<?xml version="1.0" encoding="UTF-8"?>
<itemContainer xmlns="http://omeka.org/schemas/omeka-xml/v5" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://omeka.org/schemas/omeka-xml/v5 http://omeka.org/schemas/omeka-xml/v5/omeka-xml-5-0.xsd" uri="https://apconf-much.org/proceedings/items?output=omeka-xml&amp;page=15&amp;sort_field=Dublin+Core%2CTitle" accessDate="2026-10-25T01:53:09+00:00">
  <miscellaneousContainer>
    <pagination>
      <pageNumber>15</pageNumber>
      <perPage>10</perPage>
      <totalResults>700</totalResults>
    </pagination>
  </miscellaneousContainer>
  <item itemId="677" public="1" featured="0">
    <fileContainer>
      <file fileId="469">
        <src>https://apconf-much.org/proceedings/files/original/438948588b3d0742db8101ce16ddd264.pdf</src>
        <authentication>559f917c0a6bfaf9372fea273209d6f4</authentication>
      </file>
    </fileContainer>
    <collection collectionId="66">
      <elementSetContainer>
        <elementSet elementSetId="1">
          <name>Dublin Core</name>
          <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
          <elementContainer>
            <element elementId="50">
              <name>Title</name>
              <description>A name given to the resource</description>
              <elementTextContainer>
                <elementText elementTextId="7287">
                  <text>2021 Session 3: Sustainable Development of Underwater Cultural Heritage in the Asia‐Pacific Region</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="49">
              <name>Subject</name>
              <description>The topic of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="7288">
                  <text>Session 3 paper</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="41">
              <name>Description</name>
              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="7289">
                  <text>The archaeological community seems to acknowledge the touristic side of the underwater cultural heritage but only if is not incompatible with the protection and management of underwater cultural heritage. In fact, the 2001 UNESCO Convention on the Protection of the Underwater Cultural Heritage highlights the importance of public awareness and public enjoyment of the underwater cultural heritage. This is implicitly pointing out the necessity of a sustainable use of this heritage: it tries to balance the desire to conserve and protect versus the desire to exploit. However, while it has been accepted that the heritage needs to be available to all, its availability sometimes could threat its integrity: mass tourism can bring pollution, economic exploitation and mass transit.&#13;
&#13;
Sustainability means living in a way that do not endanger the life chances of people alive tomorrow by exhausting the earth’s resources and destroying its environment. In our case, it means enjoying the underwater cultural heritage today in a way that do not endanger it for tomorrow. However, underwater cultural heritage can be places to visit and learn, giving economic benefits to local communities. New options have to be developed for making underwater cultural heritage accessible to all since involving society is not only necessary but also a good way to preserve the underwater cultural heritage.&#13;
&#13;
This session seeks to find proposals where the management of underwater cultural heritage complies with a sustainable development: to provide education, protection and accessibility. The Asia‐Pacific Conference on Underwater Cultural Heritage is the perfect scenario to keep an open mind to attract new ideas where not only the preservation of the underwater heritage but also its enjoyment by all can become a reality: the sustainable use of underwater cultural heritage is possible.&#13;
&#13;
Session organiser:&#13;
&#13;
Dr Elena Perez‐Alvaro</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="39">
              <name>Creator</name>
              <description>An entity primarily responsible for making the resource</description>
              <elementTextContainer>
                <elementText elementTextId="7290">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="45">
              <name>Publisher</name>
              <description>An entity responsible for making the resource available</description>
              <elementTextContainer>
                <elementText elementTextId="7291">
                  <text>The Museum of Underwater Archaeology</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="44">
              <name>Language</name>
              <description>A language of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="7292">
                  <text>English</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="91">
              <name>Rights Holder</name>
              <description>A person or organization owning or managing rights over the resource.</description>
              <elementTextContainer>
                <elementText elementTextId="7293">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
          </elementContainer>
        </elementSet>
      </elementSetContainer>
    </collection>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7279">
                <text>Consulting companies as a bridge between maritime spatial planning and underwater cultural heritage stakeholders&#13;
</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7280">
                <text>Port and harbour developments, marine wind farms or submarine pipelines and cables are all part of an increasing demand for ocean resources with consequences for the preservation of underwater cultural heritage: identifying and assessing potential impacts to minimise risks is essential.&#13;
&#13;
Consulting companies provide services for development of these maritime and marine infrastructures and they are the key link between the constructors constrain budget and time, and cultural heritage stakeholders who want to preserve as much as possible in the best conditions. &#13;
&#13;
This paper will offer the point of view of marine consultancies as advocates of underwater cultural heritage in the Marine Spatial Planning process. These companies have to potential to create synergies between different activities in the seas, protecting the environment but encouraging the investment. It offers new challenges and opportunities for the safeguarding of this heritage, protecting it but opening the door to businesses contribution and people willing to take a financial risk.&#13;
</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7281">
                <text>Elena Perez-Alvaro</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="7282">
                <text>The Museum of Underwater Archaeology&#13;
&#13;
</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7283">
                <text>November 2021</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="44">
            <name>Language</name>
            <description>A language of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7284">
                <text>English</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="91">
            <name>Rights Holder</name>
            <description>A person or organization owning or managing rights over the resource.</description>
            <elementTextContainer>
              <elementText elementTextId="7285">
                <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="80">
            <name>Bibliographic Citation</name>
            <description>A bibliographic reference for the resource. Recommended practice is to include sufficient bibliographic detail to identify the resource as unambiguously as possible.</description>
            <elementTextContainer>
              <elementText elementTextId="7286">
                <text>Perez-Alvaro, Elena. 2021. “Consulting companies as a bridge between maritime spatial planning and underwater cultural&#13;
heritage stakeholders.” Edited by Brian Fahy, Hans Van Tilburg, Bill Jeffery, T. Kurt Knoerl, and Riley Smith. In Proceedings of&#13;
Fourth Asia Pacific Regional Conference on Underwater Cultural Heritage: Keelung,Taiwan, and Virtual, November 1-5, 2021.&#13;
The Museum of Underwater Archaeology URL: https://apconf-much.org/proceedings/exhibits/show/apconf-muchproceedings/item/677</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="81">
        <name>Asia-Pac Session 3 2021</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="87" public="1" featured="0">
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="961">
                <text>Court and Province in mid- and late Tâ€™ang</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="962">
                <text>C.A. Peterson</text>
              </elementText>
              <elementText elementTextId="963">
                <text>Denis Twitchett</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="964">
                <text>Cambridge University Press</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="965">
                <text>1979</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="51">
            <name>Type</name>
            <description>The nature or genre of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="966">
                <text>Book Section</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
      <elementSet elementSetId="8">
        <name>Zotero</name>
        <description/>
        <elementContainer>
          <element elementId="122">
            <name>Author</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="967">
                <text>C.A. Peterson</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="132">
            <name>Editor</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="968">
                <text>Denis Twitchett</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="149">
            <name>Item Type</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="969">
                <text>Book Section</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="166">
            <name>Book Title</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="970">
                <text>Sui and Tâ€™ang China</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="178">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="971">
                <text>1979</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="215">
            <name>Pages</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="972">
                <text>464-560</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="217">
            <name>Place</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="973">
                <text>Cambridge</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="226">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="974">
                <text>Cambridge University Press</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="237">
            <name>Series Number</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="975">
                <text>The Cambridge History of China</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="246">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="976">
                <text>Court and Province in mid- and late Tâ€™ang</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="251">
            <name>Volume</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="977">
                <text>3</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="15">
        <name>China</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="392" public="1" featured="0">
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4752">
                <text>Court Politics in Late Tâ€™ang Times</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4753">
                <text>Dalby, Michael T</text>
              </elementText>
              <elementText elementTextId="4754">
                <text>Denis Twitchett</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="4755">
                <text>Cambridge University Press</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4756">
                <text>1979</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="51">
            <name>Type</name>
            <description>The nature or genre of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4757">
                <text>Book Section</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
      <elementSet elementSetId="8">
        <name>Zotero</name>
        <description/>
        <elementContainer>
          <element elementId="122">
            <name>Author</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4758">
                <text>Dalby, Michael T</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="132">
            <name>Editor</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4759">
                <text>Denis Twitchett</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="149">
            <name>Item Type</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4760">
                <text>Book Section</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="166">
            <name>Book Title</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4761">
                <text>Sui and Tâ€™ang China</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="178">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4762">
                <text>1979</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="215">
            <name>Pages</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4763">
                <text>561-681</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="217">
            <name>Place</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4764">
                <text>Cambridge</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="226">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="4765">
                <text>Cambridge University Press</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="236">
            <name>Series</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4766">
                <text>The Cambridge History of China</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="246">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="4767">
                <text>Court Politics in Late Tâ€™ang Times</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="251">
            <name>Volume</name>
            <description/>
            <elementTextContainer>
              <elementText elementTextId="4768">
                <text>3</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="15">
        <name>China</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="216" public="1" featured="0">
    <fileContainer>
      <file fileId="107">
        <src>https://apconf-much.org/proceedings/files/original/c5e7a36e9879c19a88edd12a50a9583c.pdf</src>
        <authentication>1d9e6feecfdd62ade4c1c3797f75c8a3</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2672">
                    <text>Creating the Alexandria Centre for Maritime
Archaeology and Underwater Cultural Heritage
Dr Emad Khalil

Abstract

The most recent report published by UNESCO Section for Museums and Cultural Objects
concerning Underwater Archaeology Courses at Universities and Other institutions mentioned
more than thirty facilities around the world that provide education and training in aspects of
Underwater Archaeology, most of which are located in Europe and the USA, with some
programs in Asia, Australia and South America. However, there is an evident lack in
underwater archaeology education and training facilities in many parts of the world, in
particular in Africa and the Arab Region. So far, the Alexandria Centre for Maritime
Archaeology and Underwater Cultural Heritage, based in the Faculty of Arts, Alexandria
University is the only underwater archeology education centre in African and Arab countries.
The centre was created in 2009 through a grant from the EU Trans European Mobility
Scheme for University Studies (Tempus). The project was the result of collaboration between
eight institutions from the UK France and Egypt, who provided the necessary academic,
technical and administrative expertise required for achieving the project's objectives. The
Tempus project aimed to create a specialised centre for postgraduate studies at the
Alexandria University, which provides education and training at different levels in aspects of
maritime archaeology and underwater cultural heritage. It also aimed to develop and
implement postgraduate Diploma and Master Programs in Maritime Archaeology and
Underwater Cultural Heritage, designed and structured in accordance with EU standards.
Since its creation and until today, the centre has played a major role in the
development of maritime and underwater archaeology in Egypt. It has also been a part of
several international networks and projects with the aim of disseminating its activities and
contributing to capacity building in the fast growing field of underwater archaeology.

Underwater Archaeology in Egypt

The development of underwater archaeology in Egypt can be divided into
several phases, each of which has its nature and characteristics. The first of
these phases started in the early twentieth century with the discovery of the
ancient harbour at Pharos by the French engineer Gaston Jondet (1912).
Then, in the years that followed, more underwater discoveries were made by
explorers and amateur archaeologists. These included the discoveries made
by Prince Omar Toussoun in the 1930s (Toussoun 1934) and those made in
the Eastern Harbour of Alexadnria by Kamel Abu El-Saadat in the 1960s
(Morcos 1993). Moreover, the remains of the Napoleonic fleet were
discovered east of Alexandria in the mid 1980s under the direction of the
Société Française de Recherche Archéologique Sous-marines (Khalil &amp;
Mustafa 2002:520). In other words, this phase of underwater archaeology in
Egypt was led primarily by non-specialists and it mainly included accidental
discoveries and subsequent salvage operations. The Egyptian role in the
projects that took place during this phase was quite limited, it was mainly
through the contribution of the Egyptian Navy in addition to some professional
and sport divers (Morcos 1993: 42-5).
The second phase started in the mid 1990s with two significant projects
which are considered to be a turning point in the history of underwater
archaeology in Egypt. In 1994, the Centre d'Études Alexandrines (CEAlex)
started the first systematic underwater archaeological survey in Egypt looking
at the submerged remains of the ancient Lighthouse of Alexandria (La Riche

�1996). In the same year, the Institute of Nautical Archaeology (INA) launched
the first underwater archaeological survey along the Egyptian Red Sea coast,
which led to the discovery and the subsequent excavation of the Sadana
Island shipwreck during the period from 1995 until 1998 (Haldane 1994; Ward
2001). Those two events could be considered the true beginning of the
practice of underwater archaeology as a scientific discipline in Egypt. Since
then and until the present time, several archaeological projects were carried
out in Egyptian waters and a number of archaeological missions surveyed and
excavated many underwater sites in Egypt. This phase, however, was mostly
led by European and American archaeological missions that belonged to
different universities and institutions (Goddio et al. 1998; Gallo 2003; Tzalas
2003; Goddio 2007). Nevertheless, in 1996, and as a result of the significant
underwater discoveries that were made by the French archaeological
missions in Alexandria, the Egyptian government decided to establish a
Department for Underwater Antiquities (DUA) as part of the Supreme Council
for Antiquates (SCA), which is the main authority responsible for the
exploration, conservation and management of archaeological sites in Egypt.
The establishment of the DUA was the first governmental recognition of the
importance of underwater archaeological research in Egypt. The main role
that was assigned to the DUA was monitoring and regulating the work of the
foreign archaeological missions, however, soon the DUA started conducting
its own projects, utilising the experience its members acquired through
collaborating with the foreign missions. Nevertheless, the bulk of work in
terms of exploring, preserving and presenting Egypt's underwater cultural
heritage was done by non-Egyptians. The reason behind this was the total
lack of education and training in any aspect of underwater archaeology in
Egypt, an issue that has hindered for years the development of that discipline,
despite Egypt's extensive and rich maritime heritage.
This was recognised during the International Workshop on Underwater
Archaeology and Coastal Management, organised in Egypt in 1997 under the
patronage of UNESCO, which included amongst its recommendations that the
Alexandria University should consider developing specialised courses at
postgraduate and undergraduate levels in underwater archaeology, coastal
zone management (Mostafa et al. 2000:192). However, the absence of
education in maritime and underwater archaeology is Egypt was not only due
to the lack of funds and expertise, but more importantly due to the lack of
vision.

Alexandria Centre for Maritime Archaeology

The creation of the Alexandria Centre for Maritime Archaeology &amp; Underwater
Cultural Heritage was a turning point in history of underwater archaeology in
Egypt. The idea of creating the Centre was proposed to me by the Dean of the
Faculty of Arts following my return from Southampton in 2005, where I
obtained a PhD in Maritime Archaeology. The idea was to formulate a project
to be submitted to the EU Tempus program for funding the creation of the
centre. Moreover, according to the Tempus regulations, the project had to
include a number of partners from Egypt and the EU. And while the
beneficiary would be Alexandria University, the grant holder had to be a
university from the EU. This is how the collaboration between Alexandria
University and the University of Southampton started. Accordingly, in 2006 a

�project proposal was formulated by the University of Southampton as the
grant holder and the Alexandria University as the beneficiary and submitted to
the Tempus program. In addition to those two institutions the project
consortium included: the Nautical Archaeology Society, the Supreme Council
for Antiquities, the Centre d'Études Alexandrines, the Arab Maritime
Academy. That is in addition to two external reviewers from the University of
Ulster, and Université de Provence. The project consortium would collaborate
to provide the academic, technical and administrative expertise necessary for
creating the centre.
The proposal aimed to create a new academic centre which would
provide education and training at different levels in aspects of maritime
archaeology and underwater cultural heritage. In doing so, it would develop
and implement a new postgraduate Diploma and Master programs in Maritime
Archaeology which would be structured closely into line with similar programs
in European countries, in order to promote the mobility of students, graduates
and staff members between compatible and comparable education and
training programs.
In July 2007, a grant of about 250,000 Euros was awarded by the EU
Tempus program for the creation of the Centre. However, there were some
activities in the project that were not eligible for the EU funding, which
included the renovation and furnishing of the building which would host the
centre and the purchase of some equipment, such as a Rigid Inflatable Boat
(RIB) and a Truck for the use of the centre. Therefore, private sponsorship
was sought and hence a number of individuals and corporations agreed to
fund different aspects of the project.
Between 2007 and 2009 the centre was created and incorporated into
the structure of the Alexandria University. The establishment of the centre
required the performance of various activities, which were carried out by the
consortium members either in Egypt or the UK. This included obtaining the
necessary approvals and accreditations from the Egyptian Ministry for Higher
Education, the purchase of equipment, supplies and books, the formulation of
the different education programs and courses that would be taught at the
centre, visiting similar centres in a number of UK universities, developing a
statute for the new centre, appointing the centre’s main academic,
administrative and technical staff members and decimating information about
the newly established centres, its aims, objectives and activities.
In October 2008, the Faculty of Arts at Alexandria University celebrated
the inauguration of the Alexandria Centre for Maritime Archaeology &amp;
Underwater Cultural Heritage, however, different activities related to the
project were still being carried out until the centre was completely functioning
by September 2009 when the first group of post-graduate students were
admitted.
Since that date, the centre has been functioning as Africa and the Arab
Region only education and training facility in maritime and underwater
archaeology. The regional focus of its courses is be the Mediterranean, the
Red Sea and the Arabian Gulf, while the temporal focus will extend from the
Pre-Classical period to Late Antiquity. The centre offers a The Graduate
Diploma which aims to provide graduates from different backgrounds with a
basic understanding of contemporary theory and practice in aspects of
maritime and underwater archaeology. Its duration is for one year, therefore it

�has been of a particular interest to professionals dealing with cultural heritage,
such as antiquities inspectors and museum curators in order to promote and
develop their careers and professional skills. Moreover, the centre offers a
Master Degree in Maritime Archaeology, which lasts for two years and aims to
provide graduates in archaeology and related disciplines with a sound
theoretical and methodological grounding in the investigation, interpretation
and management of maritime and underwater archaeological resources. In
addition to the above-mentioned graduate programs, the centre started
implementing an introductory course in Maritime Archaeology, which is taught
at the undergraduate level in year four at the Archaeology Department. At
present the centre has 20 Master students including fresh graduates,
professional archaeologists and tour guides.

