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                    <text>Date: March 24, 2017
KAMSAN HENG MR.
DIRECTOR OF ANTIQUITY DEPARTMENT, MOCFA.
MEMBER OF ECONOMIC SOCIAL AND CULTURAL
COUNCIL, OCM.
TEL: +855 89 810 089
EMAIL: kamsan_heng@yahoo.com

TOPIC:

Risk and Protective Measures of Cultural Property in Cambodia
The risk to cultural property takes several forms such as risk from illegal activities, risk
from neglect, and primarily the risk that cultural heritage is not well understood, but the
key element of this presentation is protection.
Cultural heritage property come in at least three forms; tangible, intangible, and the term
Memory of the World (MoW). In response to tangible heritage property protection the
government of Cambodia has taken measures that are far reaching and sustainable.
Those measures include but not limited to legislation in the form of Royal Decrees and
sub decrees, ministerial directives and initiatives, protective custody in secure sites such
as museums, greater site protection, and management, conservation and renovation of
cultural heritage ruins and artifacts. In addition to these measure, a concerted effort to
promote public awareness and participation in heritage protection efforts. Supplementing
Cambodian efforts are those of UNESCO, international organizations, and special
agreements between nations to cooperate in stopping illegal trafficking of heritage.
Efforts within Cambodia have been undertaken to recognize intangible heritage as an
equally important aspect of culture that requires preservation. Organizations such as
ICCMOS. ICOMOS, and World Heritage are important in the planning and management
of all heritage. Cambodia is a participant in MoW with the Archives of the Tuol Sleng
Genocide Museum. With two World Heritage sites, Angkor Archaeological Park, and
Preah Vihear, and soon to be recognized Sambor Prei Kuk Archaeological Site, and four
intangible cultural heritage elements, Cambodia is well on the way to a more sustainable
cultural heritage management policy and plan.
In the international cooperating arena two especially productive agreements are in place.
With the United States government, a “Red list of Cambodian Antiquities at Risk” has
been published and distributed. It provides a good basic definition of the heritage that is
most likely to be illegally traded.
Additionally, with the US government cooperation in their Customs and Homeland
Security, and Justice Department has returned many valuable artifacts to Cambodia and
stopped the sale of others. Closer to Cambodia the Royal Thai Government has assisted
in preventing cross-border trafficking and return many large and significant stone and
wooden works of art.
Cambodia is also grateful to the private individuals who understand the importance of
heritage who have donated cultural property from their legally acquired collections to the
Kingdom of Cambodia.

�The measures that have been in place and reinforced by Cambodia and its’ worldwide
partners are steps to insuring that the protection and management of cultural property is
sustained for future generations.
•

Respond to the protection and conservation of tangible and intangible cultural
heritage sustainable, Ministry of Culture and Fine Arts, and are taking a step
forward by getting remarkable results including:
 The creation of various legal and regulatory documents.
 Strategic planning and implementation of legal measures in the management of
cultural heritage.
 Identifying archaeological sites and ruins to protect.
 Management, conservation and renovation of archaeological ruins and
artifacts.
 The inventory of archaeological sites and temples.
 The inventory of museum collections and public and private cultural property
outside museum.
 Preparation of technical documentation of tangible and intangible cultural
heritage, World Heritage.
 Improve the existing museum building and the establishment of a new museum
in the provinces and city to process.
 The opening of training and human resources building.
 Public awareness and mobilizing the participation of communities and citizens.
 To strengthen cooperation within the framework of national, regional and
international.
•

Article 5 of the Convention on the means of prohibiting and prevent exports
and exchange of ownership of cultural property illegally (the Convention
entered into force on 24 April 1972, and Cambodia adopted on 26 September
1972) was written to ensure the protection of properties subscription
asteroid prevent the export, import and ownership of cultural property
illegally countries as a member of the Convention agreed to create an
institution or organization for the protection of cultural property by
equipped with staff qualified to carry out effectively its role as follows:
 And contribute to the draft regulations for the protection of cultural property
management.
 Inventory of key public and private cultural property export of cultural property
is a clause that involve extinction of national cultural heritage.
 Boost the development or the establishment of scientific and technical
institutions (museums, libraries, archives conservation lab workshops ...) that are
necessary for ensuring the maintenance and display of cultural property.

� Assigned to oversee the archaeological excavation to ensure
protection (in
place) because any cultural property income and
protect any areas for future
research.
 Take measures to promote media education and promote respect for cultural
heritage for all bribe.
 Be deemed to preach to the masses in a way appropriate to do to show the
lost cultural property.
 The launch of an appropriate certificate in which the country exports any
cultural properties is obtained permits and cards. Coupons should send all legally
exported cultural property.
 Prohibits the export of cultural property from its territory unless export letter as
stated above.
 Preach to the masses about the ban by using appropriate means, especially
among those who can be exported or imported cultural property.
•

In the international arena, we also get great results should be proud:
 Actual recent "archives of the Museum Tuol Sleng Genocide" has been
included in the list of UNESCO of the Memory of the World (MoW) in late July
2009 after heritage tangible Two UNESCO included in the World Heritage List is
the archaeological site of Angkor in 1992, and the resort national culture of Preas
Vihear Temple in 2008 and Intangible Heritage of four other UNESCO inserted as
masterpieces of intangible heritage of humanity of which comprises the Royal
Ballet in Nov 2003, the Large Shadow Puppetry in Nov 2005, Tugging Rituals and
Games in Dec 2015 and Chapei Dang Veng in Nov 2016.

Memory of the World (MoW)

The Archives of the Tuol Sleng Genocide Museum in late July 2009

The Heritage Tangible Two UNESCO included in the World Heritage List are:

Archaeological site of Angkor in 1992

�Resort National Culture of Preas Vihear Temple,
in late July, 2008

Intangible Heritage of four other UNESCO inserted as masterpieces
of intangible heritage of humanity of which comprises:

Large Shadow
Puppetry
in Nov 2005

Royal Ballet
in Nov 2003
Tugging Rituals and Games in Dec 2015

Chapei Dang Veng
in Nov 2016

�Legal Measures and Regulations
 National Level
 Law on the Protection of Cultural Heritage (01/1996).
 Sub Decree on the implementation of the Protection of Cultural Heritage
(09/2002).
 Law on the Rights and Related Rights system (03/2003).
 Royal decrees Sub Decree and other notice regarding the artistic and cultural
sector, especially related to cultural heritage.

 Regional and International Level
 Cambodia has signed a memorandum of
Convention relating to the protection and
particular.

understand
ding
and
the
preservation of cultural heritage, in

 Bilateral Agreement between the Government of the Kingdom of Cambodia and
the Government of the Kingdom of Thailand on anti-border smuggling and illegal
traffic of cultural property which is movable and the transmission of cultural
property (06/2000).
 Memorandum of Understanding between the Royal Government of Cambodia
and the United States on the limits to ban the import of Khmer artifacts (09/2003).

As a member state of UNESCO exhibition on July 3, 1951, Cambodia has
been involved in many international activities related to the protection of
tangible and intangible cultural heritage. Since 1960s, Cambodia has signed
excuse Castle Convention and Protocol such as:
 Conventions and the first Protocols for the Protection of Cultural Property in the
Event of Armed Conflict. The Hague on May 14, 1954 (adopted on April 4, 1962
and the Second Optional Protocol is on May 17, 1999).
 The Convention on the Means of Prohibition and Control of Imports and
Exports, Change of ownership of Cultural Property Illegally called “1972
Convention”, adopted on September 26, 1972.
 The Convention on the World Cultural and Natural Heritage, called “World
Heritage Convention” adopted on November 28,
1991.
 UNITE DROTE Convention on Cultural Property was Stolen or Illegally held
Integra -ted “adopted on February 21, 2002”.
 The Convention on the Protection of Intangible Cultural
January 18, 2006”.

Heritage “adopted on

 The Convention on the Protection and Promotion of Diversity of Cultural
Diversity “adopted on July 20, 2007”.
 Convention on the Protection of Underwater Cultural Heritage
July 20, 2007”.

“adopted

on

Cultural Property at Risk
 Although the Government has taken a number of measures, and in the
Protection of Cultural Heritage, art looting and destruction of archaeological sites
continue. Example: A recent is the destruction in a new format appears with
prehistoric site was burglarized.

� Finding artifacts caused demand on the international market. Traffic of all types
of illegal artifacts and materials that date from prehistory to the 19th century is a
country rich in cultural heritage can lead to disaster.

RED LIST OF CAMBODIAN ANTIQUITIES AT RISK
With the agreement on the Memorandum of Understanding between the Royal
Government of Cambodia and the US government on the limits ban the imports of
artifacts Khmer, US State Department has been providing assistance to the Council for
the International Museum in collaboration between the Ministry Culture and Fine Arts and
experts of national and international, to study and document the "Red List of
archaeological Cambodia be at risk" for the purpose of protection and prevent the
circulation of illegal Heritage Khmer. The work began in June 2008 and was completed in
early 2009, printed in Khmer, English, French, German, Spanish and Thai.

Cultural property is divided into:
The type of feedstock
 Stones (including precious first slap).
 Metal (bronze, copper, iron, gold and silver).
 Objects made of organic material (wood, paper, leaves).
 Ceramics and glass objects.
 Periodic:
 Prehistory (5th century BC. to 5th AD.)
 Pre-Angkorian (6th to 8th AD.)
 Angkor period (9th to 13rd AD.)
 Post-Angkorian (14th to 20th AD.)

�Measures to protect artifacts
I- UNESCO Convention of 1972 states that the members of the Convention agreed to
take all necessary are:
A- To prevent any museum in the country of its acceptance of cultural property
that was illegally exported.
B- Prohibit the import of cultural property that had been stolen from museums or
any public institution after the Convention entered into force.
C- At the request of an owner to pay back their cultural heritage, which was piled
stolen and exported to other countries.
Article 2- Countries are members of the Convention recognizes that imports export and
transfer of ownership of possessions measure protection culture illegally is a major
cause of one of the causes, those causes extinction cultural heritage of the country,
which is the original owner of the properties of those, and that international cooperation
is the one of the measures are measures efficiency those in protecting the cultural
heritage of each country against the threat of exports, imported illegally.
• For many years, the competent authorities involved in joint cultural property
seats in the temples and archaeological objects found by the people to save the
museum and a safe place to preserve.

• Some cultural property to the competent authorities of Cambodia take from
merchants who attempt to export abroad.

Cambodian armed forces in the province take the dishonest traders.

�• Cultural heritage, some have returned to Cambodia from other countries through
the international cooperation based on the international law and agreements,
bilateral or multilateral between each other and to overcome any problems that
need to resist, especially the export of illegal cultural property from the territory of
any payments and properties, then returned to the original owners.

• Sculpture Lokeshvara, there is a lot of hand on the temple wall 2 and
inscriptions and other objects was captured by Thai authorities in 1999, when
transported into Thailand. Based on bilateral agreements on anti-border
smuggling and illegal traffic of cultural property, movable and transmission of
cultural property were returned to the country of origin. Royal Thai government
awarded to Cambodia in 2000.

�• Khmer artifacts 7 (01 angels on the head and a strong head 06 out of 43) that
authorities take the Thai government was returned to the Cambodian government
awarded on June12, 2009.

• Based on the agreement bilateral on the memorandum of understanding
between the Royal Government of Cambodia and the Government of the United
States on a restricted ban the imports of artifacts Khmer (19 September 2003 and
renewed in August 2008 and the Convention of UNESCO on the statues head
APSARA was US authorities take in the state of California relatives in 2005 and
returned to hand over to the Royal Cambodia on 30 July 2007.

• Khmer cultural heritage and someone has returned to Cambodia from various
countries through the generous donation.

Jewelry, gold crown Angkor period between
th

th

the 12 to the 13 century that foreign
generous charities awarded on 04 January
2008.

Statue of ancient Khmer
th
(hunchback), sandstone 10
century originate from the Koh
Ker site foreign generous
awarded on 17 October 2002.

�Khmer silver Ceramic ancient with inscription
th
around the 13 century, foreign generous
charities, awarded on 16 July 2004.

Towing precious ancient
script written, Bayon
th
style 13 century, foreign
generous charities
presented on 12 June
2009.

Cooperation projects in the framework of international
International Organization of Museums (ICOM) in
collaboration with EFEO, published this book in 1993 and the
second edition in 1997. This book has become an effective
tool in providing information about the Khmer artifacts stolen
from Cambodia to seek and to get it back. Actual result from
print books, with good cooperation and greater efforts by
national and international institutions so far 9 artifacts
returned to Cambodia and some are researching.

Brahma head (DCA.3489, Ka.2337) was cut
off from the statue of Brahma from Temple of
Rolous Group, Angkor area. This object was
discovered in Britain in November 1994, which
was sold in London by Sothebys's on 21
October 1993. British sent returned to
Cambodia on 4 December 1996.

Torso female statue (DCA.1429, ka.2472). was stolen in the early
1980s and has been spotted in France. Frenchman in Paris,
awarded to Cambodia on 19 February 1997.

�The inventory of museum collections, public and private cultural
heritage outside the museum:
The inventory is data recorded for public or private cultural properties which
are very necessary into science, history arts or religions, although they are
not required to classify a hurry.
 Assistance to the management and conservation of cultural heritage.
 Supporting research and education programs.
 Confirmation of ownership of cultural property in case of losses.
 Confirm the reality of the case of fraud.

………………………………

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                  <text>All cultural materials are potentially cultural resources. However, because not all of them can be preserved or studied, choices must be made based on evaluation and re-evaluation. Values are learned and depend on cultural, intellectual, historical, and psychological frames of reference. Consequently, valuation is made individually, but is shared by communities. Valuation of underwater cultural heritage has, then, a broad range of determining value depending on the community to which it belongs.&#13;
&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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Licit Cultural Heritage Ltd., UK</text>
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                <text>Kamsan Heng </text>
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                    <text>A Blueprint for the Conservation of Underwater Cultural
Heritage in Taiwan
Dr. Ying-Ying Tung (Kuo-King Tung) 董盈穎
Associate Researcher, Bureau of Cultural Heritage, Ministry of Culture,
Taiwan
Istituto Centrale per la Patologia del Libro
Istituto Italiano Arte Artigianato e Restauro
Museology, Tainan National University of the Arts
Art Administration Management, National Taiwan Normal University
Email: ch0235@boch.gov.tw ; telephone: 866-912600718
Abstract
Located on an important East Asian shipping route, the island of Taiwan
is surrounded by waters containing a large number of underwater
artefacts as a result of weather conditions, changes in the current,
submerged reefs, war and other human factors. In 2006, the Bureau of
Cultural Heritage (BOCH) commissioned the Institute of History and
Philology at Academia Sinica to carry out a survey of underwater cultural
heritage. In the ten years since, and with the assistance of scholars from
France’s DRASSM, Australia, the United States and Japan, Taiwan has
made remarkable progress.
Wherever underwater archaeological sites are found, underwater
artefacts are also. In the last ten years, the BOCH has recovered 1,567
items, the vast majority of which are metal and pottery. In addition, parts
of wooden boats and vessels of the two World Wars and freighted goods
have also been found. Because there is a lack of professional facilities
and conservators, half of the recovered objects are still being stored in
water.
Taiwan’s Underwater Cultural Heritage Preservation Act, promulgated on
9 December 2015, ensures the protection of Taiwan’s underwater cultural
heritage. Item 6 of Article 2 of UNESCO’s 2001 Convention on the
Protection of the Underwater Cultural Heritage states that “Recovered
underwater cultural heritage shall be deposited, conserved and managed
in a manner that ensures its long-term preservation.” In order to enhance
the safety of artefacts once they are out of the water, and to provide
comprehensive information about the restored artefacts, it is necessary to
plan in advance and proceed carefully. In the next ten years, we need to

�train more professional conservation and restoration personnel and to
expand the necessary facilities into a complete system for the handling of
underwater archaeology—including a series of tasks such as surveying,
verification, monitoring, exploration, conservation and restoration,
research, educational exhibition and promotional publication. Conserving
recovered underwater artefacts is also an important task for underwater
archaeology.
A complete plan is needed before undertaking an underwater
archaeological project, encompassing the conservation, registration and
recording of submerged objects and the restoration, research and storage
of recovered objects. We need to train conservation and restoration
personnel, set up conservation and restoration facilities, equipment and
laboratories for recovered artefacts, and all documentation regarding
underwater cultural heritage must be centrally administered and kept in
good condition at the data centre. A data system should also be set up for
use by researchers and the general public.
If recovered artefacts are to retain their full cultural and historical value,
their conservation must be carried out by professional personnel in a way
that retains all their historical information and “make the artefact talk”.

