batam does not seem to rate any special
mention (Cortesao 1944; Meilink-Roelofsz 1962; Kartodirdjo, et al. 1975; Reid
1993). It interprets that Batam, an island in the strait of Malacca, could have
acted as a stop-over harbor as Malacca had both important Complex Entrepots
and Fort Regulated sites, while direct trading sites were located in Sumatra and
Java. It can be assumed that Bantam could play an important role whenever the
trading ships/junks were attacked by pirates, or ran into weather problems—as
Batam island is located in the monsoon area. While Cirebon did not rate mention
in as many historical journals as the Banten kingdom, Batavia city, and Gresik
(Cortesao, 1944; Meilink-Roelofsz, 1962; Kartodirdjo, et al. 1975; Tjandrasasmita
2009), both are located on the north Java sea and Cirebon was an important
Islamic kingdom from the 15th to the late 19th century (Sulendraningrat 1972;
Kartodirdjo, et al. 1975; Sulendraningrat 1985).

�Trading Activity within the Indonesian Archipelago: filling some
missing link in local history
It is difficult to specify the nature of the connections among producers, traders,
agents, and consumers in pre-modern society (Nayati 2005). Many different
scenarios are possible as an individual can act as producer, as consumer, as
agent, and as trader at the same time (Nayati 2005). Goods were distributed and
redistributed both in simple and complex societies, both through reciprocity and
centralized movement, variables which are related to socio-cultural life (Nayati
2005). These may each have positive and negative gains for the actors – socially
and in terms of real wealth.
Archaeological artifacts have not been found to confirm the whole range of
recorded trading activities. Archaeological evidence can provide some
information about commodities arriving in trading sites but little about the local
commodities taken out from these markets (Nayati 1994; Nayati 2005). Yet
archaeological data can give clues about the local activities that lead to an
understanding and explanation of the past by drawing on both historical and
archaeological studies (Nayati 1994). However, there are still many questions on
trade remaining, such as how the local people–both coastal and in the
hinterland– were affected by the international trading network, and what kind of
socioeconomic structures and networks they developed to support their
involvement (Jungker 1990; Nayati 2005). Related to the questions of this nature
that arise, Jesse Ransley (2005) argues that maritime archaeology is a complex
discipline. We should be aware about the many possibilities generated for
interpreting the past, as the data are unique and the development of culture may
differ and is not always linear between one place and the next.

Case Study of Cirebon and Batam
For a start, not all sea trading was successful. Pickford (1994) in his study of
locations of wrecks does not mention any shipwreck along the north Java Sea
including Cirebon but does refer to some spots in Batam. There are reports of
underwater research activity there (H Harun). These activities were undertaken
by the people in Jakarta during the Suharto era and Haji Harun said that all
materials found have been brought to Jakarta. Equally, in 2004 to 2005 there
was research conducted on a shipwreck located on 05°14‘ 30‖ and 108° 58‘ 25‖,
which is 60-70 miles north of Cirebon.

�Table 1. Types of artifacts found in Cirebon Shipwreck

(Source: PT ParadigmaPutera Sejahtera (Setyawan 2009)—with modification.)
No

Type of Artifacts

Total

1
2
3
4
5
6
7
8
9
10
11
12
13

Metal (Gold, Silver, Iron, bronze, copper, Tin)
Precious stones
Earthenware
Ceramics
Glass beads
Container made from Glass
Upstream Kris
Ivory
Bones and tooth
Horn
Spices
Woods (part of the ship)
Others