Research and Extracurricular activities:

During the past two years, since the centre started functioning, it has been
involved in various activities, which are considered an integral part of the
centre's mission and objectives. In March 2010 the Alexandria Centre for
Maritime Archaeology &amp; Underwater Cultural Heritage in collaboration with the
University of Southampton, the University of Ulster and the British Museum
organized a 10-days international workshop on maritime and underwater
archaeology. This workshop was attended by 15 trainees from Egypt, Bahrain,
Kenya, Libya, Somaliland &amp; Tunisia. During the course, trainees were
introduced to various theoretical and practical aspects of maritime and
underwater archaeology including site management, finds handling,
conservation &amp; remote sensing.
And in April 2010, the Bibliotheca Alexandrian hosted an International
Seminar on Maritime Cultural Heritage, which was organized by the Centre for
Maritime Archaeology and the University of Southampton, the British Museum
and the European Commission Tempus program. The seminar was held on
the occasion of concluding the project of establishing the centre. The main
themes of the seminar were preservation, presentation and education in
Maritime Archaeology. The seminar aimed to provide opportunities for
institutions to address issues of coastal heritage management, to encourage
capacity building in the region and to establish networks of contact to support
and inform with regard future initiatives and challenges. Over the two days of
the seminar, 25 papers were presented by speakers from 15 countries:
(Australia, Bahrain, Croatia, Cyprus, Denmark, Egypt, France, Greece, Kenya,
Libya Morocco, Somaliland, Tunisia, UK &amp; USA). The seminar was divided
into three sessions. The first day was dedicated to Management and
Preservation, the second day was dedicated to Outreach, Presentation and
Museums, and the final session to Education.
The Centre for Maritime Archaeology is recognized by the Egyptian
Diving &amp; Lifesaving Federation as the first Scientific Diving Training Facility in
Egypt. The Alexandria Centre for Maritime Archaeology has also been
certified by the Egyptian Diving &amp; Lifesaving Federation (EDLF), member of
the Confédération Mondiale des Activités Subaquatiques (CMAS), as a full
SCUBA diving training facility authorized to teach all levels of sport and
scientific diving according to the training system of the CMAS. It has also
been authorized by the Nautical Archaeology Society (NAS), to provide NAS
training course either to the university students or to the public at large. This

�has enabled the centre to extend its mission to the general public and
contribute to raising public awareness about underwater cultural heritage.
In an effort to make the centre for maritime archaeology into a regional
and international education and training facility, the Alexandria University has
proposed to the Euro-Mediterranean University (EMUNI) to develop a new
Masters program in Maritime Cultural Heritage to be offered to the students of
the EMUNI member universities. This proposal has been approved by the
EMUNI senate and the program is expected to start in September 2012. This
will be in addition to a free standing summer course in Underwater
Archaeology which will be offered for EMUNI in June 2012.
On the other hand, the centre has been involved in two main research
projects. The first one was an underwater archaeological survey of a number
of shipwreck sites in the Red Sea. Two survey seasons have been carried out
so far, in 2010 and 2011. This is a collaboration survey conducted between
the British Museum, the University of Southampton and the Alexandria Centre
for Maritime Archaeology. The other research project is the first one to be
carried out entirely by the Alexandria Centre for Maritime Archaeology. It is
the investigation on a number of shipwreck sites, which the Centre discovered
during a scientific diving course 250km west of Alexandria. So far two survey
seasons have been carried out by the students and staff of the Centre, which
resulted in the discovery and mapping of over 2 hectares of seabed covered
with early and late roman amphora which suggests the existence of more than
one shipwreck. The project is funded by Alexandria University and it is
expected to run for at least two more seasons.

Conclusion

It is expected that the Alexandria Centre for Maritime Archaeology and
Underwater Cultural Heritage will play a significant role in the development of
that field in Africa and the Arab Region. A number of students from different
Arab and African countries have shown interest in joining the centre’s
education programs. Moreover, other Arab universities have expressed their
interest in developing their own centers for maritime archaeology based in the
Egyptian experience. It is also expected that the centre will continue its
collaboration with different institutions around the world on both the academic
and the research aspects aiming to contribute to capacity building and the
development of generations of knowledgeable and skilful underwater
archaeologists.

�Bibliography
Gallo, P., 2003.

Nelson Island project: Research into archaeology and
geology. In S. Morcos et al. (eds.) Towards integrated
management of Alexandria’s coastal heritage, UNESCO
Coastal Region and Small Island papers 14, UNESCO,
Paris, pp. 26.

Goddio, F., et
al. (eds)., 1998

Alexandria: The Submerged Royal Quarters, Periplus,
London.

Goddio, F.,
2008

The Topography and Excavation of Heracleion-Thonis and
East Canopus (1996-2006), Oxford University School of
Archaeology, Oxford.

Haldane, C.,
1994

INA-Egypt's Red Sea Survey. The INA Quarterly, 21.3, pp.
4-9.

Khalil, E. and
Mostafa, M.,
2002

Underwater Archaeology in Egypt, in Carol Ruppe &amp; Janet
Barstad (eds.). International Handbook of Underwater
Archaeology. Plenum Series in Underwater
Archaeology, pp 519-534.

Morcos, S.,
1993

Submarine archaeology and its future potential: Alexandria
casebook, Societe Archeologique d’Alexandrie. Bulletin 45

Mostafa, M. H.
et al. (eds.)
2000

Underwater Archaeology and Coastal Management – Focus
on Alexandria. UNESCO Publishing Paris.

Toussoun, O.,
1934

Les Ruines Sous-marines de la Baie da'Aboukir. Bulletin de
la Société archéologique d'Alexandrie, 29, pp. 342-345.

Tzalas, H.,
2003.

The Hellenic Mission's Underwater Archaeological Survey in
Alexandria (Egypt) 2002-2003. ENALIA 7, pp.38-40.

Ward, C., 2001. The Sadana Island Shipwreck: An Eighteenth-Century AD
Merchantman off the Red Sea Coast of Egypt. World
Archaeology, 32.3, pp. 368-382.

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
      <file fileId="108">
        <src>https://apconf-much.org/proceedings/files/original/58c3fdd74a9463082d8aad5ad06e69e1.jpg</src>
        <authentication>1fbd7baa1fc2ffef94cefd011a9589ca</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2673">
                    <text>648</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2674">
                    <text>398</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2675">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2676">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="112">
                <name>IPTC String</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2679">
                    <text>caption:                               
</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="113">
                <name>IPTC Array</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2680">
                    <text>a:1:{s:7:"caption";s:31:"                               ";}</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
      <file fileId="109">
        <src>https://apconf-much.org/proceedings/files/original/83f2f7fca06c4361072b0f3a98daae1c.jpg</src>
        <authentication>9f26207302ff2d0f965dd2ffe4af2dbc</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2681">
                    <text>348</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2682">
                    <text>366</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2683">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2684">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="112">
                <name>IPTC String</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2687">
                    <text>caption:                               
</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="113">
                <name>IPTC Array</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2688">
                    <text>a:1:{s:7:"caption";s:31:"                               ";}</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2666">
                <text>Creating the Alexandria Centre for Maritime Archaeology and Underwater Cultural Heritage</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="49">
            <name>Subject</name>
            <description>The topic of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2667">
                <text>Keynote Speaker</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2668">
                <text>&lt;p&gt;The most recent report published by UNESCO Section for Museums and Cultural Objects concerning Underwater Archaeology Courses at Universities and Other institutions mentioned more than thirty facilities around the world that provide education and training in aspects of Underwater Archaeology, most of which are located in Europe and the USA, with some programs in Asia, Australia and South America. However, there is an evident lack in underwater archaeology education and training facilities in many parts of the world, in particular in Africa and the Arab Region. So far, the Alexandria Centre for Maritime Archaeology and Underwater Cultural Heritage, based in the Faculty of Arts, Alexandria University is the only underwater archeology education centre in African and Arab countries. The centre was created in 2009 through a grant from the EU Trans European Mobility Scheme for University Studies (Tempus). The project was the result of collaboration between eight institutions from the UK France and Egypt, who provided the necessary academic, technical and administrative expertise required for achieving the project's objectives. The Tempus project aimed to create a specialised centre for postgraduate studies at the Alexandria University, which provides education and training at different levels in aspects of maritime archaeology and underwater cultural heritage. It also aimed to develop and implement postgraduate Diploma and Master Programs in Maritime Archaeology and Underwater Cultural Heritage, designed and structured in accordance with EU standards.&lt;/p&gt;&#13;
&lt;p&gt;Since its creation and until today, the centre has played a major role in the development of maritime and underwater archaeology in Egypt. It has also been a part of several international networks and projects with the aim of disseminating its activities and contributing to capacity building in the fast growing field of underwater archaeology.&lt;/p&gt;&#13;
&lt;p&gt;To watch a video of this presentation please click here: &lt;a title="Dr. Lucy Blue Keynote Address" href="http://www.uri.edu/artsci/his/mua/videos/Lucy_Blue.m4v" target="_blank"&gt;http://www.uri.edu/artsci/his/mua/videos/Lucy_Blue.m4v&lt;/a&gt;&lt;/p&gt;</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2669">
                <text>Dr Emad Khalil</text>
              </elementText>
              <elementText elementTextId="2670">
                <text>Dr. Lucy Blue</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2671">
                <text>November 2011</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="31">
        <name>Asia-Pac Keynote</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="188" public="1" featured="0">
    <fileContainer>
      <file fileId="81">
        <src>https://apconf-much.org/proceedings/files/original/85787d79fe25897696333f4f59acf9d4.pdf</src>
        <authentication>d23766701a0d68d28066eaedc2683cdb</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2317">
                    <text>Cricket run or Home run? Can a correlation between
Emporia and non-Emporia based trade be made using
the wreck of the Lena Shoal?
Brian Fahy

Abstract
Is it possible to look at a shipwreck like the Lena Shoal and investigate patterns of emporia and
non-emporia trade throughout Southeast Asia? Was the boat simply ferrying cargo from one
specific port to another specific one, or was the trade a linear, multi-legged run? By looking at the
artifactual assemblage of the boat and its cargo, its construction, as well as the socio-political and
th
economic climate of 15 Century Southeast Asia and China, it is the goal of this paper to assess
what trading might have looked like from a boat like the Lena Shoal.
Both types of trading were most likely happening simultaneously, but there may certain
characteristics that the Lena Shoal wreck possessed that may stress a specific role or function
that it had in the smaller (or larger) scheme of Southeast Asian trade. Construction methods and
ship size of the boat may reveal details into the boats’ intended role in maritime trade. Can
correlations be made between ships of specific sizes having specific purposes? An attempt at
comparing ship size and cargo of similar wrecked vessels that share a similar temporal space in
the area will be necessary and vital to ascertain such qualities.
Much, but not all of the cargo was Chinese, the whole of which may help reflect a
particular course of trade through the area. Planned testing of the metals excavated at the site
will hopefully help promote the need for a complete database of metallurgical sources in the
th
region, to help further understand the role that the Lena Shoal played in 15 Century Southeast
Asian Maritime trade.

Introduction
Shipwrecks are often referred to a “time capsules,” whereby the moment a ship
sinks and comes to rest on the ground; it produces a pseudo-effect of an event
“trapped” outside of time. Everything on that ship (including cargo and hull) in
that moment gives us a font of information most importantly due to their
connection with each other. Since all these items onboard were deposited in situ
at the same time, then they have relatability to one another. While fieldwork
methods of mapping, excavating and cataloguing the artifacts will yield a large
amount of data, there are a number of other inferential corollaries to be made
with the finds. Richard Gould (2000:12) notes that these, “so-called events (the
moment a ship wrecks, becoming a potential archaeological site) prove to be
embedded in ongoing processes linked to social, economic, and even symbolic
activities”. There is valued information to be gained not only from looking at the
moment of the wreck, but also from the various circumstances preceding and
proceeding it. Shipwrecks are part of larger social and cultural landscapes; they
are not without a wider set of interpretive contexts.
In the instance of the Lena Shoal wreck (or Busuanga), there is a great
deal of artifactual evidence to process. Dated to approximately 1490 CE, the
wreck carried a various array of materials: metal ingots and cannons, ivory, glass
beads with the bulk of the cargo being a large assemblage of Chinese and
Southeast Asian ceramics.

�The objective of this paper is to attempt to describe the environment of
15 century production and exchange in Southeast Asia, as it possibly relates to
the Lena Shoal, to put the wreck back into the social, cultural and economic
systems that created it. Can inferences be made on the cargo of a wreck to
determine whether the cargo practicing direct trade between two ports (making a
sort of “cricket run”, between two bases), or will the cargo tell us a tale of a linear,
port-to-port circuit trade known as “tramping” (like a batter traveling around the
bases in baseball)? I plan on addressing this in a two ways; the artifactual
assemblage, (ceramics and metals) as well as the material used in the
construction of the ship. Other sources located within the assemblage give
supporting claims to regional provenances, but are not as concrete as the
ceramic wares. Items like ivory tusks, brass arm bangles, brass and iron
cannons, bronze gongs and tin ingots reveal their presence in the remains, yet
are less distinct in the details. In these cases traditional typological studies can
reveal vague regions of production rather than specific production centers.
This paper is also intended to stress the strict need for metallurgical
surveys and X-ray Florescence (XRF) catalogues throughout the region, to aid in
distinguishing provenances of the ingots (both the iron and tin) and well as the
brass workings in the collection.
To achieve these goals, it will be necessary to understand the concepts of
what is and what is not an emporium, how this affects and directs trade routes
and connectivity, and whether the classical definition of the term applies to the
ports of trade in Southeast Asia.
th

The wreck of the Lena Shoal
The wreck was discovered in 1996. The book, Lost at Sea by Goddio, et al.
(2000) relates the discovery and subsequent archaeological excavation through
the following facts. The research vessel Kaimiloa, en route to another
archaeological site, was waylaid by reports of fisherman bringing up ceramic
shards in their fishing nets. A quick scan and reconnaissance dive by the
vessels’ crew revealed a large swath of ceramics and elephant tusks at a depth
of about 48 meters. After an impressive feat of organization and logistics, in a
matter of weeks the team managed to secure the site, map the wreck in
commendable detail, and bring up thousands of artifacts from the wreck.
The bulk of the cargo seems to have been ceramic in nature. Monique
Crick (2002:86) notes that there were blue and white porcelains, celadon ware,
monochrome and Fahua porcelains from China within the wreckage. The cargo
also consisted of Thai Sawankhalok and Tao Maenam Noi jars, Siamese
Celadons and Vietnamese stonewares. These items clearly have a specific
provenance in their creation; ones which archaeologists are able to correlate to
definite kiln sites throughout Southeast Asia and China.
Other items uncovered within the wreck include; bronze arm bangles,
bronze and iron cannons, iron pots, tin ingots and pig iron, as well as laquerware,
iron needles, elephant tusks, glass beads , stone/shell objects and pepper.

�Comparative analysis was done on the remainder of the hull (left in situ) to
determine the materials used in its construction, and spectrographic samples of
the tin, brass and beads were performed.

Concepts of Emporia
There are varying definitions for the word “emporia”. At its barest definition, the
word was used merely as a synonym for “port” (Rouge 1966); Its’ other
minimalistic meaning was known as a “place where ships are built” (Rouge
1966). This acts as a “stepping off” point, to be able to define the term in a more
elaborate manner. Defined from a purely economical position, emporia is
characterized by historian and Indologist Deitmar Rothermund (1991:3) as a:
(M)arket place in which a variety of goods is more or less continually available and in
which a plurality of buyers and sellers can meet without undue restraint under
predictable conditions of supply and demand.