Key words: Underwater Archaeology, Underwater Cultural Heritage,
Conservation-Restoration, Bureau of Cultural Heritage (BOCH)

1.

The Importance of Recovering Underwater Artefacts

1.1 Underwater Cultural Heritage Provides Data Integral to Human
History
With progress in diving technology and equipment, underwater cultural
heritage has become an important type of cultural heritage, providing
evidence of historical processes relating to human maritime culture and
trade, oceanic migration routes and other human maritime activities.
Underwater heritage sites are like time capsules, providing supplementary
historical data and enriching human history. Underwater cultural heritage

�makes up for deficiencies in land-based cultural heritage; only together do
the two types provide the full historical information on human activity.
1.2 Evidence from Historical Research
Although recovered relics can supplement or corroborate much historical
information, it is only in the last 50 to 60 years that the study of underwater
cultural heritage has come to be an academic discipline. Thus, many
mammalian fossils have been discovered in the Penghu submarine
canyon in Taiwan, including skeletons of mammoths, water buffalo, deer
and horses. According to palaeontologists, these fauna fossils (known as
“Taiwan Land Bridge Fauna Fossils”) prove that in antiquity the Taiwan
landmass was connected to the continental landmass. Many wrecked
naval vessels from the Second World War were also discovered in the
Penghu sea area (such as the Guangbing gunboat), which, together with
historical records and nearby lighthouses built on islands, such as the
Guangbing gunboat (from the Guangdong Fleet) and(including the Gupo
(Koba) Island lighthouse), constitute a complete network of underwater
cultural heritage and sites. According to Japanese historical records, the
Yamafuji Maru cargo ship ran aground and sank, whereas United States
records state it was sunk by torpedo. Perhaps damaged objects recovered
from the area could set the record straight.
1.3 A Perfectly Preserved Time Capsule
The artefacts most likely to have retained their original appearance from
the time of sinking are those that lie buried under the seabed at depths
greater than 60 metres, where they are relatively undisturbed by human
passage and where the environment is especially oxygen-depleted. An
artefact that has sunk into the sea and remained there for a thousand
years may look exactly as it did at the moment it sank, while a land-based

�thousand-year-old artefact may long ago have shattered and even been
reduced to dust. The thousands of century-old artefacts allow us to turn
back time and thus constitute an important asset for historical research.
2.

Characteristics and Classification of Recovered Artefacts

2.1 Characteristics of Recovered Artefacts
Recovered underwater artefacts are different from regular land-based
artefacts because they have been immersed in cold, dark, low-oxygen,
salt-saturated seawater for hundreds or thousands of years. Recovery
brings them into a new environment, which makes their conservation and
restoration even more difficult than for land-based artefacts. Without
expert treatment, when they leave their original environment and are
exposed to the atmosphere, the rate of decomposition will accelerate. In
order to avoid degradation and corrosion, artefacts have to be adapted to
suit the surface environment, ensuring that all physical and chemical
changes are gradual. Thus, immediately upon being taken from the water
they are given urgent first treatment, and once they have been
documented (photographed, registered, labeling) they are sent to the
laboratory or conservation studio to continue the conservation and
protection work, such as desalination, cleaning(algae, molluscs, sand,
chlorine), impregnation, reinforcement, drying, filling and retouching. The
aim is to restore the object to its original form with minimal intervention, to
preserve its integrity and make its historical value “speak” so that it can
be used for research and exhibition.
2.2 Classification of Recovered Artefacts
According to the definition in Article 1 of the UNESCO Convention on the
Protection of the Underwater Cultural Heritage, underwater cultural
heritage consists of:

�(a) “sites, structures, buildings, artefacts and human remains,
together with their archaeological and natural context”
(b) “vessels, aircraft, other vehicles or any part thereof, their cargo
or other contents, together with their archaeological and natural context”
(c) “objects of prehistoric character”
Objects found in ruins and towns are mainly stone sculptures, parts of
buildings, artefacts and everyday items. Recovered vessels, aircraft and
other means of transportation are generally made of wood or metal, while
the objects that they carry are mainly pottery, porcelain, coins, stone
goods, daily items and food supplies, and cannons and munitions for
warships. Organic matter such as rope, sailcloth, textiles, leather and
human bones can also be found.
In sum, underwater cultural heritage can be divided into three broad
categories:
(1) organic matter such as bones, textiles and wood
(2) inorganic matter such as metal and pottery
(3) Composite material
The number of categories of underwater artefacts depends on the
categorization of discovered underwater archaeological sites and their
contents.
3.

Recovered Underwater Artefacts in Taiwan

3.1 Quantities
To date, the Bureau of Cultural Heritage has overseen the recovery of
1,567 items in total: 174 in 2009, 118 in 2010, 144 in 2011, 126 in 2012,
87 in 2013, 96 in 2014, 393 in 2015 and 429 in 2016 (as shown in Table
1).

�Table 1. Total recovered artefacts by year.

Total recovered artefacts by year
500
400
300
數量

200
100
0
98年

99年

100年 101年 102年 103年 104年 105年

The recovered items fall into the following categories: 946 metallic items,
15 wooden, 327 pottery, 58 seashell, 127 glass, 56 stone, 1 seed and 37
other.
In addition to the artefacts recovered during the BOCH survey, the
underwater artefacts were recovered by many places:
(1) the Cultural Affairs Bureau of Yilan County government recovered
1,471,804 items at the Qiwulan site, including 946 metallic items,
15 wooden, 327 pottery, 58 seashell, 127 glass, 56 stone, 1 seed
and 37 other.organic matter such as bones, textiles and wood
(2) In Penghu the recovery of Jiangjun No. 1 shipwreck, under the
direction of the National Museum of History, 284 items were
recovered in 1995-1998.
(3) The Sobraon shipwreck recovery off Matsu Island saw the
discovery of X items.
3.2 Storage Sites

�BOCH currently stores recovered artefacts at four locations: Taichung,
Penghu, Keelung and Tainan. Many of those recovered by the Yilan
County Cultural Affairs Bureau are stored in Yilan Cultural Centre.
Artefacts from the Jiangjun No. 1 are stored at the National Museum of
History and the Penghu County Bureau of Cultural Affairs. The Sobraon
artefacts are stored on Matsu Island. (as shown in Table 2).
Table 2. Total recovered storage place.
Site

Department in charge /
Deposit Place
Green
Island BOCH
No.1, Guangbing Penghu
Underwater
gunboat,
S.S. Archaeology
Work
Bokhare,
Station
Masushimakan, The National Museum
…
of Marine Science &amp;
Technology, Keelung
Cultural
Heritage
Research
Center,
Tainan
Qiwulan Site
Yilan County Bureau of
Cultural Affairs
Jiangjun No. 1
Penghu
County
Bureau of Cultural
Affairs
Sobraon
Cultural
Affairs
department
of
Lienchiang
County
Government. Matsu

Quantity

notes

100
1,022

26

100

1,151,066 Before the
setting up
of
the
284
Underwater
Cultural
Heritage
25
Section at
BOCH

In its earlier development in Taiwan, underwater archaeology was
understaffed, with a relative lack of manpower and technical ability for the
conservation and restoration of recovered artefacts. Thus, the first batch
of artefacts salvaged from Jiangjun No. 1 did not go through each and
every part of the conservation process: 794 items of the underwater
artefacts recovered by BOCH are still being stored in water. approx. 51%

�have yet to be processed. Of the 1,473,655 items recovered in Taiwan,
most of them have yet to be processed.
3.3 Efforts to protect underwater cultural heritage
On 10 December 2015, Taiwan passed the Underwater Cultural Heritage
Preservation Act, which laid the optimal groundwork to guarantee
conservation of Taiwan’s underwater cultural heritage. To bolster the
security of recovered artefacts, BOCH has set up an index to record their
information and is organizing a storage/exhibition space and professional
training in conservation workshops. This will preserve for posterity the
historical data of these recovered remnants and fully realize their great
historical value.
3.3.1 Staff Training and Workshops
In August 2015, BOCH invited two scholars, Australia’s Mark Staniforth
and Japan’s Jun Kimura, to come to Taiwan and share their expertise with
the Taiwan Underwater Archaeology Team. From 2 to 12 October 2016,
Australians Andrew Viduka and Jon Carpenter ran a study workshop on
on-site processing of underwater artefacts (metal and wood). In
collaboration with Academia Sinica’s underwater archaeology team,
BOCH carried out the Taiwan Coastal Waters Underwater Cultural
Heritage Survey Project and trained front-line staff at the site of the Green
Island No. 1 shipwreck in the waters off Green Island to correctly handle
recovered artefacts and follow the right workflow. The training gave
personnel a good grasp of the knowledge and skills needed to carry out
on-site conservation and protection of recovered artefacts and work
management. It also helps improve the process of conserving and
managing recovered underwater cultural heritage.
3.3.2 Taking Inventory and Building a Database

�In 2015 and 2016, an inventory of recovered artefacts was carried out and
a data registration form was drawn up in the hope of gathering the
scattered information about recovered objects into one place, ultimately
to be entered into a forthcoming database.
3.3.3 Setting Up the Penghu Work Station
In 2014, BOCH signed a contract with Chunghwa Telecom to turn the
historic Penghu Post Office and the telecommunications bureau dormitory
on its east side into a national underwater archaeology work station,
combining data resources and equipment for the use of the underwater
archaeology workforce as a work and exhibition space. By May 2015, the
renovation was complete, a reuse survey had been carried out and a plan
had been drawn up to finish the work by February 2018. The historic post
office building was chosen to act as an exhibition space, and the
underwater archaeology work station would be moved to the former site
of the telecommunications bureau dormitory. A research area, storage
area, car park, preparation zone, cleaning zone and dormitory have been
planned.
3.3.4 Setting Up a Collection Space for Recovered Artefacts
BOCH will set up a collection space on the fourth floor of the Weishui
Building at our Taichung office’s to be used as an initial repository for
underwater artefacts recovered by the future underwater archaeology
research centre. The space is approximately 90 m2 and able to house
around 24,000,000 m3 of recovered artefacts. Detailed plans have
already been drawn up, and construction is due to be complete before the
end of the year.
4.

Recommendations

4.1 Train conservation and restoration personnel

�The lack of professional staff is why the majority of recovered underwater
artefacts continue to be stored in water and also one reason why Taiwan
is not doing its utmost to recover objects. Of course, if the necessary skills
to treat recovered artefacts are lacking, recovery is the wrong course of
action, but it is also poor policy not to salvage important underwater
artefacts that are of historical value or that lie in an inhospitable
environment simply because of a lack of professional restoration staff. In
this way, the laborious work of surveying and identifying underwater
cultural heritage has all been in vain, and the hard-won discovery of
underwater archaeological sites will not lead to any further research. After
surveying,

checking,

rechecking

and

confirming

underwater

archaeological sites, if they contain objects that fill in gaps in human
history, recovery should be under consideration. But in order to resolve
this problem, we must immediately start training conservation and
restoration personnel, perhaps by inviting international scholars to Taiwan
on a yearly basis to give courses on metal, pottery, wooden and other
organic materials, so that staff can earn course credits or certificates on
the treatment of recovered artefacts.
Training of underwater cultural heritage conservation staff could start with
those who have a Master’s degree or higher in cultural heritage, art
culture, artefact conservation or other fields relating to conservation
techniques. They should be encouraged to gain qualifications in
underwater cultural heritage conservation, protection or management,
either in Taiwan or abroad.
4.2 Expand the size of underwater archaeological work station
The Penghu underwater archaeology work station is located opposite
Makung Harbour. The Penghu site has a high number of wrecks, so it is
the ideal location for the work station, but it currently measures only

�633.54 m2. Discounting the Penghu Post Office exhibition space, the
telecommunications bureau dormitory has to provide space for
underwater archaeology personnel and diving-related facilities such as
divers’ sleeping quarters and office space, diving tank recharge area,
shower area, drying room for diving suits, storeroom, a room for various
marine survey equipment, car park and corridors. If an emergency room
for treating recovered underwater artefacts is to be set up, it will be rather
cramped. In the event that a large volume of objects is recovered, a certain
amount of space will be necessary for their treatment, so it will be
necessary to find a bigger space in Penghu. Other underwater
archaeological sites such as Green Island, should evaluate its quantities
of underwater cultural heritage.
4.3 Integrate the data and management of all underwater artefacts in
Taiwan
Information regarding the underwater artefacts at Yilan’s Qiwulan site
(more than 10,000) the Jiangjun No. 1 wreck in 1995 (over 200), and the
Matsu Sobraon wreck (25), which were all recovered before the passing
of the Underwater Cultural Heritage Preservation Act, should be
integrated and managed centrally.
4.4 Set up first-rate restoration laboratories in work stations
Recovered underwater artefacts are vastly different from regular landbased artefacts. The former requires immediate appropriate treatment, so
the more underwater sites an area has, the more first-rate restoration and
testing spaces are needed. A properly equipped facility can be used to
give recovered artefacts the care they need. By restoring and preserving
an artefact’s original shape and appearance, we can preserve its original
historical data, to be studied by historians and exhibited for the public, and

�everyone can get a closer look at precious underwater cultural artefacts
that would otherwise be out of reach.
The size of the conservation room determines the size of the artefact that
can be treated. Because artefacts require desalination, impregnation, and
chemical substitution, we must install large tanks for water or solvents or
electrolysis tanks. These are extremely heavy and must be installed on
the ground floor to make it easier to unload artefacts and avoid concerns
about overloading the floor.
4.5 Set up an underwater archaeology data centre
According to Rule 33 of the UNESCO Convention on the Protection of the
Underwater Cultural Heritage, “The project archives, including any
underwater cultural heritage removed and a copy of all supporting
documentation shall, as far as possible, be kept together and intact as a
collection in a manner that is available for professional and public access
as well as for the curation of the archives.”
Since the promulgation of the Underwater Cultural Heritage Preservation
Act in Taiwan, BOCH, Ministry of Culture is the only government
administrative body to have jurisdiction over underwater cultural heritage.
Although Taiwan has only been undertaking underwater cultural heritage
work for ten years, the annual surveys and related research data should
be systematically collected and stored centrally as soon as possible. An
underwater archaeology centre should also be set up with the goal of
assembling all the data for the use of researchers and the general public.
4.6 Underwater excavation work only to be carried out by trained
conservation and restoration personnel
According to Article 35 of Taiwan’s Underwater Cultural Heritage
Preservation Act, when artefacts are excavated a plan must be drawn up

�for their conservation and protection. Emergency treatment must be
carried out by professionals of underwater archaeology, underwater work
and conservation.
During assessment of artefact recovery, professional restoration
personnel must be brought in in order to understand the degree of risk
artefacts face in their environment and situation and so better prepare for
recovery. For example, should the artefact be recovered by hand, by
wrapping it up, or using a bag or a hook? On the day of recovery, the
professional conservation personnel should be on board the work boat to
handle, labelling and clean the items or give urgent attention to more
fragile items. Some excavation sites are remote, and excavation may take
several days or weeks, in which case a temporary work station should be
set up on shore. If the quantity of objects is very large, it will be necessary
to consider setting up a formal work station, where personnel, apparatus
and all the main facilities can be stationed.
5.

Conclusions
The waters around Taiwan are teeming with historical maritime culture.

It is estimated that just over 99% of our underwater cultural heritage still
lies on the seabed, waiting to be uncovered. Underwater archaeology has
developed late in Taiwan and still faces serious challenges. It needs the
support of government policy and an influx of fresh young talent.
Recovered artefacts need to be dealt with carefully, with advance
planning. Item 6, Article 2 of the UNESCO Convention on the Protection
of the Underwater Cultural Heritage states that “Recovered underwater
cultural heritage shall be deposited, conserved and managed in a manner
that ensures its long-term preservation.” It is impossible to store recovered
artefacts in water tanks forever—they will still decompose. But while we
cannot allow over half of our recovered artefacts to continue to be stored

�in water, nor can we leave them unrecovered simply because we lack
storage locations or trained personnel, i.e. preserving the status quo by
using “in-situ preservation”.
Henceforth, the most important criterion for conservation and protection
personnel is professional qualification, which means we need to start
training people straightaway. We need to work closely with professional
personnel when setting up laboratories and conservation facilities.
Surveying, verification, exploration, conservation and restoration,
research, educational exhibition and promotional publication are all tasks
for underwater archaeology. We must not merely work on the initial stages
and then ignore the subsequent conservation and restoration of recovered
artefacts. Rather, we have to look at it as a whole process and take each
task to completion. With the right restoration and testing space and the
right equipment and tools, we can give recovered underwater artefacts
the attention they require, restoring and preserving their original shape
and appearance. In this way, we can preserve the entirety of these items’
historical data, so historians can study them, the public can see them in
exhibition and everyone can get a closer look at precious underwater
cultural artefacts that would otherwise remain out of reach.