15.215
2.607
35,819
256.943
1.475
1.591
1
59
281
10
28
19
114

Cirebon
Based on the artifacts found from the Cirebon shipwreck, it should be asked – if
there could also be any commodities which were destroyed by sea water. This
question must be addressed as ships could stopover in many ports before
(almost) reaching Cirebon harbor and this implies that these ships possibly
bought other commodities, though not from China. Researchers have interpreted
that the shipwreck - based on the ceramics and glassware - is dated to the 10th
century (Setiawan 2009). Yet such a date should be questioned as the first
Cirebon king came to power in 1478 (Sulendraningrat 1972; Sulendraningrat
1985; Panzuri 1994; Tjandrasasmita 2009). Before this time, Cirebon was just a
small fishing village under the local merchant Ki GedeTapa (Sulendraningrat
1972; Sulendraningrat 1985; Panzuri 1994). This village then became crowded
as many people settled there and this growing population was supported by the
surrounding area, especially with rice and sea products (Panzuri 1994).
According to local history Ki GedeTapa was replaced by his son who built a new
kingdom named Pakungwati, and used the name Pangeran Cakrabuana
(Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita 2009). He was in
turn replaced by his cousin, named Syarif Hidayatullah or Sunan GunungJati
(Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita 2009). In 1677
Kraton Cirebon (formally Pakungwati) was then divided into three kingdoms:
Kraton Kasepuhan, Kraton Kanoman and Keprabonan, which has a centre of
learning (Sulendraningrat 1972; Sulendraningrat 1985; Tjandrasasmita, 2009).
Between 1798-1803 Kraton Kanoman was further divided into two kingdoms:
Kraton Kanoman and Kasultanan Kacirebonan (Sulendraningrat 1972;
Sulendraningrat 1985).
Interestingly, the most intriguing point is the amount of ceramics found
from the Cirebon shipwreck. If all these commodities were to be sold in Cirebon
market, what would the Cirebon kingdom look like? Certainly, there are ceramics
used in the interior of the palace of Sunan Gunung Jati and the sultan‘s
graveyard (Figure 2). Gunung Jati is believed to have married Chinese women,
but if there were at least 271.000 ceramics, mostly bowls to be sold in Cirebon,

�the people of Cirebon would seem to have been practicing a Chinese life style.
Yet, based on the personal survey, only one Chinese temple is known to have
been located nearby the central market of the kraton in Cirebon.
If those artifacts were to be exchanged in Cirebon how did they collect all
the commodities to the harbor? And if so, where did they store these
commodities from outside Cirebon and from the local area come from? And,
most intriguing of all, what was Cirebon‘s most popular trade commodity, as
there are no precise historical data on this for Cirebon? Yet We have to interpret
more that Cirebon had developed a powerful political and social organization
which could organize the accumulation of local commodities to be exchanged
with international commodities. If so, the history of Cirebon is not to be restricted
to an account of the succession from father to son/cousin. Cirebon must have
been a rich country with great social and political organization; it must have
included many non local inhabitants but it was all controlled by the kingdom.

Figure 2. Ceramics at Gunung Jati Graveyard
(http://thearoengbinangproject.com/2010/11/wisata-gunung-jati/)

Batam
In contrast, while shipwrecks in Batam have not yet been covered scientifically,
yet there are more than 100 Chinese temples in the area. Only 20 of these
Chinese temples are legal (Ah Cui). A personal survey of the Chinese temples on
Batam island has found that many temples have been relocated because of the
developments on the island. Some hilly areas have been leveled, and new
settlements built—especially shop house—along the main road, although old
Chinese temples remain located in the bay (see Figure 3; the original location of
the Chinese temples). Moreover, there are some Chinese ceramics dated
between Ming and Qing dynasty and beads on the main altar.