A synthesis of these base definitions were made by Alain Bresson (1993), using
translations and writings from Greek geographer Strabo and analyses of Strabo
from Michel Casevitz (1993). He notes the necessity to include geographical
terms in the definition of emporia, notably the need for its connectivity to water
(i.e. river, canal, and sea). This is useful because it includes both a market
function AND connectivity. With the exception of Rothermund, these authors are
referring to emporia in the Mediterranean during the Roman period, yet I believe
there are similarities in the terms and universals in the concepts that can be used
to define emporia globally. Obviously there are some differences in defining
Asian emporia and Mediterranean emporia, as well as temporal differences in
entrepots between the Roman era (27 BCE - 476 CE) and the Medieval Era (10th
- 15th centuries), further research is needed to properly compare and contrast the
two.
In the case of Southeast Asia, an attachment to the sea certainly applies
here. The regions’ major centers of civilization come from water rich areas.
Riverine locales promoted an agricultural boon and the use of the rivers as trade
routes imply that early cities established on these coastal tributaries may embody
the very nature of emporia (see Hall 2011).
Strabo notes there are specific activities and structures that contribute to
the identity of emporia. Obviously, commercial activity is one aspect that defines
an emporium. He stresses that trade can have a single axis (i.e. one way trade,
tribute), or dual axes (i.e. forms of exchange, barter). With these commercial
activities come commercial structures; buildings like trade offices, storage
facilities and market halls. From an agricultural standpoint, it would be necessary
to have grain storage of some sort not only for the local populace, but as a
tradable commodity.
Technically, an emporium would benefit from places to build or repair
one’s ship as well as fabricate certain items. Certain religious structures would be
present to cater to the various religions of the local populace as well as the
passing sailor and traveler. Institutional and bureaucratic structures like tax

�offices and administrational centers would be in place to facilitate profit for the
state and establish diplomacy in state matters.
Emporia in Southeast Asia certainly had some of these structures and
processes in place to varying degrees. These structures may take form as a
“Bund”, built similarly like Shanghai’s port that was established during the 18 th
century steamship era, or something more organic, whereby structures and
processes were erected and established in a port as they were needed, and
wherever they could fit them. However, some of these structures may not have
been necessary in Southeast Asia, certainly depending upon how large or small
the emporium was. There are theories in maritime economics that propose
varying degrees of emporia, based upon region of connectivity. Some emporia
may cater to a local, riverine population; other mid-level emporia operate within
small seas or cities along a stretch of coast line, while other, even larger emporia
may provide interactions from a multitude of continents. Martin Stopford
attempts to place these emporia into different sizeable contexts, based on type of
maritime trade. He proposes that there are some ports that specialize in either
Interregional trade, Short sea trade, and/or Land/River/Canal based trade.
(1988:39) The models are applied by Stopford in a modern framework, defining
Interregional trade (or “Deep-Sea shipping”) as economic exchange between
continental landmasses; Short Sea trade is defined as the coastal distribution of
the cargo delivered to major ports by Deep Sea shippers. Local/River/Canal
transport is small scale, localized trade within a series of waterways or river
network (Figure 1).

Figure 1. Stopford’s Models of Modern Sea Trade

�There are certainly emporia that do some or all of these types of trade,
but within these types of emporia one trade method is usually more popular than
the others. Within the region of Southeast Asia, and using Stopford’s models of
trade I suggest breaking and splitting Interregional trade into Inter-regional
emporia and Intra-regional emporia (Figure 2). I believe that these terms would
easily assist in defining which ports were catering to ports mostly within (Intra)
Southeast Asia and those emporia whose region of trade and contact was
between two regions (Inter). Stopford’s “Short Sea” shipping model can apply to
vessels that operate Intra-regionally, because the largely common practice of
following the coast applies to Most of Southeast Asia. Examples of Inter-regional
emporia would be cities along the straits of Moluccas and Java in the West and
the Chinese cities of Guangzhou and Quanzhou in the East. There are other
regional emporia which had some degree of inter-regional contact, depending
upon politics and security at that time. Entrepots that typically operate as Intraregional emporia are those that are mostly engaged in trade within the South
China, Sulu and Java Seas, including the Gulf of Thailand (Hall 2011).

Figure 2: Augmented Inter/Intra regional model
for within Southeast Asian context.

�Reflections on the wreck of the Lena, as it relates to Southeast
Asian emporia
The ship
It is important to note that while the design of the Lena may be Chinese in nature,
the ship itself is not. Identification of the planking reveals the type of wood to be
a variety of Shorea (Shorea sp.) It is a tropical hardwood belonging to the family
Dipterocarpaceae, and found most commonly in Indonesia, Malaysia and the
Philippines. Two taxa of Shorea are found in China, but both are rare, and not
located near the coastal China.
The pegs/treenails used to connect the planking were identified as GuttaPercha (Palaquium sp.) of the family Sapotaceae. Again, this is a wood primarily
native to Southeast Asia and Northern Australasia. These factors point to a ship
that was most likely constructed in Southeast Asia, in the Southeast Asian junk
tradition, and most likely called its home port somewhere in the region.

The cargo
The wreck contained items from all over Southeast Asia and China, the majority
of the cargo coming from China. Franck Goddio (2000) surmises that the Lena
Shoal most likely overshot its port of call in the Philippines, after visiting ports of
China, Vietnam and Thailand (in that order), and while attempting to come
around, grounded itself along the Palawan Coast. It is most likely that the ships’
next port of call was the Philippines. A nearly identical list of commodities that the
Philippine elite were importing was documented by E.P. Patanñe (1996:59) in
The Philippines in the 6th through 16th Centuries, he states,
(t)he elite [of Tanjay] also possessed [in their burial contexts] status-symbolizing
goods such as trade porcelains from China , Annam and Siam, iron and bronze
weaponry, brass and copper gongs and drums, silks and fine cotton textiles,
elaborate basketry, beaded and gold ornaments.

This shows that there is a clear corollary between the marketable commodities
popular in the Philippines at that time, and the cargo on the Lena Shoal, deemed
as product that never made it to its intended destination.

Further Study
It is conjectured that the Lena arrived and traded at ports in China, Vietnam and
Thailand before making its last leg of the trip to the Philippines – tramping (Figure
3; Goddio, et al. 2000:259).

�Figure 3. Emporia based “Direct trade” example vs. Non-emporia, “Tramping”
model (adapted from Goddio, et al. 2000:259).
I wish to propose an alternative pattern of trade that the Lena may have
taken before its untimely end. As mentioned earlier, the tin was (expertly)
analyzed by Energy Dispersive Spectrometer. Without going into great scientific
detail about the process, an elemental spectrum is created of the sample, and,
with the help of other measured metallic spectra, there may be a chance to
source the material being analyzed. The goal is to look at sources of tin
throughout Southeast Asia, with the hopes of locating where the tin on the Lena
Shoal came from.
The island of Mendo Barat, in Indonesia is one of the largest, if not the
largest sources of tin in the region. If analysis of these sources of tin is
catalogued, then we can cross reference the data from Mendo Barat with the tin
ingots found within the Lena cargo.
The same holds true for the Brass bracelets located within the wreck.
Spectrographic analysis gives us a detailed look at the copper, zinc and tin
elements in the arm bangles. Again, if accurate analyses of said sources were
measured and catalogued, it might reveal useful information about the arm
bangle and bracelet trade as well as the ship(s) that carry them. At that time,
India held the largest sources of zinc, and if the spectrographic analysis matched
sources from there, it would reveal significant insight into the metallurgy trade of
the Indian Ocean and Southeast Asia.

�If the tin was from Mendo Barat, it could suggest that the Lena Shoal had
docked there previously. The ship could have made its way up from Srivijaya,
through Thailand and Vietnam, up into China and on its way to the Philippines
when it overshot its port. It still remains plausible that the Lena’s next port was in
the Philippines, quite possibly with the intent to unload the whole of its cargo.
However, the sheer volume of high quality blue-and-white ceramics on the boat
does not coincide with the social atmosphere in 15th century Philippines. Studies
done by John Miksic (2006) and Laura Junker (1999) show an increase in the
demand of high quality porcelain, but not to the extent of what the Lena Shoal
was carrying. It lends credence to the possibility that the Philippines was at least
the intended port of call for a portion of the blue-and-white, with the bulk of the
Chinese ceramics destined for points farther West. In that regard, we may
envision a ship whose route was forever clockwise, possibly engaging in a
cyclical trade pattern throughout Southeast Asia and Southern China.
Clearly identified trading routes would certainly contribute to such a
scenario. Goddio (2000:8) put forth the claim of a maritime trading route up and
down the Western Palawan coast, stating that although there are no textual
sources that mark a trade route via this corridor, he believed that it was a
frequently used route since the eleventh century. He backed that up with finding
and documenting other wrecks along the coast, showing that indeed the route
was a popular one. An original map of the region, recently rediscovered in the
Bodleian Library Special Collections in Oxford, dating to the mid-16th century
further supports his theory.

Figure 4. Selden Map. Orientation - North is to the right
(photo by author, copyright Ashmolean Museum).

�The “Selden Map”, is a detailed map of Southern China and Southeast
Asia in the 17th Century (Figure 4). Dated to 1653, it was allegedly made by
Chinese cartographers and captured during a British military operation. There
were two documented independent ventures from Britains to China around that
time; One by Henry Bornford made in 1635 and another made in 1637 by William
Corteen’s Association. Both were going to Macao, but no mention of the map
was in either record (Riddick 2006). The map appears to have been made in
Quanzhou, as it appears to be the start of all the sea routes on the map. The
map clearly shows Goddio’s suggested Palawan Strait route, supporting his
theory regarding that coastal trade route. The map also reveals a direct trade
route from Quanzhou to the Philippines, which may help bolster the cyclical route
of the Lena Shoal.
Certainly, there are a great many other factors to be taken into account to
help support this claim. Agents like weather patterns, politics and maritime
logistics need to be, and will be, studied to bolster this theory (Fahy in prep). I
hope though that the paper shows the necessity for a more complete
metallurgical spectroscopy catalogue, and a need for continued collaboration
supporting the field of maritime archaeology in Southeast Asia.

Bibliography
“Flora of China, 2004-2010”, in The Flora of China Project,
Missouri Botanical Garden Press, accessed June 17 th 2011:
http://flora.huh.harvard.edu/china/.
Bresson, A., and L’Emporion, De Boccard, Paris.
Rouillard,
P.,
1993
Cricket Run or Home Run: Emporia and non-Emporia based
Fahy, B.,
trade in Southeast Asia, unpublished DPhil thesis, Oxford
In preparation
Centre for Maritime Archaeology, University of Oxford.
Sunken Treasure: Fifteenth Century Chinese Ceramics From
Goddio, F.,
the Lena Cargo, Periplus, London.
Pierson, S., and
Crick, M.,
2000
Goddio, F., Crick, Lost at Sea: The Strange Route of the Lena Shoal Junk,
M., Pierson, S., Periplus, London.
and Scott, R.,
2002
Archaeology and the Social History of Ships, Cambridge,
Gould, R. A.,
2000
Cambridge University Press.
A History of Early Southeast Asia: Maritime Trade and
Hall, K. R.,
Societal Development, 100-1500, Rowman and Littlefield,
2011
Maryland.
Raiding, trading, and feasting: the political economy of
Junker, L. L.,
Philippine chiefdoms, University of Hawai`i Press, Honolulu.
1999
Brach, A. R.,
2011

�“Chinese Ceramics and the Economics of Early Southeast
Asian Urbanisation, 14th to 16th Centuries”, in Bulletin of the
Indo-Pacific Prehistory Association, 26, pp.147-153.
The Philippines in the 6th through 16th Centuries, LSA Press,
Patanñe, E.P.,
1996
San Juan.
The History of British India: a chronology, Praeger
Riddick, J. F.,
2006
,Connecticut.
Rothermund, D., “Asian Emporia and European Bridgeheads” in (eds.)
Roderich Ptak and Dietmar Rothermund, Emporia,
1991
commodities and Entrepreneurs in Asian Maritime Trade,
C.1400-1750., Franz Steiner Verlag, Stuttgart.
Recherges sur L’organisation du Commerce Maritime
Rouge, J.,
Mediterranee sous L’empire Romain, Service d'Edition et de
1966
Vente
des Publications de l'Education
Nationale
(S.E.V.P.E.N.) , Paris.
Selden Map of MS Selden Supra 105], Map Collection, Bodleian Library,
Southern China University of Oxford, Oxford.
and
Southeast
Asia,
1653
Stopford,
M., Maritime Economics, Unwin Hyman, London.
1988
Miksic, J. N.,
2006

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2312">
                <text>Cricket run or Home run? Can a correlation between Emporia and non-Emporia based trade be made using the wreck of the Lena Shoal?</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="49">
            <name>Subject</name>
            <description>The topic of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2313">
                <text>Session 4&#13;
The archaeological study of shipsâ€™ cargo, hull, and maritime infrastructure</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2314">
                <text>Is it possible to look at a shipwreck like the Lena Shoal and investigate patterns of emporia and non-emporia trade throughout Southeast Asia? Was the boat simply ferrying cargo from one specific port to another specific one, or was the trade a linear, multi-legged run? By looking at the artifactual assemblage of the boat and its cargo, its construction, as well as the socio-political and economic climate of 15th Century Southeast Asia and China, it is the goal of this paper to assess what trading might have looked like from a boat like the Lena Shoal. &#13;
&#13;
Both types of trading were most likely happening simultaneously, but there may certain characteristics that the Lena Shoal wreck possessed that may stress a specific role or function that it had in the smaller (or larger) scheme of Southeast Asian trade. Construction methods and ship size of the boat may reveal details into the boatsâ€™ intended role in maritime trade. Can correlations be made between ships of specific sizes having specific purposes? An attempt at comparing ship size and cargo of similar wrecked vessels that share a similar temporal space in the area will be necessary and vital to ascertain such qualities. &#13;
&#13;
Much, but not all of the cargo was Chinese, the whole of which may help reflect a particular course of trade through the area. Planned testing of the metals excavated at the site will hopefully help promote the need for a complete database of metallurgical sources in the region, to help further understand the role that the Lena Shoal played in 15th Century Southeast Asian Maritime trade.</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2315">
                <text>Brian Fahy</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2316">
                <text>November 2011</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="25">
        <name>Asia-Pac Session 4</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="199" public="1" featured="0">
    <fileContainer>
      <file fileId="83">
        <src>https://apconf-much.org/proceedings/files/original/9c2940c1beda3be9f9dc0a2e2d3e41d0.jpg</src>
        <authentication>ab4ac569b5e2b270de08ef64f8f5ae5c</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2462">
                    <text>1230</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2463">
                    <text>870</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2464">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2465">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <itemType itemTypeId="6">
      <name>Still Image</name>
      <description>A static visual representation. Examples of still images are: paintings, drawings, graphic designs, plans and maps.  Recommended best practice is to assign the type "text" to images of textual materials.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2454">
                <text>Crossing Cultures - Poster</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2455">
                <text>For the first time in the history of South West Coast of India, a variety of archaeological evidence for the long distance maritime exchanges was unearthed at Pattanam (N. Lat. 10Â° 09.434â€™; E Long 76Â° 12.587â€™). The ca 4 m thick cultural\ deposit of Pattanam may be defined into five cultural periods spanning three millennia since 1000 BCE. Four seasons of excavations by KCHR, in about 650 sq. m dug up area, produced 39,846 antiquities and about three million (29,83178) pottery sherds. The excavations also revealed remains of brick architecture -  warehouse, wharf/jetty and residential/industrial structures, wooden canoe and a plethora of biological remains.  The poster illustrates the major finds and cross cultural connections suggesting Pattanam could be part of the legendary port of Muziris.&#13;
&#13;
A full scale version of the poster can be downloaded from this location:&#13;
&#13;
https://rapidshare.com/files/721815335/Muziris_Poster_v_final2.pdf</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2456">
                <text>P J Cherian</text>
              </elementText>
              <elementText elementTextId="2457">
                <text>K P Shajan</text>
              </elementText>
              <elementText elementTextId="2458">
                <text>V Selvakumar</text>
              </elementText>
              <elementText elementTextId="2459">
                <text>M Nambirajan</text>
              </elementText>
              <elementText elementTextId="2460">
                <text>K Rajan</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2461">
                <text>November 2011</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="26">
        <name>Asia-Pac Poster</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="648" public="1" featured="0">
    <fileContainer>
      <file fileId="439">
        <src>https://apconf-much.org/proceedings/files/original/5a9e43d194aaed55b3ce8474f8be4e1e.pdf</src>
        <authentication>6468dc9e8305d3f7c3c57da15ef7f7ea</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="7023">
                    <text>Crossing the Rivers at Fords in the Prehistory and Later Prehistory: Tracing the
Probable and Lesser-Known Movements
Arjun Rao (Dept. of History and Archaeology, Central University of Karnataka, Kalaburagi
India) arjunrao@cuk.ac.in
ABSTRACT
Crossing the Rivers at Fords in the Prehistory and Later Prehistory: Tracing the Probable and Lesser-Known
Movements is focused on the prehistoric and early historic sites located on the perennial rivers of south India.
This topic suits Session 22, Underwater Cultural Heritage and Maritime Museums. The region has potential
archaeological site-centric data on the cultural heritage of the perennial rivers due to the lack of methodological
frameworks we have known least on the inland (short/long distance) water navigation network and the frequent
river crossing patterns adopted by the ancient societies. The significance of rivers in inland routes has taken the
lesser focus of Indian Archaeology, except for several studies centred on the Ganga-Yamuna rivers and coastal
ports of the Indian Peninsula. The rivers Kaveri, Krishna, Tungabhadra, and Bhima, origin from the Western
Ghats in south India, flow through several ecological regions and plateaus on reaching the Bay of Bengal. At
several places, these rivers have broader (1-1.5km in width) and narrow channels cutting through the plains and
valleys. Early sedentary villages and larger settlements leading to urbanisation seem connected with the rivers.
For example, Neolithic and Megalithic site complexes (T-Narasipura and Koppa, Talakadu and Kaveripattinam
on the river Kaveri; Sannati-Kanaganahalli on the river Bhima; Nagarjunakonda on the river Krishna are few
sites that hold a prominent discussion in this paper. There need to be more conceptual and methodological
frameworks for such topics that pose point-blank-range challenges to research. What archaeological and cultural
materials (directly or contextually) can support such studies, and to what extent the geolocations and the local
geomorphological characteristics can support the inland navigation are to be assessed. Hence, this paper is the
beginning of new research directions and will contribute to developing methodological perspectives towards the
cultural heritage of perennial rivers.
Keywords: River Crossing, Fords, Ferries, South India

INTRODUCTION
The Indian rivers are both perennial and non-perennial rivers. Perennial rivers are fed by the
Himalayan glaciers, draining Indus, Ganges, Yamuna, and Brahmaputra systems. While connecting to
the archaeological site distributions, much of the later prehistoric and early historic sites are reported
along the Indus and Gangetic riverine systems. They likely played ecological implications on the rise
and spread of the first and second urbanisation of Viz Indus Valley Culture in the second and third
millennium BCE and Ganga Valley culture during the first millennium CE. The central and southern
part of India is drained by the non-perennial rivers fed by the monsoonal precipitation originating
from the Western Ghats, such as the river Godavari, Krishna, and Kaveri, major river systems
traversing various geological formations on their confluence into the Bay of Bengal in the east. Much
of the archaeological sites of prehistoric cultures are reported from the near river banks and at their
tributary channels. By the early historical period (300 BCE- 800 CE), the concentration of the
settlements increasingly happened to be located on the river banks in southern India. Such broad
archaeological and temporal distinction is noticeably clear in the geo-cultural studies of the
river-based settlement developments in Indian archaeology.