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                  <text>2017 Session 7: Underwater Cultural Heritage Politics, Laws, Ethics and Values</text>
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                  <text>All cultural materials are potentially cultural resources. However, because not all of them can be preserved or studied, choices must be made based on evaluation and re-evaluation. Values are learned and depend on cultural, intellectual, historical, and psychological frames of reference. Consequently, valuation is made individually, but is shared by communities. Valuation of underwater cultural heritage has, then, a broad range of determining value depending on the community to which it belongs.&#13;
&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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                  <text>Elena Perez-Alvaro&#13;
Licit Cultural Heritage Ltd., UK</text>
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                <text>A Blueprint for the Conservation of Underwater Cultural Heritage in Taiwan</text>
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                <text>Located on an important East Asian shipping route, the island of Taiwan is surrounded by waters containing a large number of underwater artefacts as a result of weather conditions, changes in the current, submerged reefs, war and other human factors. In 2006, the Bureau of Cultural Heritage (BOCH) commissioned the Institute &#13;
 of History and Philology at Academia Sinica to carry out a survey of underwater cultural heritage. In the ten years since, and with the assistance of scholars from France’s DRASSM, Australia, the United States and Japan, Taiwan has made remarkable progress.&#13;
&#13;
Wherever underwater archaeological sites are found, underwater artefacts are also. In the last ten years, the BOCH has recovered 1,567 items, the vast majority of which are metal and pottery. In addition, parts of wooden boats and vessels of the two World Wars and freighted goods have also been found. Because there is a lack of professional facilities and conservators, half of the recovered objects are still being stored in water.&#13;
&#13;
Taiwan’s Underwater Cultural Heritage Preservation Act, promulgated on 9 December 2015, ensures the protection of Taiwan’s underwater cultural heritage. Item 6 of Article 2 of UNESCO’s 2001 Convention on the Protection of the Underwater Cultural Heritage states that “Recovered underwater cultural heritage shall be deposited, conserved and managed in a manner that ensures its long-term preservation.” &#13;
&#13;
In order to enhance the safety of artefacts once they are out of the water, and to provide comprehensive information about the restored artefacts, it is necessary to plan in advance and proceed carefully. In the next ten years, we need to train more professional conservation and restoration personnel and to expand the necessary facilities into a complete system for the handling of underwater archaeology—including a series of tasks such as surveying, verification, monitoring, exploration, conservation and restoration, research, educational exhibition and promotional publication. Conserving recovered underwater artefacts is also an important task for underwater archaeology.&#13;
&#13;
A complete plan is needed before undertaking an underwater archaeological project, encompassing the conservation, registration and recording of submerged objects and the restoration, research and storage of recovered objects. We need to train conservation and restoration personnel, set up conservation and restoration facilities, equipment and laboratories for recovered artefacts, and all documentation regarding underwater cultural heritage must be centrally administered and kept in good condition at the data center. A data system should also be set up for use by researchers and the general public. If recovered artefacts are to retain their full cultural and historical value, their conservation must be carried out by professional personnel in a way that retains all their historical information and “make the artefact talk”.&#13;
&#13;
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                <text>Dr. Ying-Ying Tung</text>
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            <description>An entity responsible for making the resource available</description>
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                <text>The Museum of Underwater Archaeology</text>
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                <text>Dr. Ying-Ying Tung (</text>
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                <text>English</text>
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                    <text>A non-member State’s practice on the incorporation of the
UCH Convention: Taiwan’s experience
Pei-Fu Wu
Ph.D. candidate, National Sun Yat-sen University, R.O.C.
Investigator, Coast Guard Administration, Executive Yuan, R.O.C.
Abstract
The United Nations Organization for Education, Science and Culture
(UNESCO) adopted the Convention on the Protection of the Underwater
Cultural Heritage in 2001 which entered into force in 2009. In order to
preserve, protect and manage underwater cultural heritage, State Parties
should preserve underwater cultural heritage and take actions
accordingly. The R.O.C. has followed the developments afore mentioned
since 1999, and a specific legislation “Underwater Cultural Heritage
Preservation Act” was enacted and entered into force in 2015 while facing
various challenges along the way, even the R.O.C. is not a member of the
UNESCO nor a Party to the Convention. The emergence, evolution, and
practice in terms of the incorporation of the Convention into domestic
legislation warrants the necessity of in-depth studies and further
theorization since such experience relates to the success or failure of
policies with respect to the incorporation of international conventions into
domestic legislation. This paper provides an analytical assessment on the
approaches that the R.O.C. incorporated the Convention through applying
or modifying relevant theories regarding the incorporation of international
conventions into domestic laws, and suggestions on confronting similar
challenges.
Key words: UNESCO, Convention on the Protection of the Underwater
Cultural Heritage, incorporation into domestic legislation
I. Forward
The adoption and ratification of the UNESCO Convention on the
Protection of the Underwater Cultural Heritage (hereinafter referred to as
the UCH Convention) have had an impact on the international community,
including Taiwan. Taiwan is not a UNESCO Member State nor a party to
the UCH Convention and has no international law duty to sign, approve or

�comply with the UCH Convention. In response to this change, under the
commission of the Ministry of Culture (hereinafter referred to as the MOC
and its predecessor Cultural Affairs Council, hereinafter referred to as the
CAC) and supervision of scholars, the author has participated in this
academic research and bill drafting, namely the permanent “Underwater
Cultural Heritage Preservation Act” (hereinafter referred to as the
UCHPA), the “Rules for the Implementation of the Underwater Cultural
Heritage

Preservation

Act,”

the

“Guidelines

for

Underwater

Archaeological Work,” and the “Rules for the Management of Activities
directed

at

Underwater

Cultural

Heritage.”

The

adoption

and

implementation of the UCHPA not only demonstrates Taiwan’s political
will in participating this international affair, but it also affects the agency
authority, legal regimes, and marine affairs management domestically.
The experiences mentioned above may cast new light on Taiwan’s
incorporation of other international instruments in the future, even more
for other smaller countries like Taiwan with respect to UCH issues. The
author exams Taiwan’s relevant laws regarding UCH, and takes an
overlook on the incorporation of the UCH Convention, particularly related
bill-drafting processes. Finally, some preliminary observations are
illustrated.
II. Taiwan’s incorporation process
According to surveys conducted by the Academia Sinica group headed
by Academician Chent-Hwa Tsang, at least fifteen shipwrecks have been
confirmed surrounding the waters of Taiwan, and part of them have been
listed on the national register.1 Besides, some UCH were discovered in
inland waters. These UCH continue to face a threat from man and nature,
and such danger should be reflected in national policies and legislations
for their preservation, protection, and management.

�The Cultural Heritage Preservation Act (hereinafter referred to as the
CHPA) is the core of Taiwan’s legal protection of cultural heritage.
However, the CHPA is dominated by inland concept, with extremely
limited sea or underwater notion or almost non-existent. In the 2002
amendment of the CHPA, it was stipulated that “res nullius antiquities” and
“res nullius ancient monuments” in submerged water are state-owned,
and finders would be rewarded accordingly. These provisions were
deleted in the 2005 amendment, leaving only that international
investigations and excavations of sites within the territorial sea of the
R.O.C. are regulated and authorized. This removal led to an insufficient
linkage between the CHPA and the preservation, protection, and
management of UCH. Nor can it be the foundation for the MOC as the
competent authority in charge of UCH. Legally speaking, the CHPA can
no longer be the basis for the preservation, protection, and management
of UCH, nor it be part of the so called “relevant laws and regulations” in
the “Law on the Territorial Sea and the Contiguous Zone of the Republic
of China (hereinafter referred to as the LTS).”
Other laws directly regarding UCH are unavailable to be applied as a
groundwork for the preservation, protection, and management of UCH.
Article 16 of the LTS states:
‘The historical relics or monuments found in the archaeological, scientific
research, or any other activities in the territorial sea and the contiguous
zone of the Republic of China shall be owned by the Republic of China
and shall be disposed of by the relevant laws of the Republic of China.’
The provision was delivered by the Legislative Yuan (namely the
Congress) in the bill review process, not the Executive Yuan (namely the
Cabinet). The Congress raised the article based on articles 33 and 303 of
the United Nations Convention on the Law of the Sea2 focusing on State
ownership or disposition, without taking into account the shortcomings of

�the Convention at the time of its adoption of the two articles, and the
international law in which the international community was engaged in the
UCH issues. The LTS could not be the appropriate legal foundation for
the preservation, protection, and management of the UCH.
Given the general needs of Taiwan to promote her national marine policy,
a scholar advocated the position and function of the UCH legal regime
from the policy and maritime legislation perspective and drafted a UCH
bill. The initiative is the initial driving force for Taiwan’s incorporation of
the UCH Convention. In 1997, under the commission of the Ministry of the
Interior, scholars submitted a report themed as “Strategic Arrangements
Regarding Maritime Legislations.” They proposed that

maritime

legislations should be carried out to push forward the national marine
policy, including an “Underwater Cultural Heritage Act” (Hu, 1997).
Afterward, in 1998, scholars drafted the first “Bill of the Protection of the
Underwater Cultural Heritage, Republic of China” for the CAC (Hu, 1999).
However, the draft bill was not submitted to the Congress. The reasons
behind deserve a detailed discussion.
In 1997, the CAC invited scholars and relevant agencies to review the
provisions of the CHPA. The academic representatives supported the
regulation of UCH in the CHPA and had only different opinions on its
practices, such as abstract or a particular chapter. The scholar who
drafted the LTS called for a particular legislation regarding UCH. Officials
are conservative on the issue. The CAC delegation expressed his doubt
about the necessity of developing a particular bill regarding UCH. The
delegation from the Ministry of Education stated that it was immature to
deal with the theme. The Ministry of the Interior said that at the present
stage, due to coordination difficulties, unless the MOC is established in
the future and exercises authority over ancient antiquities as well as

�monuments, the government should act in accordance with the CHPA.
They reached the final resolutions as follows:3
Before the MOC is established, the primary task of the CAC falls mainly
on cross-agency coordination and consultation. In principle, the CAC
respects the authority of the Ministry of Education and the Ministry of the
Interior. Some of the relevant standards regarding the protection of UCH
provided in this meeting are incorporated from the UCH Convention, and
others are from draft bills. However, whether it is mature to incorporate
these norms into our local law should be reconsidered. These
international norms must be quite mature enough to be incorporated. It is
significant to protect UCH, and the government should pay more attention
and collect information. Most of the relevant problems regarding UCH
could be solved according to article 16 of the current LTS. When it comes
to amending the CHPA, some issues need to be reconsidered: how to rule
UCH in the CHPA? Is there an immediate need? How about the maturity
of the international norm (draft)? Even if we take the terms of the license
clauses, the scope of the mandate will also involve the issue of legal
retention, and the concept of res nullius seems to have not yet reached a
consensus domestically.
The case is proposed to maintain the status quo, and relevant agencies
shall collect more information on this topic and have in-depth analysis, as
soon as the overall structure and concept are mature, the amendment of
the CHPA or a particular legislation is available.
The CAC has commissioned the National Sun Yat-sen University (The
Center for Marine Policy Studies) in June 1999 to complete a research
program and put forward a particular bill for legislation4. The report has
been delivered to the relevant agencies for reference. Before the
establishment of the MOC, the Ministry of Education command the

�preservation as well as maintenance of archaeological relics, and the CAC
should fully collaborate with the Ministry of Education.
In fact, it is difficult to solve most of the related problems mentioned above
by the LTS. The government exercises jurisdiction over UCH in the
territorial sea and contiguous zone of R.O.C. only, and the maritime
jurisdiction is less than that by the CHPA. The comprehensive application
of the laws results in a lack of jurisdiction over UCH in the contiguous zone
and beyond. Furthermore, the LTS only stipulates ownership over UCH
with other aspects of UCH preservation, protection, and management
blank, especially international cooperation. Legal vacuum undoubtedly
impedes the protection of UCH.
Since 2006, the CAC commissioned various research programs regarding
UCH issues (Hu, 2006). In 2008, the scholars resubmitted an “Underwater
Cultural Heritage Preservation, Protection and Management Act (Draft)”
to the CAC, that is, the predecessor of the UCHPA (Hu, 2008). In 2012
the MOC commissioned scholars to submit the “Guidelines for
Underwater Archaeological Work (draft)” which was then incorporated into
the permanent “Rules for the Management of Activities directed at
Underwater Cultural Heritage” (Hu, 2012).
In addition to the efforts of the MOC, scholars have continued to promote
relevant work in different areas and levels, such as the introduction of the
UCH Convention (Hu and Wu, 2009), the organization of international
conferences and visits, initiatives carrying out in the Council of Marine
Affairs Advancement, Executive Yuan. The UCHPA was passed in 2015
by the Congress with several revisions. In response to the changes and a
significant number of statutory authorization requirements, the MOC once
again commissioned scholars a research program to draft nine regulations
or rules accordingly (Hu, 2016). The drafts were completed in 2017, and

�the MOC initialed them all in the same year. From the academic initiative
to the full completion of the UCH legal regime, twenty years have elapsed.
III. Taiwan’s practice of incorporation of the UCH Convention
The incorporation process and the success acquired have shown some
considerable signs, worthy continuing to carry out legislative policy
research in the future.
First, from the legislative policy perspective, through the development of
the UCHPA and its reference to other existing laws and regulations, a
complete UCH legal regime was established. UCH issues involve
authorities, duties, and functions of almost all agencies of the Cabinet. To
effectively adapt to the inter-disciplinary and inter-agencies nature, the
government incorporated the UCH Convention into the UCHPA and
incorporated the contents of the Annex Rules of the UCH Convention into
the subordinate ordinance authorized by the UCHPA with Taiwan’s
national conditions thoroughly considered. The UCHPA apply to all UCH
issues with priority. Any rules or norms in contradiction with the spirit of
the UCHPA shall be amended in due course gradually in the future.
Second, national interests are the primary considerations of Taiwan’s
incorporation of the UCH Convention. According to the official statements,
the CAC formed its perception regarding the preservation, protection, and
management of UCH based on international and domestic factors. The
former is the worldwide value on the preservation and protection regarding
UCH. The latter is Taiwan’s promotion and implementation of her national
marine policy. The significant principles and spirits of the UCH Convention
were not timely implemented in the domestic legal regime. The current
law could not be fully applied to the preservation, protection, and
management of UCH. The lack of norms regarding UCH resulted in the
lack of jurisdiction over the conservation of UCH. Meanwhile, nation-wide
precise rules regarding UCH are absent for interest groups or

�stakeholders, especially the fishing and diving communities. Thus, private
salvage and incidental damage are unavoidable. The lack of specific
awarding incentives over UCH discoveries led to investigation difficulties.