�Figure 3. Location of Old Chinese Temples in Batam Island (sources: BAPPEKO
Batam (1995-1998), http://pn-batam.go.id/profil-daerah/45-pemerintahan-kotabatam/81-sejarah-pulau-batam.html
In Bantam, based on the personal survey on July 2011, there are three
groups of temples: firstly, temples used for Toa Pe Kong (ancestor) and
Santikong; secondly, temples for Kwan Im; and thirdly, temples with Buddha
statues. This can be interpreted as that the first settlers placed their ancestors
and santikong in their temples as Tao followers and their clan continues to
venerate their grandparents‘ temples. Their duties are to renovate and rebuild it
better than before. If they have to move the temple, they have to move the Toa
Pe Kong and Santikong with them. Interviewed with Ah Chui informed that when
renovations or rebuilding of the old temples are still to still maintain the traditional
shape. Any reshaping can only be done in unimportant parts of the temple, while
any new buildings must be built outside the original temples.
Base on the same survey, there are several Chinese temples with Toa Pe
Kong and Santikong located in the strategic bay of Batam. It can be assumed
that these temples have been built by the Chinese who originally stopped over in
Batam temporarily, possibly because of bad weather or pirates and or trade
matters. They could safely anchor in Batam bay—as Batam has many safe bays.
It assumed that some Chinese continued living in Batam. This assumption is
supported by information from Ah Cui‘s that people in Batu Ampar were Chinese
who worked as fishermen and merchants. Moreover there were 13 Chinese
families who lived in Batu Ampar, a settlement with a trading center, namely A
Chui, Tok Riri, AngTeng Hiang, A Ti Pincang (An Kai Lai), Tan Ching Long, Tan
Pa Long, Pen Kiang, Cui Siang, Lao Ho, Qi Bak, Bak Ti, Tio Seng, Po Lim and
Po Chin. The oldest Chinese temple was originally in Batu Ampar, but then
moved to Nagoya because a factory was built in Batu Ampar. Moreover, Ah Cui a
local Malay fishermen living in Tanjung Uma and adjacent areas — noted this is

�the case especially along the coastal area. Based on personal survey on the 24th
of July 2011, in Tanjung Uma an old mosque has been renovated and became a
masjid Jami‘ named Al Mukminin.
The history of Batam should be expanded to include the existence of the
Chinese and their settlements and history during the 1950s, when the Chinese
and Malay of Batam worked in rubber plantations and planted pepper and
gambier (Ah Cui). These plantations no longer exist as all the forest has been cut
down and replaced with shop houses, factories and malls. Based on interviewed
with several people in Batam from 21th to 25 of July 2011, it can be concluded
that Batam people do not forget their history.
Much of the history of local Batam is still missing. However, from the
location of the Chinese temples we can understand a little more about the past of
Batam. Clearly it was not under firm local control as it was not a kingdom, as the
Chinese were free to choose where they settled and where they built their
temples. It assumed that the Chinese visited Batam because it was located near
trading activity, and a safe haven from bad weather and pirates. Thus this
location could have then become a silent trading place where the merchants met
the producers from Sumatra and other places in Asia before reaching the major
trading centre of Malacca.

Conclusion
The difference in the commercial functions of Cirebon and Batam influenced the
spread of Chinese in those places. In Cirebon, a the Complex Entrepots-Chinese were located in a Chinese settlement called Pecinan, near the market
and Kraton, however in Batam—a Direct trading sites—Chinese lives spread in
the island. Yet any analysis of trading activities must also take account of the
reality that trading is not just confined to the exchange of goods but also involves
and influences culture (Nayati 2005; Nayati 2009). The different types of trading
sites between Batam and Cirebon seems affected to the development of
traders—especially the Chinese.
People now living in Batam and Cirebon are often not aware of the
richness of their own history and culture. Knowledge merely about their local
culture and the role of their local histories provides only an inadequate
understanding of their true culture. As people who live in coastal areas, the
inhabitants of Batam and Cirebon are largely unaware of the significance of their
location in relation to both land and sea. Yet it should be the role of education to
make people aware that their local histories are developed and influenced from
both land and other resources from the sea, and vice versa. However, their
culture and histories are not complete as much information could still be hidden
under the land surface and underwater. The findings of recent archaeological
and historical data should be anticipated in augmenting the riches of the past,
local, national, and international, as local history is strongly correlated with world
history, especially in relation to trading activity. This data does not always come
exclusively from researchers but should, where possible, involve the local
community. Therefore, researchers – especially in Indonesia - have a duty to