1

�Figure 1: Major Rivers of India. Source:www.mapsofIndia.com

CASE STUDIES
Case study 1, river Krishna
Krishna is another major river of Southern India originating from the Western Ghats and confluences
with the Bay of Bengal by crossing 1400 km. The river Krishna has a wider channel in its middle
reaches ranging from 1 km to 1.5 km in the region of Raichur (also called Raichur Doab and the north
bank is associated with the geography of Shorapur Doab. In monsoonal seasons, the river flows with
massive water discharge disconnecting the north and south bank inhabitants. This disconnection and
uneasy river crossing is also reflected in mediaeval warfare records. Archaeological studies have
reported many prehistoric sites across the river Krishna at the Raichur (see Korisettar 1979; Paddayya
1974; Arjun 2018, 2021). On either side of river banks, the density of middle Palaeolithic and
Mesolithic/ microlithic sites are exceptionally higher, ranging from 35-40 areas spreading at the river
2

�stretch of c. 30km. The Palaeolithic and Mesolithic economies were engaged in foraging for food
resources and raw materials for their stone tools; their occupational location on the river banks
indicates frequent river crossing.
Case study 2, river Tungabhadra
River Tungabhadra is a significant tributary of Krishna and the region of their confluence forms
Raichur Doab in the Raichur and Bellary regions. And this is also a part of the core Southern
Neolithic culture developed during 3200-1200 BCE. Of many well-studied Neolithic sites, Halluru
can be contextually discussed here. Halluru is located on the left bank of Tungabhadra, a significant
Neolithic-chalcolithic site showing potential agricultural development during c. 1400-1100 BCE
continues to develop further in the Iron Age phase until the dawn of 100 BCE (Nagaraja Rao 971).
Excavations have revealed the cultivation of crops such as cotton, millet, and rice. Though much of
the Neolithic settlements were concentrated on the smaller stream orders and isolated hillocks, sites
like Halluru, Brahmagiri, and T- Narasipura remain focused on riverine environs. Several Iron Age
and Early Historic sites are reported from the riverine areas of Tungabhadra in the region of Hampi.
At the outset, Hampi itself was a significant capital city of a mediaeval kingdom, the Vijayanagara.
Case study 3, river Kaveri
River Kaveri originates from peaks of the Western Ghats in the Coorg Plateau in Karnataka and flows
through 805 km and conflux with the Bay of Bengal in the east. The river flows through narrow and
steep gorge cutting across the valleys and gains momentum, often causing flash floods in the upper
reaches (Kale et al. 2010; Kartika et al. 2018) until it enters a relatively plain landscape in the middle
reaches. Recent archaeological surveys in 121 sq. km. of an area on the river bank of Kaveri and its
tributary stream Harangi recorded 39 Iron Age period sites (Fig. 1 and Table 1) relatively datable to
first millennium BCE (see Arjun et al. 2018; Arjun 2019, 2021). Such a high density of sites on either
side of the riverine valleys indicates frequent crossing over the c. 100-150m broad channel river
banks.
Case study 4, river Bhima
Bhima is a tributary river of Krishna, originating in the Western Ghats of Maharashtra and flowing
south-east towards Krishna in Karnataka. The confluence region is known as Shorapur Doab.
Shorapur Doab is the earliest occupational site in human and cultural evolution, dating to 1.2 million
years. Along the Bhima River, the upper and Middle Bhima basin is reported with a number of
Chalcolithic and Early Historical sites. At the lower basin, site complexes like Sannati, Kanaganahalli
and Ranamandala developed as a marker of early urbanisation in the region with increasing
significance for Buddhist monasteries and Stupas. Bhima and further along the river Krishna,
Nagarjunakonda and Amaravati show the high probability for inland navigation connecting multiple
early historic Buddhist sites during the Satavahana reign (100 BCE- 300 CE). In this session, see the
paper ‘Geospatial Study of Early Historic Sites and Navigation Potentialities at the lower reaches of
River Bhima, South India’ for more details.
Overall, this paper attempts to identify major archaeological settlements in Karnataka ranging from
prehistoric to early historic periods located on the rivers such as the Krishna, Tungabhadra, Bhima,
and Kaveri. Though there is a lack of direct physical evidence for the navigation infrastructure, the
geolocation of the sites and socio-economic activities indicates the human association with the river in
knowing the fords and engaged in crossing over the riverbanks by foot or using wooden/ thatched
ferries depending on the year-round seasons must have been an inevitable part of sustenance.

3

�RESOURCES
Research conducted on the line of crossing rivers and fords based on the geolocations of prehistoric
and early historic sites are almost nil, except random attempts made by Allchin and Allchin. The
archaeology of river crossing by Allchin and Allchin (1962) attempted to identify geographically
strategic locations, such as valley passes and river confluences, in the context of trade routes
connecting various geographic regions with prominent settlements. They mapped a few megalithic
sites on the river of Krishna near the Raichur and discussed the possible activities engaged in crossing
over the rivers on ferries likely in the modern period before the advent of rail/roadway bridges.
Archaeological sources
Large-scale archaeological data is available in the form of prehistoric and historical period sites
located along the river banks of Krishna, Bhima, and Kaveri (e.g. Korisettar 1979; Paddayya 1974;
Nagaraja Rao 971; Allchin and Allchin 1962; Allchin 1954; Arjun 2018, 2021; Munn 1934; Paddayya
1971; Subbarao 1948; Sundara 1969; Varaprasada Rao 2002). The resources to conduct this research
is handicapped by the lack of research conducted on the technology and tradition of river crossing
Historical sources
Though there are references to trade routes running through the river banks and often crossing the
rivers to enter other regions and trading centres, they largely remained at the Ford location to cross
over. Often, during the battle, the army crossed the rivers during the low tides, and in the case of
high-water flows, they camped on the river banks waiting for the river water to recede. There is a
corpus of reports on the trade routes (Lahiri 1992; Begley 1981; Chakrabarti 2010) and places of
religious importance (e.g. Seshadri and Sundararaghavan 2012) developed throughout the historical
period along the mighty rivers throughout its journey and often indicates prominent locations meant to
cross over the rivers.
Framework and results on prima facie study
As discussed above, direct physical archaeological sources in the form of ferries, anchors or any
associated infrastructures addressing river crossing and identification of fords needs novel
methodological initiatives. As many sites of different prehistoric and historical cultural phases are
reported on the river banks and closure to river banks, it conjecturally indicates a close association of
the people with the rivers and crossing over them to move beyond foraging for food resources and
procurement of raw materials. During the early historical period, as the trade routes formed
throughout the rivers or crossing over the rivers, landmark fords must have begun to play a crucial
point of activities during the monsoon and post-monsoon. As the rivers are non-perennial, multiple
approaches in the river crossing must have been determined subject to seasonal variations. One can
walk through the river bed if the water level is below knee length or on a dry bed, usually during the
summer. In the monsoon and post-monsoon, the river may pose suitable conditions to navigate as
crossing over by foot is hampered. To cross over the river, the medium of transport must have been
likely a smaller ferry made of bamboo and wooden trunks.

4

�BIBLIOGRAPHY
Allchin, F.R. The Development of Early Cultures in the Raichur District of Hyderabad, Ph.D. Dissertation. London:
University of London, 1954.
Allchin, F.R. and B, Allchin. “The archaeology of river crossing by FR Allchin and Bridget Allchin.” In Indian
Anthropology: Essays in Memory of D.N. Majumdar, edited by T.N. Madan and Gopala Sarana, 52-65. Bombay:
Asia Publishing House, 1962.
Arjun, R. Landscapes and Settlement Pattern of Neolithic and Iron Age Cultures of Raichur Doab, Ph.D. Dissertation. Pune:
Deccan College Post Graduate and Research Institute, 2018.
Begley, V. “From Iron Age to Early Historical in South Indian Archaeology.” In Studies in the Archaeology of India and
Pakistan, edited by J. Jacobson, 299-301. New Delhi: American Institute for Indian Studies, 1981.
Chakrabarti, D.K. The Ancient Routes of the Deccan and the Southern Peninsula. New Delhi: Aryan Books International,
2010.
Korisettar, R. Prehistory and Geomorphology of Middle Krishna, Karnataka, Ph.D. Dissertation. Poona: University of
Poona, 1979.
Korisettar, R., D.Q. Fuller and P.C. Venkatasubbaiah. “Brahmagiri and Beyond: The Archaeology of the Southern
Neolithic.” In Indian Archaeology in Retrospect: Prehistory, Archaeology of South Asia, edited by S. Settar and R.
Korisettar, 313–348. New Delhi: Indian Council of Historical Research and Manohar Publishers, 2002.
Lahiri, N. The Archaeology of Indian Trade Routes (up to c. 200BC). New Delhi: Oxford University Press, 1992.
Munn, L. “Prehistoric and Protohistoric Finds.” Journal of Geological Society II, no.1 (1934): 121-135.
Paddayya, K. Pre and Proto- Historic Investigations Shorapur Doab, Ph.D. Dissertation. Poona: University of Poona, 1968.
Paddayya, K. “The Mesolithic Culture of the Shorapur Doab, Peninsular India.” Anthropos 69 (1974a): 590-607.
Padma Seshadri and Sundara Raghavan P.M. It Happened Along the Kaveri (A Journey Through Space and Time). New
Delhi: Niyogi Books, 2012.
Subbarao, B. The Stone Age Cultures of Bellary. Pune: Deccan College, 1948.
Sundara, A. Megaliths in North Karnataka, Ph.D. Dissertation. Poona: University of Poona, 1969.
Varaprasada Rao, J. Prehistoric Environment and Archaeology of the Krishna- Tungabhadra Doab. Delhi: Bharatiya Kala
Prakashan, 2002.

5

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7016">
                <text>Crossing the Rivers at Fords in the Prehistory and Later Prehistory: Tracing the Probable and Lesser-Known Movements</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7017">
                <text>Crossing the Rivers at Fords in the Prehistory and Later Prehistory: Tracing the Probable and Lesser-Known&#13;
Movements is focused on the prehistoric and early historic sites located on the perennial rivers of south India.&#13;
This topic suits Session 22, Underwater Cultural Heritage and Maritime Museums. The region has potential&#13;
archaeological site-centric data on the cultural heritage of the perennial rivers due to the lack of methodological&#13;
frameworks we have known least on the inland (short/long distance) water navigation network and the frequent&#13;
river crossing patterns adopted by the ancient societies. The significance of rivers in inland routes has taken the&#13;
lesser focus of Indian Archaeology, except for several studies centred on the Ganga-Yamuna rivers and coastal&#13;
ports of the Indian Peninsula. The rivers Kaveri, Krishna, Tungabhadra, and Bhima, origin from the Western&#13;
Ghats in south India, flow through several ecological regions and plateaus on reaching the Bay of Bengal. At&#13;
several places, these rivers have broader (1-1.5km in width) and narrow channels cutting through the plains and&#13;
valleys. Early sedentary villages and larger settlements leading to urbanisation seem connected with the rivers.&#13;
For example, Neolithic and Megalithic site complexes (T-Narasipura and Koppa, Talakadu and Kaveripattinam&#13;
on the river Kaveri; Sannati-Kanaganahalli on the river Bhima; Nagarjunakonda on the river Krishna are few&#13;
sites that hold a prominent discussion in this paper. There need to be more conceptual and methodological&#13;
frameworks for such topics that pose point-blank-range challenges to research. What archaeological and cultural&#13;
materials (directly or contextually) can support such studies, and to what extent the geolocations and the local&#13;
geomorphological characteristics can support the inland navigation are to be assessed. Hence, this paper is the&#13;
beginning of new research directions and will contribute to developing methodological perspectives towards the&#13;
cultural heritage of perennial rivers.&#13;
</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7018">
                <text>Arjun Rao</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="7019">
                <text>The Museum of Underwater Archaeology</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7020">
                <text>2023</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="44">
            <name>Language</name>
            <description>A language of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="7021">
                <text>English</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="80">
            <name>Bibliographic Citation</name>
            <description>A bibliographic reference for the resource. Recommended practice is to include sufficient bibliographic detail to identify the resource as unambiguously as possible.</description>
            <elementTextContainer>
              <elementText elementTextId="7022">
                <text>Rao, Arjun . 2023. “Crossing the Rivers at Fords in the Prehistory and Later Prehistory: Tracing the Probable and Lesser-Known Movements.” Edited by Jennifer Craig, Jay Mok, T. Kurt Knoerl, and Arjun Rao. In Proceedings of Fifth Asia Pacific Regional Conference on Underwater Cultural Heritage: Gwangju, The Republic of Korea, November 13-18 2023. The Museum of Underwater Archaeology. URL: https://apconf.omeka.net/exhibits/show/apconfproceedings/item/2022 </text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="78">
        <name>Asia-Pac Session 22 2023</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="6" public="1" featured="0">
    <fileContainer>
      <file fileId="6">
        <src>https://apconf-much.org/proceedings/files/original/708b4dbbe6bc70240824e2adba5ea2c7.pdf</src>
        <authentication>7f76272b6c6a6bc27bc51a651cf0ba4d</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="409">
                    <text>Cultural attitude and values towards
underwater cultural heritage and its influences on the management actions in
Indonesia
Zainab Tahir
Directorate of Coast and Marine Affairs, Jakarta, Indonesia 10110
zen02zen@yahoo.com
Abstract
Understanding attitudes and values towards underwater cultural heritage (UCH) is
critical element in determining appropriate approaches to a wide variety of planning and
management actions. Management actions such as gaining support to protecting
historic shipwreck and its associated relics, designing and implementing new
management methods depend on an understanding of cultural norms and values of
their success.
In Indonesia, historic shipwrecks and its associated relics are managed through two
different policies. Cultural protection Act 11/2010 mandates protection on cultural
heritage including underwater remains, and Presidential Decree 19/2009, regulated
commercial management processes, incorporating UCH as marine resources with
potential economic value, which might contribute to community welfare. These two
paradoxical procedures have raised long debate between stakeholders, including
government agencies.
Using individual interview, this paper attempts to understand cultural attitudes and
values towards shipwreck and its relics in related government agencies in Indonesia, in
which resulting the two deferent management approaches. Furthermore, this writing
also examines the possible influences of these policies on the current management of
UCH in this country.
Key words: historic shipwrecks and its cargoes, intrinsic value, commercial interest,
private company
Introduction
Substantial amount of underwater cultural heritage in the form of historic shipwrecks
and its cargoes are predicted lying off Indonesian Water. This form has lost mainly due
to natural or accidental causes. Currently, there are twenty underwater sites
documented, spreading from South China Sea to Java Sea.The character of the wrecks
varies from one another. For example, the Cirebon wreck, found in Java Sea, is a 10 th
century wooden shipwreck containing large amount of artifacts from Five Dynasty
Chinese ceramics to glass bottle from Iran, enriched history of an ancient trade in

�maritime silk road, while in Tulamben, Bali lies beneath the water a World War II
transport ship the USAT Liberty. Each wreck has its story, comprising valuable
knowledge, technology and culture from specific periods and place, assigning it not only
exceptional and irreplaceable (Smith &amp; Couper, 2003) but also finite.
Therefore, some experts assert that historic shipwrecks are human legacy and it
deserves protection and management, ensuring these heritage is interpreted and
shared with the wide public and preserved for the benefit of present and future
generations (Jameson and Scott-Ireton 2007; Spirek and Scott-Ireton 2003 see in
(Leshikar-Denton, 2010). However, beside the concern of safeguarding the UCH, there
is a distinct-profit interest towards historic shipwrecks. It is likely related to a different
value assigned to the objects by different parties. Delgado (1988) examines the
monetary benefit provided by historic shipwrecks, in particular its cargoes, besides
cultural, historical, archaeological, aesthetic and recreational (Delgado, 1988). Public
has witnessed how the Geldermalsen and Vung Tau were priced $16 million and $7,2
million respectively in the auction house. Some people have seen this commercial
interestas threat against preservation and protection of the heritage. Kaoru and
Hoagland (1994) supported that those values can overlap considerably causing conflict
among parties over appropriate use of historic shipwrecks (Kaoru &amp; Hoagland, 1994).
Overlapping interest towards historic shipwreck and its cargoes become an interesting
issue on managing underwater cultural heritage in Indonesia. Legally, there are two
distinct policies imposed in regard to managing underwater artifacts. First is a policy
places this heritage as significant cultural, archaeological and historical remains
required preservation and protection, while the other policy has governed the objects as
marine resources with physical value, allowing consumptive use of the heritage

�i

. Hypothetically, this paradoxical management type is influenced by knowledge,

perception and attitude of people in a policy making level. Some studies have shown
that people’s perceptions and attitudes towards particular objects or management
issues are shaped by their knowledge, educational background, socio economic factors
or management intervention (Allendorf et al. 2006; Shrestha and Alavalapati 2006; Xu
et al. 2006; Alkan et al., 2009; Shibia 2010 see in (Htun, Mizoue, &amp; Yoshida, 2012).This
paper is about to portray and compare perceptions and attitudes of decision making
level officers from two institutions in Indonesia, Ministry of Marine Affairs and Fisheries
(MMAF), and Ministry of Education and Culture (MEC), towards an underwater cultural
heritage and its current management. Both institutions plays significant role in managing
UCH in the form of historic shipwrecks and its cargoes in this country. The result of the
study might provide preliminary insight and support in developing appropriate
management strategies towards historic shipwrecks and its cargoes in Indonesia
Methods
Policies towards historic shipwrecks and its cargoes in Indonesia
Shipwrecks exploration in Indonesian water has a long history, started from the
exploitation of the Geldermalsen in 1986. Before this period, there was no specific
national mandatory on managing historic shipwrecks and its cargoes (Tanudirjo, 2008)).
Discovery of the Geldermalsen and the fantastic value of its cargoes became an eyeopening reality to the government in regard to the significance of historic shipwrecks,
particularly its cargoes (Tanudirjo, 2008). In 1989, the Presidential Decree concerning
Valuable Objects from the Sunken Ship commanded the government to form a special
committee, which has responsibility to manage the cargoes discovered from shipwrecks,
included permitting its exploration and exploitation (Decree No. 49, 1989) ii. Since then,
the monetary interest of underwater cargoes has become a concern inmanagingthe
UCH in Indonesia.Three years later, in 1992, Act concerning Protection of Cultural
heritage had been released under Ministry of Education and Culture, and it mandated a
protection of cultural resources in land and underwater (Act 5, 1992)iii. The Act was
revised in 2010 through Act 10/2010 and this new is clearly prohibited transferring
cultural objects to other countries for any purposes but education and research.