Positively, the government assessed that although the annual required
administrative costs would up to about NT$ 20 to 50 million after the
adoption of the draft (UCHPA), Taiwan would be benefited from an output
value conservatively estimated NT$ 120 billion each year. And it would
bring other non-economic benefits or values, such as that UCH is fully
protected and managed. The authority would learn more about the
preservation, protection, and management of UCH. Public access would
enrich social education as well. Since 2006, the CAC has been planning
to promote a series of medium and long-term projects regarding UCH,
including general survey, regulations research and billing, historical
research, preservation of excavated UCH, personnel training, educational
promotion and international cooperation. The CAC envisaged in
cultivating underwater archaeology with Taiwan characteristics and
developing Taiwan’s marine culture in line with the “Prosperity with the
Ocean” policy.
Third, native scholars played a significant role in the legislative process.
The incorporation was initiated by a small number of academics out of
national interests, rule-legitimacy, and other factors. They followed and
introduced the international development of the UCH issue domestically.
By the cooperation with the government, internal administrative selfinterpretation of the UCH Convention and awareness were raised. The
academic community actively called on the Congress to pay close
attention to the issue and put forward the draft respectively. Eventually,
the bill was soon adopted than expected. It is no doubt that domestic

�driving force, especially elites from the academic community, influenced
more than international or external pressure.
Fourth, the incorporation of the UCH Convention is still in progress. There
are still many opportunities and challenges ahead, especially capacity
building. The preservation, protection, and management of UCH in
Taiwan involve the management of activities directed and incidentally
directed at UCH, as well as law of salvage and law of finds, territorial
sovereignty, and maritime jurisdiction disputes. These controversies
comprehend cultural (heritage), maritime law, admiralty law and other
different legal areas. The author’s drafting experiences over the past
years indicate that the preservation, protection, and management of UCH
at least comprehend half of the agencies of the Cabinet. Meanwhile, the
adoption of the UCHPA has impacted these organizations, especially their
authority, duties, and functions individually. The process of drafting the
UCHPA also showed strong cross-agency coordination and cooperation
nature. The interdisciplinary feature has made the issue more dependent
on higher and direct political support from the Cabinet itself. Before the
Cabinet are empowered directly to coordinate the issue by the UCHPA,
the MOC and even the future Marine Affairs Council (or the Ministry of
Marine Affairs) will be responsible for cross-agency cooperation and
coordination.
Apart from this, drafting the particular bill regarding UCH is one of the
priorities of the incorporation of the UCH Convention. Much of the work in
the broad sense has yet to be pursued and at the same time constitute
opportunities as well as challenges for Taiwan. International factors
played a limited role in Taiwan’s incorporation of the UCH Convention.
However, we shall never under estimate their influence. There is a great
room for Taiwan to utilize international forces aggressively. For example,
international collaboration on site excavation, information exchange,

�cultural diplomacy or UCH diplomacy are encouraged in accordance with
the UCHPA. Disputes over maritime and UCH jurisdiction arose from the
UNCLOS and the UCH Convention, coupled with the East China Sea and
the South China Sea disputes as well as the potential jurisdiction
overlapping over sunken military aircrafts all involve Taiwan’s major
national interests. It even more provides the government with a window of
opportunity to deal with the cross-Strait relations and relevant
collaborations with Mainland China. To deal with the issue appropriately,
the MOC would need to cooperate actively with the Ministry of Foreign
Affairs, the Ministry of Defense, the Mainland Affairs Council, and other
agencies.
There is a significant room for future development regarding UCH related
foreign affairs. When the Congress passed the UCHPA, a resolution was
accompanied by a Congress request for a written report regarding the
official strategy in response to the national security need to the Education
and Culture Commission of the Congress by the MOC with conciliation
with the Ministry of Foreign Affairs, the Ministry of Defense and the
Mainland Affairs Council. In the report replied, the MOC defined the scope
of UCH related national security issue as “international information and
communication security, international criminal cooperation, international
information flow, international research cooperation and international
exchange cooperation.” The definition reflects part of the permanent and
future needs of Taiwan, showing that the government may need to offer
some fresh insights into the issue to meet the national interests.
The affected interest groups or stakeholders, like fishing and diving
communities, had insufficient awareness of the principles of the UCHPA
and relevant regulations in the legislative process. Whether the
government attains their full support remains uncertain in the future.
Public awareness regarding UCH affairs remains in the spirit of

�mysterious treasure hunting or legendary commercial exploitation. If the
spirit of the preservation, protection, and management of UCH is to be
effectively implemented, in-depth public awareness and public access will
be indispensable. As a part of marine affairs, the preservation, protection,
and management of UCH has a close relationship with other marine
affairs and involves duties of different agencies. The implementation of
the UCHPA and relevant regulations have a significant impact on those
agencies, along with the relatively minor feature of the issue in Taiwan,
political will would be essential. As to the judicial implementation of the
UCHPA, expertise regarding cross-border cultural heritage crime
investigation, return, and restitution needs to be cultivated.

�Table 1: Some features of Taiwan’s incorporation of the UCH Convention.
Level
The public

Opportunity
minority nature

Challenge
1. inadequate public
awareness and public
access
2. minority nature

The

1. academic

position integration difficulties

academic

enthusiasm and

among scholars from different

community

expertise

fields

2. lobbying and voicing
in different occasion
The Cabinet 1. major resources
2. political will and

capacity building (budget,
personnel, expertise)

power on inter-agency
coordination and
cooperation
The

understanding and

Congress

support from particular support from most political
political elites with

inadequate understanding and

elites

academic backgrounds
The judicial 1. potential to deal with capacity building (expertise,
system

the issue
2. rule of law

international collaboration)

�IV. Conclusion
The experience and observation over the past twenty years indicated
that long-term internal academic concern and government efforts devoted
regarding UCH legislation for national interests eventually acquired fruitful
success. With coordination and cooperation among different agencies,
especially the Cabinet itself and the Congress, Taiwan finished her initial
legal

construction

regarding

the

preservation,

protection,

and

management of UCH comparable to international standards.
In the future, Taiwan has a long way to go on this issue, whether she is a
member of the United Nations and UNESCO or not. As an indispensable
part of the world marine culture and human history, in addition to
strengthening capacity building, Taiwan needs to devote more on UCH
related foreign affairs, so that can properly preserve, protect, and manage
this common heritage of mankind, and ultimately achieve the universal
goal of world peace.
Endnotes
The Bureau of Cultural Heritage, Ministry of Culture, “Time Capsule on
the Seabed: Taiwan’s Underwater Cultural Heritage,” https://zhtw.facebook.com/permalink.php?story_fbid=800518620050069&amp;id=4401
30549422213, June 10, 2016 (accessed June 15, 2016).
2
Article 33 of the UNLCLOS states:
1. In a zone contiguous to its territorial sea, described as the contiguous
zone, the coastal State may exercise the control necessary to: (a) prevent
infringement of its customs, fiscal, immigration or sanitary laws and
regulations within its territory or territorial sea; (b) punish infringement of
the above laws and regulations committed within its territory or territorial
sea.
2. The contiguous zone may not extend beyond 24 nautical miles from the
baselines from which the breadth of the territorial sea is measured.
Article 303 of the UNLCLOS states:
1. States have the duty to protect objects of an archaeological and
historical nature found at sea and shall cooperate for this purpose.
2.In order to control traffic in such objects, the coastal State may, in
applying article 33, presume that their removal from the seabed in the
zone referred to in that article without its approval would result in an
1

�infringement within its territory or territorial sea of the laws and regulations
referred to in that article.
3. Nothing in this article affects the rights of identifiable owners, the law of
salvage or other rules of admiralty, or laws and practices with respect to
cultural exchanges.
4. This article is without prejudice to other international agreements and
rules of international law regarding the protection of objects of an
archaeological and historical nature.
3
The 9th meeting record on the re-amendment regarding the amendment
of the CHPA was issued by the CAC on Oct. 15, 1998, by a letter
referenced as Wen-Jian-E-Tzu(文建壹字) No. 06770. It is on file with the
author.
4
Nien-Tsu Alfred Hu, 1999. Report on the Preliminary Study on the
Domestic Legislation Regarding UCH, commissioned by the Cultural
Affairs Council. In the report delivered to the CAC, scholars drafted the
first “Bill of the Protection of the Underwater Cultural Heritage, Republic
of China.

References
Nien-Tsu Alfred Hu, 2016. Report on the Research on the Legal
Regime with Respect to UCHPA, commissioned by the Ministry of Culture.
Nien-Tsu Alfred Hu, 2012. Report on the Research on the Guidelines
for Underwater Archaeological Work, commissioned by the Cultural
Affairs Council.
Nien-Tsu Alfred Hu, Pei-Fu Wu, 2009. The 2001 UNESCO UCH
Convention and the Practices of Its Contracting Parties in Terms of the
Incorporation of the Convention into Domestic Legislations. In Wen-Yan
Chiau (Eds.), The Ocean and Taiwan Conference, Taiwan Research
Foundation, Taipei: 192-230.
Nien-Tsu Alfred Hu, 2008. Report on the Bill-drafting Regarding UCH,
commissioned by the Cultural Affairs Council.
Nien-Tsu Alfred Hu, 2006. Report on the Research on the Utilization of
UCH and the Arrangement of International Conferences, commissioned
by the Cultural Affairs Council.

�Nien-Tsu Alfred Hu, 1999. Report on the Preliminary Study on the
Domestic Legislation Regarding UCH, commissioned by the Cultural
Affairs Council.
Nien-Tsu Alfred Hu, 1997. Report on the Strategic Arrangements
Regarding Maritime Legislations, commissioned by the Ministry of the
Interior.
The Cultural Affairs Council, 1998. The 9th Meeting on the Reamendment Regarding the Amendment of the CHPA. Official Letter, WenJian-E-Tzu(文建壹字) No. 06770.

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&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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Licit Cultural Heritage Ltd., UK</text>
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                <text>The United Nations Organization for Education, Science and Culture (UNESCO) adopted the Convention on the Protection of the Underwater Cultural Heritage in 2001 which entered into force in 2009. In order to preserve, protect and manage underwater cultural heritage, State Parties should preserve underwater cultural heritage and take actions accordingly. The R.O.C. has followed the developments afore mentioned since 1999, and a specific legislation “Underwater Cultural Heritage Preservation Act” was enacted and entered into force in 2015 while facing various challenges along the way, even the R.O.C. is not a member of the UNESCO nor a Party to the Convention. The emergence, evolution, and practice in terms of the incorporation of the Convention into domestic legislation warrants the necessity of in-depth studies and further theorization since such experience relates to the success or failure of policies with respect to the incorporation of international conventions into domestic legislation. This paper provides an analytical assessment on the approaches that the R.O.C. incorporated the Convention through applying or modifying relevant theories regarding the incorporation of international conventions into domestic laws, and suggestions on confronting similar challenges.&#13;
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                    <text>The elaboration of the UNESCO 2001 Convention on the
Protection of the Underwater Cultural Heritage

Etienne Clément
Abstract
The UNESCO Convention on the Protection of the Underwater Cultural
Heritage was adopted in 2001. Like many such treaties, its text is the
result of a compromise between opposing views. The negotiations leading
to this instruments started in the Eighties at the initiative of underwater
archaeologists who teamed up with lawyers and with the International Law
Association. These pioneers considered that the United Nations
Convention on the Law of the Sea (UNCLOS) did not protect adequately
the underwater cultural heritage. But many States Parties to the UNCLOS
were reluctant to re-open any kind of negotiation that might affect the
delicate balance of the UNCLOS. Moreover, the industry of salvage was
also extremely reluctant to any new international legislation that may
affect their activities, especially in the high seas. The process of
preparation of an international legal instrument was suspended several
times. It was finally put on tracks thanks to the pugnacity of a few
UNESCO staff and ICOMOS members supported by Ministries of a
Foreign Affairs of several countries wo convinced the UNESCO General
Conference to enter the process of elaboration of a Convention. During
the negotiation of the text, the views expressed by the delegations of
UNESCO Member states were often antagonistic. In the discussions, the
ICOMOS Committee on Underwater Cultural Heritage (ICUCH) played a
major role, by sensitizing the diplomats to the urgency of adopting a legal
instrument at a time when technology had made possible to explore
practically all ancient vessels lying on the seabed. The author has
participated in some key steps of the elaboration of the Convention and
will present some of the legal and ethical positions expressed at the
negotiations and that have led to the compromise adopted in 2001.
Key words: UNESCO, UNCLOS, outreach, UCH

�Introduction
The protection of the underwater cultural heritage, in particular ancient
shipwrecks laying on the seabed under various jurisdictions, is by nature
an international issue. It is therefore natural that the United Nations, in
particular UNESCO as the specialized agency with the UN mandate for
cultural heritage, has looked into the matter and adopted in 2001 the
Convention on the Protection of the Underwater Cultural Heritage, one of
the seven UNESCO Conventions in the area of culture. It was elaborated
as a response from the international community to the removal and
destruction of underwater cultural heritage by industrial activities and by
the so-called “treasures hunters”. The Convention reflects the growing
recognition of the need to ensure the same protection to underwater
cultural heritage as that already accorded to land-based heritage.

It

provides legal protection, enables States Parties to adopt common
approaches

to

preservation

and provides

effective

professional

guidelines. The mains principles of the convention and its Annex had long
been endorsed by professionals in UCH. It is to be remembered that the
draft of the Annex was drafted by UCH professionals who started working
on it in 1983. The Convention entered into force in January 2009. As of
15 July 2017, 57 countries are States Parties to it, which is an honorable
score but does not give it the status of a universal instrument. For instance
only two countries in Asia and the Pacific have joined it. But those States
which joined it made an important commitment by agreeing on rules
applicable by vessels bearing their flag and by their nationals, including
also the treasures hunters.

�Keys steps towards a Convention
UNESCO has been concerned with the protection of UCH since its early
days. Its Recommendation on International Principles Applicable to
Archaeological Excavations, a non-legally binding text adopted by the
General conference in 1956 applies also to underwater archaeology.
The Council of Europe, as early as 1978, began to develop a draft
European convention for the protection of the underwater cultural
heritage. The draft reached an advanced stage but was never adopted by
the Council of Ministers.
The issue was raised again during the negotiations for the United Nations
Law of the Sea Convention and resulted, in the closing days of these
negotiations, in the adoption of two articles (149 and 303). However these
articles are widely felt by cultural experts to be unsatisfactory and
incomplete. They are indeed ineffective to protect underwater cultural
heritage beyond the contiguous zone, they do not resolve the conflict
between ownership claims, salvage claims and cultural heritage interests
and they do not give any guidance on how underwater cultural heritage
should be treated. They are also sufficiently ambiguous to give rise to
alternative interpretations.
In 1990, under the leadership of its Chairperson, Professor Patrick J.
O’Keefe1, the Cultural Heritage Law Committee of the International Law
Association undertook to study the international legal protection of the
underwater cultural heritage. It produced its first report and a draft text of
a convention for the meeting of the International Law Association in Cairo
in 1992. One year later, the Director-General of UNESCO was requested
by the UNESCO Executive Board to undertake a study into the feasibility
of a new international instrument. As the International Law Association

�had an advisory status with UNESCO and was well advanced in its work
on a draft convention, the Director-General decided to wait until the ILA
work was complete before reporting back to the UNESCO Executive
Board. In 1994, in Buenos Aires, the Cultural Heritage Law Committee
produced its final report and draft convention to the ILA meeting which
adopted it and transmitted it to the Director-General of UNESCO.
In parallel to this legal process, a group of influential underwater
archaeologists who were members of the International Council of
Monuments and Sites (ICOMOS) created the ICOMOS Committee for
Underwater Cultural heritage (ICUCH) and advocated within ICOMOs for
the development of specific ethical and professional standards for
underwater archaeology. They argued that underwater archaeology had
particular requirements related to its environment which has led to the
development of specific techniques and that underwater conservation is
always a pressing and expensive immediate necessity. Their efforts led to
the preparation and adoption of the International Charter on the Protection
and Management of Underwater Cultural Heritage by ICOMOS General
Conference in Sofia in 1996. To be noted that the ICUCH played a major
role during the whole negotiation process of the 2001 Convention, in
particular through its Chairpersons, Graeme Henderson (Australia) and
Robert Grenier (Canada).
With the ILA draft in its hands, as a useful basis for a possible new
instrument, the UNESCO Secretariat was ready to start preparing a
feasibility study requested by the Executive Board. Within the UNESCO
Secretariat in 1994, Dr. Lyndel V.Prott was the Head of the International
Section of the Division of Cultural Heritage. She played a major role, as a
renowned lawyer and an international civil servant, all over the process of
elaboration of the Convention. I had the honor to be the other member of

�her two-person team and rejoined later by a then junior colleague, Mr.
Ieng Srong. In preparing the feasibility study, the Secretariat looked at the
relevant articles of the United Nations Convention on the Law of the Sea
and at the International Charter on the Protection and Management of
Underwater Cultural Heritage.
In 1995, a large number of artifacts found in the wreck of the Titanic, which
was discovered several years before, were exhibited all over the world.
This travelling exhibition gave a sort of technology signal that most
shipwrecks that could be found on the seabed were technically accessible
and that cultural objects could be removed. At the occasion of one such
international exhibition in Greenwich (United Kingdom), an expert meeting
was organized for legal experts and underwater archaeologists. It
included those experts who had worked on the ILA draft and the ICOMOS
Charter as well as lawyers familiarized with salvage Law. The discussions
anticipated the difficulty of finding a compromise on a draft legally-binding
text which could be accepted and implemented universally.
The Director-General submitted the feasibility to the Executive Board in
May—June 19952 and recommended that this Board transmits its
recommendation to the UNESCO General Conference which has the
authority, under UNESCO’s constitution, to decide on the elaboration of a
Convention. But during the discussion, although a number of delegates
emphasized the urgency of the situation, the majority requested more time
before launching the preparation of a Convention. They insisted that the
jurisdictional aspects of the question should be further studied, namely the
compatibility of a possible new convention with the provisions on
jurisdiction contained in the United Nations Convention on the Law of the
Sea (UNCLOS).