�inform the communities who live surrounding the historical sites about their
findings so the local people will better appreciate the importance of their own
past for the wider world.
Archaeological findings from shipwrecks both in Batam and Cirebon can
fill out their local history. Ceramics from the shipwreck in Cirebon dated on the
10th century, nonetheless, there are ceramics in Cirebon—including on the wall—
are dated on the 15th onwards. Moreover the historical data of Islamic kingdom of
Cirebon is dated on the 15th century. So, the artifacts and the ships are not only
data for the shipwreck itself but raise wider issues such as where did the ships
come from, what kinds of artifacts were found in the wrecks, how accurately is
the dating of the artifacts and ships, and then those shipwreck data should be
related with the situation on the land, in this case the island of Batam and the
kingdom of Cirebon.
Data from shipwrecks is not extensive, but it can help in filling in the local
history of the nearby land area. It is important for gaining a better understanding
of the local people‘s role (and their ancestors‘ roles) in the wider world. Each
place in the world is intertwined and inter-correlated. Why should we think our
place is better than others if their lives and cultures, like ours, have been
supported and developed in conjunction with other cultures (including other
commodities)?

Acknowledgments
Thanks you to Ms. Ika Ayu Kristianingrum and Mr. Anggoro Budi Prasetyo for
accompanied me to do the survey in Batam. Thanks also goes to Mrs. Brigid
Ballard to help me fixing my English in this paper. Thanks also to Miss. Jennifer
Craig to sharpen the quality of this paper.

Oral Sources
Ah Cui alias Lim Bouson (61 years old), Head of Vihara Cipta Dharma at Sei
Panas, Batam; Coordinator of Yayasan Sosial Umum at Batam, interview on the
21st of July 2011, cited as Ah Cui
Haji Harun (70 years old), former fisherman, Batam, interview 23rd July 2011,
cited as H Harun.

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http://oase.kompas.com/read/2010/04/29/0847389/Lebih.dari.38.Situs.Ada.di.K
epulauan.Seribu
http://nasional.vivanews.com/news/read/198897-3-opsi-untuk-angkat-kapalvoc-di-mentawaihttp://thearoengbinangproject.com/2010/11/wisata-gunung-jati/

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                <text>Understanding Behind Shipwrecks: &#13;
filling the missing gap of local history</text>
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Some Challenges and Issues in Underwater Cultural Heritage in Southeast Asia</text>
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                <text>Archaeological evidence of contact and exchange can be found in many sites in Indonesia. Different areas of the Archipelago experienced different levels of socioeconomic complexity because of many factors including local resource distribution and topography, which in turn affected the nature of contact with foreign traders. Contacts between resource-providing areas and outsiders who sought these resources have affected the development of local cultures. Buddhist, Islamic and Christian ideas and material culture were intensively and widely distributed in the Indonesian Archipelago from the seventh century onward. Archaeological data supported the activities of the contact, such as Hindu and Buddhist temples, Chinese temples, Mosques, Churches, forts, ceramics, beads, statues (made from stone and metals), and shipwrecks. While historical data gives information on the varieties of Indonesian commodities. Hundreds of shipwrecks are believed to be within Indonesia seas. However, the study of shipwrecksâ€”especially in Indonesia--is always as a single object and usually only discusses the artifacts found from the shipwreck.&#13;
&#13;
Based on the information above, there are many data which could be helpful in understanding the past from shipwrecks. How would it be if the ship had reached the local harbour? Who would buy the artifacts? What would have happened with the locals if they used the artifacts? Is there any tangible artifacts and intangible culture which could be related to the development of the harbours or the local kingdom? Is there any â€˜missing linkâ€™ of the local history which is found from the shipwreck? This paper will analyse the effect of shipwrecks and understanding the role of local history behind the shipwreck. This paper will study the correlation of shipwrecks found in the Batam and Cirebon regions of Indonesia with the history of those two places.</text>
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                <text>Edward L. Dreyer</text>
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