815

�However, another new act concerning Coastal Management (Act 27, 2007), released
under Ministry of Marine Affairs and Fisheries, classifies historic shipwreck and its
cargoes as marine resources, in which the protection and economic concerns can be
mutually managed.
Sample and Data Collection
Perception and attitudes of the government officers from the two ministries regarding
underwater cultural heritage were measured by a personal interview, using
questionnaire. The questionnaires consisted of three sections, first is started questions
to identify general knowledge about the valuable cargoes from shipwrecks, answered in
Yes, No and Not Sure; the section 2 is 15 major statements covered in 3 parts, part 1 is
meant to gauge perceptions on the state of the significance of an underwater heritage,
part 2 scales the attitudes towards the current management of historic shipwrecks and
its cargoes, and the last part is to identify responses on the management implication;
then the section 3 is personal information. Perceptions and attitudes were measured by
asking respondents to rate statements using Likert-type scale from 1 (Strongly
disagree), 2 (disagree), 3 (not sure), 4 (agree) and 5 (strongly agree), few statements
used strongly unacceptable to strongly acceptable form. The questionnaires were
closed type, however few parts of the section 2, the respondents were given space to
provide comments.
The respondents were gathered using non-probability method, with purposive sampling
technique (Kumar, 2013). This paper only examined perception and attitudes of the
decision making level officers (i.e. Head of Unit, Deputy Director and Director) from
Ministry of Marine Affairs and Fisheries (MMAF) and Ministry of Education and Culture
(MEC), focusing to the unit or directorate that has closely responsible in managing
underwater cultural heritage. From MMAF, 9 high official members of Directorate of
Coastal and Marine Affairs were chosen, while in the MEC, the target respondents were
Deputy Directors of Directorate of Culture and Head of the Preservation and Protection
of Cultural Resources Office. The total respondents from the two institutions were 18
people.
Result
The first section, the respondents were asked four general questions with a Yes, No or
816

�Not sure answer to assess their understanding of the status of historic shipwrecks and
its cargoes in Indonesia. Respondents who answered “yes” were preceded to the
section 2 enquiring their perceptions and attitudes towards management of historic
shipwrecks and its cargoes and the implication. In general, as it is written in table 1, all
respondents from both institutions distinguished that historic shipwrecks and its cargoes
are not only important but also protected. They also have knowledge, that these historic
objects are opened for commercial purposes.
Table 1. General understanding on the status of Historic Shipwrecks and its cargoes
Questions on survey instrument

Percentage
Yes

Do you know about the valuable objects from the sunken ship or
commonly known as BMKT?

100

Do you think historic shipwrecks and its cargoes are important?

100

Do you know historic shipwrecks and its cargoes are protected?

100

Do you know some of the cargoes, discovered from historic
shipwrecks could be sent off to auction?

94,4

Perceptions of the officers on the significant values of an underwater cultural
heritage
Concerning the significant value of an UCH in the form of historic shipwrecks and its
cargoes, the respondents were asked to scale 4 statements. These statements are
narrowed to portray perceptions of the officers towards the consumptive use and the
non-use value of historic shipwrecks and its cargoes (See (Kaoru &amp; Hoagland, 1994).
The results as indicated in table 2 show the officers from both institutions have strong
agreement on valuing historic shipwrecks and its cargoes. Both of them are aware that
there are several different values attached to these entities. Shipwrecks and its cargoes
are historically and culturally significant, framing intrinsic quality of maritime past, as
many experts support that historic shipwrecks are a closed context reflecting the society
of the time; it has the potential to provide information about the people on board, ship
construction, navigation technology, and the goods it was transporting; however, beside
those essential value, it also have short term economic opportunities gained from this

817

�historic object (See (Delgado, 1988; Huang, 2013; Hutchinson, 1996; Kaoru &amp; Hoagland,
1994).
Table 2. Perceptions of the officers on the significant values of the UCH

Statement
On survey instrument
Protecting underwater cultural
heritage is important (i.e. historic
shipwrecks and its cargoes)
because it has historical value
By managing historic shipwrecks
and its cargoes provide
livelihood and other economic
opportunities.
The government should protect
historic shipwreck and its
cargoes in order to preserve
national and cultural identity.
Artifacts from historic shipwreck,
such as ceramics and jewellery,
are highly valuable in the
antique market.

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

0

0

0

0

0

0

22.2

0.0

77.8

100

0.958

0

0

0

0

0

0

66.7

6.0

33.3

33.3

0.853

0

0

0

0

0

0

55.6

33.3

44.4

66.7

1

0

0

0

0

0

0

22.2

88.9

77.8

11.1

0.160

n1 = 9 (respondent from MMAF), n2 = 9 (respondent from MEC); 1 - 5 = likert scale, 1 = strongly disagree, 2 =
disagree, 3 = not sure, 4 = agree, 5 = strongly agree; Correl. = Correlation

Perceptions of the officers on the current management of Historic Shipwrecks
and its cargoes
Currently, private company funds exploration of shipwrecks in Indonesian water.
Consequently, they have rights to own 50% of the cargoes or 50% generated from the
selling artifacts. The five statements in the questionnaire tried to explore how decisions
making level officers perceive the involvement of the third party in exploring historic
shipwrecks and its cargoes, auctioning the artifacts, and an appropriate funding source.
In response to the statements, as it is shown in the table 3, the respondents from both
institutions scaled strongly agree to agree that the government has responsibility to
provide funding support to exploring and managing the historic shipwrecks and its
cargoes. However, interestingly, when they were giving an option whether the fund for
exploration should be provided by the government or private, the responses were varied,
33,3% officers from MMAF agreed the exploration should be funded by the government,
33% of it opposed the idea and 22,2% was not sure. 55,6% from MEC preferred the
private as fund source, instead of the government, yet 22% strongly agreed if the fund
818

�support is from the state, while 11% was not sure. Even though, more than half of
MEC’s respondent agreed the private providing fund for exploration, there were 33,3%
of them refused the involvement of the third party would assist to manage and preserve
historic shipwrecks and its cargoes.
Table 3. General Knowledge on the Status of Historic Shipwrecks and its cargoes
Statement
On survey instrument
Exploration of shipwrecks and its
cargoes should be conducted and
funded by government not by
private company.
National policy allows private
company to perform recovery
excavation of historic shipwrecks
and auction its cargoes off; then
the selling income will be shared
between government and private
company.
We can auction off artefacts
discovered from one shipwreck as
long as the national museum has
pick the Significant
Representative Collection.
The government has responsibility
to provide funding support to
explore and manage historic
shipwreck and its cargoes
To help managing and preserving
historic shipwreck and its cargoes
in Indonesian water is by involving
third party or private company to
explore it

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

11.
1

0.0

33.3

55.6

22.2

11.1

33.3

11.1

0

22.2

0

22.2

11.1

56.7

0

0

55.6

22.2

33.3

0

-0.067

0

0

0

77.8

0

0

44.4

11.1

55.6

11.1

-0.24

0

0

11.1

0.0

0

0

44.4

55.6

44.4

44.4

0.970

0

0

0

33.3

22.2

11.1

66.7

44.4

11.1

11.1

0.659

0.476

Furthermore, the biggest difference between the officers from the two institutions is
when they were asked their perception on getting the artifacts off to auction. Even
though, the unique and rare pieces must be list as state property and prohibit for sale,
still 77,8% respondents from the MEC against the idea of selling the underwater
artifacts, and only 11% respectively scaled strongly agree and agree to this idea. While,
55,6% and 33,3% of the MMAFs’ officers settled with the notion of commercial interest.
They commented, that principally they agree to bring the mass product artifacts off to
auction but the rare one must belong to the country.Subsequently, strong negative
correlation (See(Rumsey, 2003) between officers existed, when they were asking their
819

�opinion on the current National Policy in which allows private company to salvage and
auction the underwater artifacts. There was strongly disagreement towards the policy
(56,7% and 22,2%), even though 22,2% of MECs’ officers marked agrees towards it.
While 55,6 and 33,3% officers from MMAF were consistently support this involvement.
Attitudes of the officers towards the management implication
Integrating commercial values of historic shipwrecks and its cargoes into the policy have
evolved public perceptions towards the objects. Since 1989, number of private
companies permitted to explore shipwrecks in Indonesian water has increased and
hundred thousands of artifacts discovered along the shipwrecks (PANNAS, 2012).
However, despite the fact that this practice attracts investment to the country, some
people criticized the exploration and salvage activities in Indonesia are far concern to
the money-making and tend to disregard the intrinsic value of the objects (Tanudirjo,
2008). The International Congress of Maritime Museums mentioned the exploration of
the Geldermalsen as an example how commercial salvor destroy the historical value of
the cargoes (See in (Hallwood &amp; Miceli, 2005).
Six statements in the table 4 examine attitudes and perceptions of decision making
officers from two main institutions, that closely responsible for managing underwater
heritage, towards the management implication of the current policy. There are some
significant differences between the MMAF and MEC regarding the statement that
income generated from investment on shipwrecks and its cargoes benefits the country.
66,6% MECs’ respondents resisted that business on shipwrecks is not profitable to the
state, contrasting 66,7% of the respondents from MMAF. The correlation between the
high official respondents is negative. Similarly, most of the MECs’ do not accept to gain
revenue by selling artifacts, while more than half respondents from MMAF (66,7%)
consider this policy as an agreeable. Interestingly, when the MECs’ officers were asked
about banning the auction, the proportion of MECs’ (44,4%) who agreed and disagreed
is similar.
Furthermore, a significantly higher percentage of the MECs’ (88,9%) believed the
exploration of shipwrecks destroys the context of maritime history, while 56,7% from
MMAF disagreed with the statement and one third of them have no knowledge
820

�regarding the issue. From one perspective, it might understandable if the proportion of
“not sure” answers were little high considering respondents from MMAF generally come
from different study background such as environment and economic. Yet, one MMAF’s
respondent stated exploration might destroy the context of history if there is no strong
regulation existed. Despite strong agreement from MECs’ about destruction of historical
context, there are slightly high proportion of its respondents (44,4%) accepted the
exploration done by the private has contributed to the preservation and protection of the
historic shipwrecks and its cargoes, even though 33,3% of them disagree with this.
Some people believe that exploration and recovery of historic shipwrecks and its
cargoes might be considered as one way to safeguard the objects from being illegally
salvaged and also providing further opportunity of the wide public to access the objects.
Table 4. Attitudes and perceptions of the officers towards the management implication
Statement
On survey instrument
Income from business on
underwaterartifacts benefits the
country.
National policy should ban selling
the cargoes discovered from
shipwreck
Exploration of historic shipwrecks
and its cargoes, done by private,
has contributed to the
preservation and protection of
underwater cultural heritage.
Exploration of historic shipwrecks
and its cargoes, done by private
company, has destroyed the
context of maritime history
Business on shipwrecks and its
cargoes attract more investment
to Indonesia
Government auctions off artefacts
discovered from shipwrecks to
gain country’s economic income.

Respondents-Scale (%)
Correl.

n1,
1

n2,1

n1,2

n2,2

n1,3

n2,3

n1,4

n2,4

n1,5

n2,5

0

22.2

11.1

66.7

11.1

0.0

66.7

11.1

11.1

0

-0.17

11.
1

0.0

11.1

44.4

44.4

11.1

33.3

44.4

0

0

0

0

0

0

33.3

44.4

11.1

55.6

44.4

0

11.1

0.476

0

0

55.6

0

33.3

0

11.1

88.9

0

11.1

-0.27

0

1

11.1

55.6

22.2

0.0

55.6

22.2

0

11.1

0.036

0

44.4

11.1

33.3

11.1

11.1

66.7

11.1

11.1

0

-0.39

Discussion and Conclusion
This survey was conducted to accomplish the main task of determining the perceptions
and attitudes of the decision making level officers from different institutions towards
historic shipwrecks and its cargoes. As it is predicted, the two institutions showed
821

�negative correlation for particular commercial interest issue. The policy on sending
artifacts off into auction becomes sensitive among respondents from the MEC. Kaoru
and Hoagland (1994) noticed that some individuals might find commercial attachment to
the historical objects is offensive. To inform, all of the interviewees come from similar
background, archaeologists and historians. Their knowledge on the historic objects
might associate with their perception and attitude. In parallel with some studies resulted
that greater in knowledge are associated with greater influence of attitudes on behavior
(See (Fabrigar, Smith, Petty, &amp; Crites Jr., 2006). On the other hand, high officers from
the MMAF tend to consider the consumptive use over the non-use value of the historic
shipwrecks and its cargoes (See Kaoru and Hoagland, 1994). They argue that historic
shipwrecks and its cargoes along with other natural ecosystems are part of marine
resources, which can be used and managed for the sake of the community wellbeing.
Accordingly, the long term development goal of the MMAF are maximizing the use of
the resources to achieve prosperity while keeping sustainability towards environment,
social, culture, and economic as a based of actions (MMAF, 2007). Therefore, it is not
surprising when the officers from this ministry have supported the inclusion of
commercial value of historic shipwrecks and its cargoes into their policy. Assumption on
the physical benefit of historic shipwrecks, particularly its cargoes is tempted, even
though further research is required to justify how much direct and indirect benefit
generated from this business until now.
In relation to the involvement of private company in funding and exploring historic
shipwrecks and its cargoes, apparently, there is ambivalent on the respondents from the
MEC. It is realized that, exploring shipwrecks and its cargoes is an expensive project.
The government has a limitation to fund the exploration of historic shipwrecks due to the
country’s economic development priorityiv; this constraint encourages institution to seek
for alternative funding source in order to study and explore more the maritime past. At
the same time the private company offers an opportunity to access the historical time
capsule on the deep ocean, with mutual benefit sharing mechanism. It often places the
government in dilemmatic positions; partnership with the private company or salvors
means allowing them to take away their shares, half of the historic cargoes, separating
the artifacts as whole context, however, without fund support, the access to explore, to
822

�study and to research are also limited. While, looting and illegal salvage continually
threatens the objects.
In fact, both respondents are aware of the intrinsic cultural and historical value of the
entities, however, they value the objects differently, in which resulting different
management. At the end, managing historic shipwrecks and its cargoes requires
political willingness. The national government, include both institutions need a
comprehensive action to unravel dispute and settle down national strategy on managing
the underwater cultural heritage in the form of historic shipwrecks and its cargoes.