�Therefore, instead of transmitting the Director-General’s recommendation
to the General conference, the Executive Board requested him to urgently
convene an expert meeting to discuss this issue and to report to the
General Conference just a few months later. But the time was too short
between June and October 1995 to convene, before the General
Conference, an expert meeting based on a fair geographical balance and
representing the various interests involved. The Secretariat therefore
wrote to all countries which had expressed an interest in order to receive
their comments on the feasibility study. Thirteen replies (Australia,
Colombia, France, Germany, Greece, Italy, The Netherlands, Philippines,
Spain, Turkey, United Kingdom, United States and the U.N. Division for
Ocean Affairs and the Law of the Sea) were received. A majority of them
were in favor of a Convention. But divergent opinions were expressed
about the content of the norms, for instance on the concept of a specific
cultural heritage zone or on specific protected areas. It was also accepted
that UNESCO was the appropriate forum and that the norms to be
prepared should duly take into account the balance achieved in the
UNCLOS Convention.
The 1995 session of the UNESCO General Conference did not launch yet
the formal process of elaborating a Convention. Instead, it invited the
Director-General:
- to pursue further discussions with the United Nations in respect of the
UNCLOS and with the International Maritime Organization (IMO)
- to organize, in consultations with UN and IMO, a meeting of experts
representing expertise in archaeology, salvage and jurisdictional regimes
- to make the views of the experts known to UNESCO Member States and
invite their comments;

�- and to report back to the 29th session of the General Conference (1997)
Therefore UNESCO Secretariat had proposed to the IMO (London) and
to the United Nations Division of the Law of the Sea (New York) to
nominate some of the above experts in order to ensure consistency with
the work already developed within these two organizations. The expert
meeting took place in May 1996. It was chaired by Dr. Carsten Lund
(Denmark). To be noted that Dr. Lund remained the Chair of all further
intergovernmental experts meetings that took place until the adoption of
the Convention in 2001. The 1996 meetings was an important one
because it agreed that a possible Convention be grounded on the principle
incorporated in Article 303 (1) of the UNCLOS Convention which says
that: “States have a duty to protect objects of an archaeological and
historical nature found at sea and shall cooperate for this purpose”. The
majority agreed that UNESCO was the right venue for such a Convention,
although a minority group believe that it should be adopted within the Law
of the sea framework at the United Nations in New York.
The General Conference finally gave the green light for a Convention in
October 1997 at its 29th session3. It decided that the question should be
regulated and that the method adopted should be an international
convention. It invited the Director-General to convene meeting, but this
time with expert representing their Governments. Four such governmental
experts meeting took place from 1998 to 2001. The UNESCO Convention
on the Protection of the Underwater Cultural Heritage was finally adopted
on 2 November by the Plenary Session of the 31st General Conference
with 88 votes in favor, 4 against and 15 abstentions4.

�Major issues during the negotiation of a Convention
The three main issues at the core of the experts’ deliberations were:
- the jurisdiction (including the necessary compliance with the
UNCLOS)
- the relation with the Law of salvage or salvage law
- the standards for research in underwater cultural heritage.

Jurisdiction

Fig. 1: The maritime zones.
In the territorial sea, the national legislation of the coastal State applies to
underwater cultural heritage. Beyond the territorial sea, the coastal State’s
jurisdiction is generally very limited under national legislations. Often the
coastal States have jurisdiction over their own nationals and vessels
bearing their flag. But it is often expressed in vague terms and with serious
difficulties of implementation without any State cooperation system.
Underwater cultural heritage being largely located in the oceans which fall

�under the Law of the Sea Convention, its legal regime falls under
UNCLOS articles 149 and 303:
Article 149 Archaeological and historical objects.
All objects of an archaeological and historical nature found in the
area shall be preserved or disposed of for the benefit of mankind as
a whole, particular regard being paid to the preferential rights of the
State or country of origin, or the State of cultural origin, or the State
of historical and archaeological origin.
Article 303 Archaeological and historical objects found at sea
i.

States have the duty to protect objects of an archaeological
and historical nature found at sea and shall co-operate for
this purpose.

ii.

In order to control traffic in such objects, the coastal State
may, in applying Article 33, presume that their removal from
the sea-bed in the zone referred to in that article without its
approval would result in an infringement within its territory
or territorial sea of the laws and regulations referred to in
that article.

iii.

Nothing in this article affects the rights of identifiable
owners, the law of salvage or other rules of admiralty, or
laws and practices with respect to cultural exchanges.

iv.

This article is without prejudice to other international
agreements and rules of international law regarding the
protection of objects of an archaeological and historical
nature.

These articles, according to archaeologists and lawyers concerned with
the preservation of the underwater cultural heritage, were considered as

�insufficient for an effective protection of the cultural heritage. Indeed, in
the Exclusive Economic Zone and on the Continental Shelf, UCH remains
practically unprotected. Another serious problem is that the provision in
Article 303 stating that 'Nothing in this article affects the rights of
identifiable owners, the law of salvage or other rules of admiralty…”
appeared to protect the commercial exploitation of historic shipwrecks,
leading to the destruction of archaeological resources without their
scientific examination. The relation with salvage law was therefore an
issue of very lively discussions, often antagonistic, during the several
experts meetings form 1998 to 2001.
Salvage law
Salvage Law or Law of Salvage or Law of Finds is based on practical and
economic considerations. The function of salvage is to encourage the
recovery of goods at sea that are in danger of being lost. The primary
objective of the salvage industry, recognized in salvage law, is the
recovery of commercially valuable property from a shipwreck. But in some
countries, the salvage industry had extended its activity to commercial
exploitation of submerged archaeological sites, often by teams of
unqualified persons. Therefore for many years archaeologists had been
concerned by the loss of scientific information caused by such
unprofessional excavation and by the destruction of artefacts not
considered commercially valuable.
The activities of the salvage industry were regulated by the 1989
International Convention on Salvage, adopted under the auspices of the
International Maritime organization (IMO). It does not include provisions
on the underwater cultural heritage. As the Article 303, iii, of the UNCLOS
protects salvage law, most experts considered that the international legal
framework in 1998 was an invitation to looting.

�Standards for research in UCH
When the first meeting of experts opened in 1996, the International
Council of Monuments and Sites (ICOMOS) had just adopted its
International Charter on the Protection and Management of Underwater
Cultural Heritage at its General Conference in Sofia (see above).
To be noted that the International Law Association had included in several
provisions of its draft Convention on UCH that underwater excavations
were to be undertaken in accordance with the ICOMOS UCH Charter,
which would be an annex to the ILA draft.
Therefore given the importance of the ICOMOS Charter which sets
standards for research and conservation of the UCH, the members of the
ICOMOS Committee for Underwater Cultural heritage (ICUCH) were
associated closely to the elaboration of the text of the UNESCO
Convention. They were very influential in the process leading to the
adoption of the 2001 Convention.
The way towards a compromise
The process involved a long and patient campaign initiated by underwater
archaeologists in Europe, Australia, North America and later in other
regions. They needed to convince even their own peers - i.e. the ‘land’
archaeologists- to team-up with them in order to convince Ministries of
Foreign affairs of their respective countries to support the idea of a
Convention. Indeed in many countries Ministries of Foreign Affairs were
quite hesitant to open negotiations on an issue related to the Law of the
Sea, only a few years after the entry into force of the UNCLOS
Convention. To be noted that members of the International Law
Association (ILA), especially Professor Patrick J. O’Keefe, the
Chairperson of the ILA Cultural Heritage Law Committee, played an

�important role in the informal lobby in favor of an effective convention.
Other influential institutions included ICOMOS, ICUCH, the International
Council of Museums (ICOM) and several Maritime museums all over the
world.
In 1998, reaching of a compromise to be included in a Convention
appeared to be very challenging. At the beginning of the discussions,
there was a consensus only on the necessity to avoid creating a new
“archaeological zone” in addition to the zones established by UNCLOS.
There was also an agreement that a Convention should refer to some kind
of guidelines on how to treat UCH.
All the other issues were the object of profound divergences between
experts and between the UNESCO Member States. However, gradually,
a consensus emerged to obtain protection of UCH wherever it is located
beyond the territorial seas, in all maritime zones including international
waters, through a State cooperation system.
The salvage Industry was also represented in the experts meetings.
Indeed at the request of the UNESCO General Conference, UNESCO
Secretariat had asked the International Maritime Organization (IMO) to
designate experts to represent the interests of the maritime industry,
including the salvage industry. The Tourism diving industry was not invited
as such, but several countries’ delegations included experts which
expressed the views of this sector. The consistency with the UNCLOS
Convention was ensured by representatives of the UN Division of the Law
of the Sea (New York) who played a very positive role in this respect.
Some “Treasures Hunters”, although not invited officially, showed up at
one of the meetings and opposed the adoption of a text, without success.
To be noted that “treasures hunters” were more influential among

�international TV channels, which, during the years of the negotiations,
displayed TV shows glorifying their activities.
The negotiations also had to face language difficulties. For instance,
archaeologists and lawyers understood differently the concept of “rules”,
the former saw them as rules applicable to professionals and the latter as
rules applicable to States. This has rendered the role of the courageous
Chairperson, Dr. Carsten Lund (Denmark), an almost impossible task5.
The composition of each country’s delegation was also a challenge. Only
important delegations could include international lawyers, cultural
heritage lawyers, salvage lawyers as well as archaeologists. But most
delegations were composed of only one international lawyer, often with
little background in archaeology.
The compromise adopted in 2001
Despite the antagonistic positions that continued to be expressed during
the whole negotiation process, a compromise was reached in 2001. It
included a very advanced State cooperation system containing provisions
of legal and professional or ethical nature binding both States parties and
UCH professionals. The Convention was structured under a main text and
an Annex which is an integral part of the Convention. The main text
contains basic principles for the protection of UCH and a detailed State
cooperation system. The Annex includes widely recognized practical rules
for the treatment and research of UCH which reflects practically the text
of the ICOMOS Charter.
The basic principles of the Convention include the obligation to preserve
UCH “for the benefit of humanity”, the “in situ” preservation as the first
option (not the only one), a commitment for no commercial exploitation
and an obligation of training and information sharing. It does not include

�the sovereignty rights of States and the issue of the ownership of wrecks
which remain regulated by civil law, other domestic law and private
international law.

The compromise on the relation with salvage law was one of the most
difficult to reach. It is contained in Article 4 of the 2001 Convention which
excludes the application of salvage law, except when and if three
cumulative conditions are met:

Article 4- Relationship to Law of Salvage or Law of Finds
Any activity relating to underwater cultural heritage to which this
Convention applies shall not be subject to the law of salvage or law
of finds, unless it:
(a)

is authorized by the competent authorities, and

(b)

in in full conformity with this Convention, and

(c)

ensures that any recovery of the underwater cultural heritage

achieves its maximum protection.
But the Convention was not adopted by consensus. The Culture
commission of the General Conference had recommended the Plenary of
the UNESCO 31st General Conference to adopt the draft Convention by
94 votes in favor, 5 against and 19 abstentions. The Plenary adopted it
with 88 votes in favor, 4 against and 15 abstentions6.
Conclusion
Sixteen years later, the Convention is ratified by 57 countries. This
relatively low level of ratification can be explained by several factors.
Perhaps it still reflects the fact that the Convention may have a few
detractors among some of the UNESCO Member States. But most

�probably, many countries do not consider the ratification as a priority as
they do have the technology nor the human or financial resources to be
involved in activities towards the underwater cultural heritage. In these
countries, there are also very few archaeologists who have training in
underwater archaeology. There is therefore no effective influential group
that could persuade their respective authorities to join the Convention or
that could campaign among the public on the importance of this heritage
for their country and for humanity. But the advancement of technology and
the ability of a growing number of countries to own such technology may
however have a positive influence on the rate of ratifications in the
following years.
Endnotes
1
Professor Patrick J. O’Keefe has worked for more than 40 years on
legal instruments to protect the underwater cultural heritage. He has.
2
UNESCO General Conference documents 28C/39 and 28C/39 Add.
3
UNESCO General Conference Document 29C/Resolution 21
4
UNESCO General Conference Documents 31C/24 and 31C/Resolution
XV, para D
5
Lund, C., 2006. The making of the UNESCO Convention 2001.
Finishing the interrupted voyage, papers of the UNESCO Asia-Pacific
Workshop on the 2001 Convention on the Protection of the Underwater
Cultural Heritage, Institute of Art and Law/UNESCO, Leicester/Bangkok:
14-19
6 UNESCO General Conference Documents 31 C/24 and 31
C/Resolution XV, para D
References:

Clément, E. 1996, Current developments at UNESCO concerning the
protection of the underwater cultural heritage, Marine policy, Vol 20, No 4,
pp 309-323
O’Keefe, P.J., 2014, Shipwrecked Heritage: A Commentary on the
UNESCO Convention on Underwater Cultural Heritage, Second edition,
Institute of Art and Law, Builth Wells, UK.

�Prott, L.V., 2006, Finishing the interrupted voyage: papers of the
UNESCO Asia-Pacific Workshop on the 2001 Convention on the
Protection of the Underwater Cultural Heritage, Institute of Art and
Law/UNESCO, Leicester/Bangkok.
Srati, A., 1999, Draft Convention on the Protection of Underwater Cultural
heritage, a commentary prepared for UNESCO, UNESCO document CLT99/WS/8
UNESCO, 1984, La sauvegarde du patrimoine subaquatique, cahiers
techniques: musées et monuments # 4, UNESCO document [II]
CLT.82/XXIX.4/F
Biography
Etienne Clément, JD 1978, LLM International Law
1980, (University Brussels) had responsibilities in
UNESCO 1984-2015. He contributed to the
development of international standards for the
protection of cultural heritage, including to the
elaboration of 2001 Underwater Cultural Heritage
Convention. From 1998, he was UNESCO
Representative to Cambodia, Deputy Director Field
operations (Paris), Deputy Director Regional
Bureau (Bangkok) and Director Pacific States. He is author of articles on
conventions for cultural heritage and is currently advising governments on
these instruments. He lectures at Science Po Lille (France) and is member
of ICOMOS International Committee on Legal, Administrative and
Financial Issues (ICLAFI).

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&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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Licit Cultural Heritage Ltd., UK</text>
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                <text>The UNESCO Convention on the Protection of the Underwater Cultural Heritage was adopted in 2001. Like many such treaties, its text is the result of a compromise between opposing views. The negotiations leading to this instruments started in the Eighties at the initiative of underwater archaeologists who teamed up with lawyers and with the International Law Association. These pioneers considered that the United Nations Convention on the Law of the Sea (UNCLOS) did not protect adequately the underwater cultural heritage. But many States Parties to the UNCLOS were reluctant to re-open any kind of negotiation that might affect the delicate balance of the UNCLOS.  Moreover, the industry of salvage was also extremely reluctant to any new international legislation that may affect their activities, especially in the high seas. The process of preparation of an international legal instrument was suspended several times. It was finally put on tracks thanks to the pugnacity of a few UNESCO staff and ICOMOS members supported by Ministries of a Foreign Affairs of several countries wo convinced the UNESCO General Conference to enter the process of elaboration of a Convention. During the negotiation of the text, the views expressed by the delegations of UNESCO Member states were often antagonistic. In the discussions, the ICOMOS Committee on Underwater Cultural Heritage (ICUCH) played a major role, by sensitizing the diplomats to the urgency of adopting a legal instrument at a time when technology had made possible to explore practically all ancient vessels lying on the seabed. The author has participated in some key steps of the elaboration of the Convention and will present some of the legal and ethical positions expressed at the negotiations and that have led to the compromise adopted in 2001. </text>
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                    <text>Preservation of Underwater Cultural Heritage in Taiwan:
Legislation and Challenges
Ching-Ching Kuo
Ph.D. Student, Department of Environmental Biology and Fishery
Science
Institute of Marine Affairs and Resource Management
National Taiwan Ocean University, Keelung, Taiwan
kuomaster@gmail.com
Chun-Pei Liao
Ph.D. Student, Department of Environmental Biology and Fishery
Science
Institute of Marine Affairs and Resource Management
National Taiwan Ocean University, Keelung, Taiwan
a314172427a@hotmail.com
Wen-Yan Chiau
Dr. /Professor, Institute of Marine Affairs and Resource Management
National Taiwan Ocean University, Keelung, Taiwan
chiau0717@gmail.com

Abstract
The Convention on the Protection of the Underwater Cultural Heritage
was adopted in 2001 by the United Nations Educational, Scientific and
Cultural Organization (UNESCO). The convention acknowledges the
importance of underwater cultural heritage as an integral part of the
cultural heritage of humanity and a particularly important element in the
history of peoples, nations, and their relations with each other concerning
their common heritage. The responsibility of protecting and preserving
the underwater cultural heritage therefore rests with all States (UNESCO,
2017.). By echoing the spirit of the above convention, the Legislative
Yuan (Parliament) of Taiwan adopted the Underwater Cultural Heritage
Preservation Act on November 24, 2015. The Act was promulgated by
the President and was also put into force on 9 December 2015. The Law
is in seven chapters with 44 articles. The chapters cover general
provisions, attributed rights and international cooperation, activities
involving underwater cultural heritage, in-situ preservation of underwater
cultural heritage, excavation management in the sea, public education


Correspondent author.