Bibliography
Delgado, J. P. 1988. The value of shipwrecks. In J. W. Murphy (Ed.), Historic
shipwrecks: Issues in management (pp. 1 - 10). Washington, DC: Partners for Livable
Places.
Fabrigar, L. R., Smith, S. M., Petty, R. E., &amp; Crites Jr., S. L. 2006. Understanding
Knowledge Effects on Attitude–Behavior Consistency: The Role of Relevance,
Complexity, and Amount of Knowledge. Journal of Personality and Social Psychology,
90(4), 556 - 577.
Hallwood, P., &amp; Miceli, T. J. 2005. Economic Analysis of the Legal Regimes Governing
Salvage of Historic Shipwrecks. Ocean Development &amp; International Law, 36(4), 323 337.
Htun, N. Z., Mizoue, N., &amp; Yoshida, S. 2012) Determinants of Local People's
Perceptions and Attitudes Toward a Protected Area and Its Management: A Case Study
From Popa Mountain Park, Central Myanmar. Society &amp; Natural Resources: An
International Journal, 25(8), 743-758.
Huang, J. 2013. Odyssey's Treasure Ship: Salvor, Owner, or Sovereign Immunity.
Ocean Development &amp; International Law, 44(2), 170 - 184.
Hutchinson, G. 1996. Threats to underwater cultural heritage: The problems of
unprotected archaeological and historic sites, wrecks and objects found at sea. Marine
Policy, 4, 287 - 290.
Kaoru, Y., &amp; Hoagland, P. 1994. The value of historic shipwrecks: Conflicts and
management. Coastal Management, 22(2), 195 - 213.
Kumar, P. S. 2013. Sampling Design Research Methodology: A Guide for Researchers
in Agricultural Science, Social Science and Other Related Fields (pp. 427). India:
Springer.
Leshikar-Denton, M. E. 2010. Cooperation is the key: We Can Protect the Underwater
Cultural Heritage. Maritime Archaeology, 5, 85-95.
Management of Coastal Zone and Small Islands, 27 C.F.R. (2007).
823

�Ministerial Decree. Standard Operation Procedures on Survey and Salvage of the
Valuable Objects from the Sunken Ship, 39 2000.
PANNAS, B. 2012. Laporan Perkembangan Pengelolaan BMKT. Annual Report.
PANNAS BMKT.
Presidential Decree. National Committee of Salvage of the Valuable Objects from the
Sunken Ship, 19 2009.
Protection of Cultural Heritage, 10/2010.
Rumsey, D. J. 2003. Statistics for Dummies. Hoboken: NJ. Wiley.
Smith, H. D., &amp; Couper, A. D. 2003. The Management of the Underwater Cultural
Heritage. Journal of Cultural Heritage, 4, 25-33.
Tanudirjo, A. D. 2008. Pendahuluan: Awal Jaringan Pelayaran dan Perdagangan. In B.
B. Utomo (Ed.), Kapal Karam Abad ke 10 di Laut Jawa Utara Cirebon (Vol. 1, pp. 1 25). Jakarta: PANNAS BMKT.

Biography
Zainab is an Underwater Archaeologist working for Ministry of Marine
Affairs and Fisheries. Zainab received her Bachelor in Archaeology at
Hasanuddin University and a Master Degree in Environmental
Science, specializing in Protected Area Management at James Cook
University, Australia.

i

Sources are Act 11/2010 concerning Protection of Cultural Objects and Act 27/2007 concerning Coastal Area Management and
Small Islands.
ii
This presidential Decree was revised in 2000, 2007 and 2009 due to the changes of responsible institution, however the substantial
content has not been altered. Since 2000, Ministry of Marine Affairs and Fisheries is the mandated institution to lead the committee.
iii

In order to harmonize the two legislations, the special committee has imposed a decree ordering the exploration and recovery of
historic shipwrecks and its cargoes should be documented and recorded by the contractor. In addition, the unique and rare cargoes
must be returned to the state (Ministerial Decree 39, 2000).
iv

Based on the Indonesia Strategic Framework for Development 2012 – 2016, there are five focus area, renewable energy, disaster
risk management, agriculture, human resource development and eastern Indonesia

824

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <collection collectionId="15">
      <elementSetContainer>
        <elementSet elementSetId="1">
          <name>Dublin Core</name>
          <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
          <elementContainer>
            <element elementId="50">
              <name>Title</name>
              <description>A name given to the resource</description>
              <elementTextContainer>
                <elementText elementTextId="52">
                  <text>Session 12: Underwater Cultural Heritage of Southeast Asia</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="49">
              <name>Subject</name>
              <description>The topic of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="53">
                  <text>Video interview with Session 12 chair Nia Hasanah and links to the papers presented in the session.</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="41">
              <name>Description</name>
              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="54">
                  <text>The richness of underwater cultural heritage (UCH) in the Southeast Asian region has been very well known throughout the world. Various shipping activities, trade, warfare, piracy occur in Southeast Asian waters since prehistoric times to the present, causing many archaeological relics in the bottom of the sea in that region, such as shipwrecks which are a traditional ships owned by countries in Southeast Asia and also foreign ships from various countries in the world which sank due to various causes in Southeast Asian Waters. UCH in Southeast Asia has become a very important resource for science, history and even for economic interests relating to the welfare of the local communities which in some areas, UCH shipwreck sites serve as diving attractions.&#13;
UCH in Southeast Asia have also attracted treasure hunters both the international big companies and national companies in Southeast Asian countries. In many areas, in particularly in small islands and coastal areas with low level economic life, the locals often plunder the UCH sites, raise up the cargoes, and also take the ship parts mainly made of metal materials to be sold for sustaining their lives. Treasure hunt problem; looting by local people; the lack of human resources, facilities, and funds for research, monitoring, and conservation; as well as the lack of understanding and awareness of the central government, local government, civil society, and local communities make the problems associated UCH in Southeast Asia being very complex.&#13;
The UCH richness and the complexity of the problems associated with it in Southeast Asia make this being one of critical theme to be highlighted in this conference. There is a need to share a current information betweeen the countries to strengthen the bond and to foster the regional and international cooperation.&#13;
This session will discuss:&#13;
&#13;
â€¢ Current issues, problems, and challenges faced by Southeast Asian countries in efforts to study, to protect, and to preserve the UCH.&#13;
â€¢ The threats faced by UCH i.e. the human factors, climate change, and changes in the physical environment in the waters of Southeast Asian countries.&#13;
â€¢ The results of resent research conducted in the field of UCH in Southeast Asian countries.&#13;
â€¢ Protection and conservation measures in accordance with the UNESCO Convention 2001 which can be applied in Southeast Asian countries. </text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="39">
              <name>Creator</name>
              <description>An entity primarily responsible for making the resource</description>
              <elementTextContainer>
                <elementText elementTextId="55">
                  <text>Nia Hasanah </text>
                </elementText>
              </elementTextContainer>
            </element>
          </elementContainer>
        </elementSet>
      </elementSetContainer>
    </collection>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="405">
                <text>Cultural attitude and values towards  underwater cultural heritage and its influences on the management actions in Indonesia</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="406">
                <text>Understanding attitudes and values towards underwater cultural heritage (UCH) is critical element in determining appropriate approaches to a wide variety of planning and management actions. Management actions such as gaining support to protecting historic shipwreck and its associated relics, designing and implementing new management methods depend on an understanding of cultural norms and values of their success.&#13;
&#13;
 In Indonesia, historic shipwrecks and its associated relics are managed through two different policies. Cultural protection Act 11/2010 mandates protection on cultural heritage including underwater remains, and Presidential Decree 19/2009, regulated commercial management processes, incorporating UCH as marine resources with potential economic value, which might contribute to community welfare. These two paradoxical procedures have raised long debate between stakeholders, including government agencies.  &#13;
&#13;
Using individual interview, this paper attempts to understand cultural attitudes and values towards shipwreck and its relics in related government agencies in Indonesia, in which resulting the two deferent management approaches. Furthermore, this writing also examines the possible influences of these policies on the current management of UCH in this country.</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="407">
                <text>Zainab Tahir, in Van Tilburg, H., Tripati, S., Walker Vadillo, V., Fahy, B., and Kimura, J. (eds.)</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="408">
                <text>5/15/2014</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="3">
        <name>Asia-Pac Session 12 2014</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="536" public="1" featured="0">
    <fileContainer>
      <file fileId="327">
        <src>https://apconf-much.org/proceedings/files/original/07b31d71e8d6e8e23c99940899e32be7.pdf</src>
        <authentication>1a066cd4f1803116f0a381b68edefd8c</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="6011">
                    <text>Decommissioning Offshore Structures:
A Threat or an Underwater Cultural Heritage Opportunity

Dr Elena Perez-Alvaro¹ and Dr James Delgado²
¹Professor Master in Cultural and Natural Heritage UNIR, España
ICOMOS International Committee on the Underwater Cultural Heritage
²Senior Vice President SEARCH, Inc., United States of America
ABSTRACT
This article focuses on the possibility of recycling, removing, and leaving on-site offshore structures, such as
wind turbines and oil platforms. It also looks at the environmental consequences of these structures recycling
mostly carried out in southern Asian countries with limited work and environmental regulations. The
construction of some of these offshore structures does not provide ‘end-of-life’ considerations, so, if left in situ
they will become underwater cultural heritage in the future. This article will look at the benefits of a
collaboration between offshore and maritime industries and underwater cultural heritage practitioners. It will
also highlight the importance of including as underwater cultural heritage less “attractive” sites which may not
be as popular, but can still be of importance. If forgotten, we may lose a significant part of humanity’s history.

List of tables
Table 1. SWOT analysis: Strengths/Opportunities/Weaknesses/Threats (created by authors).

INTRODUCTION
The topic of this paper fits best within the session on Major Threats to Underwater Cultural Heritage
at the Fifth Asia-Pacific Regional Conference on Underwater Cultural Heritage because the
actions that are being taken now in relation to the decommissioning of offshore structures will
have a potential impact on the future scope of and management of underwater cultural heritage.
The decommissioning of offshore structures is still in a legal vacuum, and, if left untouched on
the ocean, they will become underwater cultural heritage in the future. New offshore energy
and developments in the oceans are a growing but still completely unexplored industry. Oil and
gas platforms have been developed for longer, but it is in the current and future decades when they
will stop working. A new issue for ocean users is that offshore oil, gas reserves and wind farms
trigger one of the largest decommissioning operations undertaken in the marine environment (Ross
1978). When offshore structures reach the end of their productive life, they are
decommissioned and then dismantled, recycled, or disposed of. However, construction of these
elements does not provide ‘end of life’ considerations. Over the next several decades, more than
7,500 oil and gas platforms in the waters of 53 countries will become obsolete (Fowler et al.
2018), including platforms that sit on the seabed, floating production systems, and other offshore
storage and loading units (Simpson 1998).
Their decommissioning will cause many issues because, due to their size and weight, the removal of
platforms is a complex engineering process that will require some of the heaviest lifting
operations ever attempted at sea. This dismantling, recycling, or preservation in situ of those
platforms will have an impact on the underwater cultural heritage because, for the first time,
underwater cultural heritage experts can anticipate what is going to become – or not become –
submerged heritage in the future. In addition, the removal of these structures of which many have
become habitats may have a detrimental impact on the local natural environment.

1

�Underwater cultural heritage can and does include sites or resources that reflect threats to the
environment. This takes place on land with sites associated with extractive mining, as well as
industrial sites where past processing or manufacturing have left a legacy that is both archaeological
and detrimental to the ecosystem and/or human health. However, this negative aspect does not
diminish the potential significance of the site(s) nor their potential to yield pertinent archaeological
evidence. For example, the oil boom in the United States started with the commercial success of the
Drake Well drilled in 1859 in Pennsylvania along the banks of Oil Creek, it was designated a National
Historic Landmark in 1966 and subsequently listed on the National Register of Historic Places (Drake
Well Museum, n.d.). The query here is - if we should preserve sites that only speak to what we
see as positive aspects, or if we should embrace the preservation and study of sites that speak to
all aspects of the human experience and the consequences of human activities? This paper argues
that underwater cultural heritage practitioners and the new energy industry can mutually benefit from
sharing knowledge and working together.
Underwater cultural heritage, like that on land, reflects all aspects of human behaviour. A Panamanian
historical and archaeological site, the American-built submersible Sub Marine Explorer, represents
mid-nineteenth century over-fishing and despoliation of Panama’s oyster beds (Delgado 2012). There
is a strong potential for extensive archaeological remains from the centuries-long Middle Passage of
the transatlantic African slave trade (Turner et al. 2020) as well as individual shipwrecks (Delgado et
al. 2022). Other pertinent examples include historic and archaeological sites related to gold dredging,
sites associated with the global wars of the twentieth century, and perhaps the most pertinent, the
World Heritage Site at Bikini Atoll, which include nuclear test structures, sunken ships, craters, and
radioactive isotopes (Brown 2013).

CASE STUDY
According to Offshore Wind, there are 162 offshore wind arms at the moment. There are also 2,011
offshore oil rigs. In recent years, the first few offshore wind projects are now dismantled (Smith and
Lamont 2017), but the decommissioning projects are small relative to current installations. In fact,
most of these decommissioning projects were demonstration or research projects. However, according
to IHS Markit (2016), 2,000 offshore projects will be decommissioned between 2021 and 2014. Due
to the novelty of the situation, the impacts of decommissioning practices on structures related to oil
and gas development from the oceans are unknown.
This article will look at how the decommissioning of these offshore structures will have an impact on
how underwater cultural heritage is currently understood. The resources for this work include the
2001 UNESCO Convention on the Protection of the Underwater Cultural Heritage (hereinafter 2001
UNESCO Convention) and practice of nations.

RESOURCES
The 2001 UNESCO Convention defines underwater cultural heritage as
[…] all traces of human existence having a cultural, historical, or archaeological
character which have been partially or totally under water, periodically or continuously,
for at least 100 years.
It should be noted that pipelines and cables placed on the seabed are explicitly excluded from the
definition of underwater cultural heritage. In addition, “[i]nstallations other than pipelines and cables,
placed on the seabed and still in use, shall not be considered as underwater cultural heritage.”
However, when those installations, such as platforms, are no longer in use then they may become
2

�underwater cultural heritage if they are also of an archaeological or historical interest and have been
under water for more than 100 years.
However, not all countries have ratified the 2001 UNESCO Convention, and not all national
legislations require a time limit (as in the case of 100 years under water) for an offshore structure to
become of importance. Some countries, such as France, Croatia, and Estonia, do not have a temporal
limit in their definition of underwater cultural heritage, and submerged remains are protected based on
historical interest. In Greece, ‘cultural’ objects are protected 50 years after their sinking. Furthermore,
it is a wise practice to assess the potential of sites that are more recent as being significant and worthy
of recognition, study, and preservation. In the United States of America (USA), for instance, like
Greece the 50-year rule is applied, exceptions are made for events that occurred and which have
attained recognition of significance; World War II sites were granted this designation by the USA in
the 1980s, less than fifty years after the start and end of that war.
It is beyond the scope of this paper to get entangled with the definition of underwater cultural
heritage, which has been broadly debated in the literature (see bibliography). However, this
demonstrates that offshore structures that function for some years now can become underwater
cultural heritage according to much legislation, and in 100 years, they will be under the umbrella of
the 2001 UNESCO Convention. In fact, existing platforms and wind turbines have a constructionoperation-decommission cycle of 20 to 30 years (Smyth et al. 2015). However, the regulation of the
disposal of offshore installations is not a clear nor regulated legal process (Forte 1998), so many
decisions are on a case-by-case basis. Until now, none of these decisions have taken into
consideration the possibility for these structures to become underwater cultural heritage for the future
benefit of humankind.
There are a number of sites that are highly significant because they represent industries or activities
that reflect environmental despoilation and damage such as whaling ships, for example, which can be
found as floating ships, shipwrecks, and shore-based sites. Such is the case with South Georgia Island
(USA), the British Columbia (Canada) coast, and the various sites in Australia and in Chile’s portion
of the Estrecho de Magallanes. There are also early sites associated with the extractive petroleum
industry listed in the United States National Register of Historic Places, the Canadian National
Historic Sites, and deemed significant in Saudi Arabia and other countries (Symons et al. 2014).

FRAMEWORK
There are three main approaches when decommissioning offshore structures:
1. Dismantling and recycling: Globally, over 40 platforms each year reach the end of their useful
life, which equates to around 40,000 tonnes of potentially recyclable materials (Choi et al.
2016). However, the most profitable shipbreaking methods are also the most dangerous to
both worker safety and the environment (Choi et al. 2016), since many of the structures have
been constructed with materials that are now known to be both toxic and highly pollutant. The
materials that are recycled usually employ some dangerous methods. For instance beaching,
which are carried out in southern Asian countries with a lack of enforced environmental
legislation and welfare working regulations. The practice of beaching these platforms means
to ground them in order for them to be scrapped. Although in some countries of the world
there are strict regulations for platforms to be dismantled and recycled, in other countries,
such as Bangladesh, India and Pakistan, there are facilities where the safety and well-being of
the workers and the environmental impacts are ignored (Choi et al. 2016). In 2022, at least 10
workers lost their lives when breaking apart platforms on a particular coast of Bangladesh
(NGO Shipwrecking Platform, n.d.). Some of the accidents were on platforms owned by wellknown companies. There are fatal consequences of recycling these structures: necessary
diving activities that can result in injury or fatalities or helicopter trips necessary for the
3

�workforce and supervisory staff. It is necessary to take into consideration that in shallower
waters, platforms typically weigh around 5,000 tonnes, although some deep-water steel
platforms weigh over 200,000 tonnes when in-service and around 40,000 tonnes when
stripped to its skeletal frame. The scrap resulting from this recycling process is often
auctioned off to scrap dealers or sold to cash buyers (NGO Shipwreck Platform, n.d.).
2. Leaving them totally intact: There are two main reasons to leave the platforms untouched
after decommissioned or sinking them to the bottom of the oceans. The first reason is
economical. It has been estimated that the global cost of removal of platforms is US$210
billion (IHS Markit 2016). However, there is also an environmental reason. After some years,
underwater remains become, in most cases, artificial reefs, housing thousands of fish species.
The disturbance of these ecosystems and the impacts of removing these can have a negative
impact on the marine environment. Some researchers (Fowler 2018) have looked at the
environmental impacts of the decommissioning practices and the removal of offshore wind
turbines. The authors consider that complete removal of the structures have a negative impact
on biodiversity, provision of reef habitat and protection from bottom trawling because of the
reopening of areas of fishing. In addition, as explained, there are some chemical-contaminated
sections of the structures, and bringing them to shore can also be a controversial issue. In fact,
dealing with hazards are one of the main issues that arises when offshore structures are left in
the oceans, including the release of toxic, flammable, or explosive materials, or failure
consequences that can result in environmental disasters (Baker 1998). The reality is that, in
100 years, the platform will become underwater cultural heritage according to the 2001
UNESCO Convention.
3. For some authors, partial removal options are better options, which still means these
structures will become underwater cultural heritage in the future and be under the umbrella of
the 2001 UNESCO Convention. It is argued that just some of the most toxic parts of the
structures could be dismantled or those parts that can imply a navigation hazard. As discuss
below, over 500 energy platforms previously installed on the USA Outer Continental Shelf
have been partially removed and made into artificial reefs in the Gulf of Mexico in
coordination with USA coastal states and other stakeholders including fisherman.
According to Jordan and Bennie (1998), one of the most important controversies over the
decommissioning of offshore structures is the relationship between the public and private interest. In
the case of the Brent Spar, a North Sea oil storage operated by Shell UK, the company shared that
deep sea sinking was the safest option for disposal from an environmental and safety point of view.
However, Greenpeace occupied the platform for more than three weeks and provoked a media scandal
that damaged Shell’s reputation, arguing that sinking the platform was just to cut costs and not for
scientific reasons. Finally, Shell decided to reuse much of the main structure of the platform for a new
harbour facility (Jordan and Bennie 1998).
The legislation at the moment requires complete removal of offshore installations, but it allows
exceptions that fulfil technical criteria (Forte 1998). Although the main objective of this paper is not
to evaluate the best option for the decommissioning of offshore structures, it is pertinent to value the
impact that leaving these structures under water would have to the construction of a new kind of
underwater cultural heritage. Table 1 shows a SWOT analysis in order to understand the strengths,
opportunities, weaknesses, and threats of leaving these structures as underwater cultural heritage.

4

�Table 1. SWOT analysis: Strengths/Opportunities/Weaknesses/Threats (created by authors).

STRENGTHS
Cultural heritage for the future of mankind
Low economical cost
Avoid occupational safety of dismantling
Avoid noise of dismantling

OPPORTUNITIES
Environmental aspects such as fish reefs
Learn from the future
Public and private initiatives such as diving
Future uses

WEAKNESSES
Non-natural bodies in the oceans
Uncertainty in public acceptance
Changed visual landscape impact
Possible overlap with other ocean actors

THREATS
How many? Some? All of them?
Maintenance issues
Oil and gas spills
Safety navigation hazards

For instance, the Gulf of Mexico is an example of possible preservation as a maritime landscape
whose 20th century underwater cultural heritage includes not only oil tankers wrecks, but the evolving
landscape of oil wells that are progressively shifted from shallow to deep water, as well as the
technology and changes in offshore oil well rigs. Such a maritime landscape would also include the
extensive deep-sea infrastructure of not only wells but pipelines, and the onshore infrastructure such
as the Houston Ship Channel and refineries (BOEM 2021). Ironically, perhaps, the provision under
federal laws in the USA to assess the potential impacts to cultural resources has led to an extensive
and well documented range of underwater cultural heritage in the Gulf as a result of compliance with
those laws and regulations.

RESULTS
Offshore structures are products of modern civilizations; additionally, harbours and caravels were
developments of past civilizations. Today, we aim to preserve the tangible remains of those past
developments, and, as we preserve lighthouses and Viking longships, future civilizations may want to
protect offshore structures as proof of progress and blossom of energy construction in the 21st century.
The research approach of this paper is focused on calling for a collaborative partnership between the
new energy industry and underwater cultural heritage experts. It is one of the first opportunities in
history where underwater cultural heritage practitioners can foresee what is going to become
underwater cultural heritage in the future. It is a unique opportunity to decide how important this
heritage will become for humanity and to establish a dialogue with these companies on aspects such
as preservation of metal under water, oil spills control or the dichotomy between cultural and natural
tangible remains in the oceans, all of which underwater cultural heritage practitioners have experience
with (Perez-Alvaro 2019).
Popularity of beautiful underwater cultural heritage sites does not always equate significance, and
some of the offshore infrastructures addressed in this article may also need to be considered,
recognized, designated as heritage, and preserved. It is also important to highlight the benefits of the
construction and dismantling of these offshore structures to underwater cultural heritage because prior
to any offshore construction, research must reveal that no underwater archaeological sites are located
in the planned location and new archaeological sites can be discovered. However, there is still a lot to
do regarding policies and procedures in offshore energy extraction. The archaeological education for

5

�energy farm construction companies and workers is essential to respecting underwater cultural
heritage.
Clarification of best practices in the development sectors of the oceans will need to emerge in the next
years, and underwater cultural heritage managers should be part of the conversations not only for the
opportunity to share their knowledge on underwater remains but also to decide which structures can
become underwater cultural heritage due to any particular characteristics that can benefit both the
knowledge of humankind and the environment. This will also provide a new way to deal with
heritage: it will offer the opportunity to decide in the present what we want to remember about this
century that is worth preserving for the future.

Acknowledgements
This research has been supported by the Honor Frost Foundation through the British Academy/Leverhulme Research Grants
Scheme. The authors would like to thank Ole Varmer and Chris Underwood for their valuable comments on this article.

6

�Bibliography
Baker, Michael. “Safety and Reliability of Decommissioning Offshore Structures.” In Decommissioning Offshore Structures,
edited by David Gorman and Joyce Neilson, 57–78. Springer, 1998.
BOEM. “Wakes Across the Gulf: Historic Sea Lanes and Shipwrecks in the Gulf of Mexico”. Technical Report, 2021.
Available
at:
https://www.google.com/url?sa=i&amp;rct=j&amp;q=&amp;esrc=s&amp;source=web&amp;cd=&amp;cad=rja&amp;uact=8&amp;ved=0CAIQw7AJahcKEwi4o6
CKn_fAhUAAAAAHQAAAAAQAw&amp;url=https%3A%2F%2Fwww.boem.gov%2Fsites%2Fdefault%2Ffiles%2Fdocuments%2Fr
egions%2Fgulf-mexico-ocs-region%2Foffice-environment%2FTR-BOEM-2021057.pdf&amp;psig=AOvVaw2IM4rH96eLjFMlai4u161h&amp;ust=1684237318775965
Brown, Steve, “Poetics and politics: Bikini Atoll and World Heritage Listing,” in Transcending the Culture–Nature Divide in
Cultural Heritage: Views from the Asia–Pacific region, edited by Sally Brockwell, Sue OʹConnor and Denis Byrne, 2013, ANU
Press. 35-52. https://www.jstor.org/stable/j.ctt5hgz2n.7
Choi, Jun-Ki, Daniel Kelley, Sean Murphy, and Dillip Thangamani. “Economic and environmental perspectives of end-oflife ship management.” Resources, Conservation and Recycling 107 (2016): 82–91.
Delgado, James P., Misadventures of a Civil War Submarine: Iron, Guns, and Pearls. Texas A&amp;M University Press, 2012.
Delgado, James P., Deborah E. Marx, Kyle Lent, Joseph Grinnan and Alexander DeCaro, Clotilda: The History and
Archaeology of the Last Slave Ship. University of Alabama Press, 2022.
Drake Well Museum (n.d.). Available at: https://www.drakewell.org/
Forte, Angelo. “Legal Aspects of Decommissioning Offshore Structures.” In Decommissioning Offshore Structures, edited
by David Gorman and Joyce Neilson, 125–140. Springer, 1998.
Fowler, Ashley, Anne‐Mette Jørgensen, Jon C. Svendsen, Peter I. Macreadie, Daniel OB Jones, Arjen R. Boon, David J.
Booth et al. “Environmental benefits of leaving offshore infrastructure in the ocean.” Frontiers in Ecology and the
Environment 16, no. 10 (2018): 571–578.
IHS Markit. Offshore decommissioning study report. London: IHS Markit, 2016.
Jordan, Grant, and Bennie. Lynn. “Political Aspects of Decommissioning.” In Decommissioning Offshore Structures, edited
by David Gorman and Joyce Neilson, 141–160. Springer, 1998.
NGO Shipwrecking Platform (n.d.). Available at: https://shipbreakingplatform.org/tag/beaching/
Perez-Alvaro, Elena. Underwater Cultural Heritage. Ethical concepts and practical challenges. London: Routledge. 2019.
Ross, David. Opportunities and Uses of the Ocean. New York: Springer, 1978.
Simpson, Graeme. “The Environmental Management Aspects of Decommissioning Offshore Structures.” In
Decommissioning Offshore Structures, edited by David Gorman and Joyce Neilson, 1–22. Springer, 1998.
Smith, Gillian, and Graeme Lamont. “Decommissioning of Offshore Wind Installations–What we can Learn.” Offshore
Wind Energy (2017): 6–8.
Smyth, Katie, Nikki Christie, Daryl Burdon, Jonathan P. Atkins, Richard Barnes, and Michael Elliott. “Renewables-toreefs?–Decommissioning options for the offshore wind power industry.” Marine pollution bulletin 90, no. 1–2 (2015): 247–
258.
Symons, Lisa J., James P., Delgado, Deborah Marx, and Erika Seibert), “A Means to Streamline Historic and Cultural
Resources Consultation and Compliance for Pollution Assessment and Recovery Activities on Shipwrecks,” International
Oil Spill Conference Proceedings, Volume 2014, Issue 1: 2024-2036.
Turner, Philip J. , Sophie Cannon, Sarah DeLand, James P. Delgado, David Eltis, Patrick N. Halpin, Michael I. Kanu,
Charlotte S. Sussman, Ole Varmer, and Cindy L. Van Dover), “Memorializing the Middle Passage on the Atlantic Seabed in
Areas Beyond National Jurisdiction,” Marine Policy, CXXII, December 2020.

7

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <collection collectionId="49">
      <elementSetContainer>
        <elementSet elementSetId="1">
          <name>Dublin Core</name>
          <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
          <elementContainer>
            <element elementId="50">
              <name>Title</name>
              <description>A name given to the resource</description>
              <elementTextContainer>
                <elementText elementTextId="247">
                  <text>2023 Session 13: Major Threats to Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="49">
              <name>Subject</name>
              <description>The topic of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="248">
                  <text>Papers presented at Session 13 of the 2023 Asia Pacific Regional Conference on Underwater Cultural Heritage&#13;
</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="41">
              <name>Description</name>
              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="249">
                  <text>Session 13 papers</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="39">
              <name>Creator</name>
              <description>An entity primarily responsible for making the resource</description>
              <elementTextContainer>
                <elementText elementTextId="250">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="45">
              <name>Publisher</name>
              <description>An entity responsible for making the resource available</description>
              <elementTextContainer>
                <elementText elementTextId="251">
                  <text>The Museum of Underwater Archaeology</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="40">
              <name>Date</name>
              <description>A point or period of time associated with an event in the lifecycle of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="252">
                  <text>November 2023</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="47">
              <name>Rights</name>
              <description>Information about rights held in and over the resource</description>
              <elementTextContainer>
                <elementText elementTextId="253">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="44">
              <name>Language</name>
              <description>A language of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="254">
                  <text>English</text>
                </elementText>
              </elementTextContainer>
            </element>
            <element elementId="91">
              <name>Rights Holder</name>
              <description>A person or organization owning or managing rights over the resource.</description>
              <elementTextContainer>
                <elementText elementTextId="255">
                  <text>Asia Pacific Regional Conference on Underwater Cultural Heritage</text>
                </elementText>
              </elementTextContainer>
            </element>
          </elementContainer>
        </elementSet>
      </elementSetContainer>
    </collection>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="6003">
                <text>Decommissioning Offshore Structures: A Threat or an Underwater Cultural Heritage Opportunity</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="6004">
                <text>This article focuses on the possibility of recycling, removing, and leaving on-site offshore structures, such as&#13;
wind turbines and oil platforms. It also looks at the environmental consequences of these structures recycling&#13;
mostly carried out in southern Asian countries with limited work and environmental regulations. The&#13;
construction of some of these offshore structures does not provide ‘end-of-life’ considerations, so, if left in situ&#13;
they will become underwater cultural heritage in the future. This article will look at the benefits of a&#13;
collaboration between offshore and maritime industries and underwater cultural heritage practitioners. It will&#13;
also highlight the importance of including as underwater cultural heritage less “attractive” sites which may not&#13;
be as popular, but can still be of importance. If forgotten, we may lose a significant part of humanity’s history. </text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="6005">
                <text>Elena Perez-Alvaro</text>
              </elementText>
              <elementText elementTextId="6006">
                <text>James Delgado</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
            <elementTextContainer>
              <elementText elementTextId="6007">
                <text>The Museum of Underwater Archaeology</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="6008">
                <text>2023</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="44">
            <name>Language</name>
            <description>A language of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="6009">
                <text>English</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="80">
            <name>Bibliographic Citation</name>
            <description>A bibliographic reference for the resource. Recommended practice is to include sufficient bibliographic detail to identify the resource as unambiguously as possible.</description>
            <elementTextContainer>
              <elementText elementTextId="6010">
                <text>Perez-Alvaro, Elena  and James Delgado. 2023. “Decommissioning Offshore Structures: A Threat or an Underwater Cultural Heritage Opportunity.” Edited by Jennifer Craig, Jay Mok, T. Kurt Knoerl and Ole Varmer. In Proceedings of Fifth Asia Pacific Regional Conference on Underwater Cultural Heritage: Gwangju, The Republic of Korea, November 13-18 2023. The Museum of Underwater Archaeology. URL: https://apconf.omeka.net/exhibits/show/apconfproceedings/item/1905</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="55">
        <name>Asia-Pac Session 13 2023</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="243" public="1" featured="0">
    <fileContainer>
      <file fileId="145">
        <src>https://apconf-much.org/proceedings/files/original/e594cb59d63b65b87400c35c9800d396.pdf</src>
        <authentication>0d50689148a8e4cfe74155ec25a059ce</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
            <elementContainer>
              <element elementId="92">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2917">
                    <text>Deepwater

Archaeology off Tobishima
Northern Japan

Island

of

Hayato Kondo1 and Akifumi Iwabuchi2

Abstract
Tobishima island on the Japan sea, belonging to Yamagata prefecture, lies about 40 kilometres
to the northwest of mainland Japan.

Although the island itself is relatively small, it has been on

seaborne trading routes since ancient times. Trawl fishermen occasionally find earthenware
pots of the 8th century by accident around the seabed.

From the late 17th to the 19th

centuries Tobishima island was an important islet of call for Kitamaebune, which were wooden
cargo ships trading along the northern coast of Japan.

According to local legends, the

southeastern waters just in front of the main port is a kind of ships’ graveyard hallowed by
sacred memories.

Contrariwise, no reliable historical record on maritime disasters or

shipwrecks exists.

In February 2011 Tokyo University of Marine Science &amp; Technology

(TUMSAT) and the Asian Research Institute of Underwater Archaeology (ARIUA) conducted the
preliminary submerged survey around these waters, utilising a multibeam sonar system and a
Remotely Operated Vehicle (ROV). The research team succeeded in recording fine-resolution
bathymetries and video images of a few shipwrecks lying between 60 and 85 metres.
looks modern, but one seems to be potentially older.

One

For the next step, an Autonomous

Underwater Vehicle (AUV), which has been designed and developed by TUMSAT, is planned to
be employed for the visual mappings.

The AUV is able to hover for observation by

approaching very close to specified objects, and is equipped with high definition cameras.
Two-dimensional and three-dimensional photo mosaics will be obtained, while
accurate bathymetry data shall be recorded using sonar and an optical ranging system mounted
on the vehicle in order to creat fully-covered and detailed site plans.

Key words: Deepwater archaeology, Multibeam sonar, Remotely operated
vehicle (ROV), Autonomous underwater vehicle (AUV), Tobishima island

1

Deep Submergence Lab, Woods Hole Oceanographic Institution, Woods Hole, MA 02543,
USA
2
Tokyo University of Marine Science &amp; Technology, Tokyo 135-8533, Japan

�Introduction
According to James P. Delgado (1997:126-127), deepwater sites as
archaeology’s final frontier are the world’s last great archaeological resources.
Not only in Japan but also in other industrialized countries, deepwater
archaeology has just started. There are two main reasons why many
underwater academics have lately become interested in this branch of nautical
archaeology. First of all, almost all deepwater archaeological sites are still
intact and well-preserved, while shallow-water sites have often already been
disturbed by natural and human activities such as erosion, commercial fishing,
or treasure hunting.
Secondly, the incredible innovation of underwater
technology makes now deepwater sites more accessible. In particular,
Autonomous Underwater Vehicles (AUVs) are the most essential. Once sites
are discovered, drawing the precise plan of the sites distribution is the first step
in underwater archaeology as well as in land-based archaeology. Even
mapping shallow-water sites distribution by hand using divers, however, is not
so easy: in the past it has taken up to 10 years to complete a project. By
comparison, a newly-developed hovering type of AUV could manage to do the
same job in a fraction of the time even in the deep sea.
No unanimous definition of deepwater archaeology exists. Delgado
(1997:126) defines deepwater sites as submerged archaeological
sites, usually shipwrecks, found at depths greater than 300 metres.
On the other hand, John D. Broadwater implies that this field of study
encompasses all sites deeper than 30 metres, saying a majority of
submerged archaeological sites lie in coastal waters shallower than
100 feet. He stresses the hazards that divers face, including
potential fatalities at depths below about 130 feet (Broadwater
2002:642-643).
The deepwater archaeological survey around
Greece, which was recently conducted by an international team,
targeted submerged sites from 40 to 150 metres deep. Here again
the team points out the fact that in deeper water conventional diving
is impossible (Delaporta et al. 2006: 79-85). When we divide
underwater archaeology into two, i.e. shallow-water archaeology and
deepwater archaeology on the basis of divers availability, the depth
of 50 metres is an appropriate and suitable border line. Along the
similar ideas as for deepwater archaeology, Keith Muckelroy
(1978:149-150) said,

�Roughly speaking, this means depths in excess of about 50 metres. The upper
part of this zone, down to about 300 metres at present, constitutes the range of
commercial and naval mixed-gas-breathing divers, while the waters below that are
at present visited only by submersibles, manned or unmanned.