�and professional training, penalties, and supplementary provisions. This
paper introduces the recent research projects of underwater cultural
heritage in Taiwan, illustrates the enactment process of the new law and
highlights its main features. The paper concludes that it is essential to
have further integration of management affairs, establishing national
research institute, strengthening the international cooperation and the
professional training, implementing related bylaws and mechanisms, and
promoting public awareness, which also become daunting challenges
faced by Taiwan as it marches toward the protection of its precious
underwater cultural heritage.
Key words: UCH, Taiwan, UNESCO
Introduction
Underwater Cultural Heritage (UCH) refers to all traces of human
existence having a cultural, historical, or archaeological character, such
as ruins, architecture, handicrafts, human remains, boats, aircrafts,
environments

having

an

archaeological

character

and

natural

environments. According to Article 3 of Taiwan’s Underwater Cultural
Heritage Preservation Act promulgated on December 9, 2015,
“Underwater Cultural Heritage” means all traces of human existence
having a historical, cultural, archaeological, artistic, or scientific character
which have been partially or totally under water, periodically or
continuously: (1) sites, structures, buildings, artifacts and human remains,
together with their archaeological and natural context; (2) vessels,
aircrafts, other vehicles or any part thereof, their cargo or other contents,
together with their archaeological and natural context; and (3) objects of
a prehistoric character. The UCH contains rich information related to
cultures, history, geography and technology. A shipwreck, for instance, is
testimony to trade and cultural dialogue between peoples.

It also

functions as a time capsule, providing a complete snapshot of the life on
board at the time of sinking. Therefore, how to protect this common
heritage of all mankind become the center of international concern.

�Brief History of Legislation
Since 2000, some scholars in Taiwan, Professor Wen-Yan Chiau (later
served as legislator) with the National Taiwan Ocean University, have
being concerned about the protection of UCH and have organized several
international conferences. In 2005, Professor Chiau was commissioned
by Construction and Planning Agency, Ministry of the Interior to conduct
a literature study on UCH in Dongsha (Pratas) Islands in the South China
Sea. He concluded that at least 28 wrecks were clearly recorded. Over
the past ten years, the UCH research projects made by the Academia
Sinica and the National Sun Yat-sen University, under the authorization of
the Ministry of Culture, discovered nearly 100 wrecks in the waters around
Taiwan, including GUANG-BIN Warship that participated in the first SinoJapanese War and British S.S. BOKHARA were sunk in Penghu
(Pescadores) Archipelagoes, British SOBRAON near Matsu Islands and
the unknown “GREEN ISLAND No. I” in East Taiwan (Bureau of Cultural
Heritage, 2014). These wrecks are as valuable as “NANHAI No. I” and
“DANDONG No. I” of China and the important research projects in other
countries. In the past, however, such precious UCH resources in Taiwan
were not protected through a proper mechanism and were possibly
destroyed by illegal and unappropriated underwater activities. Moreover,
the important principles and spirit of the UNESCO UCH Convention have
not yet been implemented in the domestic laws and the existing Cultural
Heritage Preservation Act does not apply to the preservation, protection
and management of UCH. Thus, there is an urgent need to formulate an
exclusive law for Taiwan to preserve, protect and manage its rich and
valuable UCH.
In view of this, the Ministry of Culture drafted a specific law called the "Law
on the Protection of Underwater Cultural Heritage of the Republic of

�China". After years of discussions, the draft of Underwater Cultural
Heritage Preservation Act was finally proposed by the Executive Yuan
(Cabinet) and submitted to the Legislative Yuan (Parliament) for
discussion.

The Draft was completed gradually through researches

conducted by experts and scholars commissioned by the Ministry of
Culture, expert meetings, national public hearings, and related legal
operating procedures as well as the acquisition of public consensus
(Ministry of Culture, 2015). In the Legislative Yuan, Legislator Wen-Yan
Chiau and Legislator Pi-Han Chen also proposed the corresponding
versions (Legislative Yuan, 2015).

Since the 8th session of the

Parliament had limited time for UCH discussions, Legislator Chiau
consulted Professor Nien-Tsu Alfred Hu and some key officials with the
Ministry of Culture and integrated three versions into one, which served
as the basis of discussion upon the consent of the Committee.

On

November 9, 2015, the integrated version was reviewed by the Committee
and submitted to the Legislative Yuan for determination. On November
24, 2015, the Legislative Yuan finally approved the Underwater Cultural
Heritage Preservation Act through a three-reading procedure. The Act
was promulgated by the President on December 9, 2015, becoming the
first exclusive law regarding the preservation of UCH in Taiwan (Office of
the President, R.O.C., 2015). The approval and implementation of the
Underwater Cultural Heritage Preservation Act ensure the effective
preservation, protection, and management of UCH in the waters around
Taiwan under a specific and clear legislation.

Principles and Main Contents
Taiwan’s Underwater Cultural Heritage Preservation Act consists of seven
chapters with 44 articles in total: Chapter One "General Provisions",

�Chapter Two "Right Attribution and International Cooperation", Chapter
Three " Activities Directed at Underwater Cultural Heritage ", Chapter Four
" In-situ Preservation of Underwater Cultural Heritage", Chapter Five
"Excavating Out Of The Water", Chapter Six "Penalty Provisions" and
Chapter Seven "Supplementary Provisions". Main contents of the Act are
summarized as follows (Laws and Regulations Database of the Republic
of China, 2017).
1.

Respect and response to the spirit of the UNESCO Convention

The themes of Taiwan’s Underwater Cultural Heritage Preservation Act
are to preserve, protect and manage UCH, build the historical connection,
and develop the characteristic of the maritime country in accordance with
the spirit of the UNESCO Convention and other international agreements.
In this regard, the Act includes the principles of the Convention in many
articles with the hope to preserve and manage UCH in Taiwan like that
operated in many parts of the world. For example, Article 4 of the Act
reflects the spirit of the Convention and stipulates that “Any activity
involving underwater cultural heritage should avoid unnecessary
interference with human remains and historical sites” and that “UCH
should not be commercially exploited.”
2.

Carry out general survey and registry management
Article 5 of the Act stipulates, “the competent authority shall

undertake a general survey of underwater cultural heritage, or record and
manage the files after conducting the investigation, research and review,
in accordance with the procedures prescribed by this Act, on the reports
from individuals or organizations that indicate a suspected underwater
cultural heritage existed.” In addition, Article 6 also regulated that the
competent authority shall fully set up case data for the investigation,

�research, excavation, preservation, and restoration for underwater
cultural heritage. The data shall be permanently preserved in accordance
with the Archives Act and its relevant regulations.
The survey of underwater cultural heritage is also stipulated in Article
9 of the Act：“Where an environmental impact assessment is required for
an exploitation activity, or where a governmental agency and state-owned
enterprise makes or ratifies a plan with respect to exploitation and
utilization of a water area, it is required to conduct a prior investigation
related to the existence of underwater cultural heritage or suspected
underwater cultural heritage. A notification of the discovery shall submit to
the competent authority if any.”
3.

Establish a national institute for the preservation and research

of UCH
Referring to the foreign cases (e.g., Department of Underwater and
Marine Archaeological Research, DRASSM, in Marseille, France), Article
7 of the Act stipulates that “the competent authority may designate a
dedicated organization for the preservation and research of underwater
cultural heritage to perform the investigation, research, excavation,
restoration, education, promulgation, international cooperation, and other
activities with respect to underwater cultural heritage.” For recruiting
professionals to protect UCH in Taiwan, Article 11 of the Act also
stipulates that “the competent authority shall educate and train the
relevant professionals with respect to underwater cultural heritage in order
to undertake the preservation of underwater cultural heritage.” The items,
manners, procedures, examinations, evaluations, utilization, withdrawal,
revocation, and other related affairs of the professionals will be further
regulated by competent authorities after consulting related agencies.

�4.

Establish a Review Mechanism
Regarding the administrative aspects, Article 8 of the Act expressly

stipulates that the competent authority shall convene the review
committee of underwater cultural heritage to review the following subjects:
(1) applications for activities directed at underwater cultural heritage; (2)
coordination with other authorities in charge of other affairs with respect
to activities incidentally affecting underwater cultural heritage; (3) the
recordation and management of underwater cultural heritage; (4) the
zoning of underwater cultural heritage protection areas; (5) subject
substantially relating to the preservation of underwater cultural heritage.
5.

Report the discovery of cultural relics
Pursuant to Article 13 of the Act, “anyone who discovers suspected

underwater cultural heritage shall terminate any activity that has an
influence on such heritage, maintain completeness of the site, and
promptly report the discovery to the competent authority excepted that
there is a need to prevent an urgent and severe danger or there is a
substantial public interest at stake, such activity may not be terminated,
and the discovery of such shall be reported to the competent authority.”
After receiving the report referred to in the first paragraph, the competent
authority may take the following measures: (1) restrict or terminate all or
part of the activity which has an influence on the suspected underwater
heritage in a specific water area; (2) undertake necessary investigation,
research, and other related underwater operations; and (3) set up a
temporary protection zone in the water area of the discovery site.
Article 18 of the Act also stipulates that the citizen or the vessel
master of the country, who discovers suspected underwater cultural
heritage or activities directed at underwater cultural heritage in the

�exclusive economic area or on the continental shelf of other states, shall
promptly report such discovery or activity to the competent authority. The
government of Taiwan may report such discovery or activity referred to in
the preceding paragraph to the relevant states or international
organizations.
6.

Stipulate right attribution and international cooperation

The right attribution and international cooperation are included in Chapter
2 of the Act. For instance, Article 15 of the Act stipulates that “any
underwater cultural heritage discovered in the internal waters and
territorial sea of the Republic of China, except for the state vessels and
aircraft in which a foreign state declares an interest, shall belong to the
Republic of China.”

“The Republic of China, in the exercise of its

sovereignty, has the exclusive jurisdiction to regulate, authorize, or
approve activities directed at underwater cultural heritage in the internal
waters and territorial sea of the Republic of China.” With a view to
cooperating on the best methods of protecting the state vessels and
aircraft prescribed, however, the competent authority, should inform the
flag state and, if applicable, other states with a cultural, historical or
archaeological link, with respect to the discovery of such identifiable state
vessels and aircraft. Additionally, Article 21 of the Act stipulates that the
ROC government may enter into bilateral, regional or other multilateral
agreements or develop existing agreements with other states or
international organizations, for the preservation, protection, and
management of underwater cultural heritage.
7.

Strictly regulate activities directed at UCH

Article 22 of the Act stipulates that “activities directed at underwater
cultural heritage shall not be undertaken unless an application with an

�underwater cultural heritage activity plan is filed by a scholar, experts, or
academic/professional scientific research institutions to the competent
authority and approved thereby.”

With the case of international

cooperation, the Act further regulates that “foreigner(s) shall cooperate
with domestic scientific research organizations or institutions to file such
application.” Pursuant to Article 23 of the Act, those activities directed at
UCH should be supervised by the competent authority; The competent
authority shall also stipulate the regulations related to the UCH activities
including the operational procedure, qualification of relevant operational
personnel, method for in situ preservation, method for evacuated,
preservation or protection method after excavation, and other matters
related to the underwater cultural heritage activities should be complied
with. Practically, this highlights the importance of bylaws of the Act.
8.

In situ preservation and planning for UCH protected areas
With echoing to the spirit of the Convention, Article 27 of the Act

expressly stipulates that “the preservation in situ of UCH shall be the first
option before allowing or engaging in any activities directed at this
heritage.” And, the proper means for in situ preservation may include
recordation management, protection zone, or other proper preservation
measures.

When the review committees make a decision that it is

necessary to designate a specific underwater cultural heritage protection
zone, according to Article 28, the competent authority should consult with
relevant authorities to designate and publicize an underwater cultural
heritage protection zone within such water area to preserve the
underwater heritage in situ. To allow the public engagement, Article 28
also regulated that the authority should hold a public hearing or
explanation session inviting civilians or groups with an interest at stake to
attend.

�Article 30 of the Act regulates the content of the management and
protection plan, which include the following: (1) basic data: location,
measure of area, significance of the underwater cultural heritage,
description and scope diagram of research; (2) range classification; (3)
accountable authority distribution and reporting system (4) routine
maintenance: preservation, maintenance and recordation of the
environmental landscape; (5) emergency maintenance: prevention of
natural or human damage and emergency disaster disposal; (6) education
and promotion: production and exhibition of promotional material as well
as education activities; (7) source of funding; (8) management plan of
entrust; and (9) other matters related to management and protection.
For well managing UCH, Article 31 of the Act regulates the activities that
are prohibited within UCH protection zone, such as salvage of UCH,
usage of explosives, trawling or anchoring, mining, installation of electric
cables and pipelines, discarding waste water or hazardous substances,
dredging and construction of ocean engineering. As for management and
protection of the underwater cultural heritage and settling illegal matters,
according to Article 32, the competent authority may request assistance
from the Coast Guard Administration to help in the enforcement of the Act.
9.

Regulate the conditions for UCH salvage

In principle, the underwater cultural heritage shall not be excavated out of
the water. Pursuant to Article 34, exceptions are only limited to the
following situations: (1) the underwater cultural heritage related to
historical status or recognition of the nation: (2) the absence of such
underwater cultural heritage could be detrimental to a full understanding
of human history; (3) the underwater cultural heritage is of substantial
commercial value that cannot be protected without excavating it out of the
water; (4) excavation is necessary for the investigation and research of

�underwater cultural heritage; (5) the underwater cultural heritage cannot
be sufficiently preserved, protected or managed without excavating it out
of the water due to an emergency or the change of the existing
environment; (6) other situations in which the competent authority deems
necessary to excavate out of the water.
While excavation to be undertaken, pursuant to Article 35 of the Act, the
preservation and maintenance plan for UCH should be proposed at the
same time, and in which “non-destructive technology and survey method
shall be used preferentially.” In addition, the expertise of underwater
archaeology, underwater operators, and preservative scientist shall jointly
participate in the measure for the excavation or emergency disposal.
10.

Stipulate strict penalties for protecting UCH

Chapter 6 of the Act strictly stipulates the penalty provisions. As Article
37 regulates, for instance, any person who commits any of the following
offenses shall be liable to imprisonment for up to five years, detention,
and/or a fine of NT$200,000 to NT$10,000,000: theft of UCH with an
intention to possess for his own or for a third person, damage of UCH
within the protection zone or temporary protection zone, conveyance of
UCH which belongs to the Republic of China out of the country, and
undertaking UCH activities without prior approval of the competent
authority. It is hope that the penalties can effectively stop the illegal
activities which are harmful to the protection of UCH in this country.
Challenges Ahead
Over the past few decades, Taiwan has realized its richness of UCH
through academic research and investigation, research projects
commissioned by Ministry of Culture, findings by the local civil groups,
fishermen or diving enthusiasts. However, these precious cultural relics

�and artifacts were not protected properly due to the absence of related
laws on the preservation of UCH in this country. Since the implementation
of Taiwan’s Underwater Cultural Heritage Preservation Act is still in its
infancy, the protection of UCH is unavoidably encountering many
challenges as follows (Chiau and Kuo, 2014).
Dissemination and Implementation of bylaws
The Underwater Cultural Heritage Preservation Act is a fundamental
law of Taiwan for the protection of UCH. In late 2016, the Ministry of
Culture had already formulated some 9 bylaws for implementing the Act.
They include the enforcement regulations on：UCH survey and
management before development in the marine area, seabed and subsoil
management, activities directed at UCH, UCH professionals training,
promotion of public education on UCH, delineation and management of
UCH protection zone, and incentives and subsidy on UCH research and
protection. However, the challenges are to disseminate those concept of
protecting UCH and smoothly implement those tasks among various
stakeholders.
Establishment of a national-level research institution
Pursuant to Article 7 of the Act, the Ministry of Culture may appoint an
institute responsible for UCH preservation, protection and management.
It is believed that this national-level institute is able to best integrate
various research resources, including technologies, professions and
budgets. The DRASSM established in Marseille, France, for instance, is
a national-level research institute with a history of more than 50 years.
Having equipped with research vessels and many professionals, the
Institute has been participating in various international UCH projects and
has achieved abundant results with solid budgets and operations. In

�2009, the National Research Institute of Maritime Cultural Heritage was
established in Korea to promote the country’s maritime culture and
exchange research results with other international research institutions or
museums.