Historical and Archaeological Background
Tobishima island on the Japan sea, belonging to Yamagata prefecture, lies
about 40 kilometres to the northwest of mainland Japan. From the port of
Sakata on the mainland it takes approximately one hour to the island by ferry.
The island itself is relatively small; it covers an area of only 2.7 square
kilometres, being 10 kilometres round in circumference. The census gives the
population of the island in 2010 at 265 persons, but in 1949 at 1,621 persons.
According to historical records, on the contrary, its population from the 17th to
the 19th centuries showed the figure to be around 1,000 islanders, perhaps
because of traditional infanticide. Tobishima island consists of three villages:
Hoki village, Nakamura village, and Katsuura village. The easternmost Hoki
village is said to be the oldest, but the smallest. Nakamura village used to be
named Ura village, which is situated between Hoki and Katsuura villages. The
southernmost Katsuura village is the largest, having the main port and some
religious centres.
Katsuura village and its port used to be protected by a fort, which was built
on the top of the cape of Ebisumaesaki, just to the southwest of the port. The
historical or archaeological origin of the fort is unclear. It is surrounded by
stone bulwarks, and it clearly aimed at defending the port. However, neither
islanders nor historical documents could give us any reliable information.
From the archaeological viewpoint, its construction technique seems to have
come from Korea or from northern Asia. Village rumour suggests that at the
Middle Ages a pirate group held this fort. According to a historical source, one
local chief from the mainland attacked it in 1559. Because he would not have
assaulted poor unarmed fishermen, his target was most likely sea bandits at this
fort (Kasuya 2010:58-60). Although further historical study will be needed to
conclude that pirates really did play an important role in Tobishima island, there
is a strong probability of the fort being an ancient lookout or signal fire station.
In any event, the vestiges of an old fort prove what a strategic position
Tobishima island was on the Japan sea.

�Around 6,000 years ago the island had already been inhabited as the
archaeological excavations have proved. In the few thousand years following,
however, it became uninhabited. The forefathers of contemporary islanders,
who settled down in Tobishima island around 1,500 years ago, built some
Shinto shrines, and since then the island has been one of the most important
sacred and consecrated places, as well as a traffic point, on the Japan sea.
Katsuura village has been keeping the Shinto shrine of Ogami Jinjya, which
used to be named Oshaku-jima Jinjya. Oshaku-jima is a small uninhabited
rocky islet, which lies to the west of Tobishima island. Women are not allowed
to land on the islet. Since this islet still acts as the inner shrine or sanctuary of
the Shinto shrine of Ogami, islanders even now revere the coastal waters
including the islet and other tiny rocks. Partly because of these religious
reasons, and partly because of unaffordable island economy, islanders have not
permitted strange fishermen to trawl near to shore. This fact has ironically
succeeded in helping to preserve the underwater cultural heritage around the
island.
The most important industry on Tobishima island is fishing, with little or no
agricultural activity on the island. As above mentioned, the island has been a
seaborne strategic point on the Japan sea since ancient times. Trawl
fishermen, who are not islanders, occasionally find earthenware pots of the 8th
century by accident around the seabed between Tobishima island and the port
of Sakata. One of them seems to have been manufactured in western Japan.
The Shinto shrine of Ogami Jinjya keeps many wooden and stone guardian
lion-dogs, which also seem to have come from Hokuriku region or from Korea
(Kasuya 2010:54). From the late 17th century Tobishima island on seaborne
trading routes grew in importance in naval trade as it became a principal port of
call for Kitamaebune. Kitamaebune were wooden cargo ships, between 20 and
30 metres from stem to stern, which traded along the northern coast of Japan.
The staple shipping commodities were oil, spirits, salt, herring, tangleweed, and
rice. In particular, rice was the most important for Kitamaebune which touched
at Tobishima island, because the port of Sakata on the opposite shore in the
mainland became the leading rice exporting base of northern Japan, to the city
of Osaka or to the capital of Edo.
Kitamaebune, which intended to call at the port of Sakata or to sail out of
the port along the main seaborne route, occasionally waited for favourable
winds at the port of Katsuura of Tobishima island. The port of Sakata at the

�mouth of the River Mogami is not free from danger at all, because it is
vulnerable to westerly or northwesterly winds and its depth of water varies from
season to season. On the other hand, the port of Katsuura has ample depth of
water, being sheltered from westerly or northwesterly winds by the cape of
Ebisumaesaki. Historical records tell us that in 1792, for instance, 593 ships
called at the port of Katsuura. Before the 19th century approximately 300
ships on average put in at the port per year. Most stopped from March to
September (Nagai 1951:164-167). We could still observe some old mooring
posts made of stone and some holes for wooden ones at the foot of the cape of
Ebisumaesaki. However, the port of Katsuura is absolutely vulnerable to
northeasterly or easterly winds. Hundreds of ships are said to have sunk just
in front of the port.
Unfortunately, neither detailed historical record nor hard documentary
evidence regarding maritime disasters or shipwrecks exists for the area, thereby
reinforcing the importance of the underwater archaeological work. According
to some fragmentary materials or local stories, maritime accidents around
Tobishima island could be divided into two categories: drifting ashore and
sinking. The former was by far the commoner of the two. In the cases of
drifting ashore, ships sometimes lost their masts or rudders a good distance off
Tobishima island, and they were driven ashore suffering significant damage.
On the way to Tobishima island, they often threw huge amounts of cargo into
the sea for safety reasons. Between 1685 and 1866 roughly 100 ships were
recorded as having been wrecked (Nagai 1951:252-264). This figure includes
both drifting ashore and sinking. Other than these 100 cases, however, no one
knows how many ships really sunk around Tobishima island, in particular, before
reaching the island. If islanders had not succeeded in rescuing neither crew
nor cargo, they could not have written any records.
One of the typical drifting cases is as follows: a Kitamaebune left the city
of Osaka on 1st March in 1820 carrying mainly cotton and salt, and then arrived
at Tobishima island on 26th March. On 28th she tried to clear the port, but
owing to strong easterly winds she was obliged to return to the port. Again on
30th she tried to do so, but by the winds she was drifted ashore (Nagai
1951:193, 256). Infrequently, only lifeboats whose mother ships had sunk a
good distance off Tobishima island managed to arrive at Tobishima island. In
1804 a Kitamaebune leaving the port of Hakodate on 25th August was
damaged by strong winds and lost the mast and much of its cargo just off

�Tobishima island. The crews abandoned the ship and landed on the island by
lifeboat on 4th September.
Around 11th September, however, they
rediscovered the deserted ship, and then towed her into the port (Nagai
1951:192-193, 255).
According to the Japanese maritime customary laws during the
premodern era titled Kaisen Shikimoku, by the way, the coastal community
which first found flotsam and jetsam could claim an ownership to them in order
to appropriate them for the renovation of local religious buildings, only when all
crews died or disappeared. As long as the very last one survived, on the other
hand, they did belong to the cargo ship or the ship’s owner. Usually, however,
the captain or owner had to pay a generous remuneration in reward to the
community’s services. In 1832 the following local rules were issued: islanders
at Tobishima island were invariably granted a right to receive 5 percent of
cargos whose ship had drifted ashore and to receive 10 percent of jettisoned
and sunken cargos (Nagai 1951:190). In addition, islanders who tugged
half-wrecked ships on to the port normally succeeded in receiving a substantial
amount of cash from captains by secret. Once one Kitamaebune was drifted
ashore, Tobishima island fairly enriched. However, that was not always the
case. When official or governmental cargo ships wrecked, islanders often
received no remuneration at all. Sometimes they had to dry soak cargos for
nothing.
Even after the era of steamers, the area of Tobishima remained a kind of
ships’ graveyard. In 1868 during the civil war of Boshin, two battleships
belonging to the ruling Tokugawa shogunate came to Tobishima island. One
was a wooden schooner, and the other was a steel steamer built in Glasgow.
On 23rd October, the strong easterly wind blew against those battleships. The
schooner succeeded in leaving the port of Katsuura, but the steamer named
Nagasaki-maru No. 2 was driven ashore by the wind. Fortunately all crews
managed to land on Tobishima island, and later on to unload almost all
weapons, navigation requisites, and personal belongings from the ship. On
23rd December a rescue ship arrived at Tobishima island, accommodated all
crews and weapons, and left the island. When she sailed, some requisites and
belongings such as a barometer, a binocular telescope, banners, and kitchen
utensils were gifted to some islanders in gratitude for their kindness. More
than for 100 years these heritages were kept in Tobishima island, but they were
recently transferred to a museum at the city of Sakata. As the wreckage was

�scrapped, however, there is no trace of Nagasaki-maru No. 2 herself in the
island at present (Kasuya 2010:158-159; Nagai 1951:214-219).

Preliminary Survey
In February 2011 TUMSAT and the ARIUA conducted the preliminary
submerged survey around these waters, utilising a multibeam sonar system and
a ROV. Typically side scan sonars and magnetometers are used for shipwreck
survey, but old wooden shipwrecks may not have iron parts, and they may be
submerged in sands or silts and covered. Thus a multibeam sonar, which can
obtain a detailed profile of the seabed, is sufficient for these targets instead of
side scan sonars. The along track resolution of the multibeam sonar which is
used for the survey is 1 degree and across track resolution is 0.5 degree.
Supposing that the depth is about 70 metres the footprint of one beam is 1.2 x
0.6 metres. The mutibeam sonar provides 256 points of depth ranges within a
130 degree swath. These measurement data are stored together with GPS
and Inertial Measurement Unit (IMU) data, which are roll and pitch angle of the
sonar, in a computer on board of a survey boat, and a bathymetry is obtained by
post processing. Multibeam sonar also provides backscatter data so the
operator can see side scan like image in real time while doing survey.
The purposes of this multibeam sonar survey were as follows: 1)
Explore shipwrecks and locate suitable sites of interest because the research
team have no detailed information about shipwreck positions. 2) Obtain
detailed bathymetry for AUV survey mission planning because a hovering AUV
will cruise very close to the seabed at an altitude of 2 metres to take
high-resolution images. 3) The bathymetry will be used for three-dimensional
mapping with high-resolution mosaic image draped on. No one sensor is
sufficient in itself but combinations of different sensors provide a very powerful
mechanism for addressing the needs of the archaeologist working underwater
(Singh, et al. 2000:319-328).

�Figure 1. Bathymetry of the Survey Site near the Port of Katsuura (© TUMSAT)

Figure 2.

A Shipwreck Found in the Survey Site (© TUMSAT)

�Figure 3.

AUV “BA-1” (© TUMSAT)

The team set the survey site just south-east off of the port of Katsuura.
The size is about 400 x 1,500 metres and depths vary from 45 to 90 metres.
The bathymetry contour map obtained by the survey is shown in Figure 1. The
research team succeeded in detecting a few shipwrecks lying between 60 and
85 metres in depth on the seabed. One looks modern, but one seems to be
potentially older. A small ROV was deployed from the boat to visually prove
whether the objects are shipwrecks or not. Figure 2 shows a picture of the
Wreck 2 in the Figure 1, which was taken by the ROV. The water current and
wind was too strong for the small boat and the small ROV to reach from
reaching the Wreck 1 and 3.
For the next step, an AUV (Figure 3), which has been designed and
developed by TUMSAT, is planned to be employed for the visual mappings.
The AUV is able to hover for observation by approaching very close to specified
objects, and is equipped with high definition cameras. Two-dimensional and
three-dimensional photo mosaics will be obtained, while the accurate
bathymetry data shall be recorded using sonar and an optical ranging system
mounted on the vehicle in order to create fully-covered and detailed site plans.

�Acknowledgements
This research project is supported by the Canon Foundation Research Grant Program. The
authors would like to thank Windy Network Corporation, Toyo Corporation and laboratory
students for helping the multibeam sonar survey. We also would like to express our thanks to
Q.I Corporation for kindly letting us use their ROV “DELTA-150” for visual survey of the
shipwreck.

An author would like to acknowledge Dr. Hanumant Singh at Woods Hole

Oceanographic Institution for providing me an opportunity to stay at his laboratory to do
research and giving me precious advises.

Bibliography
“Digging Deeper: Deepwater Archaeology and the Monitor
National Marine Sanctuary”, in (eds.)Carol V. Ruppé and
Janet F. Barstad, Handbook of Underwater Archaeology,
pp. 639-666, Kluwer, New York.
Delaporta, K.,
“The Greek-Norwegian Deep-Water Archaeology Survey”,
Jasinski, M. E., and in The International Journal of Nautical Archaeology, Vol.
35, No.1, pp. 79-87.
Søreide, F.,
2006
Encyclopedia of Underwater and Maritime Archaeology,
Delgado, J. P.,
1997
British Museum, London.
Tobishima: A Remote Island in the Sea of Japan,
Kasuya, S.,
2010
Tohoku-shuppankikaku, Tsuruoka (in Japanese).
Maritime Archaeology, Cambridge University Press,
Muckelroy, K.,
1978
Cambridge.
The History of Tobishima, Kobun-do, Tokyo (in Japanese
Nagai, S.,
1951
with English Summary).
“Imaging Underwater for Archaeology”, in Journal of Field
Singh, H., Adams,
J., Mindell, D., and Archaeology, Vol. 27, No.3, pp. 319-328.
Foley, B.,
2000
Broadwater, J. D.,
2002

�</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
      <file fileId="146">
        <src>https://apconf-much.org/proceedings/files/original/578da1d0fc5382a1a64b7c5b9698724b.jpg</src>
        <authentication>1228c16865d499aa90c8ad878b2482fc</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2918">
                    <text>302</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2919">
                    <text>346</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2920">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2921">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
      <file fileId="147">
        <src>https://apconf-much.org/proceedings/files/original/36bce032dd33ba50cc190079e3932b3a.jpg</src>
        <authentication>2dcbfd77e8fff5d422eb8f886951488f</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2924">
                    <text>938</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2925">
                    <text>624</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2926">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2927">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
      <file fileId="148">
        <src>https://apconf-much.org/proceedings/files/original/a25324b44fd8a21c5fe620a8c62636c2.jpg</src>
        <authentication>f21eb997526edc2736863a8caeb4326e</authentication>
        <elementSetContainer>
          <elementSet elementSetId="6">
            <name>Omeka Image File</name>
            <description>The metadata element set that was included in the `files_images` table in previous versions of Omeka. These elements are common to all image files.</description>
            <elementContainer>
              <element elementId="106">
                <name>Width</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2930">
                    <text>802</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="107">
                <name>Height</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2931">
                    <text>775</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="108">
                <name>Bit Depth</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2932">
                    <text>8</text>
                  </elementText>
                </elementTextContainer>
              </element>
              <element elementId="109">
                <name>Channels</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="2933">
                    <text>3</text>
                  </elementText>
                </elementTextContainer>
              </element>
            </elementContainer>
          </elementSet>
        </elementSetContainer>
      </file>
    </fileContainer>
    <itemType itemTypeId="18">
      <name>Document</name>
      <description>A resource containing textual data.  Note that facsimiles or images of texts are still of the genre text.</description>
    </itemType>
    <elementSetContainer>
      <elementSet elementSetId="1">
        <name>Dublin Core</name>
        <description>The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/.</description>
        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2911">
                <text>Deepwater Archaeology off Tobishima Island of Northern Japan</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="49">
            <name>Subject</name>
            <description>The topic of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2912">
                <text>Session 3&#13;
History and Current Trends of Underwater Archaeology around East Asia</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="41">
            <name>Description</name>
            <description>An account of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2913">
                <text>Tobishima island on the Japan sea, belonging to Yamagata prefecture, lies about 40 kilometres to the northwest of mainland Japan.  Although the island itself is relatively small, it has been on seaborne trading routes since ancient times.  Trawl fishermen occasionally find earthenware pots of the 8th century by accident around the seabed.  From the late 17th to the 19th centuries Tobishima island was an important islet of call for Kitamaebune, which were wooden cargo ships trading along the northern coast of Japan.  According to local legends, the southeastern waters just in front of the main port is a kind of shipsâ€™ graveyard hallowed by sacred memories.  Contrariwise, no reliable historical record on maritime disasters or shipwrecks exists.  In February 2011 Tokyo University of Marine Science &amp; Technology (TUMSAT) and the Asian Research Institute of Underwater Archaeology (ARIUA) conducted the preliminary submerged survey around these waters, utilising a multibeam sonar system and a Remotely Operated Vehicle (ROV).  The research team succeeded in recording fine-resolution bathymetries and video images of a few shipwrecks lying between 60 and 85 metres.  One looks modern, but one seems to be potentially older.  For the next step, an Autonomous Underwater Vehicle (AUV), which has been designed and developed by TUMSAT, is planned to be employed for the visual mappings.  The AUV is able to hover for observation by approaching very close to specified objects, and is equipped with high definition cameras.&#13;
&#13;
Two-dimensional and three-dimensional photo mosaics will be obtained, while accurate bathymetry data shall be recorded using sonar and an optical ranging system mounted on the vehicle in order to creat fully-covered and detailed site plans.</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="39">
            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2914">
                <text>Hayato Kondo</text>
              </elementText>
              <elementText elementTextId="2915">
                <text>Akifumi Iwabuchi</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="2916">
                <text>November 2011</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="30">
        <name>Asia-Pac Session 3</name>
      </tag>
    </tagContainer>
  </item>
</itemContainer>