These institutes are all worth referring to as Taiwan

establishing its own one.
Enhancing technologies and professionals training
The technologies such as side scan sonar, multibeam depth sounding
system, sub-bottom profiler and magnetometer have been applied in UCH
survey and research in Taiwan (Liu, 2010). However, there is a necessity
for developing and/or enhancing new technologies especially for those
UCH buried in shallow waters, lagoons, estuaries and river bed.
On the other hand, it is in short of UCH professionals in Taiwan. Over the
past ten years, although several training workshops for underwater
archaeology have been held in Taiwan, few trainees are willing to engage
in underwater archaeology due to limited job opportunities. After the Act
is promulgated, the demand for professionals will definitely increase. The
Ministry of Culture should be keen to training and employment of UCH
professionals, especially their appropriate and stable job opportunities.
The Ministry should also have professionals recruited in its subordinated
agencies and even engage the international professional certification in
order to provide appropriate and safe jobs for UCH professionals.
Strengthening international exchange and cooperation
Pursuant to Article 19 of the Convention on the Protection of Underwater
Cultural Heritage promulgated, the UNESCO urges the international
cooperation and information sharing regarding the protection of UCH. As
mentioned above, the research, protection and management of UCH is
still in its infancy in Taiwan. As a cultural entity and a responsible country,

�there is essential to learn from and/or work with other countries for better
managing the common heritage for all mankind.
Raising the public awareness on UCH protection
With the development of underwater technologies and diving techniques,
it is easy to dive into the deep sea, resulting in more opportunities of
discovery, collection and destruction of UCH. However, different from
treasury hunting, the concept of preservation of UCH must promote
through the nation-wide education and propaganda to raise the public
awareness of the protection of UCH. Firstly, the government may include
UCH concepts in the textbooks for the public schools and encourage
universities to establish related departments on UCH research. Secondly,
many countries establish maritime museums and marine parks to
encourage the public to engage in cultural tourism.

For example,

underwater museum in Alexandria, Egypt, Mary Rose in the UK,
Baiheliang Underwater Museum in China, Underwater Archaeological
Park in Finland and Dalarö Blue Park in Sweden showcase the creativity
by combining nature and cultures. These examples are all worth referring
to for raising the public awareness on UCH. In the aspect of social
education, the educational promotion for diving enthusiasts is especially
important in this case.
Improving integration among related government agencies
The management of UCH involves many aspects, including investigation,
research,

excavation,

repair,

education,

promotion,

supervision,

enforcement, international cooperation and other related activities. Many
government departments and agencies may engage in the administrative
procedures in Taiwan, including Ministry of Culture, Ministry of Education,
Council of Agriculture, Coast Guard Administration, Ministry of the Interior,

�Ministry

of

Foreign

Affairs,

Ministry

Communications and local governments.

of

Transportation

and

Related stakeholders and

interested parties, such as fishermen, diving clubs, or recreation industries
are also involved. In view of this, a better governance of UCH issues will
rely on the close cross-department cooperation. And, integration among
the related agencies is a must and represents a daunting challenge faced
by Taiwan.
Concluding Remarks
Although Taiwan’s Underwater Cultural Heritage Preservation Act is
promulgated, daunting challenges remain in the implementation of this
brand new legal system. It is hope the government can facilitate the
establishment of a national research institute of UCH, training programs
for professionals and the public awareness of the protection of UCH.
International cooperation and information sharing also deserve the
priority.
Reference
Office of the President, R.O.C., 2015. Promulgation of the Underwater
Cultural Heritage Preservation Act, Gazette of the President Office,
No. 7223, Taipei.
Ministry of Culture, 2015. Legislative Yuan Approved the Draft of
Underwater Cultural Heritage Preservation Act through a Threereading Procedure and Implemented the Legislation of Underwater
Cultural Heritage in Taiwan, http://www.moc.gov.tw (Retrieved on 16
January 2016).
Bureau of Cultural Heritage, 2014. The Phase 3 Survey of Underwater
Cultural Heritage in the Waters around Taiwan, Ministry of Culture,
Taipei.
Laws and Regulations Database of the Republic of China, 2017.
Underwater
Cultural
Heritage
Preservation
Act,

�http://law.moj.gov.tw/Eng/LawClass/LawAll.aspx?PCode=H0170102
(Retrieved on 14 July 2017).
Legislative Yuan, 2015. The Report of the Education and Culture
Committee on the Draft of Underwater Cultural Heritage Preservation
Act proposed by Legislator Pi-Han Chen and other 27 Legislators and
Legislator Wen-Yen Chiau and other 28 legislators respectively,
Legislative Yuan Related Documents, Yuan-Tsung No. 1082,
Government Proposal No. 15341, Legislator Proposal No. 17968 and
No. 17668-1.
Chiau, W.-Y. and Kuo, C.-C., 2014. Current development and challenges
of underwater archaeology in Taiwan, presented at the International
Workshop on Protection of Underwater Cultural Heritage and
Building-up the 21st Century Maritime Silk Road, South China Sea
Institute, Xiamen University.
National Development Council, 2012. Golden Decade and the National
Vision, Executive Yuan, Taiwan.
Liu, C.-Y., 2010. Applications of Underwater Technology in Marine
Archaeological Survey, presented at the 2010 Seed Talent Training
Workshop on Underwater Archaeology, National Sun Yat-sen
University, Taiwan.
United Nations Educational, Scientific and Cultural Organization
(UNESCO),
2017.
Underwater
Cultural
Heritage,
http://www.unesco.org/new/zh/culture/themes/underwater-culturalheritage/2001-convention/ (Retrieved on 14 July 2017).

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                  <text>All cultural materials are potentially cultural resources. However, because not all of them can be preserved or studied, choices must be made based on evaluation and re-evaluation. Values are learned and depend on cultural, intellectual, historical, and psychological frames of reference. Consequently, valuation is made individually, but is shared by communities. Valuation of underwater cultural heritage has, then, a broad range of determining value depending on the community to which it belongs.&#13;
&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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                  <text>Elena Perez-Alvaro&#13;
Licit Cultural Heritage Ltd., UK</text>
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                <text>Preservation of Underwater Cultural Heritage in Taiwan: Legislation and Challenges </text>
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                <text>The Convention on the Protection of the Underwater Cultural Heritage was adopted in 2001 by the United Nations Educational, Scientific and Cultural Organization (UNESCO).  The convention acknowledges the importance of underwater cultural heritage as an integral part of the cultural heritage of humanity and a particularly important element in the history of peoples, nations, and their relations with each other concerning their common heritage.  The responsibility of protecting and preserving the underwater cultural heritage therefore rests with all States (UNESCO, 2017.).  By echoing the spirit of the above convention, the Legislative Yuan (Parliament) of Taiwan adopted the Underwater Cultural Heritage Preservation Act on November 24, 2015.  The Act was promulgated by the President and was also put into force on 9 December 2015.  The Law is in seven chapters with 44 articles.  The chapters cover general provisions, attributed rights and international cooperation, activities involving underwater cultural heritage, in-situ preservation of underwater cultural heritage, excavation management in the sea, public education &#13;
                                                          &#13;
and professional training, penalties, and supplementary provisions.  This paper introduces the recent research projects of underwater cultural heritage in Taiwan, illustrates the enactment process of the new law and highlights its main features.  The paper concludes that it is essential to have further integration of management affairs, establishing national research institute, strengthening the international cooperation and the professional training, implementing related bylaws and mechanisms, and promoting public awareness, which also become daunting challenges faced by Taiwan as it marches toward the protection of its precious underwater cultural heritage.</text>
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                <text>Ching-Ching Kuo </text>
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                <text>Chun-Pei Liao </text>
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                <text>Wen-Yan Chiau</text>
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                <text>The Museum of Underwater Archaeology</text>
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                <text>11/24/2017</text>
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                <text>Ching-Ching Kuo </text>
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                <text>Chun-Pei Liao </text>
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                <text>Wen-Yan Chiau</text>
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                    <text>The ethics behind climate change: Small Island Developing
States in the Pacific as new underwater cultural heritage
Dr. Elena Perez-Alvaro
Licit Cultural Heritage Ltd.
elenaperezalvaro@gmail.com
Abstract
Predictions forecast changes in climate that may affect underwater
cultural heritage in the future. Warmer waters mean more chemical
changes and the proliferation of teredo navalis. Ocean currents may
cause disturbances to the layer of sediment protecting underwater cultural
heritage sites. The rises in sea levels would reduce the amount of time an
air-breathing diver can safely spend under water and hence their
productivity. Rises would also mean expansion, which could raise the
problem of ocean delimitation. Also our land tangible cultural heritage will
be submerged: entire nations and their cultural heritage may disappear,
an issue affecting mostly the Small Island Developing States -many of
them in the Pacific-, more vulnerable to rises in sea levels. Their identity
as citizens of their cities, as members of a community with their own
tangible past, complete with their cultural heritage, will disappear. Their
land heritage will become underwater cultural heritage but for more than
100 years will not be protected under the 2001 UNESCO Convention.
This paper will look at climate change in these Asia-Pacific communities
from the ethics as a core element and will study the introduction of these
flooded areas as new underwater cultural heritage, proposing an AsiaPacific values-orientated qualification of underwater cultural heritage as a
natural resource.
Key words: SIDS, tangible cultural heritage, climate change, UNESCO
Convention

Introduction
One of the commonly agreed principles of preservation of underwater
cultural heritage named by the 2001 UNESCO Convention on the
Protection of the Underwater Cultural Heritage is the preservation in situ

�as the first option (Preamble, Article 2.5. and Rule 1 of the Annex
(UNESCO, 2001). The reason for this being mainly because
archaeological objects are better preserved under layers of mud and in
saline water. The ship, once she has sunk and lies at the seabed, reaches
a state of equilibrium with the upper parts destroyed and the buried
remains covered (Green, 1990). After reaching this state of equilibrium,
the wreck will either be only disturbed by human intervention or by
geological changes like the ones forecast by climate change
(Wachsmann, 2011).
Global warming is, as (Chapman, 2003) observes, an environmental and
political issue. Climate change is warming the oceans and the ice at the
poles is melting causing sea levels to rise. Oceans are also being over
fertilized and suffering chemical changes, such as acidification or changes
on the salinity. Currents also may change their pattern and consequently,
ecosystems are becoming increasingly endangered.
These climate changes will have a direct impact on underwater cultural
heritage (Dunkley, 2013); (Van de Noort, 2013). Higher global surface
temperature will dry out some submerged heritage and, on the contrary,
sea-level rises will flood many coastal areas, creating new underwater
cultural heritage. In fact, climate change will raise the sea level enough to
inundate 136 sites considered by UNESCO to be cultural and historical
treasures (Marzeion and Levermann, 2014). In addition, each one of the
changes (warmer waters, changes in currents, rising oceans and chemical
changes) will have a different effect on the various materials that
constitute a submerged archaeological site.
Small Island Developing States (SIDS) are vulnerable to rises in sea
levels and even become uninhabitable (UNESCO, 2008). In this regard,
some authors warn that climate change will also modify social and cultural
behaviours, with communities changing how they live and work, migrating

�and abandoning their heritage. Therefore, all heritage needs to be
considered vulnerable to natural disasters (UNESCO, 2008).
The first part of this paper will analyse some cases of sites affected by
climate change that have already happened. Later, we will look at the
concept of “climate change”. The third part studies what would happen to
these Small Islands Developing States and the concept of identity. We will
next be looking to both ethical and legal aspects of climate change
affecting the cultural heritage. Finally, this paper will propose a new policy
for the preservation of underwater cultural heritage under the threat of the
climate change.

Issue
Climate change has already caused damages to underwater cultural
heritage. Sheridan and Sheridan (2013) state that civilization is heading
to informed self-destruction. They define culture as “the last cab off the
climate rank”. Several examples:
1. In Spain, a Phoenician shipwreck is being exposed due to the
change of currents affecting the oceans. The shipwreck that was 25
years ago at a depth of 6 metres it is now only at a depth of 1.8
metres (Rubio, 2014). Its preservation in situ may not be the best
option anymore, since it is now readily accessible to human
intervention and to further changes in the currents that may damage
her.
2. The raising of sea levels has disturbed the underwater graves of
soldiers killed in World War II on the Marshall Islands (McGrath,
2014). The tides have exposed a cemetery containing 26 human
bodies and the coffins and human remains are being washed away.
3. According to a leaked diplomatic cable1, the Dalai Lama called
attention to the climate changes that Tibet is suffering. Although

�Tibet is entirely landlocked, its temples are being inundated which
will convert them to underwater cultural heritage in the future, an
example that could be repeated:
The Dalai Lama argued that the political agenda should be
sidelined for five to ten years and the international community
should shift its focus to climate change on the Tibetan plateau.
Melting glaciers, deforestation and increasingly polluted water
from mining projects were problems that 'cannot wait.' The Dalai
Lama criticized China's energy policy, alleging that dam
construction in Kham and Amdo have displaced thousands of
Tibetans and left temples and monasteries underwater.
In view of these examples, climate change is an ultimate moral challenge
and cultural heritage managers have to be prepared for policy’s changes
(Sheridan and Sheridan, 2013). If the current global temperature is
prolonged over the next two millennia, 40 of the UNESCO Cultural World
Heritage sites will be affected. Of the 720 sites listed in the cultural and
mixed categories in the UNESCO World Heritage list, 136 of them will be
impacted by rises in sea levels (Marzeion and Levermann, 2014). In
addition, 3 to 12 countries will lose more than half of their current land
surface (Marzeion and Levermann, 2014).
Consequently, climate change may affect the underwater cultural heritage
in two forms:
a) Additional submerged places will be created and, on the contrary,
previously submerged places will become exposed.
A total of fifteen of the world’s twenty megacities are situated by the sea.
“If water levels rise even further, by 3, 4 or 5 metres in centuries to come,
we will have to give up some of the cities” (Rahmstorf and Richardson,
2009). These underwater cities or even countries will be in the future
underwater cultural heritage. This paper will focus on this aspect.

�b) The current underwater cultural heritage will be affected,
damaged or moved.
Variations in seawater follow universal chemical, physical and biological
laws. The shipwreck, in contact with water, experiences equilibrium
(Florian, 1987). At 400-800 metres depth archaeological sites experience
low and near constant water temperatures all year-round (Daly, 2011).
Sunlight, a biodeterioration accelerator, does not penetrate below 200m.
At the seafloor the current speeds are often very low with minimal tidal
effects and sediment transfer rates are also low. Erosion by currents, tidal
movements or changes in water circulation, resulting in objects being
removed and displaced is a real threat as well as erosion by dredging,
fishing and anchoring. Sediment accretion will be also having
consequences (Chapman, 2003): archaeological deposits could be buried
by accreting silts. As a consequence, the discovering of the new
underwater sites would be more difficult.

State of knowledge
Earth is a planet with high water content (71%). In fact it should be called
Ocean, instead of Earth as the volume of water is 1370 million km³
(Rahmstorf and Richardson, 2009). There are four main climate changes
that will affect the oceans:
1. The Warming of the Waters. There have always been fluctuations
in water temperature, especially in the surface layer of water that is
in direct contact with the atmosphere (the top 50–200 metres). The
temperature in this layer has increased by more than 3°C in the last
50 years. Such an increase in temperature will most likely gradually
spread to deeper layers, where shipwrecks and other heritage sites
are located. This warming could result in changes such as coral
bleaching and species migration. Other issues will also affect

�underwater tangible heritage such as chemical changes or the
increasing of shipworms.
2. Currents. Some experts predict that climate change could cause a
possible interruption of the thermohaline circulation, largely
responsible for regulating the earth’s temperature. Such change
would affect the submerged heritage in different ways, such as the
modification of the sediment layer. Much underwater cultural
heritage is preserved at present thanks to a protective layer of
sediment, mostly formed by microorganisms. Any disturbance of
this layer could damage the archaeological materials. A change in
currents can also displace some or all of a submerged
archaeological site, decontextualizing it from its original location or
otherwise dispersing the objects.
3. Chemical Changes. A variety of chemical changes might occur in
the waters as a result of climate change such as acidity and salinity.
If the pH of seawater decreases and the oxygen increases, it will
become more acidic. As a consequence, underwater material is
more likely to corrode. Also textiles dissolve more readily in acidic
water, meaning any archaeological textiles remaining under water
would likely be lost. Changes in salinity may also be proved
problematic since salinity also accelerates corrosion.
4. The Rising Sea Levels. Increased global temperatures melts land
ice, which adds water to the sea. Similarly, an increase in water
temperature results in the expansion of the sea, since warm water
occupies a larger volume than colder water. Sea levels react only
very slowly, and it takes many centuries—or even millennia—for
large continental ice masses to melt. However, since ice masses
are becoming wetter because of the contact with water, they will
almost certainly melt at a much faster rate. Researchers estimate

�that there will be a rise in the sea level of between 18 and 59 cm by
the year 2100; but it could exceed one metre. The rising sea level
would be the most difficult challenge facing cultural heritage. Not
only could it submerge the land-based cultural heritage, but
underwater cultural heritage might also be affected. Some of the
issues recognised in this regard are as follows:
 Increased depth. More water means greater depth and shipwrecks
lying on the seabed will be subject to greater pressure, which may
be more than they can withstand.
 Prospection. It would have an effect, mainly due to the reduction in
the amount of time a diver can remain under water.
 Marine boundaries. Higher sea levels will result in legal maritime
boundaries becoming less well-defined. Political issues and legal
disputes are expected to arise in the affected areas and the melting
of the Arctic will open new maritime commercial routes which will
translate into claiming of new territories as we will see.
 Flooding. Some land-based archaeological sites will flood, meaning
that some cultural heritage will become underwater cultural
heritage.
 Increased storms. Higher sea levels will cause more powerful
storms that will devastate low-lying areas. These will be in the form
of tropical storms and hurricanes/cyclones, at best eroding at worst
destroying both land and underwater heritage.
Although these are largely predictions for the future, some cultural
heritage sites are already experiencing these changes.
Small Islands Developing States

The Pacific Islands region comprises 22 countries and territories, nine of
them fully independent (Barnett and Campbell, 2010). It is divided into

�three regions: Melanesia -of large cultural diversity and more than 800
languages spoken-, Polynesia -more homogenous- with “only” 30
languages- and Micronesia -with strong links to the United States (Barnett
and Campbell, 2010). This cultural diversity may change for the effects of
climate change.
The IPCC 4th assessment report identifies small island states as being
the most vulnerable countries of the world to the adverse impacts of
climate change. The Pacific is in fact one of the world’s most vulnerable
regions. Not only their cultural heritage will be affected but also their
agriculture, water resources, forestry, tourism and other industry-related
sectors. However, the impact of climate change in these communities will
not only be noticeable on flooding lands, but also in its effects on
agricultural production and fisheries, and, as a consequence, in the
availability of food. However, there has been little research on
understanding how people is going to adapt to climate change.
For instance, the Tuvalu State is already losing not only its territory
because of the floodings, but also its identity and heritage: its culture as a
nation is transforming. Communities on the Torres Strait are also suffering
king tides and flooding that make life non-viable. The islands will probably
be completely submerged in the future, meaning 7000 people already
have to adapt to climate change. Australia has invited them to live on
Australian territory but this would mean that the land of such states—and,
therefore, their tangible culture—will be lost.
There are two basic responses to climate change for these territories:
mitigation and adaptation. Mitigation includes all policies and laws that
have been drafted on climate change. Adaptation has its origins in
evolutionary biology, seen as the basis for natural selections and it implies
long-term processes. This paper proposes a mix of mitigation and

�adaptation actions in order to understand and face the effects of climate
change on the cultural heritage.

Ethical dilemmas
This section will highlight the main ethical dilemmas attached to the loss
of a territory, as it is going to happen to some Asia-Pacific States.
1. Identity seems a concept intrinsically linked to the concept of
heritage. For

Ashworth (2007) heritage is a need of the individual and

of society to reinforce a socio-cultural identity: it is a contemporary
commodity and it is linked to the

concept of “national identity” that can

be shaped through a few selected points

of heritage and supporting

mythologies. An object of heritage can become an evocative symbol of
identification that acts as a trigger for emotions and narratives.
2. Emotion: this identification of a person with a place or an object
is established

because the person identifies itself with the place (or

object) and feels something related to it. In this regard, Smith (2006)
concludes that the “real

sense of heritage is when our emotions and

sense of self are truly engaged”.

The emotional value of heritage is felt

and it is reinforced through experiences and re-experiences that create a
sense of nostalgia (Smith and Waterton, 2009). Heritage is then not
valued for the specific information it contains but for the notions it evokes
among people.
3. Memories: memories, as emotions, are not spontaneous but they
need to be actively remembered (Smith and Waterton, 2009): they need
a root in a concrete object or site and need to be maintained. Cultural
heritage is intrinsically political and symbolic, used in lieu of description
to evoke memories

or emotions. And it is highly selective.

If some Small Island Developing States of the Pacific leave their
territories and, as a consequence, part of their tangible cultural heritage,

�they will lose part of their identity, their memories and the emotions that
they experience with their heritage.

Legal perspective
Legislation can be used to minimize human threats to underwater cultural
heritage. There is only 1.9 million km² of ocean area where nature
conservation regulations apply. There is some Marine Protected Areas
(MPA) but some authors (Rahmstorf and Richardson, 2009) believe that
at least 20 to 30% of the world’s oceans should be protected.
The Intergovernmental Panel on Climate Change (IPCC, 2007), Group I
concludes that the oceans are warming and the salinification of water is
changing. Although they are not visible ocean circulation changes, the
ocean biogeochemistry is changing since there is evidence of decreased
oxygen concentrations. And the sea level is definitely rising (IPCC, 2007).
Despite of all this information, international instruments fails to protect
cultural heritage from climate change forces (Sheridan and Sheridan,
2013). There are gaps in the capacity of the legislation for future
protection. Only the Convention Concerning the Protection of the Worlds
Cultural and Natural Heritage (1972) has some response to climate
change (Sheridan and Sheridan, 2013). The 2001 UNESCO Convention
on the Protection of the Underwater Cultural Heritage does not mention
climate change as an adverse factor for underwater cultural heritage.
However, Dromgoole (2013) feels that the term in the definition “partially
or totally underwater, periodically or continuously, for at least 100 years”
is of importance for the predicted sea level changes due to climate
change. However, and despite this minor concession, the Convention
does not explicitly mention “climate change” and as a consequence, it
does not propose solutions. Neither the 1982 UNCLOS Convention does.

�The UN Framework Convention on Climate Change (1992) has no direct
reference to underwater cultural heritage, nor does the Kyoto Protocol
(1997) which aims to reduce the levels of greenhouse gases.
The instruments that try to cover the topic provide good intentions rather
than solutions. They make a good starting point for the development of
the field, although they tend to be vague and imprecise and no remedies
are proposed. As a consequence, there is a need for ranking the potential
impact of climate change on individual heritage and determining the
vulnerability, sensitivity and resilience to future changes (Howard, 2003).

Conclusions
As this paper has tried to demonstrate, rises in sea levels, warmer waters,
ocean acidification and changes in currents will affect underwater cultural
heritage (Dunkley, 2013). Warmer waters mean more energetic oceans
(that cause more erosion) and the migration of invasive species. It also
means expansion, which will cause the problem of oceans delimitation. In
addition, this rises in sea levels will reduce the amount of time and
productivity an air-breathing diver can spend under water safely. In
addition, saltier waters mean less clear waters. Changes in ocean
temperatures also affect and alter oceanic currents which will have an
impact on underwater visibility for divers besides of the erosion of the
heritage. And although the direct effects of acidification are not still well
understood (but it is known that will harm marine fauna) it increases the
current rates of metal corrosion, which will be particularly harmful to the
underwater heritage of the World Wars (Dunkley, 2013).
Each site deserves unique treatment and it is difficult to set common
criteria. The climate change consequences on heritage need different
strands of research, like risk factors, socio-economic research and nature
and cultural stress factors (UNESCO, 2008). Some authors predict that

�future generations will face damage and loss of underwater cultural
heritage or will have to make great efforts to protect them (Marzeion and
Levermann, 2014).
However, as Sheridan and Sheridan (2013) observe, it seems that people
may need to see their cultural heritage threatened, temples washed away
or cathedrals destroyed by flooding to be convinced of the effects of
climate change in culture and to evaluate and propose solutions.
However, it is erroneous to assume that the most visible remains are the
most threatened. There is a need for practical and political response to
the effects of climate change on underwater cultural heritage but also a
priority of raising awareness of the impacts. Some authors emphasise the
inadequate financial resources and a lack of creativity on managing
underwater cultural heritage despite it being a growing “industry”
(Kingsley, 2011). Some inter-agency cooperation might be necessary
(Van de Noort, 2013), as well as convincing policy makers to include
climate change impacts in planning (Cassar and Pender, 2005).
This paper proposes the inclusion of underwater cultural heritage as
natural heritage, which is another subject on policy agendas for protecting
the world’s oceans from climate change. The differentiation between
cultural and natural is a barrier that excludes underwater cultural heritage
and avoids a common interdisciplinary work, as it will be seen in the next
section. However, is an Asia-Pacific values-orientated qualification of
underwater cultural heritage as a natural resource, focusing on identifying
and recovering the connections between the nature and culture sectors.

Proposal
The present study focuses the required actions to manage the underwater
cultural heritage under the threat of climate change in four steps:
recognizing the loss, starting the debate, creating a legal framework in

�which situate the debate and recognizing underwater cultural heritage as
a natural resource.
1. Recognizing the loss: there have already been two periods of
climate change in the past which could have affected the heritage. It is
essential to understand that although climate change does destroy the
heritage, it also creates new heritage (for instance flooded cities or islands
will become underwater cultural heritage in 100 years). This is an ethical
issue on heritage as process: understanding that it is inevitable to lose
some cultural heritage but that we will also gain some.

On these

premises, however, it is again the time to evaluate the importance of the
sites and to undertake actions to preserve the selected ones.
2. Starting the debate: climate change debate has occupied few
concerns in the archaeological and heritage arena. Whatever the causes,
the effects may be devastating (Chapman, 2003). This paper has tried to
trigger the debate, which needs to be discussed and disseminated
through academic, social and political agendas.
3. Creating a legal framework: the 2001 UNESCO Convention that
guides States on the management of their underwater cultural heritage
does not include climate change as a danger to the heritage. As with any
other international instruments, the authors of the Convention would hope
to become an example to the states (Carman, 2013). If this Convention
does not take climate change into consideration neither will States. This
paper presents a high-risk concept: underwater cultural heritage is a part
of the oceans and as a consequence underwater cultural heritage
preservation has more similarities to underwater natural heritage than to
terrestrial cultural heritage. Although the methodology (archaeology) and
the ethical concerns that both underwater and land heritage face have a
major equivalence, in the aspects of preserving and facing climate
change, underwater cultural heritage has to fight the same battles as the

�natural heritage in the oceans. The changes that will affect them are the
same. As a consequence, the same legal and political agendas on climate
change affecting the oceans should already include (as coral reefs are
included) underwater cultural heritage on their agendas.
4. Recognizing underwater cultural heritage as a natural resource:
Aznar-Gómez (2013) states that although underwater cultural heritage is
not considered a natural resource by the UNCLOS Convention, the
seabed and the sand is covering the archaeological objects. Also the nonsedentary fishing species live around artificial reefs made by shipwrecks.
For this reason, some authors (Rössler, 2006) have tried to link cultural
and biological diversity for the better preservation of underwater cultural
heritage. In fact, the 1972 Convention Concerning the Protection of the
World Cultural and Natural Heritage is an instrument for the preservation
of both, cultural and natural heritage. Aplin (2002) argues that distinction
between natural and cultural heritage is blurred and Chapman (2003)
reminds the close relationship between ecological and archaeological site
management and suggests a liaison between archaeologists and other
parties interested in natural environment. Lixinski (2008: 379) claims that
the “nature and culture dichotomy” listed in the 1972 World Heritage
Convention is simply artificial, as it is proved to be in the wording “the
combined works of nature and man”. According to the author, the holistic
approach to heritage seen as “significance” and not as a place or as an
object blurs that dichotomy. Accordingly, it is necessary to adjust natural
policies on the oceans to accommodate underwater cultural heritage. If
shipwrecks are considered artificial reefs, the same preservation policies
applied to natural reefs can be applied to the artificial ones (that is,
underwater cultural heritage).

�Endnotes
1

US embassy cables. The guardian. 10th August 2010 Available at:
http://www.theguardian.com/world/us-embassy-cables-documents/220120

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Biography
Elena Perez-Alvaro, doctor in Underwater Cultural Heritage, is a cultural
heritage consultant for Licit Cultural Heritage Ltd. Her primary
responsibility is to provide the clients with curatorial specialist advice, from
management to legal or uses advice. Her publications consider ethical,
legal and management aspects of cultural heritage, including the valuation
and interpretation of cultural heritage, protection from climate change, the
enhancement of intangible heritage, the relationship between natural and
cultural heritage, cultural heritage of colonised countries or the cultural
heritage of indigenous communities. She has also undertaken a wide
variety of teaching posts, including at university level.

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&#13;
A clear example of this is the protection of human remains. The 2001 UNESCO Convention includes, in its definition of underwater cultural heritage, human remains which have been underwater for more than 100 years. However, the Christian philosophy on the treatment of human remains is different to that of Asian philosophy that teaches that human remains will never become underwater cultural heritage since, if they are seen by someone in an underwater site, it is imperative to rescue the human remains and bury them on land according to their beliefs. &#13;
&#13;
This session aims to create a forum for policymakers, managers, and archaeologists devoted to underwater cultural heritage where they can share their experiences of and research on the valuation of underwater cultural heritage. We aim to accept papers that help us to understand the definition of â€˜underwater cultural heritageâ€™ in the Asia-Pacific regions, comparing those definitions with the definition of the 2001 UNESCO Convention and trying to find a common interpretation. We will also be looking to examine the meaning of the underwater cultural heritage sites and objects for different communities. Finally, we will be expecting papers exploring the different possibilities of the use and/or conservation of this underwater cultural heritage according to the values and needs of the different communities. &#13;
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                <text>The ethics behind climate change: Small Island Developing States in the Pacific as new underwater cultural heritage </text>
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                <text>Predictions forecast changes in climate that may affect underwater cultural heritage in the future. Warmer waters mean more chemical changes and the proliferation of teredo navalis. Ocean currents may cause disturbances to the layer of sediment protecting underwater cultural heritage sites. The rises in sea levels would reduce the amount of time an air-breathing diver can safely spend under water and hence their productivity. Rises would also mean expansion, which could raise the problem of ocean delimitation. Also our land tangible cultural heritage will be submerged: entire nations and their cultural heritage may disappear, an issue affecting mostly the Small Island Developing States -many of them in the Pacific-, more vulnerable to rises in sea levels. Their identity as citizens of their cities, as members of a community with their own tangible past, complete with their cultural heritage, will disappear. Their land heritage will become underwater cultural heritage but for more than 100 years will not be protected under the 2001 UNESCO Convention.  This paper will look at climate change in these Asia-Pacific communities from the ethics as a core element and will study the introduction of these flooded areas as new underwater cultural heritage, proposing an AsiaPacific values-orientated qualification of underwater cultural heritage as a natural resource.</text>
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            <name>Creator</name>
            <description>An entity primarily responsible for making the resource</description>
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              <elementText elementTextId="5649">
                <text>Elena Perez-Alvaro </text>
              </elementText>
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          <element elementId="45">
            <name>Publisher</name>
            <description>An entity responsible for making the resource available</description>
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                <text>The Museum of Underwater Archaeology</text>
              </elementText>
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            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
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                <text>11/24/2017</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="47">
            <name>Rights</name>
            <description>Information about rights held in and over the resource</description>
            <elementTextContainer>
              <elementText elementTextId="5652">
                <text>Elena Perez-Alvaro </text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
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    </elementSetContainer>
    <tagContainer>
      <tag tagId="45">
        <name>Asia-Pac Session 7 2017</name>
      </tag>
    </tagContainer>
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</itemContainer>
